Biometric Systems

Biometric authentication has been widely used for access control and security systems over the past few years. The purpose of this book is to provide the readers with life cycle of different biometric authentication systems from their design and development to qualification and final application. The major systems discussed in this book include fingerprint identification, face recognition, iris segmentation and classification, signature verification and other miscellaneous systems which describe management policies of biometrics, reliability measures, pressure based typing and signature verification, bio-chemical systems and behavioral characteristics. In summary, this book provides the students and the researchers with different approaches to develop biometric authentication systems and at the same time includes state-of-the-art approaches in their design and development. The approaches have been thoroughly tested on standard databases and in real world applications

A Hybrid Multibiometric System for Personal Identification Based on Face and Iris Traits. The Development of an automated computer system for the identification of humans by integrating facial and iris features using Localization, Feature Extraction, Handcrafted and Deep learning Techniques.

Multimodal biometric systems have been widely applied in many real-world applications due to its ability to deal with a number of significant limitations of unimodal biometric systems, including sensitivity to noise, population coverage, intra-class variability, non-universality, and vulnerability to spoofing. This PhD thesis is focused on the combination of both the face and the left and right irises, in a unified hybrid multimodal biometric identification system using different fusion approaches at the score and rank level. Firstly, the facial features are extracted using a novel multimodal local feature extraction approach, termed as the Curvelet-Fractal approach, which based on merging the advantages of the Curvelet transform with Fractal dimension. Secondly, a novel framework based on merging the advantages of the local handcrafted feature descriptors with the deep learning approaches is proposed, Multimodal Deep Face Recognition (MDFR) framework, to address the face recognition problem in unconstrained conditions. Thirdly, an efficient deep learning system is employed, termed as IrisConvNet, whose architecture is based on a combination of Convolutional Neural Network (CNN) and Softmax classifier to extract discriminative features from an iris image. Finally, The performance of the unimodal and multimodal systems has been evaluated by conducting a number of extensive experiments on large-scale unimodal databases: FERET, CAS-PEAL-R1, LFW, CASIA-Iris-V1, CASIA-Iris-V3 Interval, MMU1 and IITD and MMU1, and SDUMLA-HMT multimodal dataset. The results obtained have demonstrated the superiority of the proposed systems compared to the previous works by achieving new state-of-the-art recognition rates on all the employed datasets with less time required to recognize the person’s identity.Multimodal biometric systems have been widely applied in many real-world applications due to its ability to deal with a number of significant limitations of unimodal biometric systems, including sensitivity to noise, population coverage, intra-class variability, non-universality, and vulnerability to spoofing. This PhD thesis is focused on the combination of both the face and the left and right irises, in a unified hybrid multimodal biometric identification system using different fusion approaches at the score and rank level. Firstly, the facial features are extracted using a novel multimodal local feature extraction approach, termed as the Curvelet-Fractal approach, which based on merging the advantages of the Curvelet transform with Fractal dimension. Secondly, a novel framework based on merging the advantages of the local handcrafted feature descriptors with the deep learning approaches is proposed, Multimodal Deep Face Recognition (MDFR) framework, to address the face recognition problem in unconstrained conditions. Thirdly, an efficient deep learning system is employed, termed as IrisConvNet, whose architecture is based on a combination of Convolutional Neural Network (CNN) and Softmax classifier to extract discriminative features from an iris image. Finally, The performance of the unimodal and multimodal systems has been evaluated by conducting a number of extensive experiments on large-scale unimodal databases: FERET, CAS-PEAL-R1, LFW, CASIA-Iris-V1, CASIA-Iris-V3 Interval, MMU1 and IITD and MMU1, and SDUMLA-HMT multimodal dataset. The results obtained have demonstrated the superiority of the proposed systems compared to the previous works by achieving new state-of-the-art recognition rates on all the employed datasets with less time required to recognize the person’s identity.Higher Committee for Education Development in Ira

A generic face processing framework: technologies, analyses and applications.

Jang Kim-fung.Thesis (M.Phil.)--Chinese University of Hong Kong, 2003.Includes bibliographical references (leaves 108-124).Abstracts in English and Chinese.Abstract --- p.iAcknowledgement --- p.iiiChapter 1 --- Introduction --- p.1Chapter 1.1 --- Background --- p.1Chapter 1.2 --- Introduction about Face Processing Framework --- p.4Chapter 1.2.1 --- Basic architecture --- p.4Chapter 1.2.2 --- Face detection --- p.5Chapter 1.2.3 --- Face tracking --- p.6Chapter 1.2.4 --- Face recognition --- p.6Chapter 1.3 --- The scope and contributions of the thesis --- p.7Chapter 1.4 --- The outline of the thesis --- p.8Chapter 2 --- Facial Feature Representation --- p.10Chapter 2.1 --- Facial feature analysis --- p.10Chapter 2.1.1 --- Pixel information --- p.11Chapter 2.1.2 --- Geometry information --- p.13Chapter 2.2 --- Extracting and coding of facial feature --- p.14Chapter 2.2.1 --- Face recognition --- p.15Chapter 2.2.2 --- Facial expression classification --- p.38Chapter 2.2.3 --- Other related work --- p.44Chapter 2.3 --- Discussion about facial feature --- p.48Chapter 2.3.1 --- Performance evaluation for face recognition --- p.49Chapter 2.3.2 --- Evolution of the face recognition --- p.52Chapter 2.3.3 --- Evaluation of two state-of-the-art face recog- nition methods --- p.53Chapter 2.4 --- Problem for current situation --- p.58Chapter 3 --- Face Detection Algorithms and Committee Ma- chine --- p.61Chapter 3.1 --- Introduction about face detection --- p.62Chapter 3.2 --- Face Detection Committee Machine --- p.64Chapter 3.2.1 --- Review of three approaches for committee machine --- p.65Chapter 3.2.2 --- The approach of FDCM --- p.68Chapter 3.3 --- Evaluation --- p.70Chapter 4 --- Facial Feature Localization --- p.73Chapter 4.1 --- Algorithm for gray-scale image: template match- ing and separability filter --- p.73Chapter 4.1.1 --- Position of face and eye region --- p.74Chapter 4.1.2 --- Position of irises --- p.75Chapter 4.1.3 --- Position of lip --- p.79Chapter 4.2 --- Algorithm for color image: eyemap and separa- bility filter --- p.81Chapter 4.2.1 --- Position of eye candidates --- p.81Chapter 4.2.2 --- Position of mouth candidates --- p.83Chapter 4.2.3 --- Selection of face candidates by cost function --- p.84Chapter 4.3 --- Evaluation --- p.85Chapter 4.3.1 --- Algorithm for gray-scale image --- p.86Chapter 4.3.2 --- Algorithm for color image --- p.88Chapter 5 --- Face Processing System --- p.92Chapter 5.1 --- System architecture and limitations --- p.92Chapter 5.2 --- Pre-processing module --- p.93Chapter 5.2.1 --- Ellipse color model --- p.94Chapter 5.3 --- Face detection module --- p.96Chapter 5.3.1 --- Choosing the classifier --- p.96Chapter 5.3.2 --- Verifying the candidate region --- p.97Chapter 5.4 --- Face tracking module --- p.99Chapter 5.4.1 --- Condensation algorithm --- p.99Chapter 5.4.2 --- Tracking the region using Hue color model --- p.101Chapter 5.5 --- Face recognition module --- p.102Chapter 5.5.1 --- Normalization --- p.102Chapter 5.5.2 --- Recognition --- p.103Chapter 5.6 --- Applications --- p.104Chapter 6 --- Conclusion --- p.106Bibliography --- p.10

Iris Recognition: Robust Processing, Synthesis, Performance Evaluation and Applications

The popularity of iris biometric has grown considerably over the past few years. It has resulted in the development of a large number of new iris processing and encoding algorithms. In this dissertation, we will discuss the following aspects of the iris recognition problem: iris image acquisition, iris quality, iris segmentation, iris encoding, performance enhancement and two novel applications.;The specific claimed novelties of this dissertation include: (1) a method to generate a large scale realistic database of iris images; (2) a crosspectral iris matching method for comparison of images in color range against images in Near-Infrared (NIR) range; (3) a method to evaluate iris image and video quality; (4) a robust quality-based iris segmentation method; (5) several approaches to enhance recognition performance and security of traditional iris encoding techniques; (6) a method to increase iris capture volume for acquisition of iris on the move from a distance and (7) a method to improve performance of biometric systems due to available soft data in the form of links and connections in a relevant social network

Machine Learning Techniques and Optical Systems for Iris Recognition from Distant Viewpoints

Vorhergehende Studien konnten zeigen, dass es im Prinzip möglich ist die Methode der Iriserkennung als biometrisches Merkmal zur Identifikation von Fahrern zu nutzen. Die vorliegende Arbeit basiert auf den Resultaten von [35], welche ebenfalls als Ausgangspunkt dienten und teilweise wiederverwendet wurden. Das Ziel dieser Dissertation war es, die Iriserkennung in einem automotiven Umfeld zu etablieren. Das einzigartige Muster der Iris, welches sich im Laufe der Zeit nicht verändert, ist der Grund, warum die Methode der Iriserkennung eine der robustesten biometrischen Erkennungsmethoden darstellt. Um eine Datenbasis für die Leistungsfähigkeit der entwickelten Lösung zu schaffen, wurde eine automotive Kamera benutzt, die mit passenden NIR-LEDs vervollständigt wurde, weil Iriserkennung am Besten im nahinfraroten Bereich (NIR) durchgeführt wird. Da es nicht immer möglich ist, die aufgenommenen Bilder direkt weiter zu verabeiten, werden zu Beginn einige Techniken zur Vorverarbeitung diskutiert. Diese verfolgen sowohl das Ziel die Qualität der Bilder zu erhöhen, als auch sicher zu stellen, dass lediglich Bilder mit einer akzeptablen Qualität verarbeitet werden. Um die Iris zu segmentieren wurden drei verschiedene Algorithmen implementiert. Dabei wurde auch eine neu entwickelte Methode zur Segmentierung in der polaren Repräsentierung eingeführt. Zusätzlich können die drei Techniken von einem "Snake Algorithmus", einer aktiven Kontur Methode, unterstützt werden. Für die Entfernung der Augenlider und Wimpern aus dem segmentierten Bereich werden vier Ansätze präsentiert. Um abzusichern, dass keine Segmentierungsfehler unerkannt bleiben, sind zwei Optionen eines Segmentierungsqualitätschecks angegeben. Nach der Normalisierung mittels "Rubber Sheet Model" werden die Merkmale der Iris extrahiert. Zu diesem Zweck werden die Ergebnisse zweier Gabor Filter verglichen. Der Schlüssel zu erfolgreicher Iriserkennung ist ein Test der statistischen Unabhängigkeit. Dabei dient die Hamming Distanz als Maß für die Unterschiedlichkeit zwischen der Phaseninformation zweier Muster. Die besten Resultate für die benutzte Datenbasis werden erreicht, indem die Bilder zunächst einer Schärfeprüfung unterzogen werden, bevor die Iris mittels der neu eingeführten Segmentierung in der polaren Repräsentierung lokalisiert wird und die Merkmale mit einem 2D-Gabor Filter extrahiert werden. Die zweite biometrische Methode, die in dieser Arbeit betrachtet wird, benutzt die Merkmale im Bereich der die Iris umgibt (periokular) zur Identifikation. Daher wurden mehrere Techniken für die Extraktion von Merkmalen und deren Klassifikation miteinander verglichen. Die Erkennungsleistung der Iriserkennung und der periokularen Erkennung, sowie die Fusion der beiden Methoden werden mittels Quervergleichen der aufgenommenen Datenbank gemessen und übertreffen dabei deutlich die Ausgangswerte aus [35]. Da es immer nötig ist biometrische Systeme gegen Manipulation zu schützen, wird zum Abschluss eine Technik vorgestellt, die es erlaubt, Betrugsversuche mittels eines Ausdrucks zu erkennen. Die Ergebnisse der vorliegenden Arbeit zeigen, dass es zukünftig möglich ist biometrische Merkmale anstelle von Autoschlüsseln einzusetzen. Auch wegen dieses großen Erfolges wurden die Ergebnisse bereits auf der Consumer Electronics Show (CES) im Jahr 2018 in Las Vegas vorgestellt

Biometric iris image segmentation and feature extraction for iris recognition

PhD ThesisThe continued threat to security in our interconnected world today begs for urgent solution. Iris biometric like many other biometric systems provides an alternative solution to this lingering problem. Although, iris recognition have been extensively studied, it is nevertheless, not a fully solved problem which is the factor inhibiting its implementation in real world situations today. There exists three main problems facing the existing iris recognition systems: 1) lack of robustness of the algorithm to handle non-ideal iris images, 2) slow speed of the algorithm and 3) the applicability to the existing systems in real world situation. In this thesis, six novel approaches were derived and implemented to address these current limitation of existing iris recognition systems. A novel fast and accurate segmentation approach based on the combination of graph-cut optimization and active contour model is proposed to define the irregular boundaries of the iris in a hierarchical 2-level approach. In the first hierarchy, the approximate boundary of the pupil/iris is estimated using a method based on Hough’s transform for the pupil and adapted starburst algorithm for the iris. Subsequently, in the second hierarchy, the final irregular boundary of the pupil/iris is refined and segmented using graph-cut based active contour (GCBAC) model proposed in this work. The segmentation is performed in two levels, whereby the pupil is segmented first before the iris. In order to detect and eliminate noise and reflection artefacts which might introduce errors to the algorithm, a preprocessing technique based on adaptive weighted edge detection and high-pass filtering is used to detect reflections on the high intensity areas of the image while exemplar based image inpainting is used to eliminate the reflections. After the segmentation of the iris boundaries, a post-processing operation based on combination of block classification method and statistical prediction approach is used to detect any super-imposed occluding eyelashes/eyeshadows. The normalization of the iris image is achieved though the rubber sheet model. In the second stage, an approach based on construction of complex wavelet filters and rotation of the filters to the direction of the principal texture direction is used for the extraction of important iris information while a modified particle swam optimization (PSO) is used to select the most prominent iris features for iris encoding. Classification of the iriscode is performed using adaptive support vector machines (ASVM). Experimental results demonstrate that the proposed approach achieves accuracy of 98.99% and is computationally about 2 times faster than the best existing approach.Ebonyi State University and Education Task Fund, Nigeri

Investigation of Multimodal Template-Free Biometric Techniques and Associated Exception Handling

The Biometric systems are commonly used as a fundamental tool by both government and private sector organizations to allow restricted access to sensitive areas, to identify the criminals by the police and to authenticate the identification of individuals requesting to access to certain personal and confidential services. The applications of these identification tools have created issues of security and privacy relating to personal, commercial and government identities. Over the last decade, reports of increasing insecurity to the personal data of users in the public and commercial domain applications has prompted the development of more robust and sound measures to protect the personal data of users from being stolen and spoofing. The present study aimed to introduce the scheme for integrating direct and indirect biometric key generation schemes with the application of Shamir‘s secret sharing algorithm in order to address the two disadvantages: revocability of the biometric key and the exception handling of biometric modality. This study used two different approaches for key generation using Shamir‘s secret sharing scheme: template based approach for indirect key generation and template-free. The findings of this study demonstrated that the encryption key generated by the proposed system was not required to be stored in the database which prevented the attack on the privacy of the data of the individuals from the hackers. Interestingly, the proposed system was also able to generate multiple encryption keys with varying lengths. Furthermore, the results of this study also offered the flexibility of providing the multiple keys for different applications for each user. The results from this study, consequently, showed the considerable potential and prospect of the proposed scheme to generate encryption keys directly and indirectly from the biometric samples, which could enhance its success in biometric security field

De-Duplication of Person's Identity Using Multi-Modal Biometrics

The objective of this work is to explore approaches to create unique identities by the de-duplication process using multi-modal biometrics. Various government sectors in the world provide different services and welfare schemes for the beneffit of the people in the society using an identity number. A unique identity (UID) number assigned for every person would obviate the need for a person to produce multiple documentary proofs of his/her identity for availing any government/private services. In the process of creating unique identity of a person, there is a possibility of duplicate identities as the same person might want to get multiple identities in order to get extra beneffits from the Government. These duplicate identities can be eliminated by the de-duplication process using multi-modal biometrics, namely, iris, ngerprint, face and signature. De-duplication is the process of removing instances of multiple enrollments of the same person using the person's biometric data. As the number of people enrolledinto the biometric system runs into billions, the time complexity increases in the de duplication process. In this thesis, three different case studies are presented to address the performance issues of de-duplication process in order to create unique identity of a person