Esquemas de retransmissão baseados no protocolo decodifica-e-encaminha em redes cognitivas do tipo underlay

Orientador: José Cândido Silveira Santos FilhoTese (doutorado) - Universidade Estadual de Campinas, Faculdade de Engenharia Elétrica e de ComputaçãoResumo: O conceito de compartilhamento de espectro do tipo underlay tem sido proposto como uma técnica promissora para contornar o problema da escassez e da subutilização do espectro, permitindo que usuários não licenciados, chamados de usuários secundários, possam acessar simultaneamente uma banda licenciada, alocada aos usuários primários, desde que o nível de interferência sobre os mesmos seja mantido abaixo de um dado limiar aceitável. Entretanto, isso implica que a potência de transmissão na rede secundária deve ser restringida, comprometendo assim a confiabilidade e a cobertura da comunicação. A fim de contornar esse problema, técnicas de retransmissão cooperativa, as quais proveem um novo tipo de diversidade espacial, podem ser exploradas como um meio eficaz para melhorar o desempenho da rede secundária. De fato, a utilização conjunta de ambas as técnicas ¿ compartilhamento de espectro do tipo underlay e retransmissão cooperativa ¿ em redes cooperativas e cognitivas tem recebido especial atenção, já que a eficiência espectral do sistema e o desempenho da rede secundária podem ser melhorados significativamente. Esta tese apresenta quatro contribuições principais na referida área. Em particular, estuda-se o efeito conjunto de duas restrições de potência importantes sobre o desempenho de outage de redes cooperativas e cognitivas, especificamente, o nível máximo de potência interferente tolerada pelo receptor primário e o valor máximo de potência transmitida nos usuários secundários. Foca-se em esquemas de retransmissão baseados no protocolo decodifica-e-encaminha, abordando cenários em que o enlace direto entre fonte e destino está disponível para transmitir informação útil. Como uma primeira contribuição, analisa-se o desempenho de dois esquemas baseados no protocolo de retransmissão half-duplex incremental, os quais exploram a diversidade espacial dos enlaces diretos em redes cooperativas e cognitivas multiusuário. A segunda contribuição investiga o impacto de estimativas desatualizadas do canal sobre o mecanismo de seleção de destino para um desses esquemas anteriores, focando-se apenas no aspecto cooperativo da rede, ou seja, desconsiderando-se o uso de compartilhamento espectral. A terceira contribuição estuda o desempenho de redes cooperativas e cognitivas baseadas no modo full-duplex. Para esse cenário, avalia-se o impacto tanto da autointerferência residual, que é inerente ao modo full-duplex, bem como das restrições de potência que caracterizam o compartilhamento de espectro do tipo underlay. Como contribuição final, motivada pelo compromisso entre a perda de eficiência espectral e o problema da autointerferência residual, próprios dos modos half-duplex e full-duplex, respectivamente, propõe-se e analisa-se um esquema de transmissão adaptativo para redes cooperativas e cognitivas, através do qual, antes de cada processo de comunicação, um dos seguintes modos de transmissão é selecionado: retransmissão half-duplex, retransmissão full-duplex ou transmissão direta. Para todos os cenários considerados, expressões analíticas exatas para a probabilidade de outage são obtidas. Adicionalmente, uma análise assintótica é realizada a fim de caracterizar a ordem de diversidade e o comportamento de outage da rede secundária no regime assintótico de alta relação sinal-ruído. Simulações de Monte Carlo validam os resultados analíticos apresentadosAbstract: Underlay spectrum sharing has been proposed as a promising technique to alleviate the problem of spectrum scarcity and underutilization, by enabling secondary (unlicensed) users to concurrently access a licensed band, provided that the resulting interference on the primary (licensed) users remains below a given acceptable level. However, such a technique implies that the transmit power at the secondary network must be constrained, thereby compromising the communication reliability and coverage. To counteract this, cooperative relaying techniques, which provide a new form of spatial diversity, can be exploited as an effective means to boost the performance of the secondary network. Indeed, the joint use of both techniques¿underlay spectrum sharing and cooperative relaying¿in cognitive relaying networks has drawn special attention, since the overall spectral efficiency and the secondary-network performance can be significantly improved. This dissertation comprises four main contributions in this field. In particular, we examine the combined effect of two crucial power constraints on the outage performance of cognitive relaying networks, namely, the maximum tolerable interference power at the primary receiver and the maximum transmit power at the secondary users. We focus on relaying schemes operating under the decode-and-forward protocol, for scenarios in which the direct link between source and destination is available to convey useful information. As a first contribution, we analyze the performance of two incremental half-duplex relaying schemes, which exploit the spatial diversity of the direct links in a multiuser scenario. Our second contribution investigates the impact of outdated channel estimates on the destination-scheduling mechanism of one of those incremental schemes, from the perspective of a cooperative network only, that is, in the absence of spectrum sharing. The third contribution addresses cognitive full-duplex relaying networks. More specifically, we assess the system performance as a function of both the residual self-interference, which is inherent to the full-duplex relaying mode, and the underlay spectrum-sharing power constraints. As a final contribution, driven by the tradeoff between the spectral-efficiency loss and the residual self-interference problem, intrinsic to the half- and full-duplex relaying modes, respectively, we propose and analyze an adaptive transmission scheme whereby, before each communication process, one out of the following transmission modes is selected: half-duplex relaying, full-duplex relaying, or direct transmission. For all the considered scenarios, exact analytical expressions for the outage probability are derived. In addition, an asymptotic analysis is performed to obtain further insights on the diversity order and outage behavior of the secondary network at the high signal-to-noise ratio regime. Monte Carlo simulations corroborate the accuracy of the presented mathematical analysisDoutoradoTelecomunicações e TelemáticaDoutor em Engenharia ElétricaCAPE

New generalised approximation methods for the cumulative distribution function of arbitrary multivariate Rayleigh random variables

Based on our previous works, we revise a simple series expansion for multivariate probability density functions (PDF) of the Rayleigh distribution. From there we derive a similar expression for the cumulative density function (CDF) of multivariate Rayleigh random variables of arbitrary dimension and covariance matrix. The CDF is of particular interest as it can be used to compute outage probabilities of multi-channel wireless systems, for which we provide an example. We compare the performance of the newly proposed approximation to recently proposed methods based on numerical integration methods

Performance study of an underlay cognitive radio network in the presence of co-channel interference

PhD ThesisMassive innovation in all aspects of the wireless communication network has been witnessed over the last few decades. The demand for data throughput is continuously growing, as such, the current regulations for allocating frequency spectrum are not able to respond to this exponential growth. Cognitive radio (CR), has been proposed as a solution to this problem. One of the possible scenarios of the implementation of CR is underlay cognitive radio. In this thesis the performance of an underlay cognitive radio network (UCRN) in the presence of the co-channel interference (CCI) is assessed. Firstly, the impact of CCI on the dual-hop cooperative UCRN is investigated over Rayleigh fading channels. In order to do this, the exact outage probability (OP), average error probability (AEP) and the ergodic capacity (EC) are studied. In addition, simple and asymptotic expressions for the OP and AEP are derived. Furthermore, the optimal power allocation is investigated to enhance the network performance. Moreover, the performance of a multi-user scenario is studied by considering the opportunistic SNR-based selection technique. Secondly, the effect of both primary network interference and CCI on the dual-hop UCRN over Rayleigh fading channels are studied. The equivalent signal-to-interference-plus-noise ratio (SINR) for this network scenario is obtained by considering multi-antenna schemes at all receiver nodes. The different signal combinations at the receiver nodes are investigated and compared, such as selection combining (SC) and maximum ratio combining (MRC) techniques. Then, the equivalent probability density function (PDF) and cumulative distribution function (CDF) of the network’s equivalent SINR are derived and discussed. Furthermore, expressions for the exact OP, AEP, and EC are derived and reviewed. In addition, asymptotic OP expressions are obtained for different case scenarios to gain an insight into the network parameters. Thirdly, multiple-input multiple-output (MIMO) UCRN is investigated under the influence of primary transmitter interference and CCI over Rayleigh fading channels. The transmit antenna selection and maximum ratio combining (TAS/MRC) techniques are considered for examining the performance of the secondary network. At first the equivalent SINR for the system is derived, then the exact and approximate expressions for the OP are derived and discussed. Fourthly, considering Nakagami-m fading channels, the performance of the UCRN is thoroughly studied with the consideration of the impact of primary network interference and CCI. The equivalent SINR for the secondary system is derived. Then, the system equivalent PDF and CDF are derived and discussed. Furthermore, the OP and AEP performances are investigated. Finally, for the cases mentioned above, numerical examples in conjunction with MatLab Monte Carlo simulations are provided to validate the derived results. The results show that CCI is one of the factors that severely reduces the UCRN performance. This can be more observable when the CCI power increases linearly with the transmission power of the secondary transmitter nodes. Furthermore, it was found that in a multi-user scenario the opportunistic SNR-based selection technique consideration can improve the performance of the network. Moreover, adaptive power allocation is found to give better results than equal power allocation. In addition, cooperative communication can be considered to be an effective way to combat the impact of transmission power limitation of the secondary network and interference power constraint. The multi-antenna schemes are another important consideration for enhancing the overall performance. In fact, despite the interference from the CCI and primary user sources, the multi-antennas scheme does not lose its advantage in the UCRN performance improvementHigher Committee for Education Development in Iraq (HCED). I am also grateful to the Ministry of Transportation and Communication, Kurdistan Regional Government-Iraq

Performance Analysis, Resource Allocation and Optimization of Cooperative Communication Systems under Generalized Fading Channels

The increasing demands for high-speed data transmission, efficient wireless access, high quality of service (QoS) and reliable network coverage with reduced power consumption impose demanding intensive research efforts on the design of novel wireless communication system architectures. A notable development in the area of communication theory is the introduction of cooperative communication systems. These technologies become promising solution for the next-generation wireless transmission systems due to their applicability in size, power, hardware and price constrained devices, such as cellular mobile devices, wireless sensors, ad-hoc networks and military communications, being able to provide, e.g., diversity gain against fading channels without the need for installing multiple antennas in a single terminal. The performance of the cooperative systems can in general be significantly increased by allocating the limited power efficiently. In this thesis, we address in detail the performance analysis, resource allocation and optimization of such cooperative communication systems under generalized fading channels. We focus first on energy-efficiency (EE) optimization and optimal power allocation (OPA) of regenerative cooperative network with spatial correlation effects under given power constraint and QoS requirement. The thesis also investigates the end-to-end performance and power allocation of a regenerative multi-relay cooperative network over non-homogeneous scattering environment, which is realistic case in practical wireless communication scenarios. Furthermore, the study investigates the end-to-end performance, OPA and energy optimization analysis under total power constraint and performance requirement of full-duplex (FD) relaying transmission scheme over asymmetric generalized fading models with relay self-interference (SI) effects.The study first focuses on exact error analysis and EE optimization of regenerative relay systems under spatial correlation effects. It first derives novel exact and asymptotic expressions for the symbol-error-rates (SERs) of M -ary quadrature amplitude and M -ary phase-shift keying (M -QAM) and (M -PSK) modulations, respectively, assuming a dual-hop decode-and-forward relay system, spatial correlation, path-loss effects and maximum-ratio-combing (MRC) at the destination. Based on this, EEoptimization and OPA are carried out under certain QoS requirement and transmit power constraints.Furthermore, the second part of the study investigates the end-to-end performance and power allocation of MRC based regenerative multi-relay cooperative system over non-homogeneous scattering environment. Novel exact and asymptotic expressions are derived for the end-to-end average SER for M -QAM and M -PSK modulations.The offered results are employed in performance investigations and power allocation formulations under total transmit power constraints.Finally, the thesis investigates outage performance, OPA and energy optimization analysis under certain system constraints for the FD and half-duplex (HD) relaying systems. Unlike the previous studies that considered the scenario of information transmission over symmetric fading conditions, in this study we considered the scenario of information transmission over the most generalized asymmetric fading environments.The obtained results indicate that depending on the severity of multipath fading, the spatial correlation between the direct and relayed paths and the relay location, the direct transmission is more energy-efficient only for rather short transmission distances and until a certain threshold. Beyond this, the system benefits substantially from the cooperative transmission approach where the cooperation gain increases as the transmission distance increases. Furthermore, the investigations on the power allocation for the multi-relay system over the generalized small-scale fading model show that substantial performance gain can be achieved by the proposed power allocation scheme over the conventional equal power allocation (EPA) scheme when the source-relay and relay-destination paths are highly unbalanced. Extensive studies on the FD relay system also show that OPA provides significant performance gain over the EPA scheme when the relay SI level is relatively strong. In addition, it is shown that the FD relaying scheme is more energy-efficient than the reference HD relaying scheme at long transmission distances and for moderate relay SI levels.In general, the investigations in this thesis provide tools, results and useful insights for implementing space-efficient, low-cost and energy-efficient cooperative networks, specifically, towards the future green communication era where the optimization of the scarce resources is critical

Physical-Layer Security in Cognitive Radio Networks

The fifth-generation (5G) communications and beyond are expected to serve a huge number of devices and services. However, due to the fixed spectrum allocation policies, the need for cognitive radio networks (CRNs) has increased accordingly. CRNs have been proposed as a promising approach to address the problem of under-utilization and scarcity of the spectrum. In CRNs, secondary users (SUs) access the licensed spectrum of the primary users (PUs) using underlay, overlay, or interweave paradigms. SUs can access the spectrum band simultaneously with the PUs in underlay access mode provided that the SUs’ transmission power does not cause interference to the PUs’ communication. In this case, SUs should keep monitoring the interference level that the PU receiver can tolerate and adjust the transmission power accordingly. However, varying the transmission power may lead to some threats to the privacy of the information transfer of CRNs. Therefore, securing data transmission in an underlay CRN is a challenge that should be addressed. Physical-layer security (PLS) has recently emerged as a reliable method to protect the confidentiality of the SUs’ transmission against attacks, especially for the underlay model with no need for sharing security keys. Indeed, PLS has the advantage of safeguarding the data transmission without the necessity of adding enormous additional resources, specifically when there are massively connected devices. Apart from the energy consumed by the various functions carried out by SUs, enhancing security consumes additional energy. Therefore, energy harvesting (EH) is adopted in our work to achieve both; energy efficiency and spectral efficiency. EH is a significant breakthrough for green communication, allowing the network nodes to reap energy from multiple sources to lengthen battery life. The energy from various sources, such as solar, wind, vibration, and radio frequency (RF) signals, can be obtained through the process of EH. This accumulated energy can be stored to be used for various processes, such as improving the users’ privacy and prolonging the energy-constrained devices’ battery life. In this thesis, for the purpose of realistic modelling of signal transmission, we explicitly assume scenarios involving moving vehicles or nodes in networks that are densely surrounded by obstacles. Hence, we begin our investigations by studying the link performance under the impact of cascaded κ−μ fading channels. Moreover, using the approach of PLS, we address the privacy of several three-node wiretap system models, in which there are two legitimate devices communicating under the threat of eavesdroppers. We begin by a three-node wiretap system model operating over cascaded κ − μ fading channels and under worst-case assumptions. Moreover, assuming cascaded κ − μ distributions for all the links, we investigate the impact of these cascade levels, as well as the impact of multiple antennas employed at the eavesdropper on security. Additionally, the PLS is examined for two distinct eavesdropping scenarios: colluding and non-colluding eavesdroppers. Throughout the thesis, PLS is mainly evaluated through the secrecy outage probability (SOP), the probability of non-zero secrecy capacity (Pnzcr ), and the intercept probability (Pint). Considering an underlay CRN operating over cascaded Rayleigh fading channel, with the presence of an eavesdropper, we explore the PLS for SUs in the network. This study is then extended to investigate the PLS of SUs in an underlay single-input-multiple-output (SIMO) CRN over cascaded κ-μ general fading channels with the presence of a multi-antenna eavesdropper. The impact of the constraint over the transmission power of the SU transmitter due to the underlay access mode is investigated. In addition, the effects of multiple antennas and cascade levels over security are well-explored. In the second part of our thesis, we propose an underlay CRN, in which an SU transmitter communicates with an SU destination over cascaded κ-μ channels. The confidentiality of the shared information between SUs is threatened by an eavesdropper. Our major objective is to achieve a secured network, while at the same time improving the energy and spectrum efficiencies with practical modeling for signals’ propagation. Hence, we presume that the SU destination harvests energy from the SU transmitter. The harvested energy is used to produce jamming signals to be transmitted to mislead the eavesdropper. In this scenario, a comparison is made between an energy-harvesting eavesdropper and a non-energy harvesting one. Additionally, we present another scenario in which cooperative jamming is utilized as one of the means to boost security. In this system model, the users are assumed to communicate over cascaded Rayleigh channels. Moreover, two scenarios for the tapping capabilities of the eavesdroppers are presented; colluding and non-colluding eavesdroppers. This study is then extended for the case of non-colluding eavesdroppers, operating over cascaded κ-μ channels. Finally, we investigate the reliability of the SUs and PUs while accessing the licensed bands using the overlay mode, while enhancing the energy efficiency via EH techniques. Hence, we assume that multiple SUs are randomly distributed, in which one of the SUs is selected to harvest energy from the PUs’ messages. Then, utilizing the gathered energy, this SU combines its own messages with the amplified PUs messages and forwards them to the destinations. Furthermore, we develop two optimization problems with the potential of maximizing the secondary users’ rate and the sum rate of both networks

Adaptive Coded Modulation Classification and Spectrum Sensing for Cognitive Radio Systems. Adaptive Coded Modulation Techniques for Cognitive Radio Using Kalman Filter and Interacting Multiple Model Methods

The current and future trends of modern wireless communication systems place heavy demands on fast data transmissions in order to satisfy end users’ requirements anytime, anywhere. Such demands are obvious in recent applications such as smart phones, long term evolution (LTE), 4 & 5 Generations (4G & 5G), and worldwide interoperability for microwave access (WiMAX) platforms, where robust coding and modulations are essential especially in streaming on-line video material, social media and gaming. This eventually resulted in extreme exhaustion imposed on the frequency spectrum as a rare natural resource due to stagnation in current spectrum management policies. Since its advent in the late 1990s, cognitive radio (CR) has been conceived as an enabling technology aiming at the efficient utilisation of frequency spectrum that can lead to potential direct spectrum access (DSA) management. This is mainly attributed to its internal capabilities inherited from the concept of software defined radio (SDR) to sniff its surroundings, learn and adapt its operational parameters accordingly. CR systems (CRs) may commonly comprise one or all of the following core engines that characterise their architectures; namely, adaptive coded modulation (ACM), automatic modulation classification (AMC) and spectrum sensing (SS). Motivated by the above challenges, this programme of research is primarily aimed at the design and development of new paradigms to help improve the adaptability of CRs and thereby achieve the desirable signal processing tasks at the physical layer of the above core engines. Approximate modelling of Rayleigh and finite state Markov channels (FSMC) with a new concept borrowed from econometric studies have been approached. Then insightful channel estimation by using Kalman filter (KF) augmented with interacting multiple model (IMM) has been examined for the purpose of robust adaptability, which is applied for the first time in wireless communication systems. Such new IMM-KF combination has been facilitated in the feedback channel between wireless transmitter and receiver to adjust the transmitted power, by using a water-filling (WF) technique, and constellation pattern and rate in the ACM algorithm. The AMC has also benefited from such IMM-KF integration to boost the performance against conventional parametric estimation methods such as maximum likelihood estimate (MLE) for channel interrogation and the estimated parameters of both inserted into the ML classification algorithm. Expectation-maximisation (EM) has been applied to examine unknown transmitted modulation sequences and channel parameters in tandem. Finally, the non-parametric multitaper method (MTM) has been thoroughly examined for spectrum estimation (SE) and SS, by relying on Neyman-Pearson (NP) detection principle for hypothesis test, to allow licensed primary users (PUs) to coexist with opportunistic unlicensed secondary users (SUs) in the same frequency bands of interest without harmful effects. The performance of the above newly suggested paradigms have been simulated and assessed under various transmission settings and revealed substantial improvements

D 3. 3 Final performance results and consolidated view on the most promising multi -node/multi -antenna transmission technologies

This document provides the most recent updates on the technical contributions and research challenges focused in WP3. Each Technology Component (TeC) has been evaluated under possible uniform assessment framework of WP3 which is based on the simulation guidelines of WP6. The performance assessment is supported by the simulation results which are in their mature and stable state. An update on the Most Promising Technology Approaches (MPTAs) and their associated TeCs is the main focus of this document. Based on the input of all the TeCs in WP3, a consolidated view of WP3 on the role of multinode/multi-antenna transmission technologies in 5G systems has also been provided. This consolidated view is further supported in this document by the presentation of the impact of MPTAs on METIS scenarios and the addressed METIS goals.Aziz, D.; Baracca, P.; De Carvalho, E.; Fantini, R.; Rajatheva, N.; Popovski, P.; Sørensen, JH.... (2015). D 3. 3 Final performance results and consolidated view on the most promising multi -node/multi -antenna transmission technologies. http://hdl.handle.net/10251/7675