Licensed Shared Access Evolution to Provide Exclusive and Dynamic Shared Spectrum Access for Novel 5G Use Cases

This chapter studies the Licensed Shared Access (LSA) concept, which was initially developed to enable the use of the vacant spectrum resources in 2.3–2.4 GHz band for mobile broadband (MBB) through long-term static licenses. The LSA system was developed to guarantee LSA licensees a predictable quality of service (QoS) and exclusive access to shared spectrum resources. This chapter describes the development and architecture of LSA for 2.3–2.4 GHz band and compares the LSA briefly to the Spectrum Access System (SAS) concept developed in the USA. 5G and its new use cases require a more dynamic approach to access shared spectrum resources than the LSA system developed for 2.3–2.4 GHz band can provide. Thus, a concept called LSA evolution is currently under development. The novel concepts introduced in LSA evolution include spectrum sensing, short-term license periods, possibility to allocate spectrum locally, and support for co-primary sharing, which can guarantee the quality of service (QoS) from spectrum perspective. The chapter also describes a demonstration of LSA evolution system with spectrum user prioritization, which was created for Programme Making and Special Events (PMSE) use case

Field Measurements in Determining Incumbent Spectrum Utilization and Protection Criteria in Wireless Co-existence Studies

Studies of spectrum sharing and co-existence between different wireless communication systems are important, as the current aim is to optimize their spectrum utilization and shift from static exclusive spectrum allocation to more dynamic co-existence of different systems within same frequency bands. The main goal of this thesis is to provide measurement methodologies for obtaining realistic results in modeling incumbent spectrum utilization and in determining incumbent protection criteria. The following research questions are considered in this thesis: Q1) How should field measurements be conducted and used to model incumbent spectrum utilization? Q2) How should field measurements be conducted and used to determine protection criteria for incumbents in a co-existence scenario with mobile broadband? and Q3) Which licensing methods and technological solutions are feasible to enable spectrum sharing in frequency bands with incumbents? To answer to Q1, this thesis describes the development of a spectrum observatory network concept created through international collaboration and presents measurement methodologies, which allow to obtain realistic spectrum occupancy data over geographical areas using interference map concept. A cautious approach should be taken in making strong conclusions from previous single fixed location spectrum occupancy studies, and measurements covering larger geographical areas might be needed if the measurement results are to be used in making spectrum management decisions. The field interference measurements considered in Q2 are not covered well in the current research literature. The measurements are expensive to conduct as they require substantial human resources, test network infrastructure, professional level measurement devices and radio licenses. However, field measurements are needed to study and verify hypotheses from computer simulations or theoretical analyses in realistic operating conditions, as field measurement conditions can not or are not practical to be adequately modeled in simulations. This thesis proposes measurement methodologies to obtain realistic results from field interference measurements, taking into account the propagation environments and external sources of interference. Less expensive simulations and laboratory measurements should be used both to aid in the planning of field measurements and to complement the results obtained from field measurements. Q3 is investigated through several field interference measurement campaigns to determine incumbent protection criteria and by analyzing the spectrum observatory data to determine the occupancy and trends in incumbent spectrum utilization. The field interference measurement campaigns have been conducted in real TV White Space, LTE Supplemental Downlink and Licensed Shared Access test network environments, and the obtained measurement results have been contributed to the development of the European spectrum regulation. In addition, field measurements have been conducted to contribute to the development and technical validation of the spectrum sharing frameworks. This thesis also presents an overview of the current status and possible directions in spectrum sharing. In conclusion, no single spectrum sharing method can provide universally optimal efficiency in spectrum utilization. Thus, an appropriate spectrum sharing framework should be chosen taking into account both the spectrum utilization of the current incumbents and the future needs in wireless communications.Siirretty Doriast

On the Spectrum and Energy Efficiency in Dynamic Licensed Shared Access Systems:A Multiobjective Optimization Approach

In licensed shared access (LSA) systems, the protection of the incumbent in the shared spectrum may degrade the spectrum and energy efficiency of the licensee. In this paper, we examine the optimization of these two performance metrics in a LSA vertical sharing scenario between an airport incumbent, and a mobile network operator licensee. Considering a restriction zone of a pre-defined radius, we derive the probability of the incumbent's interference threshold and then formulate a power allocation scheme as a multi-objective optimization of both energy and spectrum efficiency. We then adopt the weighted sum method to convert this multi-objective optimization into a single objective optimization and convert that into a quasi concave optimization problem. The optimum power allocation is then obtained using fractional programming. We further investigate the impact of various critical operational parameters in conjunction with the two performance metrics. Simulation results indicate a significantly improved energy efficiency in the licensee network as well as the spectrum efficiency comparable to even when the LSA spectrum utilization is unrestricted by the incumbent's maximum interference threshold. Furthermore, we show that with careful selection of the licensee eNodeB coverage radius, transmit power, and users number per eNodeB coverage area, one can engineer the best possible trade-off between the spectrum and energy efficiency

Spectral Efficiency of Dynamic Licensed Shared Access

In licensed shared access (LSA) the radio spectrum is dynamically shared between an incumbent and one or more licensee systems. Protective measures are then applied to the licensees' communication activity to protect normal operation of the incumbent system. Such measures are therefore crucial components of the LSA, and thus fundamentally affect the achievable spectrum efficiency. In this paper, we investigate a vertical LSA including an airport traffic control system, as the incumbent, and a mobile network as the licensee. While some previous works only consider the licensee uplink, we analytically obtain the interference received by the incumbent from the licensee's transmission both in the uplink and downlink. We then obtain optimal uplink and downlink power allocation in the licensee using an optimisation problem with the objective of maximizing licensee's spectral efficiency (SE) subject to the incumbent interference threshold. Furthermore, we investigate the effect of the number of users and cell size on the SE. Our results provide quantitative insights for practical system design and deployment of LSA system. We then examine the whole LSA spectrum utilization by characterising the availability of the LSA spectrum using a tandem queue setting. Using this model we obtain an expression for the spectral utilization as a function of the licensee's achievable spectral efficiency and the statistics of the LSA spectrum availability. Simulation results show more than a seven-fold improvement in the licensee SE using the optimal power allocation. It is also seen that a higher SE gain is achieved with the proposed optimal power allocation in cases where the number of user equipment in the eNodeB coverage area is very small. Furthermore, higher spectrum utilization efficiency is achieved as a result of shorter busy periods and higher achievable SE for distant cells

Uplink Transmission Control Methods in LSA-Enabled Cellular Networks

As of now, multiple approaches to increasing network throughput are being studied. For instance, mmWave communications are expected to deliver increase in network throughput to 7 Gbps over 60 and 28 GHz. As a consequence of increasing frequency, the range of communication decreases, but new possibilities arise, such as directional transmissions. Another approach is offloading traffic onto neighbors in case they are connected to a faster link. In case of mobile devices it leads to decreased battery lifetime and increase of power consumption. Another approach is reusing stale bands that were reserved for services that are obsolete and/or defunct. However, there are cases when stale bands are allocated to services that are not defunct, but their activity is low. In this case, it is impossible to reallocate the bands. Despite that, it is still possible to use these bands by using LSA approach by sharing bands between the original owner (incumbent) and licensee. Licensee will need to satisfy the terms of the licensed sharing by keeping the interference power below the threshold and vacating the bands when latter are requested by incumbent. Hence, we must not use shared bands for delay-sensitive traffic or mission-critical services. One possible application of LTE LSA is non-critical IoT devices that are linked to the power grid (weather stations). Therefore, we should balance between satisfying license agreement terms and keeping the network operational. We also need to realize that LSA approach can be applied in cases when location of the incumbent changes rapidly. In this work, power control methods developed for LSA-enabled cellular networks are given. These methods were built for dynamic LSA scenarios, when position of the incumbent changes rapidly and licensee has to readjust power limits on the infrastructure. Aside from that, some minor improvements that were done to the algorithms are described, as well as practical operation example is shown

On the efficiency of dynamic licensed shared access for 5G/6G wireless communications

The licensed shared access (LSA) is a spectrum licensing scheme authorizing additional new users (the licensees) to dynamically share the same spectrum with the old users (the incumbents). Contained in the terms of the spectrum usage authorization is a set of strict protective measures for the incumbent system which introduce extra restrictions on the licensee operations. Such measures imply that the licensee’s access to the spectrum can be revoked or restricted at any time which may result in the degradation of critical performance metrics of the latter. Addressing this issue and the accompanying challenges as we enter the 5G zettabytes era motivates the research problems addressed in this thesis. A vertical LSA spectrum sharing involving a mobile network operator (MNO) as the licensee and two categories of incumbent including the aeronautical telemetry, and a group of terrestrial public and ancillary wireless services is adopted in this thesis. Firstly, an analytical examination of the uplink and downlink licensee’s transmit power, when its spectrum access right is revoked (i.e., the limited transmit power) is done. Then a power allocation scheme that maximizes the energy efficiency (EE) of the licensee when it is operating with limited transmit power is proposed. Simulation results reveal the impact of the LSA spectrum access revocation on the allowable transmit power of the licensee as a function of the effect of different interference propagation path and the transmission direction. A comparison of the proposed optimal power allocation method with the equal power allocation (EPA) method further shows considerable improvement in the achievable EE of the licensee. Furthermore, in the LSA, the achievable spectrum efficiency (SE) of the licensee is limited by the interference threshold constraint set by the incumbent’s protective measures. Consequent on this, we propose an SE maximization of the licensee’s system subject to the incumbent interference threshold constraint. Furthermore, the LSA band spectral utilization was characterised as a function of the licensee’s achievable SE and the statistics of the LSA spectrum availability. The obtained results provide quantitative insights for practical system design and deployment of the LSA system, especially when compared to the results obtained in the maximization of the EE. In particular, the effect of variations in critical operational parameters throws up interesting network design trade-off challenge, worthy of consideration. This informs the subsequent multi objective optimization of the EE-SE trade-off investigated next. Interestingly, the obtained results indicate that with careful selection of the licensee eNodeB coverage radius, transmit power, and number of user equipment per eNodeB coverage area, one can engineer the best possible trade-off between the spectrum and energy efficiency in practical LSA deployment. A major LSA feature is guaranteeing predictable quality of service (QoS) for both the incumbent and the licensee systems. In terrestrial implementation, the reduction in the achievable data rate caused by the incumbents’ protective measures, may violate guaranteed QoS in the licensee system. To address this issue, we propose a LSA - based hybrid aerialterrestrial system with drone base station (D-BS). Simulation results show that using the proposed scheme, the licensee, when operating under the incumbents’ imposed restrictions, is able to achieve the QoS data rate requirements of the users on its network. In conclusion, the findings in this research indicates that the dynamic LSA is a practically viable solution to the spectrum management requirements of the emerging vertical wireless technologies in 5G and beyond

Mission-Critical Communications from LMR to 5G: a Technology Assessment approach for Smart City scenarios

Radiocommunication networks are one of the main support tools of agencies that carry out actions in Public Protection & Disaster Relief (PPDR), and it is necessary to update these communications technologies from narrowband to broadband and integrated to information technologies to have an effective action before society. Understanding that this problem includes, besides the technical aspects, issues related to the social context to which these systems are inserted, this study aims to construct scenarios, using several sources of information, that helps the managers of the PPDR agencies in the technological decisionmaking process of the Digital Transformation of Mission-Critical Communication considering Smart City scenarios, guided by the methods and approaches of Technological Assessment (TA).As redes de radiocomunicações são uma das principais ferramentas de apoio dos órgãos que realizam ações de Proteção Pública e Socorro em desastres, sendo necessário atualizar essas tecnologias de comunicação de banda estreita para banda larga, e integra- las às tecnologias de informação, para se ter uma atuação efetiva perante a sociedade . Entendendo que esse problema inclui, além dos aspectos técnicos, questões relacionadas ao contexto social ao qual esses sistemas estão inseridos, este estudo tem por objetivo a construção de cenários, utilizando diversas fontes de informação que auxiliem os gestores destas agências na tomada de decisão tecnológica que envolve a transformação digital da Comunicação de Missão Crítica considerando cenários de Cidades Inteligentes, guiado pelos métodos e abordagens de Avaliação Tecnológica (TA)

Spectrum Coexistence Mechanisms for Mobile Networks in Unlicensed Frequency Bands

Mobile network operators have historically experienced increasing traffic loads at a steady pace, which has always strained the available network capacity and claimed constantly for new methods to increase the network capacity. A key solution proposed to increase the available spectrum is the exploitation of the unlicensed spectrum in the 5 GHz bands, predominantly occupied by Wi-Fi technology. However, an uncontrolled deployment of mobile networks in unlicensed bands could potentially lead to a resource starvation prob lem for Wi-Fi networks and therefore degrade their performance significantly. To address this issue, the 3rd Generation Partnership Project (3GPP) standardised the Long Term Evolution Unlicensed (LTE-U) and Licensed Assisted Access (LAA) technologies. The main philosophy of these technologies is to allow mobile operators to benefit from the vast amount of available spectrum in unlicensed bands without degrading the performance of Wi-Fi networks, thus enabling a fair coexistence. However, the proposed coexistence mechanisms have been proven to provide very limited guarantees of fairness, if any at all. This thesis proposes several improvements to the 3GPP coexistence mechanisms to en able a truly fair coexistence between mobile and Wi-Fi networks in unlicensed bands. In particular, various methods are proposed to adjust the transmission duty cycle in LTE-U and to adapt/select both the waiting and transmission times for LAA. The main novelty of this work is that the proposed methods exploit the knowledge of the existing Wi-Fi activity statistics to tune the operating parameters of the coexistence protocol (duty cycle, contention window size and its adaptation, transmission opportunity times, etc.), optimise the fairness of spectrum coexistence and the performance of mobile networks. This research shows that, by means of a smart exploitation of the knowledge of the Wi-Fi activity statistics, it is possible to guarantee a truly fair coexistence between mobile and Wi-Fi systems in unlicensed bands. Compared to the 3GPP coexistence mechanisms, the proposed methods can attain a significantly better throughput performance for the mobile network while guaranteeing a fair coexistence with the Wi-Fi network. In some cases, the proposed methods are able not only to avoid degradation to the Wi-Fi network but even improve its performance (compared to a coexistence scenario between Wi-Fi networks only) as a result of the smart coexistence mechanisms proposed in this thesis. The proposed methods are evaluated for the 4G LTE standard but are similarly applicable to other more recent mobile technologies such as the Fifth Generation New Radio in Unlicensed bands (5G NR-U)

Mobile Offloading in Residential Wireless Access Markets

The growth of mobile data traffic has been increasing at a tremendous pace. Currently, mobile broadband is mostly served by macro base stations. Strong attenuation occurs when the signals penetrate through buildings affecting the quality of service. Hence, mobile operators need to enhance the capacity to minimise congestion problems and improve the coverage on their macro networks for better network operation. As most of the mobile traffic occurs indoors, there is a need for indoor network deployments. A qualitative analysis employing the combination of various research methods (value network configuration, system dynamics, expert interviews) has been carried out to investigate various factors besides mobile offloading, which could lead to a large-scale deployment of femtocells in homes with the focus on Finland. This study also discusses several options to cope with the mobile traffic growth and examines different indoor network deployment scenarios. Furthermore, the scenarios of Femtocell-as-a-Service are highlighted and its possible impacts on mobile operators’ business are covered as well. The analysis is also conducted to illustrate how different actors are interrelated in the home network business. The analysis reveals that the primary factor that will contribute to the success of femtocell deployment in homes is the need for future mobile offloading. However, many other factors have important implications which require careful consideration by mobile operators. With the presence of good macro network capacity like in Finland, new services and partnership with third party providers has been identified as the most important factor. Mobile operators need to offer an incentive to attract end-users to adopt a femtocell service due to the strong positioning of WiFi in homes. Therefore, new services would also enable the penetration of femtocells into homes to compete with WiFi access points. Three factors (interference mitigation and interoperability, femtocell management system, backhaul) are also important as these are needed to ensure the femtocell networks operate reliably. As lowering the cost is essential for building scale, the model of Femtocell-as-a-Service is useful as it reduces capital investments for mobile operators. Interviews with the experts found that major mobile operators are less likely to adopt this model. This is better suited for smaller mobile operators that want to quickly enter the femtocell business