Ground, Proximal, and Satellite Remote Sensing of Soil Moisture

Soil moisture (SM) is a key hydrologic state variable that is of significant importance for numerous Earth and environmental science applications that directly impact the global environment and human society. Potential applications include, but are not limited to, forecasting of weather and climate variability; prediction and monitoring of drought conditions; management and allocation of water resources; agricultural plant production and alleviation of famine; prevention of natural disasters such as wild fires, landslides, floods, and dust storms; or monitoring of ecosystem response to climate change. Because of the importance and wide‐ranging applicability of highly variable spatial and temporal SM information that links the water, energy, and carbon cycles, significant efforts and resources have been devoted in recent years to advance SM measurement and monitoring capabilities from the point to the global scales. This review encompasses recent advances and the state‐of‐the‐art of ground, proximal, and novel SM remote sensing techniques at various spatial and temporal scales and identifies critical future research needs and directions to further advance and optimize technology, analysis and retrieval methods, and the application of SM information to improve the understanding of critical zone moisture dynamics. Despite the impressive progress over the last decade, there are still many opportunities and needs to, for example, improve SM retrieval from remotely sensed optical, thermal, and microwave data and opportunities for novel applications of SM information for water resources management, sustainable environmental development, and food security

An artificial neural network approach for soil moisture retrieval using passive microwave data

Soil moisture is a key variable that defines land surface-atmosphere (boundary layer) interactions, by contributing directly to the surface energy and water balance. Soil moisture values derived from remote sensing platforms only accounts for the near surface soil layers, generally the top 5cm. Passive microwave data at L-band (1.4 GHz, 21cm wavelength) measurements are shown to be a very effective observation for surface soil moisture retrieval. The first space-borne L-band mission dedicated to observing soil moisture, the European Space Agency's (ESA) Soil Moisture and Ocean Salinity (SMOS) mission, was launched on 2nd November 2009.Artificial Neural Network (ANN) methods have been used to empirically ascertain the complex statistical relationship between soil moisture and brightness temperature in the presence of vegetation cover. The current problem faced by this method is its inability to predict soil moisture values that are 'out-of-range' of the training data.In this research, an optimization model is developed for the Backpropagation Neural Network model. This optimization model utilizes the combination of the mean and standard deviation of the soil moisture values, together with the prediction process at different pre-determined, equal size regions to cope with the spatial and temporal variation of soil moisture values. This optimized model coupled with an ANN of optimum architecture, in terms of inputs and the number of neurons in the hidden layers, is developed to predict scale-to-scale and downscaling of soil moisture values. The dependency on the accuracy of the mean and standard deviation values of soil moisture data is also studied in this research by simulating the soil moisture values using a multiple regression model. This model obtains very encouraging results for these research problems.The data used to develop and evaluate the model in this research has been obtained from the National Airborne Field Experiments in 2005

Estimation of soil and vegetation temperatures with multiangular thermal infrared observations: IMGRASS, HEIFE, and SGP 1997 experiments

The potential of directional observations in the thermal infrared region for land surface studies is a largely uncharted area of research. The availability of the dual-view Along Track Scanning Radiometer (ATSR) observations led to explore new opportunities in this direction. In the context of studies on heat transfer at heterogeneous land surfaces, multiangular thermal infrared (TIR) observations offer the opportunity of overcoming fundamental difficulties in modeling sparse canopies. Three case studies were performed on the estimation of the component temperatures of foliage and soil. The first one included the use of multi-temporal field measurements at view angles of 0°, 23° and 52°. The second and third one were done with directional ATSR observations at view angles of 0° and 53° only. The first one was a contribution to the Inner-Mongolia Grassland Atmosphere Surface Study (IMGRASS) experiment in China, the second to the Hei He International Field Experiment (HEIFE) in China and the third one to the Southern Great Plains 1997 (SGP 1997) experiment in Oklahoma, United States. The IMGRASS experiment provided useful insights on the applicability of a simple linear mixture model to the analysis of observed radiance. The HEIFE case study was focused on the large oasis of Zhang-Ye and led to useful estimates of soil and vegetation temperatures. The SGP 1997 contributed a better understanding of the impact of spatial heterogeneity on the accuracy of retrieved foliage and soil temperatures. Limitations in the approach due to varying radiative and boundary layer forcing and to the difference in spatial resolution between the forward and the nadir view are evaluated through a combination of modeling studies and analysis of field data

Use of Soil Moisture Variability in Artificial Neural Network Retrieval of Soil Moisture

Passive microwave remote sensing is one of the most promising techniques for soil moisture retrieval. However, the inversion of soil moisture from brightness temperature observations is not straightforward, as it is influenced by numerous factors such as surface roughness, vegetation cover, and soil texture. Moreover, the relationship between brightness temperature, soil moisture and the factors mentioned above is highly non-linear and ill-posed. Consequently, Artificial Neural Networks (ANNs) have been used to retrieve soil moisture from microwave data, but with limited success when dealing with data different to that from the training period. In this study, an ANN is tested for its ability to predict soil moisture at 1 km resolution on different dates following training at the same site for a specific date. A novel approach that utilizes information on the variability of soil moisture, in terms of its mean and standard deviation for a (sub) region of spatial dimension up to 40 km, is used to improve the current retrieval accuracy of the ANN method.A comparison between the ANN with and without the use of the variability information showed that this enhancement enables the ANN to achieve an average Root Mean Square Error (RMSE) of around 5.1% v/v when using the variability information, as compared to around 7.5% v/v without it. The accuracy of the soil moisture retrieval was further improved by the division of the target site into smaller regions down to 4 km in size, with the spatial variability of soil moisture calculated from within the smaller region used in the ANN. With the combination of an ANN architecture of a single hidden layer of 20 neurons and the dual-polarized brightness temperatures as input, the proposed use of variability and sub-region methodology achieves an average retrieval accuracy of 3.7% v/v. Although this accuracy is not the lowest as comparing to the research in this field, the main contribution is the ability of ANN in solving the problem of predicting “out-of-range” soil moisture values. However, the applicability of this method is highly dependent on the accuracy of the mean and standard deviation values within the sub-region, potentially limiting its routine application

Multiscale soil moisture retrievals from microwave remote sensing observations

Memoria de tesis doctoral presentada por María Piles Guillem para optar al grado de Doctora por la Universitat Politècnica de Catalunya (UPC), realizada bajo la dirección del Dr. Adriano Camps y de la Dra. Mercè Vall-llossera.-- 159 pages[EN] Soil moisture is a key state variable of the Earth’s system; it is the main variable that links the Earth’s water, energy and carbon cycles. Soil moisture variations affect the evolution of weather and climate over continental regions, and accurate observations of the Earth’s changing soil moisture are needed to achieve sustainable land and water management, and to enhance weather and climate forecasting skill, flood prediction and drought monitoring. This Ph.D. Thesis focuses on measuring the Earth’s surface soil moisture from space at a global and regional scale. [...][ES] La humedad del suelo es la variable que regula los intercambios de agua, energía, y carbono entre la tierra y la atmósfera. Mediciones precisas de humedad son necesarias para una gestión sostenible de los recursos de agua del planeta, para mejorar las predicciones meteorológicas y climáticas, y para la detección y monitorización de sequías e inundaciones. Esta tesis se centra en la medición de la humedad superficial de la Tierra desde el espacio, a escalas global y regional. [...]This work has been funded by the Spanish Ministry of Science and Education under the FPU grant AP2005-4912 and projects ESP2007-65667-C04-02 and AYA2008-05906-C02-01/ESPPeer Reviewe

Microwave Indices from Active and Passive Sensors for Remote Sensing Applications

Past research has comprehensively assessed the capabilities of satellite sensors operating at microwave frequencies, both active (SAR, scatterometers) and passive (radiometers), for the remote sensing of Earth’s surface. Besides brightness temperature and backscattering coefficient, microwave indices, defined as a combination of data collected at different frequencies and polarizations, revealed a good sensitivity to hydrological cycle parameters such as surface soil moisture, vegetation water content, and snow depth and its water equivalent. The differences between microwave backscattering and emission at more frequencies and polarizations have been well established in relation to these parameters, enabling operational retrieval algorithms based on microwave indices to be developed. This Special Issue aims at providing an overview of microwave signal capabilities in estimating the main land parameters of the hydrological cycle, e.g., soil moisture, vegetation water content, and snow water equivalent, on both local and global scales, with a particular focus on the applications of microwave indices

A Novel Bias Correction Method for Soil Moisture and Ocean Salinity (SMOS) Soil Moisture: Retrieval Ensembles

Bias correction is a very important pre-processing step in satellite data assimilation analysis, as data assimilation itself cannot circumvent satellite biases. We introduce a retrieval algorithm-specific and spatially heterogeneous Instantaneous Field of View (IFOV) bias correction method for Soil Moisture and Ocean Salinity (SMOS) soil moisture. To the best of our knowledge, this is the first paper to present the probabilistic presentation of SMOS soil moisture using retrieval ensembles. We illustrate that retrieval ensembles effectively mitigated the overestimation problem of SMOS soil moisture arising from brightness temperature errors over West Africa in a computationally efficient way (ensemble size: 12, no time-integration). In contrast, the existing method of Cumulative Distribution Function (CDF) matching considerably increased the SMOS biases, due to the limitations of relying on the imperfect reference data. From the validation at two semi-arid sites, Benin (moderately wet and vegetated area) and Niger (dry and sandy bare soils), it was shown that the SMOS errors arising from rain and vegetation attenuation were appropriately corrected by ensemble approaches. In Benin, the Root Mean Square Errors (RMSEs) decreased from 0.1248 m3/m3 for CDF matching to 0.0678 m3/m3 for the proposed ensemble approach. In Niger, the RMSEs decreased from 0.14 m3/m3 for CDF matching to 0.045 m3/m3 for the ensemble approach.open

Monitoring crops water needs at high spatio-temporal resolution by synergy of optical/thermal and radar observations

L'optimisation de la gestion de l'eau en agriculture est essentielle dans les zones semi-arides afin de préserver les ressources en eau qui sont déjà faibles et erratiques dues à des actions humaines et au changement climatique. Cette thèse vise à utiliser la synergie des observations de télédétection multispectrales (données radar, optiques et thermiques) pour un suivi à haute résolution spatio-temporelle des besoins en eau des cultures. Dans ce contexte, différentes approches utilisant divers capteurs (Landsat-7/8, Sentinel-1 et MODIS) ont été developpées pour apporter une information sur l'humidité du sol (SM) et le stress hydrique des cultures à une échelle spatio-temporelle pertinente pour la gestion de l'irrigation. Ce travail va parfaitement dans le sens des objectifs du projet REC "Root zone soil moisture Estimates at the daily and agricultural parcel scales for Crop irrigation management and water use impact: a multi-sensor remote sensing approach" (http://rec.isardsat.com/) qui visent à estimer l'humidité du sol dans la zone racinaire (RZSM) afin d'optimiser la gestion de l'eau d'irrigation. Des approches innovantes et prometteuses sont mises en place pour estimer l'évapotranspiration (ET), RZSM, la température de surface du sol (LST) et le stress hydrique de la végétation à travers des indices de SM dérivés des observations multispectrales à haute résolution spatio-temporelle. Les méthodologies proposées reposent sur des méthodes basées sur l'imagerie, la modélisation du transfert radiatif et la modélisation du bilan hydrique et d'énergie et sont appliquées dans une région à climat semi-aride (centre du Maroc). Dans le cadre de ma thèse, trois axes ont été explorés. Dans le premier axe, un indice de RZSM dérivé de LST-Landsat est utilisé pour estimer l'ET sur des parcelles de blé et des sols nus. L'estimation par modélisation de ET a été explorée en utilisant l'équation de Penman-monteith modifiée obtenue en introduisant une relation empirique simple entre la résistance de surface (rc) et l'indice de RZSM. Ce dernier est estimé à partir de la température de surface (LST) dérivée de Landsat, combinée avec les températures extrêmes (en conditions humides et sèches) simulée par un modèle de bilan d'énergie de surface piloté par le forçage météorologique et la fraction de couverture végétale dérivée de Landsat. La méthode utilisée est calibrée et validée sur deux parcelles de blé situées dans la même zone près de Marrakech au Maroc. Dans l'axe suivant, une méthode permettant de récupérer la SM de la surface (0-5 cm) à une résolution spatiale et temporelle élevée est développée à partir d'une synergie entre données radar (Sentinel-1) et thermique (Landsat) et en utilisant un modèle de bilan d'énergie du sol. L'approche développée a été validée sur des parcelles agricoles en sol nu et elle donne une estimation précise de la SM avec une différence quadratique moyenne en comparant à la SM in situ, égale à 0,03 m3 m-3. Dans le dernier axe, une nouvelle méthode est développée pour désagréger la MODIS LST de 1 km à 100 m de résolution en intégrant le SM proche de la surface dérivée des données radar Sentinel-1 et l'indice de végétation optique dérivé des observations Landsat. Le nouvel algorithme, qui inclut la rétrodiffusion S-1 en tant qu'entrée dans la désagrégation, produit des résultats plus stables et robustes au cours de l'année sélectionnée. Dont, 3,35 °C était le RMSE le plus bas et 0,75 le coefficient de corrélation le plus élevé évalués en utilisant le nouvel algorithme.Optimizing water management in agriculture is essential over semi-arid areas in order to preserve water resources which are already low and erratic due to human actions and climate change. This thesis aims to use the synergy of multispectral remote sensing observations (radar, optical and thermal data) for high spatio-temporal resolution monitoring of crops water needs. In this context, different approaches using various sensors (Landsat-7/8, Sentinel-1 and MODIS) have been developed to provide information on the crop Soil Moisture (SM) and water stress at a spatio-temporal scale relevant to irrigation management. This work fits well the REC "Root zone soil moisture Estimates at the daily and agricultural parcel scales for Crop irrigation management and water use impact: a multi-sensor remote sensing approach" (http://rec.isardsat.com/) project objectives, which aim to estimate the Root Zone Soil Moisture (RZSM) for optimizing the management of irrigation water. Innovative and promising approaches are set up to estimate evapotranspiration (ET), RZSM, land surface temperature (LST) and vegetation water stress through SM indices derived from multispectral observations with high spatio-temporal resolution. The proposed methodologies rely on image-based methods, radiative transfer modelling and water and energy balance modelling and are applied in a semi-arid climate region (central Morocco). In the frame of my PhD thesis, three axes have been investigated. In the first axis, a Landsat LST-derived RZSM index is used to estimate the ET over wheat parcels and bare soil. The ET modelling estimation is explored using a modified Penman-Monteith equation obtained by introducing a simple empirical relationship between surface resistance (rc) and a RZSM index. The later is estimated from Landsat-derived land surface temperature (LST) combined with the LST endmembers (in wet and dry conditions) simulated by a surface energy balance model driven by meteorological forcing and Landsat-derived fractional vegetation cover. The investigated method is calibrated and validated over two wheat parcels located in the same area near Marrakech City in Morocco. In the next axis, a method to retrieve near surface (0-5 cm) SM at high spatial and temporal resolution is developed from a synergy between radar (Sentinel-1) and thermal (Landsat) data and by using a soil energy balance model. The developed approach is validated over bare soil agricultural fields and gives an accurate estimates of near surface SM with a root mean square difference compared to in situ SM equal to 0.03 m3 m-3. In the final axis a new method is developed to disaggregate the 1 km resolution MODIS LST at 100 m resolution by integrating the near surface SM derived from Sentinel-1 radar data and the optical-vegetation index derived from Landsat observations. The new algorithm including the S-1 backscatter as input to the disaggregation, produces more stable and robust results during the selected year. Where, 3.35 °C and 0.75 were the lowest RMSE and the highest correlation coefficient assessed using the new algorithm