Carrier Synchronization in High Bit-Rate Optical Transmission Systems

In this dissertation, design of optical transmission systems with differential detection and coherent detection is briefly described. More over, algorithms for carrier synchronization and phase estimation with their implementation in high bit-rate optical transmission systems are proposed

Signal processing with optical delay line filters for high bit rate transmission systems

In den letzten Jahrzehnten ist das globale Kommunikationssystem in einem immer größerem Maße ein integraler Bestandteil des täglichen Lebens geworden. Optische Kommunikationssysteme sind die technologische Basis für diese Entwicklung. Nur Fasern können die riesige benötigte Bandbreite bereitstellen. Während für die ersten optischen Übertragungssysteme die Faser als "flacher" Kanal betrachtet werden konnte, machen Wellenlängenmultiplex und steigende Übertragungsraten die Einbeziehung von immer mehr physikalischen Effekten notwendig. Bei einer Erhöhung der Kanaldatenrate auf 40 Gbit/s und mehr ist die statische Kompensation von chromatischer Dispersion nicht mehr ausreichend. Die intrinsische Toleranz der Modulationsformate gegenüber Dispersion nimmt quadratisch mit der Symbolrate ab. Daher können beispielsweise durch Umwelteinflüsse hervorgerufene Dispersionsschwankungen die Dispersionstoleranz der Modulationsformate überschreiten. Dies macht eine adaptive Dispersionskompensation notwendig, was gleichzeitig auch Dispersionsmonitoring erfordert, um den adaptiven Kompensator steuern zu können. Vorhandene Links können mit Restdispersionskompensatoren ausgestattet werden, um sie für Hochgeschwindigkeitsübertragungen zu ertüchtigen. Optische Kompensationstechniken sind unabhängig von der Kanaldatenrate. Daher wird eine Erhöhung der Datenrate problemlos unterstützt. Optische Kompensatoren können WDM-fähig gebaut werden, um mehrere Kanäle auf einmal zu entzerren. Das Buch beschäftigt sich mit optischen Delay-Line-Filtern als eine Klasse von optischen Kompensatoren. Die Filtersynthese von solchen Delay-Line-Filtern wird behandelt. Der Zusammenhang zwischen optischen Filtern und digitalen FIR-Filtern mit komplexen Koeffizienten im Zusammenhang mit kohärenter Detektion wird aufgezeigt. Iterative und analytische Methoden, die die Koeffizienten für dispersions- und dispersions-slope-kompensierende Filter produzieren, werden untersucht. Genauso wichtig wie die Kompensation von Dispersion ist die Schätzung der Dispersion eines Signals. Mit Delay-Line-Filtern können die Restseitenbänder eines Signals genutzt werden, um die Dispersion zu messen. Alternativ kann nichtlineare Detektion angewandt werden, um die Pulsverbreiterung, die hauptsächlich von der Dispersion herrührt, zu schätzen. Mit gemeinsamer Dispersionskompensation und Dispersionsmonitoring können Dispersionskompensatoren auf die Signalverzerrungen eingestellt werden. Spezielle Eigenschaften der Filter zusammen mit der analytischen Beschreibung können genutzt werden, um schnelle und zuverlässige Steueralgorithmen zur Filtereinstellung bereitzustellen. Schließlich wurden Prototypen derartiger faseroptischen Kompensatoren von chromatischer Dispersion und Dispersions-Slope hergestellt und charakterisiert. Die Einheiten und ihr Systemverhalten wird gezeigt und diskutiert.Over the course of the past decades, the global communication system has become a central part of people's everyday lives. Optical communication systems are the technological basis for this development. Only fibers can provide the huge bandwidth that is required. Where the fiber could be regarded as a flat channel for the first optical transmission systems wavelength multiplexing and increasing line rates made it necessary to take more and more physical effects into account. When the line rates are increased to 40 Gbit/s and higher static chromatic dispersion compensation is not enough. The modulation format's intrinsic tolerance for dispersion decreases quadratically with the symbol rate. Thus, environmentally induced chromatic dispersion fluctuations may exceed the dispersion tolerance of the modulation formats. This makes an adaptive dispersion compensation necessary implying also the need for a monitoring scheme to steer the adaptive compensator. Legacy links that are CD-compensated by DCFs can be upgraded with residual dispersion compensators to make them ready for high speed transmission. Optical compensation is independent from the line rate. Hence, increasing the data rates is inherently supported. Optical compensators can be built WDM ready compensating multiple channels at once. The book deals with optical delay line filters as one class of optical compensators. The filter synthesis of such delay line filters is addressed. The connection between optical filters and digital FIR filters with complex coefficients that are used in conjunction with coherent detection could be shown. Iterative and analytical methods that produce the coefficients for dispersion (and also dispersion slope) compensating filters are researched. As important as the compensation of dispersion is the estimation of the dispersion of a signal. Using delay line filters, the vestigial sidebands of a signal can be used to measure the dispersion. Alternatively, nonlinear detection can be used to estimate the pulse broadening which is caused mainly by dispersion. With dispersion compensation and dispersion monitoring, dispersion compensators can be adapted to the signal's impairment. Special properties of the filter in conjunction with an analytical description can be used to provide a fast and reliable control algorithm for setting the filter to a given dispersion and centering it on a signal. Finally, prototypes of such fiber optic chromatic dispersion and dispersion slope compensation filters were manufactured and characterized. The device and system characterization of the prototypes is presented and discussed

Multiuser non coherent massive MIMO schemes based on DPSK for future communication systems

The explosive usage of rich multimedia content in wireless devices has overloaded the communication networks. Moreover, the fifth generation (5G) of wireless communications involves new requirements in the radio access network (RAN) which require higher network capacities and new capabilities such as ultra-reliable and low-latency communication (URLLC), vehicular communications or augmented reality. All this has encouraged a remarkable spectrum crisis in the RF bands. A need for searching alternative techniques with more spectral efficiency to accommodate the needs of future emerging wireless communications is emerging. In this context, massive MIMO (m-MIMO) systems have been proposed as a promising solution for providing a substantial increase in the network capacity, becoming one of the key enabling technologies for 5G and beyond. m-MIMO provides high spectral- and energy-efficiency thanks to the deployment of a large number of antennas at the BS. However, we have to take into account that the current communication technologies are based on coherent transmission techniques so far, which require the transmission of a huge amount of signaling. This drawback is escalating with the excessive available number of antennas in m-MIMO. Therefore, the differential encoding and non coherent (NC) detection are an alternative solution to circumvent the drawbacks of m-MIMO in coherent systems. This Ph.D. Thesis is focused on signal processing techniques for NC detection in conjunction with m-MIMO, proposing new constellation designs and NC detection algorithms, where the information is transmitted in the signal differential phase. First, we design new constellation schemes for an uplink multiuser NC m-MIMO system in Rayleigh fading channels. These designs allow us to separate the users' signals at the receiver thanks to a one-to-one correspondence between the constellation for each user and the received joint constellation. Two approaches are considered in terms of BER: each user achieves a different performance and, on the other hand, the same performance is provided for all users. We analyze the number of antennas needed for those designs and compare to the required number by other designs in the literature. It is shown that our designs based on DPSK require a lower number of antennas than that required by their counterpart schemes based on energy. In addition, we compare the performance to their coherent counterpart systems, resulting NC-m-MIMO based on DPSK capable of outperforming the coherent systems with the suitable designs. Second, in order to reduce the number of antennas required for a target performance we propose a multi-user bit interleaved coded modulation - iterative decoding (BICM-ID) scheme as channel coding for a NC-m-MIMO system based on DPSK. We propose a novel NC approach for calculating EXIT curves based on the number of antennas. Then using the EXIT chart we find the best channel coding scheme for our NC-m-MIMO proposal. We show that the number of users served by the BS can be increased with a 70% reduction in the number of antennas with respect to the case without channel coding. In particular, we show that with 100 antennas for error protection equal design for all users and a coding rate of 1/2 we achieve the minimum probability of error. Third, we consider that current scenarios such as backhaul wireless systems, rural or suburban environments, and even new device-to-device (D2D) communications or the communications in higher frequencies (millimeter and the emerging ones in terahertz frequencies) can have a predominant line-of-sight (LOS) component, modeled by Rician fading. For all these new possible scenarios in 5G, we analyze the behavior of the NC m-MIMO systems when we have a Rician fading. We present a new constellation design to overcome the problem of the LOS channel component, as well as an associated detection algorithm to separate each user in reception taking into account the characterization of the constellation. In addition, for contemplating a more realistic scenario, we propose grouping users which experience a Rayleigh fading with those with Rician fading, analyzing the SINR and the performance of such combination in a multi-user NC m-MIMO system based on M-DPSK. The adequate user grouping allows unifying the constellation for both groups of users and the detection algorithm, reducing the complexity of the receiver. Also, the number of users that may be multiplexed may be further increased thanks to the improved performance. In the fourth part of this Thesis, we analyse the performance of multi-user NC m- MIMO based on DPSK in real environments and practical channels defined for the current standards such as LTE, the future technologies such as 5G and even for communications in the terahertz band. For this purpose, we use a metric to model the time-varying characteristics of the practical channels. We employ again the EXIT charts tool for analyzing and designing iteratively decoded systems. This analysis allows us to obtain an estimate of the degradation of the system's performance imposed by realistic channels. Hence, we show that our proposed system is robust to temporal variations, thus it is more recommendable the employment of NC-m-MIMO-DPSK in the future communication standards such as 5G. In order to reduce he number of hardware resources required in terms of RF chains, facilitating its implementation in a real system, we propose incorporating differential spatial modulation (DSM). We present and analyze a novel multiuser scheme for NC-m-MIMO combined with DSM with which we can see that the number of antennas is not a affected by the incorporation of DSM, even we have an improvement on the performance with respect to the coherent case. Finally, we study the viability of multiplexing users by constellation schemes against classical multiplexing techniques such as time division multiple access (TDMA). In order to fully characterize the system performance we analyze the block error rate (BLER) and the throughput of a NC-m-MIMO system. The results show a significant advantage regarding the number of antennas for multiplexing in the constellation against TDMA. However, in some cases, the demodulation of multiple users in constellation could require an excessively large number of antennas compared to TDMA. Therefore, it is necessary to properly manage the tradeoff between throughout and the number of antennas, to reach an optimal operational point, as shown in this Thesis.El inmenso uso de contenido multimedia en los dispositivos inalámbricos ha sobrecargado las redes de comunicaciones. Además, la quinta generación (5G) de sistemas de comunicaciones demanda nuevos requisitos para la red de acceso radio, la cual requiere ofrecer capacidades de red mayores y nuevas funcionalidades como comunicaciones ultra fiables y con muy poca letancia (URLLC), comunicaciones vehiculares o aplicaciones como la realidad aumentada. Todo esto ha propiciado una crisis notable en el espectro electromagnético, lo que ha llevado a una necesidad por buscar técnicas alternativas con más eficiencia espectral para acomodar todos los requisitos de las tecnologías de comunicaciones emergentes y futuras. En este contexto, los sistemas multi antena masivos, conocidos como massive MIMO, m-MIMO, han sido propuestos como una solución prometedora que proporciona un incremento substancial de la capacidad de red, convirtiéndose en una de las tecnologías claves para el 5G. Los sistemas m-MIMO elevan enormemente el número de antenas en la estación base, lo que les permite ofrecer alta eficiencia espectral y energética. No obstante, tenemos que tener en cuenta que las actuales tecnologías de comunicaciones emplean técnicas coherentes, las cuales requieren de información del estado del canal y por ello la transmisión de una enorme cantidad de información de señalización. Este inconveniente se ve agravado en el caso del m-MIMO debido al enorme número de antenas. Por ello, la codificación diferencial y la detección no coherente (NC) son una solución alternativa para solventar el problema de m-MIMO en los sistemas coherentes. Esta Tesis se centra en las técnicas de procesado de señal para detección NC junto con m-MIMO, proponiendo nuevos esquemas de constelación y algoritmos de detección NC, donde la información sea transmitida en la diferencia de fase de la señal. Primero, diseñamos nuevas constelaciones para un sistema multi usuario NC en m- MIMO en enlace ascendente (uplink) en canales con desvanecimiento tipo Rayleigh. Estos diseños nos permiten separar las señales de los usuarios en el receptor gracias a la correspondencia unívoca entre la constelación de cada usuario individual y la constelación conjunta recibida en la estación base. Hemos considerado dos enfoques para el diseño en términos de probabilidad de error: cada usuario consigue un rendimiento distinto, mientras que por otro lado, todos los usuarios son capaces de recibir las mismas prestaciones de probabilidad de error. Analizamos el número de antenas necesario para estos diseños y comparamos con el número requerido por otros diseños propuestos en la literatura. Nuestro diseño basado en DPSK requiere un número menor de antenas comparado con los sistemas basados en detección de energía. También comparamos con su homólogo coherente, resultando que NC-m-MIMO basado en DPSK es capaz de superar a los sistemas coherentes con los diseños adecuados. En segundo lugar, para reducir el número de antenas requerido para un rendimiento dado, proponemos incluir un esquema de codificación de canal. Hemos optado por un esquema de modulación codificado por bit entrelazado y decodificación iterativa (BICMID). Hemos empleado la herramienta EXIT chart para el diseño de la codificación de canal, proponiendo un nuevo enfoque para calcular las curvas EXIT de forma NC y basadas en el número de antenas. Los resultados muestran que el número de usuarios servidos por la estación base puede ser incrementado reduciendo un 70% el número de antenas con respecto al caso sin codificación de canal. En particular, para un array de 100 antenas y un diseño que ofrezca iguales prestaciones a todos los usuarios, con un código de tasa 1=2, podemos conseguir la mínima probabilidad de error. En tercer lugar, consideramos escenarios donde el canal tenga una componente predominante de visión directa (LOS) con la estación base modelada mediante un desvanecimiento tipo Rician. Por ejemplo, sistemas inalámbricos de backhaul, entornos rurales o sub urbanos, comunicaciones entre dispositivos (D2D), también cuando nos movemos hacia frecuencias superiores como son en la banda de milimétricas o más recientemente, la banda de terahercios para buscar mayores anchos de banda. Todos estos escenarios están contemplados en el futuro 5G. Los diseños presentados para canales Rayleigh ya no son válidos debido a la componente LOS del canal, por ello presentamos un nuevo diseño de constelación que resuelve el problema de la componente LOS, así como una guía para diseñar nuevas constelaciones. También proponemos un algoritmo asociado al diseñno de la constelación para poder separar a los usuarios en recepción. Además, para contemplar un escenario más realista donde podamos encontrar tanto desvanecimiento Rayleigh como Rice, proponemos agrupar usuarios de ambos grupos, analizando su rendimiento y relación señal a interferencia en la combinación. El adecuado agrupamiento permite unificar el diseño de la constelación para ambos desvanecimientos y por tanto reducir la complejidad en el receptor. También, el número de usuarios multiplicados en la constelación podría ser incrementado, gracias a la mejora en el rendimiento. El cuarto módulo de esta tesis es dedicado a analizar el rendimiento de los diseños propuestos en presencia de canales reales, donde disponemos de variabilidad temporal y en frecuencia. Proponemos usar una métrica que modela las características de la variabilidad temporal y, usando de nuevo la herramienta EXIT, analizamos los sistemas decodificados iterativamente considerando ahora los parámetros prácticos del canal. Este análisis nos permite obtener una estimación de la degradación que sufre el rendimiento del sistema impuesto por canales reales. Los resultados muestran que los sistemas NC-m-MIMO basados en DPSK son muy robustos a la variabilidad temporal por lo que son recomendables para los nuevos escenarios propuestos por el 5G, donde el canal cambia rápidamente. Otra consideración para introducir los sistemas NC con m-MIMO es la problemática de necesitar muchas cadenas de radio frecuencia que llevarían a tamaños de dispositivos enormes. Para reducir este número se propone la modulación espacial. En esta Tesis, estudiamos su uso con los sistemas NC, proponiendo una solución de modulación espacial diferencial para esquemas con múltiples usuarios combinado con NC-m-MIMO. Finalmente, estudiamos la viabilidad de multiplexar usuarios en la constelación frente a usar técnicas clásicas de multiplexación como TDMA. Para caracterizar completamente el rendimiento del sistema, analizamos la tasa de error de bloque (BLER) y el throughput de un sistema NC-m-MIMO. Los resultados muestran una ventaja significativa en cuanto al número de antennas para multiplexar usuarios en la constelación frente al requerido por TDMA. No obstante, en algunos casos, la demodulación de múltiples usuarios en la constelación podría requerir un número de antennas excesivamente grande comparado con la multiplexación en el tiempo. Por ello, es necesario gestionar adecuadamente un balance entre el throughput y el número de antenas para alcanzar un punto operacional óptimo, como se muestra en esta Tesis.Programa Oficial de Doctorado en Multimedia y Comunicaciones por la Universidad Carlos III de Madrid y la Universidad Rey Juan CarlosPresidente: Ana Isabel Pérez Neira.- Secretario: Máximo Morales Céspedes.- Vocal: María del Carmen Aguayo Torre

Digital electronic predistortion for optical communications

The distortion of optical signals has long been an issue limiting the performance of communication systems. With the increase of transmission speeds the effects of distortion are becoming more prominent. Because of this, the use of methods known from digital signal processing (DSP) are being introduced to compensate for them. Applying DSP to improve optical signals has been limited by a discrepancy in digital signal processing speeds and optical transmission speeds. However high speed Field Programmable Gate Arrays (FPGA) which are sufficiently fast have now become available making DSP experiments without costly ASIC implementation possible for optical transmission experiments. This thesis focuses on Look Up Table (LUT) based digital Electronic Predistortion (EPD) for optical transmission. Because it is only one out of many possible implementations of EPD, it has to be placed in context with other EPD techniques and other distortion combating techniques in general, especially since it is possible to combine the different techniques. Building an actual transmitter means that compromises and decisions have to be made in the design and implementation of an EPD based system. These are based on balancing the desire to achieve optimal performance with technological and economic limitations. This is partly done using optical simulations to asses the performance. This thesis describes a novel experimental transmitter that has been built as part of this research applying LUT based EPD to an optical signal. The experimental transmitter consists of a digital design (using a hardware description language) for a pair of FPGAs and an analogue optical/electronic setup including two standard DAC integrated circuits. The DSP in the transmitter compensated for both chromatic dispersion and self phase modulation. We achieved transmission of 10.7 Gb/s non-return-to-zero (NRZ) signals with a +4 dBm launch power over 450 km keeping the required optical-signal-to-noise-ratio (OSNR) for a bit-error-rate of 2x10^{-3} below 11 dB. In doing so we showed experimentally, for the first time, that nonlinear effects can be compensated with this approach and that the combination of FPGA-DAC is a viable approach for an experimental setup

Multichannel communication based on adaptive equalization in very shallow water acoustic channels

Master'sMASTER OF ENGINEERIN

Compensation of fibre impairments in coherent optical systems

Tese de mestrado integrado. Engenharia Electrotécnica e de Computadores. Faculdade de Engenharia. Universidade do Porto. 201

Convergence of millimeter-wave and photonic interconnect systems for very-high-throughput digital communication applications

In the past, radio-frequency signals were commonly used for low-speed wireless electronic systems, and optical signals were used for multi-gigabit wired communication systems. However, as the emergence of new millimeter-wave technology introduces multi-gigabit transmission over a wireless radio-frequency channel, the borderline between radio-frequency and optical systems becomes blurred. As a result, there come ample opportunities to design and develop next-generation broadband systems to combine the advantages of these two technologies to overcome inherent limitations of various broadband end-to-end interconnect systems in signal generation, recovery, synchronization, and so on. For the transmission distances of a few centimeters to thousands of kilometers, the convergence of radio-frequency electronics and optics to build radio-over-fiber systems ushers in a new era of research for the upcoming very-high-throughput broadband services. Radio-over-fiber systems are believed to be the most promising solution to the backhaul transmission of the millimeter-wave wireless access networks, especially for the license-free, very-high-throughput 60-GHz band. Adopting radio-over-fiber systems in access or in-building networks can greatly extend the 60-GHz signal reach by using ultra-low loss optical fibers. However, such high frequency is difficult to generate in a straightforward way. In this dissertation, the novel techniques of homodyne and heterodyne optical-carrier suppressions for radio-over-fiber systems are investigated and various system architectures are designed to overcome these limitations of 60-GHz wireless access networks, bringing the popularization of multi-gigabit wireless networks to become closer to the reality. In addition to the advantages for the access networks, extremely high spectral efficiency, which is the most important parameter for long-haul networks, can be achieved by radio-over-fiber signal generation. As a result, the transmission performance of spectrally efficient radio-over-fiber signaling, including orthogonal frequency division multiplexing and orthogonal wavelength division multiplexing, is broadly and deeply investigated. On the other hand, radio-over-fiber is also used for the frequency synchronization that can resolve the performance limitation of wireless interconnect systems. A novel wireless interconnects assisted by radio-over-fiber subsystems is proposed in this dissertation. In conclusion, multiple advantageous facets of radio-over-fiber systems can be found in various levels of end-to-end interconnect systems. The rapid development of radio-over-fiber systems will quickly change the conventional appearance of modern communications.PhDCommittee Chair: Gee-Kung Chang; Committee Member: Bernard Kippelen; Committee Member: Shyh-Chiang Shen; Committee Member: Thomas K. Gaylord; Committee Member: Umakishore Ramachandra

Design and Development of a Testbed Prototype for Cognitive Radio Transmission over TV White Space

Considering the ever-increasing demand and the associated high costs of wireless electromagnetic spectrum, technologies that can facilitate efficient spectrum utilization are of utmost importance. Cognitive radio (CR), in conjunction with TV White Spaces (TVWS), can be a viable solution, where unlicensed or secondary users can opportunistically use the not-currently-in-use, aka idle, TV channels registered to licensed or primary users. This thesis focuses on the design and development of a testbed prototype for real-time testing of secondary user transmission in TVWS. Once an unused TV channel has been identified, our system uses that idle channel for transmitting and receiving signals. The testbed is built on Universal Software Radio Peripheral (USRP) device powered by GNU Radio Software, Software Defined Radio (SDR) receptor, and Spectrum Analyser. The developed prototype splits a given TVWS channel into multiple small sub-channels and performs channel characterization through end-to-end transmission and reception of information carrying signals. The channel characteristics are presented through Bit Transfer Rate (BTR) and frequency spectrum results. The prototype also facilitates provisions for applying error correction coding as a mean of undertaking comparative performance testing

Coherent Phase-Modulated Optical Fiber Communications with Linear and Nonlinear Phase Noise

Ph.DDOCTOR OF PHILOSOPH