Estimation of Forest Biomass and Faraday Rotation using Ultra High Frequency Synthetic Aperture Radar

Synthetic Aperture Radar (SAR) data in the Ultra High Frequency (UHF; 300 MHz – 3 GHz)) band have been shown to be strongly dependent of forest biomass, which is a poorly estimated variable in the global carbon cycle. In this thesis UHF-band SAR data from the fairly flat hemiboreal test site Remningstorp in southern Sweden were analysed. The data were collected on several occasions with different moisture conditions during the spring of 2007. Regression models for biomass estimation on stand level (0.5-9 ha) were developed for each date on which SAR data were acquired. For L-band (centre frequency 1.3 GHz) the best estimation model was based on HV-polarized backscatter, giving a root mean squared error (rmse) between 31% and 46% of the mean biomass. For P-band (centre frequency 340 MHz), regression models including HH, HV or HH and HV backscatter gave an rmse between 18% and 27%. Little or no saturation effects were observed up to 290 t/ha for P-band. A model based on physical-optics has been developed and was used to predict HH-polarized SAR data with frequencies from 20 MHz to 500 MHz from a set of vertical trunks standing on an undulating ground surface. The model shows that ground topography is a critical issue in SAR imaging for these frequencies. A regression model for biomass estimation which includes a correction for ground slope was developed using multi-polarized P-band SAR data from Remningstorp as well as from the boreal test site Krycklan in northern Sweden. The latter test site has pronounced topographic variability. It was shown that the model was able to partly compensate for moisture variability, and that the model gave an rmse of 22-33% when trained using data from Krycklan and evaluated using data from Remningstorp. Regression modelling based on P-band backscatter was also used to estimate biomass change using data acquired in Remningstorp during the spring 2007 and during the fall 2010. The results show that biomass change can be measured with an rmse of about 15% or 20 tons/ha. This suggests that not only deforestation, but also forest growth and degradation (e.g. thinning) can be measured using P-band SAR data. The thesis also includes result on Faraday rotation, which is an ionospheric effect which can have a significant impact on spaceborne UHF-band SAR images. Faraday rotation angles are estimated in spaceborne L-band SAR data. Estimates based on distributed targets and calibration targets with high signal to clutter ratios are found to be in very good agreement. Moreover, a strong correlation with independent measurements of Total Electron Content is found, further validating the estimates

Growing stock volume estimation in temperate forsted areas using a fusion approach with SAR Satellites Imagery

Forest monitoring plays a central role in the context of global warming mitigation and in the assessment of forest resources. To meet these challenges, significant efforts have been made by scientists to develop new feasible remote sensing techniques for the retrieval of forest parameters. However, much work remains to be done in this area, in particular in establishing global assessments of forest biomass. In this context, this Ph.D. Thesis presents a complete methodology for estimating Growing Stock Volume (GSV) in temperate forested areas using a fusion approach based on Synthetic-Aperture Radar (SAR) satellite imagery. The investigations which were performed focused on the Thuringian Forest, which is located in Central Germany. The satellite data used are composed of an extensive set of L-band (ALOS PALSAR) and X-band (TerraSAR-X, TanDEM-X, Cosmo-SkyMed) images, which were acquired in various sensor configurations (acquisition modes, polarisations, incidence angles). The available ground data consists of a forest inventory delivered by the local forest offices. Weather measurements and a LiDAR DEM complete the datasets. The research showed that together with the topography, the forest structure and weather conditions generally limited the sensitivity of the SAR signal to GSV. The best correlations were obtained with ALOS PALSAR (R2 = 0.61) and TanDEM-X (R2 = 0.72) interferometric coherences. These datasets were chosen for the retrieval of GSV in the Thuringian Forest and led with regressions to an root-mean-square error (RMSE) in the range of 100─200 m3ha-1. As a final achievement of this thesis, a methodology for combining the SAR information was developed. Assuming that there are sufficient and adequate remote sensing data, the proposed fusion approach may increase the biomass maps accuracy, their spatial extension and their updated frequency. These characteristics are essential for the future derivation of accurate, global and robust forest biomass maps

Evaluation of the potential of ALOS PALSAR L-band quadpol radar data for the retrieval of growing stock volume in Siberia

Because of the massive wood trade, illegal logging and severe damages due to fires, insects and pollution, it is necessary to monitor Siberian forests on a large-scale, frequently and accurately. One possible solution is to use synthetic aperture radar (SAR) remote sensing technique, in particular by combining polarimetric technique. In order to evaluate the potentiality of ALOS PALSAR L-band full polarimetric radar for estimation of GSV, a number of polarimetric parameters are investigated to characterise the polarisation response of forest cover. Regardless of the weather conditions, a high correlation (R=-0.87) is achieved between polarimetric coherence and GSV. The coherence in sparse forest is always higher than in dense forest. The coherence level and the dynamic range strongly depends on the weather conditions. The four-component polarimetric decomposition method has been applied to the ALOS PALSAR L-band data to compare the decomposition powers with forest growing stock volume (GSV). Double-bounce and volume scattering powers show significant correlation with GSV. The correlation between polarimetric decomposition parameters and GSV is enhanced if the ratio of ground-to-volume scattering is used instead of considering polarimetric decomposition powers separately. Two empirical models have been developed that describe the ALOS PALSAR L-band polarimetric coherence and ground-to-volume scattering ratio as a function of GSV. The models are inverted to retrieve the GSV for Siberian forests. The best RMSE of 38 m³/ha and R²=0.73 is obtained based on polarimetric coherence. On the other hand, using the ratio of ground-to-volume scattering the best retrieval accuracy of 44 m³/ha and R²=0.62 is achieved. The best retrieval results for both cases are observed under unfrozen condition. Saturation effects for estimated GSV versus ground-truth GSV are not observed up to 250 m³/ha

Estimation of biophysical parameters in boreal forests from ERS and JERS SAR interferometry

The thesis describes investigations concerning the evaluation of ERS and JERS SAR images and repeat-pass interferometric SAR images for the retrieval of biophysical parameters in boreal forests. The availability of extensive data sets of images over several test sites located in Sweden, Finland and Siberia has allowed analysis of temporal dynamics of ERS and JERS backscatter and coherence, and of ERS interferometric phase. Modelling of backscatter, coherence and InSAR phase has been performed by means of the Water Cloud Model (WCM) and the Interferometric Water Cloud Model (IWCM); sensitivity analysis and implications for the retrieval of forest biophysical parameters have been thoroughly discussed. Model inversion has been carried out for stem volume retrieval using ERS coherence, ERS backscatter and JERS backscatter, whereas for tree height estimation the ERS interferometric phase has been used. Multi-temporal combination of ERS coherence images, and to a lesser extent of JERS backscatter images, can provide stem volume estimates comparable to stand-wise ground-based measurements. Since the information content of the interferometric phase is strongly degraded by phase noise and uncorrected atmospheric artefacts, the retrieved tree height shows large errors

Forest Biomass and Land Cover Change Assessment of the Margalla Hills National Park in Pakistan Using a Remote Sensing Based Approach

Climate change is one of the greatest threats recently, of which the developing countries are facing most of the brunt. In the fight against climate change, forests can play an important role, since they hold a substantial amount of terrestrial carbon and can therefore affect the global carbon cycle. Forests are also an essential source of livelihood for a remarkably high proportion of people worldwide and a harbor for rich global biodiversity. Forests are however facing high deforestation rates. Deforestation is regarded as the most widespread process of land cover change (LCC), which is the conversion of one land cover type to the other land cover type. Most of this deforestation occurs in developing countries. Agricultural expansion has been reported as the most significant widespread driver of deforestation in Asia, Africa, and Latin America. This deforestation is altering the balance of forest carbon stocks and threatening biodiversity. Pakistan is also a low forest cover country and faces high deforestation rates at the same time, due to the high reliance of local communities on forests. Moreover, it is also the most adversely affected by climate change. Agricultural expansion and population growth have been regarded as the most common drivers of deforestation in Pakistan. Financial incentives such as ‘Reducing Emissions from Deforestation and Forest Degradation, and the Role of Conservation of Forest Carbon, Sustainable Management of Forests and Enhancement of Forest Carbon Stocks’ (REDD+) offer hope for developing countries for not only halting deforestation but also alleviating poverty. However, such initiatives require the estimation of biomass and carbon stocks of the forest ecosystems. Therefore, it becomes necessary that the biomass and carbon potentials of the forests are explored, as well as the LCCs are investigated for identifying the deforestation and forest degradation hit areas. Based on the aforementioned, the following research objectives/sub-objectives were investigated in the MHNP, which is adjoined with the capital city of Pakistan, Islamabad; A) Forest Biomass and Carbon Stock Assessment of Margalla Hills National Park (MHNP) A.1) Aboveground Biomass (AGB) and Aboveground Carbon (AGC) assessment of the Subtropical Chir Pine Forest (SCPF) and Subtropical Broadleaved Evergreen Forest (SBEF) using Field Inventorying Techniques A.2) Exploring linear regression relationship between Sentinel-1 (S1) and Sentinel-2 (S2) satellite data with the AGB of SCPF and SBEF A.3) AGB estimation combining remote sensing and machine learning approach B) LC Classification and Land Cover Change Detection (LCCD) of MHNP for the time-period between 1999 and 2019 B.1) LC Classification for the years 1999, 2009 and 2019 using Machine Learning Algorithm B.2) LCCD of MHNP between 1999 to 2019

Optical remote sensing of aboveground forest biomass and carbon stocks in resource-constrained African environments.

Ph. D. University of KwaZulu-Natal, Pietermaritzburg 2015.No abstract available

The Changing Matrix: Reforestation and Connectivity in a Tropical Habitat Corridor

In the last two decades, export-oriented crops and timber and fruit plantations have joined small-scale cultivation and pasture as important causes of tropical deforestation. Widespread conversion of tropical forest to agriculture threatens to isolate protected areas, which has led to efforts to maintain functional connectivity in landscapes between protected areas. Relatively few "landscape conservation" efforts have been assessed for their effect on deforestation, but advances in remote sensing now permit detailed monitoring of tropical land uses over time, including mapping of tree crops and plantations. This dissertation evaluates the long-term impact of forest conservation and reforestation policies on tropical forests in a habitat corridor. The following chapters test the capability of remote sensing to monitor tropical conservation efforts and assess whether landscape conservation policies can maintain forest cover and connectivity in the face of rapid agricultural expansion. Costa Rica has one of the most comprehensive landscape conservation policies in the tropics: a 1996 Forest Law banned deforestation and expanded payments for environmental services (PES) to protect forests and plant trees, prioritizing designated habitat corridors between protected areas. The long-term effect of the program on land-use transitions is not well known. To take advantage of this regional policy experiment, I used a time-series of five moderate-resolution Landsat images to track land-use change from 1986 to 2011in the oldest habitat corridor, the San Juan-La Selva Biological Corridor (SJLSBC). Forest conservation policies were associated with a 40% decline in deforestation after 1996 despite a doubling in the area of cropland in the last decade. The proportion of cropland derived from mature forest dropped from 16.4% to 1.9% after 1996, while one fifth of pasture expansion continued to be derived from mature forest. These results suggest that forest conservation policies can successfully lower deforestation, and that they can be more effective with large export producers than small-scale cattle producers. Tree plantations are an important component of Costa Rican PES, but knowledge of their distribution and contribution to connectivity in the corridor region is poor. After reviewing the remote sensing literature, I employed a novel integration of hyperspectral images and a Landsat time-series to create the first regional map of tropical tree plantation species. Including multitemporal data significantly improved overall hyperspectral map accuracy to 91%; the six tree plantation species were classified with 83% mean producer's accuracy. Non-native species made up 89% of tree plantations, and they were cleared more rapidly than native tree plantations and secondary forests. I combined existing land cover maps, field behavioral experiments, and a graph connectivity model to estimate whether landscape conservation policies increased connectivity for understory insectivorous birds, a representative forest-dependent group. The field playback experiments indicated both native and exotic tree plantations with a dense shrubby understory were acceptable dispersal habitat for all species, and that birds traveled readily near secondary forest edges but rarely into forested pasture. Graph model parameters were informed by these results. For all of these bird species, functional connectivity declined by 14-21% with only a 4.9% decline in forest area over time, implying that conservation policies have not caused a net increase in functional connectivity in the SJLSBC region. Despite making up 2% of the region, tree plantations had little effect on regional connectivity because of their placement in the landscape; we demonstrate that spatially-targeted reforestation of 0.1% of the region could increase connectivity by 1.8%. Collectively, the results presented in these chapters underline the potential and limitations of landscape conservation policies and corridor plans in the tropics; combining regulations and PES can lower deforestation over the medium-term, but increased enforcement, improved monitoring with remote sensing, and targeted conservation effort is needed to combat illegal deforestation and restore functional connectivity. Given numerous new tropical corridor and PES programs and the qualified successes of landscape conservation policies in Costa Rica and other tropical countries, our approach to the analysis can be applied to monitor and evaluate connectivity across the tropics

Polarimetric Synthetic Aperture Radar

This open access book focuses on the practical application of electromagnetic polarimetry principles in Earth remote sensing with an educational purpose. In the last decade, the operations from fully polarimetric synthetic aperture radar such as the Japanese ALOS/PalSAR, the Canadian Radarsat-2 and the German TerraSAR-X and their easy data access for scientific use have developed further the research and data applications at L,C and X band. As a consequence, the wider distribution of polarimetric data sets across the remote sensing community boosted activity and development in polarimetric SAR applications, also in view of future missions. Numerous experiments with real data from spaceborne platforms are shown, with the aim of giving an up-to-date and complete treatment of the unique benefits of fully polarimetric synthetic aperture radar data in five different domains: forest, agriculture, cryosphere, urban and oceans