Massive MIMO is a Reality -- What is Next? Five Promising Research Directions for Antenna Arrays

Massive MIMO (multiple-input multiple-output) is no longer a "wild" or "promising" concept for future cellular networks - in 2018 it became a reality. Base stations (BSs) with 64 fully digital transceiver chains were commercially deployed in several countries, the key ingredients of Massive MIMO have made it into the 5G standard, the signal processing methods required to achieve unprecedented spectral efficiency have been developed, and the limitation due to pilot contamination has been resolved. Even the development of fully digital Massive MIMO arrays for mmWave frequencies - once viewed prohibitively complicated and costly - is well underway. In a few years, Massive MIMO with fully digital transceivers will be a mainstream feature at both sub-6 GHz and mmWave frequencies. In this paper, we explain how the first chapter of the Massive MIMO research saga has come to an end, while the story has just begun. The coming wide-scale deployment of BSs with massive antenna arrays opens the door to a brand new world where spatial processing capabilities are omnipresent. In addition to mobile broadband services, the antennas can be used for other communication applications, such as low-power machine-type or ultra-reliable communications, as well as non-communication applications such as radar, sensing and positioning. We outline five new Massive MIMO related research directions: Extremely large aperture arrays, Holographic Massive MIMO, Six-dimensional positioning, Large-scale MIMO radar, and Intelligent Massive MIMO.Comment: 20 pages, 9 figures, submitted to Digital Signal Processin

Beamforming management and beam training in 5G system

Massive multiple-input-multiple-output (MIMO) antenna system with beamforming technique is an integral part of upcoming 5G new radio (NR) system. For the upcoming deployment of 5G NR system in both stand-alone (SA) and non-stand-alone (NSA) structure, beamforming plays an important role to achieve its key features and meet the estimated requirement. To be employed with massive MIMO antenna structure, beamforming will allow 5G system to serve several users at a time with better throughput and spectral usage. Beamforming will also minimize the path loss due to high susceptibility of millimetre wave and provide beamforming gain. For a wide range of benefit scheme, beamforming is currently a hot topic regarding the deployment of 5G. With the advantage of both analog and digital beamforming, hybrid beamforming structure can provide better system benchmark performance in terms of cost and flexibility. Switched beam training and adaptive beam training approaches and algorithms are developed in order to reduce training time, signalling overhead and misdetection probability. Some of the approaches and algorithm are addressed in this thesis. Beamforming management ensures the initiation and sustainability of the established link between transmitter and receiver through different processes. Beam tracking helps to keep track of the receiver devices during mobility. As beamforming is related to antenna configuration, near-field spherical wave front incident problem was ignored, and all the references and examples presented in this topic was obtained with a far-field propagation perspective. To avoid mutual coupling between antenna elements and grating lobe problems in antenna radiation pattern, each element is separated by half of the wavelength. This thesis paper aims to provide a broader view into beamforming scenario, starting from the basics of beamforming to training the beams and management aspects in the hardware part of 5G structure. Another goal is to present the necessity of beamforming in a 5G system by stating different benefits scheme such as spatial diversity, interference suppression, energy efficiency, spectral efficiency and so on. These benefits are justified by evaluating various research paper and MATLAB simulations

INTERFERENCE MANAGEMENT IN LTE SYSTEM AND BEYOUND

The key challenges to high throughput in cellular wireless communication system are interference, mobility and bandwidth limitation. Mobility has never been a problem until recently, bandwidth has been constantly improved upon through the evolutions in cellular wireless communication system but interference has been a constant limitation to any improvement that may have resulted from such evolution. The fundamental challenge to a system designer or a researcher is how to achieve high data rate in motion (high speed) in a cellular system that is intrinsically interference-limited. Multi-antenna is the solution to data on the move and the capacity of multi-antenna system has been demonstrated to increase proportionally with increase in the number of antennas at both transmitter and receiver for point-to-point communications and multi-user environment. However, the capacity gain in both uplink and downlink is limited in a multi-user environment like cellular system by interference, the number of antennas at the base station, complexity and space constraint particularly for a mobile terminal. This challenge in the downlink provided the motivation to investigate successive interference cancellation (SIC) as an interference management tool LTE system and beyond. The Simulation revealed that ordered successive interference (OSIC) out performs non-ordered successive interference cancellation (NSIC) and the additional complexity is justified based on the associated gain in BER performance of OSIC. The major drawback of OSIC is that it is not efficient in network environment employing power control or power allocation. Additional interference management techniques will be required to fully manage the interference.fi=Opinnäytetyö kokotekstinä PDF-muodossa.|en=Thesis fulltext in PDF format.|sv=Lärdomsprov tillgängligt som fulltext i PDF-format

Channel estimation in massive MIMO systems

Last years were characterized by a great demand for high data throughput, good quality and spectral efficiency in wireless communication systems. Consequently, a revolution in cellular networks has been set in motion towards to 5G. Massive multiple-input multiple-output (MIMO) is one of the new concepts in 5G and the idea is to scale up the known MIMO systems in unprecedented proportions, by deploying hundreds of antennas at base stations. Although, perfect channel knowledge is crucial in these systems for user and data stream separation in order to cancel interference. The most common way to estimate the channel is based on pilots. However, problems such as interference and pilot contamination (PC) can arise due to the multiplicity of channels in the wireless link. Therefore, it is crucial to define techniques for channel estimation that together with pilot contamination mitigation allow best system performance and at same time low complexity. This work introduces a low-complexity channel estimation technique based on Zadoff-Chu training sequences. In addition, different approaches were studied towards pilot contamination mitigation and low complexity schemes, with resort to iterative channel estimation methods, semi-blind subspace tracking techniques and matrix inversion substitutes. System performance simulations were performed for the several proposed techniques in order to identify the best tradeoff between complexity, spectral efficiency and system performance

Joint precoding and antenna selection in massive mimo systems

This thesis presents an overview of massive multiple-input multiple-output (MIMO) systems and proposes new algorithms to jointly precode and select the antennas. Massive MIMO is a new technology, which is candidate for comprising the fifth-generation (5G) of mobile cellular systems. This technology employs a huge amount of antennas at the base station and can reach high data rates under favorable, or asymptotically favorable, propagation conditions, while using simple linear processing. However, massive MIMO systems have some drawbacks, such as the high cost related to the base stations. A way to deal with this issue is to employ antenna selection algorithms at the base stations. These algorithms reduce the number of active antennas, decreasing the deployment and maintenance costs related to the base stations. Moreover, this thesis also describes a class of nonlinear precoders that are rarely addressed in the literature; these techniques are able to generate precoded sparse signals in order to achieve joint precoding and antenna selection. This thesis proposes two precoders belonging to this class, where the number of selected antennas is controlled by a design parameter. Simulation results show that the proposed precoders reach a lower bit-error rate than the classical antenna selection algorithms. Furthermore, simulation results show that the proposed precoders present a linear relation between the aforementioned design parameter that controls the signals’ sparsity and the number of selected antennas. Such relation is invariant to the number of base station’s antennas and the number of terminals served by this base station.Esta dissertação apresenta uma visão geral sobre MIMO (do termo em inglês, multiple-input multiple-output) massivo e propõe novos algoritmos que permitem a pré-codificacão de sinais e a seleção de antenas de forma simultânea. MIMO massivo é uma nova tecnologia candidata para compor a quinta geração (5G) dos sistemas celulares. Essa tecnologia utiliza uma quantidade muito grande de antenas na estação-base e, sob condições de propagação favorável ou assintoticamente favorável, pode alcançar taxas de transmissão elevadas, ainda que utilizando um simples processamento linear. Entretanto, os sistemas MIMO massivo apresentam algumas desvantagens, como por exemplo, o alto custo de implementação das estações-bases. Uma maneira de lidar com esse problema é utilizar algoritmos de seleção de antenas na estação-base. Com esses algoritmos é possível reduzir o número de antenas ativas e consequentemente reduzir o custo nas estações-bases. Essa dissertação também apresenta uma classe pouco estudada de pré-codificadores não-lineares que buscam sinais pré-codificados esparsos para realizar a seleção de antenas conjuntamente com a pré-codificação. Além disso, este trabalho propõem dois novos pré-codificadores pertencentes a essa classe, para os quais o número de antenas selecionadas é controlado por um parâmetro de projeto. Resultados de simulações mostram que os pré-codificadores propostos conseguem uma BER (do termo em inglês, bit-error rate) menor que os algoritmos clássicos usados para selecionar antenas. Além disso, resultados de simulações mostram que os pré-codificadores propostos apresentam uma relação linear com o parâmetro de projeto que controla a quantidade de antenas selecionadas; tal relação independe do número de antenas na estação-base e do número de terminais servidos por essa estação

Energy-Efficient Pilot-Data Power Control in MU-MIMO Communication Systems

Multiple-input multiple-output (MIMO) antenna system is considered as a core technology for wireless communication. To reap the benefits of MIMO at a greater scale, massive MIMO with very large antenna arrays deployed at base station (BS) has recently become the forefront in wireless communication research. Till present, the design and analysis of large-scale MIMO systems is a fairly new subject. On the other hand, excessive power usage in MIMO networks is a crucial issue for mobile operators and the explosive growth of wireless services contributes largely to the worldwide carbon footprint. As such, significant efforts have been devoted to improve the spectral efficiency (SE) as well as energy efficiency (EE) of MIMO communication systems over the past decade, resulting in many energy efficient techniques such as power allocation. This thesis investigates novel energy-efficient pilot-data power control strategies which can be used in both conventional MIMO and massive MIMO communication systems. The new pilot-data power control algorithms are developed based ontwo optimization frameworks: one aims to minimize the total transmit power while satisfying per-user signal-interference-plus-noise ratio (SINR) and power constraints; the other aims to maximize the total EE, which is defined as the ratio of the total SE to the transmit power, under individual user power constraints. The proposed novel pilot-data power allocation schemes also take into account the maximum-ratio combining (MRC) and zero-forcing (ZF) detectors in the uplink together with maximum-ratio transmission (MRT) and ZF precoder in the downlink. Considering that a direct use of such SINR expressions in the power control schemeswould lead to a very difficult optimization problem which is not mathematically tractable, we first investigatethe statistical SINR lower bounds for multi-cell multi-user MIMO (MU-MIMO)communication systemsunder minimum mean square error (MMSE) channel estimation. These lower bounds of the per-user average SINRs are used to replace the true SINRs to simplify the power allocation optimization problems. Such relaxation of the original average SINR yields a simplified problem and leads to a suboptimal solution. Then, based on the derived average SINR lower bounds, two novel energy efficient pilot-data power control problems are formulatedwithin the first optimization framework,aiming to minimize the total transmit power budget subject to the per-user SINR requirement and power consumption constraint in multi-cell MU-MIMO systems. For the EE-optimal power allocation problems with MRT precoder and MRC detector, it is revealed that such minimization problems can be converted to a standard geometric programming (GP) procedure which can be further converted to a convex optimization problem. For the pilot-data power control scheme with ZF precoder and ZF detector, geometric inequality is used to approximate the original non-convex optimization to GP problem. The very large number of BS station situation is also discussed by assuming infinite antennas at BS. Numerical results validate the tightness of the derived SINR lower bounds and the advantages of the proposed energy efficient power allocation schemes. Next, two pilot and data power control schemes are developed based on the second power allocation optimization framework to jointly maximize the total EE for both uplink and downlink transmissions in multi-cell MU-MIMO systems under per-user and BS power constraints. The original power control problems are simplified to equivalent convex problems based on the derived SINR lower bounds along with the Dinkelbach's method and the FrankWolfe (FW) iteration. By assuming infinite antennas at BS, the pilot-data power control in massive MIMO case is also discussed. The performance of the proposed pilot-data power allocation schemes based on the two frameworks, namely total transmit power minimization and total EE maximization, are evaluated and compared with the SE maximization scheme. Furthermore, we investigate the pilot-data power allocation for EE communications in single-cell MU-MIMO systems with circuit power consumption in consideration. The pilot and data power allocation schemes are proposed to minimize the total weighted uplink and downlink transmit power as well as processing circuit power consumption while meeting the per-user SINR and BS power consumption constraints. In our proposed schemes, both fixed and flexible numbers of BS antennas are investigated. For the fixed number of BS antennas case, the non-convex optimization problems are converted to a general GP problem to facilitate the solution. An iterative algorithm is proposed to solve the EE-optimal power control problems in the flexible number of BS antennas casebased on the partial convexity of both the cost function and the constraints. It is shown that the convergence of the proposed iterative algorithm is guaranteed due to the fact that each iteration follows convex optimization

Antenna selection in massive mimo based on matching pursuit

As wireless services proliferate, the demand for available spectrum also grows. As a result, the spectral efficiency is still an issue addressed by many researchers looking for solutions to provide quality of service to a growing number of users. massive MIMO is an attractive technology for the next wireless systems since it can alleviate the expected spectral shortage. This work proposes two antenna selection strategies to be applied in the downlink of a massive MIMO system, aiming at reducing the transmission power. The proposed algorithms can also be employed to select a subset of active sensors in centralized sensor networks. The proposed strategy to select the antennas is inspired by the matching pursuit technique. The presented results show that an efficient selection can be obtained with reduced computational complexity.Com a proliferação de serviços wireless, a demanda por espectro disponível também cresce. Logo, a eficiência espectral é um assunto de grande interesse na comunidade científica, que procura por meios para fornecer qualidade de serviço ao crescente número de usuários. massive MIMO é uma técnica repleta de atrativos a ser empregada na futura geração wireless, já que aproveita o espectro existente eficientemente. Este trabalho propõe duas estratégias de seleção de antenas para serem empregadas no downlink de um sistema massive MIMO, visando a redução da potência de transmissão. Os algoritmos propostos podem também ser usados para selecionar um subconjunto de sensores ativos em uma rede centralizada de sensores. A estratégia proposta para seleção de antenas é inspirada na técnica matching pursuit. Os resultados apresentados indicam que uma seleção eficiente pode ser obtida com baixa complexidade computacional

Pilot Contamination Mitigation Techniques in Massive MIMO Systems: A Precoding Approach

A massive MIMO system comprises of base stations with a very large number of antennas serving a considerably smaller number of users and providing substantial gains in spectral and energy efficiency in comparison to conventional MIMO systems. However, these benefits are limited by pilot contamination which is caused by the use of training sequences for channel estimation. This negative effect has given rise to various research works on schemes to mitigate pilot contamination and among them are precoding techniques. This thesis reviews some of the precoding techniques that mitigate pilot contamination and studies the effect of pilot contamination on the performance of massive MIMO systems through simulations. It was found that pilot contamination leads to a severe degradation of the network performance. Furthermore, as the number of antennas at the base station increases, the effect of pilot contamination is more prominent on the probability of outage and the bit error rate but this is not the case for the average sum capacity. With the average sum capacity, the effect diminishes very gradually as the antenna array at the base station grows. However, overall, the presence of pilot contamination further lowers the network performance as the number of antennas at the base station increases.fi=Opinnäytetyö kokotekstinä PDF-muodossa.|en=Thesis fulltext in PDF format.|sv=Lärdomsprov tillgängligt som fulltext i PDF-format

Massive MIMO is a reality - What is next? Five promising research directions for antenna arrays

Massive MIMO (multiple-input multiple-output) is no longer a “wild” or “promising” concept for future cellular networks—in 2018 it became a reality. Base stations (BSs) with 64 fully digital transceiver chains were commercially deployed in several countries, the key ingredients of Massive MIMO have made it into the 5G standard, the signal processing methods required to achieve unprecedented spectral efficiency have been developed, and the limitation due to pilot contamination has been resolved. Even the development of fully digital Massive MIMO arrays for mmWave frequencies—once viewed prohibitively complicated and costly—is well underway. In a few years, Massive MIMO with fully digital transceivers will be a mainstream feature at both sub-6 GHz and mmWave frequencies. In this paper, we explain how the first chapter of the Massive MIMO research saga has come to an end, while the story has just begun. The coming wide-scale deployment of BSs with massive antenna arrays opens the door to a brand new world where spatial processing capabilities are omnipresent. In addition to mobile broadband services, the antennas can be used for other communication applications, such as low-power machine-type or ultra-reliable communications, as well as non-communication applications such as radar, sensing and positioning. We outline five new Massive MIMO related research directions: Extremely large aperture arrays, Holographic Massive MIMO, Six-dimensional positioning, Large-scale MIMO radar, and Intelligent Massive MIMO