A Generalized SDP Multi-Objective Optimization Method for EM-Based Microwave Device Design

Publisher's version (útgefin grein)In this article, a generalized sequential domain patching (GSDP) method for efficient multi-objective optimization based on electromagnetics (EM) simulation is proposed. The GSDP method allowing fast searching for Pareto fronts for two and three objectives is elaborated in detail in this paper. The GSDP method is compared with the NSGA-II method using multi-objective problems in the DTLZ series, and the results show the GSDP method saved computational cost by more than 85% compared to NSGA-II method. A diversity comparison indicator (DCI) is used to evaluate approximate Pareto fronts. The comparison results show the diversity performance of GSDP is better than that of NSGA-II in most cases. We demonstrate the proposed GSDP method using a practical multi-objective design example of EM-based UWB antenna for IoT applications.National Natural Science Foundation of China Grant, 61471258 and by Science & Technology Innovation Committee of Shenzhen Municipality Grant, KQJSCX20170328153625183."Peer Reviewed

DESIGN AND OPTIMIZATION OF SIMULTANEOUS WIRELESS INFORMATION AND POWER TRANSFER SYSTEMS

The recent trends in the domain of wireless communications indicate severe upcoming challenges, both in terms of infrastructure as well as design of novel techniques. On the other hand, the world population keeps witnessing or hearing about new generations of mobile/wireless technologies within every half to one decade. It is certain the wireless communication systems have enabled the exchange of information without any physical cable(s), however, the dependence of the mobile devices on the power cables still persist. Each passing year unveils several critical challenges related to the increasing capacity and performance needs, power optimization at complex hardware circuitries, mobility of the users, and demand for even better energy efficiency algorithms at the wireless devices. Moreover, an additional issue is raised in the form of continuous battery drainage at these limited-power devices for sufficing their assertive demands. In this regard, optimal performance at any device is heavily constrained by either wired, or an inductive based wireless recharging of the equipment on a continuous basis. This process is very inconvenient and such a problem is foreseen to persist in future, irrespective of the wireless communication method used. Recently, a promising idea for simultaneous wireless radio-frequency (RF) transmission of information and energy came into spotlight during the last decade. This technique does not only guarantee a more flexible recharging alternative, but also ensures its co-existence with any of the existing (RF-based) or alternatively proposed methods of wireless communications, such as visible light communications (VLC) (e.g., Light Fidelity (Li-Fi)), optical communications (e.g., LASER-equipped communication systems), and far-envisioned quantum-based communication systems. In addition, this scheme is expected to cater to the needs of many current and future technologies like wearable devices, sensors used in hazardous areas, 5G and beyond, etc. This Thesis presents a detailed investigation of several interesting scenarios in this direction, specifically concerning design and optimization of such RF-based power transfer systems. The first chapter of this Thesis provides a detailed overview of the considered topic, which serves as the foundation step. The details include the highlights about its main contributions, discussion about the adopted mathematical (optimization) tools, and further refined minutiae about its organization. Following this, a detailed survey on the wireless power transmission (WPT) techniques is provided, which includes the discussion about historical developments of WPT comprising its present forms, consideration of WPT with wireless communications, and its compatibility with the existing techniques. Moreover, a review on various types of RF energy harvesting (EH) modules is incorporated, along with a brief and general overview on the system modeling, the modeling assumptions, and recent industrial considerations. Furthermore, this Thesis work has been divided into three main research topics, as follows. Firstly, the notion of simultaneous wireless information and power transmission (SWIPT) is investigated in conjunction with the cooperative systems framework consisting of single source, multiple relays and multiple users. In this context, several interesting aspects like relay selection, multi-carrier, and resource allocation are considered, along with problem formulations dealing with either maximization of throughput, maximization of harvested energy, or both. Secondly, this Thesis builds up on the idea of transmit precoder design for wireless multigroup multicasting systems in conjunction with SWIPT. Herein, the advantages of adopting separate multicasting and energy precoder designs are illustrated, where we investigate the benefits of multiple antenna transmitters by exploiting the similarities between broadcasting information and wirelessly transferring power. The proposed design does not only facilitates the SWIPT mechanism, but may also serve as a potential candidate to complement the separate waveform designing mechanism with exclusive RF signals meant for information and power transmissions, respectively. Lastly, a novel mechanism is developed to establish a relationship between the SWIPT and cache-enabled cooperative systems. In this direction, benefits of adopting the SWIPT-caching framework are illustrated, with special emphasis on an enhanced rate-energy (R-E) trade-off in contrast to the traditional SWIPT systems. The common notion in the context of SWIPT revolves around the transmission of information, and storage of power. In this vein, the proposed work investigates the system wherein both information and power can be transmitted and stored. The Thesis finally concludes with insights on the future directions and open research challenges associated with the considered framework

Advanced RF and Microwave Design Optimization: A Journey and a Vision of Future Trends

In this paper, we outline the historical evolution of RF and microwave design optimization and envisage imminent and future challenges that will be addressed by the next generation of optimization developments. Our journey starts in the 1960s, with the emergence of formal numerical optimization algorithms for circuit design. In our fast historical analysis, we emphasize the last two decades of documented microwave design optimization problems and solutions. From that retrospective, we identify a number of prominent scientific and engineering challenges: 1) the reliable and computationally efficient optimization of highly accurate system-level complex models subject to statistical uncertainty and varying operating or environmental conditions; 2) the computationally-efficient EM-driven multi-objective design optimization in high-dimensional design spaces including categorical, conditional, or combinatorial variables; and 3) the manufacturability assessment, statistical design, and yield optimization of high-frequency structures based on high-fidelity multi-physical representations. To address these major challenges, we venture into the development of sophisticated optimization approaches, exploiting confined and dimensionally reduced surrogate vehicles, automated feature-engineering-based optimization, and formal cognition-driven space mapping approaches, assisted by Bayesian and machine learning techniques.ITESO, A.C

Resource allocation and secure communication design in simultaneous wireless information and power transfer systems

Radio frequency (RF) energy transfer techniques have been regarded as the key enabling solutions to supply continuous and stable energy for the energy-constrained wireless devices. Simultaneous wireless information and power transfer (SWIPT) has been developed as a more promising RF energy transfer technique since it enables wireless information and wireless energy to access users from a same transmitted signal. Therefore, SWIPT has received remarkable attention. This thesis provides an investigation on applications and security issues of this emerging technology in various wireless communication scenarios. First, this thesis examines the application of SWIPT to a multi-user cooperative network in which the amplify-and-forward (AF) relay protocol is employed at the multi-antenna relay. A power splitting (PS) receiver architecture is utilized at each destination node to implement energy harvesting (EH) and information decoding (ID) simultaneously. The aim of this chapter is to minimize the relay transmit power by jointly designing relay beamforming vectors and PS ratios based on channel uncertainty models. The non-convex problem is converted into a semidefinite programming (SDP) problem by using the semidefinite relaxation (SDR) approach. In addition, a rank-one proof presents that the solution generated by the relaxed problem is optimal to the original problem. Second, a security issue about the SWIPT system is investigated in a cooperative network in the presence of potential eavesdroppers. The AF relay protocol and a PS receiver architecture are adopted at the multi-antenna relay and the desired destination node, respectively. Based on the system setup and the assumption of perfect channel state information (CSI), a transmit power minimization problem combined with the secrecy rate and harvested energy constraints is proposed to jointly optimize the beamforming vector and the PS ratio. The proposed optimization problem is non-convex and hard to tackle due to the issues of the quadratic terms and the coupled variables. To deal with this non-convex problem, two algorithms are proposed. In the first algorithm case, the proposed problem can be globally solved by using a two-level optimization approach which involves the SDR method and the one-dimensional (1-D) line search method. In addition, a rank reduction theorem is introduced to guarantee the tightness of the relaxation of the proposed scheme. In the second algorithm case, the proposed problem can be locally solved by exploiting a low complexity iterative algorithm which is embedded in the sequential parametric convex approximation (SPCA) method. Furthermore, the proposed optimization problem is extended to the imperfect CSI case. Third, a secure communication case is studied in an underlay multiple-input multiple-output (MIMO) cognitive radio (CR) network where the secondary transmitter (ST) provides SWIPT to receivers. In this chapter, two uncertainty channel models are proposed. One is based on the assumption that the ST has the perfect channel knowledge of the secondary information receiver (SIR) and the imperfect channel knowledge of secondary energy receivers (SERs) and primary receivers (PUs). The other one assumes that the ST only has the imperfect channel knowledge of all receivers. In each uncertainty channel model, an outage-constrained secrecy rate maximization (OC-SRM) problem combined with probability constraints is proposed to jointly optimizing the transmit covariance matrix and the artificial noise (AN)- aided covariance matrix. The designed OC-SRM problem for both models is non-convex due to the unsolvable probabilistic constraints. To solve this non-convex problem, the log determinant functions are first approximated to the easy handle the functions that the channel error terms are included in the trace function. Then, the probability constraints are converted into the deterministic constraints by exploiting the Bernstein-type inequality (BTI) approach. Finally, the reformulated problem for both models is solvable by using the existing convex tools. Last, a novel security issue is investigated in a MIMO-SWIPT downlink network where nonlinear energy receivers (ERs) are considered as the potential eavesdroppers. In this chapter, two uncertainty channel models, namely partial channel uncertainty (PCU) and full channel uncertainty (FCU), are proposed. An OC-SRM problem of each model is proposed to design the transmit signal covariance matrix while satisfying probabilistic constraints of the secrecy rate and the harvested energy. To surmount the non-convexity of the proposed OC-SRM problem in each model, several transformations and approximations are utilized. In the PCU model, the OC-SRM problem is first converted into two subproblems by introducing auxiliary variables. Then, three conservative approaches are adopted to obtain the safe approximation expressions of the probabilistic constraints, which are deterministic constraints. Moreover, an alternating optimization (AO) algorithm is proposed to iteratively solve two convex conic subproblems. In the FCU model, log determinant functions are first approximated to the trace functions. Then, the three approaches aforementioned are employed to convert probabilistic constraints into deterministic ones. The bisection method is utilized to solve the reformulated problem. Finally, the computational complexity of the proposed three approaches based on the PCU and FCU model is analyzed

Design and optimization for wireless-powered networks

Wireless Power Transfer (WPT) opens an emerging area of Wireless-Powered Networks (WPNs). In narrowband WPNs, beamforming is recognized as a key technique for enhancing information and energy transfer. However, in multi-antenna multi-sine WPT systems, not only the beamforming gain but also the rectifier nonlinearity can be exploited by a waveform design to boost the end-to-end power transfer efficiency. This thesis proposes and optimizes novel transmission strategies for two types of WPNs: narrowband autonomous relay networks and multi-antenna multi-sine WPT systems. The thesis starts by proposing a novel Energy Flow-Assisted (EFA) relaying strategy for a one-way multi-antenna Amplify-and-Forward (AF) autonomous relay network. In contrast to state-of-the-art autonomous relaying strategies, the EFA enables the relay to simultaneously harvest power from source information signals and a dedicated Energy Flow (EF) from the destination for forwarding. As a baseline, a Non-EFA (NEFA) strategy, where the relay splits power from the source signals, is also investigated. We optimize relay strategies for EFA and NEFA, so as to maximize the end-to-end rate and gain insights into the benefit of the EF. To transmit multiple data streams, we extend the EFA and the NEFA to a Multiple-Input Multiple-Output (MIMO) relay network. A novel iterative algorithm is developed to jointly optimize source precoders and relay matrices for the EFA and the NEFA, in order to maximize the end-to-end rate. Based on a channel diagonalization method, we also propose less complex EFA and NEFA algorithms. In the study of waveform designs for multi-antenna multi-sine WPT, large-scale designs with many sinewaves and transmit antennas, computationally tractable algorithms and optimal multiuser waveforms remain open challenges. To tackle these issues, we propose efficient waveform optimization algorithms to maximize the multiuser weighted-sum/minimum rectenna DC output voltage, assuming perfect Channel State Information at the Transmitter (CSIT). An optimization framework is developed to derive these waveform algorithms. Relaxing the assumption on CSIT, we propose waveform strategies for multi-antenna multi-sine WPT based on waveform selection (WS) and waveform refinement (WR), respectively. Applying the strategies, an energy transmitter can generate preferred waveforms for WPT from predesigned codebooks of waveform precoders, according to limited feedback from an energy receiver, which carries information on the harvested energy. Although the WR-based strategy is suboptimal for maximizing the average rectenna output voltage, it causes a lower overhead than the WS-based strategy. We propose novel algorithms to optimize the codebooks for the two strategies.Open Acces

Optimization Methods Applied to Power Systems Ⅱ

Electrical power systems are complex networks that include a set of electrical components that allow distributing the electricity generated in the conventional and renewable power plants to distribution systems so it can be received by final consumers (businesses and homes). In practice, power system management requires solving different design, operation, and control problems. Bearing in mind that computers are used to solve these complex optimization problems, this book includes some recent contributions to this field that cover a large variety of problems. More specifically, the book includes contributions about topics such as controllers for the frequency response of microgrids, post-contingency overflow analysis, line overloads after line and generation contingences, power quality disturbances, earthing system touch voltages, security-constrained optimal power flow, voltage regulation planning, intermittent generation in power systems, location of partial discharge source in gas-insulated switchgear, electric vehicle charging stations, optimal power flow with photovoltaic generation, hydroelectric plant location selection, cold-thermal-electric integrated energy systems, high-efficiency resonant devices for microwave power generation, security-constrained unit commitment, and economic dispatch problems

Towards 6G-Enabled Internet of Things with IRS-Empowered Backscatter-Assisted WPCNs

Wireless powered communication networks (WPCNs) are expected to play a key role in the forthcoming 6G systems. However, they have not yet found their way to large-scale practical implementations due to their inherent shortcomings such as the low efficiency of energy transfer and information transmission. In this thesis, we aim to study the integration of WPCNs with other novel technologies of backscatter communication and intelligent reflecting surface (IRS) to enhance the performance and improve the efficiency of these networks so as to prepare them for being seamlessly fitted into the 6G ecosystem. We first study the incorporation of backscatter communication into conventional WPCNs and investigate the performance of backscatter-assisted WPCNs (BS-WPCNs). We then study the inclusion of IRS into the WPCN environment, where an IRS is used for improving the performance of energy transfer and information transmission in WPCNs. After that, the simultaneous integration of backscatter communication and IRS technologies into WPCNs is investigated, where the analyses show the significant performance gains that can be achieved by this integration

Passivity enforcement via chordal methods

Orientador: Prof. Dr. Gustavo Henrique da Costa OliveiraTese (doutorado) - Universidade Federal do Paraná, Setor de Tecnologia, Programa de Pós-Graduação em Engenharia Elétrica. Defesa : Curitiba, 27/08/2019Inclui referências: p. 164-175Resumo: Neste documento são propostos três algoritmos inéditos associados aos problemas subsequentes de aferição e imposição da passividade, a qual é uma propriedade qualitativa, geral e fundamental na modelagem matemática de transitórios eletromagnéticos de sistemas elétricos passivos, como transformadores. Esses algoritmos baseiam-se numa combinação de teoria dos grafos e otimização convexa. O primeiro deles consiste na aferição de subsistemas passivos contidos num sistema não passivo, intuitivamente busca-se partes passivas contidas num todo não passivo. Já na etapa de imposição de passividade, o segundo algoritmo é consequência natural do primeiro: retendo apenas os parâmetros associados às partes passivas e descartando os demais, parte-se de um sistema passivo parcialmente especificado para se determinar novos parâmetros em substituição àqueles descartados de modo que o sistema como um todo seja passivo. A possibilidade de determinação dos novos parâmetros depende de uma propriedade topológica de um grafo associado às matrizes de parâmetros do modelo, tal propriedade é denominada cordalidade. O terceiro algoritmo aborda novamente a questão de imposição da passividade e também faz uso da cordalidade, não mais como condição de existência de solução, mas sim como uma forma de explorar a esparsidade das matrizes de parâmetros. O problema de imposição da passividade encerra dois desafios no seu processo de solução, a saber: (i) compensação de parâmetros resultando na degradação do modelo bem como (ii) longos tempos de solução. Os algoritmos ora propostos são uma resposta a essas questões e os resultados obtidos demonstraram-se comparáveis àqueles já existentes na literatura especializada, em alguns casos apresentando melhorias, seja em termos de aproximação ou tempo computacionais. Os algoritmos foram testados a partir de dados de medição de um Transformador de Potencial Indutivo bem como de um Transformador de Potência. Palavras-chave: Macro-modelagem Passiva. Teoria de Sistemas. Álgebra Linear Aplicada. Análise de Transitórios. Transformadores.Abstract: Three novel algorithms are herein proposed to solve passivity assessment and enforcement problems. Passivity is a general, qualitative and fundamental property pertaining to the modeling associated with electromagnetic transients in passive power systems, such as transformers. These algorithms make combined use of Graph Theory and Convex Optimization. The first algorithm is concerned with passivity assesment. In particular, it searches for passive subsystems embedded into a larger nonpassive system and eventually specifies a partially specified passive system. Focusing on the subsequent step, algorithm two is a natural consequence of the preceeding one: retaining only the parameter set associated with passive subsystems as determined before, this partially specified passive system is used to further determine the remaining parameters so that the entire system be fully specified and passive. The existence condition for finding a fully specified system hinges on the fulfillment of a topological property of the graph associated the parameter matrices, namely chordality. The third algorithm also solves the passivity enforcement problem by making use of chordality, not as an existence condition, but rather by exploiting chordal sparsity patterns obtained with the parameter matrices. Solving passivity enforcement problems entails two persisting challenges, namely: (i) passivity compensations to parameters prompting increased model degradation as well as (ii) large computation times. The algorithms herein proposed tackle these issues and yield results comparable to those already in use, sometimes resulting in improved performance in terms of either approximation accuracy or runtime. These results herein reported entail data from actual measurements of an Inductive Voltage Transformer and a Power Transformer. Keywords: Passive Macromodeling. System Theory. Applied Linear Algebra. Transient Analysis. Transformers

Advanced Techniques for High-Throughput Cellular Communications

The next generation wireless communication systems require ubiquitous high-throughput mobile connectivity under a range of challenging network settings (urban versus rural, high device density, mobility, etc). To improve the performance of the system, the physical layer design is of great importance. The previous research on improving the physical layer properties includes: a) highly directional transmissions that can enhance the throughput and spatial reuse; b) enhanced MIMO that can eliminate contention, enabling linear increase of capacity with number of antennas; c) mmWave technologies which operate on GHz bandwidth to over substantially higher throughput; d) better cooperative spectrum sharing with cognitive radios; e) better multiple access method which can mitigate multiuser interference and allow more multi-users. This dissertation addresses several techniques in the physical layer design of the next generation wireless communication systems. In chapter two, an orthogonal frequency division with code division multiple access (OFDM-CDMA) systems is proposed and a polyphase code is used to improve multiple access performance and make the OFDM signal satisfy the peak to average ratio (PAPR) constraint. Chapter three studies the I/Q imbalance for direct down converter. For wideband transmitter and receiver that use direct conversion for I/Q sampling, the I/Q imbalance becomes a critical issue. With higher I/Q imbalance, there will be higher degradation in quadrature amplitude modulation, which degrades the throughput tremendously. Chapter four investigate a problem of spectrum sharing for cognitive wideband communication. An energy-efficient sub-Nyquist sampling algorithm is developed for optimal sampling and spectrum sensing. In chapter ve, we study the channel estimation of millimeter wave full-dimensional MIMO communication. The problem is formulated as an atomic-norm minimization problem and algorithms are derived for the channel estimation in different situations. In this thesis, mathematical optimization is applied as the main approach to analyze and solve the problems in the physical layer of wireless communication so that the high-throughput is achieved. The algorithms are derived along with the theoretical analysis, which are validated with numerical results

Development of a Resource Manager Framework for Adaptive Beamformer Selection

Adaptive digital beamforming (DBF) algorithms are designed to mitigate the effects of interference and noise in the electromagnetic (EM) environment encountered by modern electronic support (ES) receivers. Traditionally, an ES receiver employs a single adaptive DBF algorithm that is part of the design of the receiver system. While the traditional form of receiver implementation is effective in many scenarios it has inherent limitations. This dissertation proposes a new ES receiver framework capable of overcoming the limitations of traditional ES receivers. The proposed receiver framework is capable of forming multiple, independent, simultaneous adaptive digital beams toward multiple signals of interest in an electromagnetic environment. The main contribution of the research is the development, validation, and verification of a resource manager (RM) algorithm. The RM estimates a set of parameters that characterizes the electromagnetic environment and selects an adaptive digital beam forming DBF algorithm for implementation toward all each signal of interest (SOI) in the environment. Adaptive DBF algorithms are chosen by the RM based upon their signal to interference plus noise ratio (SINR) improvement ratio and their computational complexity. The proposed receiver framework is demonstrated to correctly estimate the desired electromagnetic parameters and select an adaptive DBF from the LUT