Preface: Electromagnetic and Light Scattering by Nonspherical Particles XIV

The 14th Electromagnetic and Light Scattering Conference (ELS-XIV) was held at the Universit de Lille 1, Villeneuve d'Ascq, France on 17-21 June 2013. The conference was attended by 200 scientists from 26 countries. The scientific program included one plenary lecture, 12 invited reviews, 100 contributed oral talks, and 86 poster presentations. The program, the abstracts, and the slides of the oral presentations are available at the conference web site http:www-loa.univ-lille1.frELS-XIV. To highlight one of the traditional ELS themes, the ELS-XIV featured a special session on Remote sensing of aerosols and clouds using polarimetric observations. This session was sponsored and co-organized by the French space agency CNES and attracted representatives from nearly all research teams word-wide involved in the development and active use of space-borne, in situ, and ground-based polarimetric observations

Comprehensive tool for calculation of radiative fluxes: illustration of shortwave aerosol radiative effect sensitivities to the details in aerosol and underlying surface characteristics

The evaluation of aerosol radiative effect on broadband hemispherical solar flux is often performed using simplified spectral and directional scattering characteristics of atmospheric aerosol and underlying surface reflectance. In this study we present a rigorous yet fast computational tool that accurately accounts for detailed variability of both spectral and angular scattering properties of aerosol and surface reflectance in calculation of direct aerosol radiative effect. The tool is developed as part of the GRASP (Generalized Retrieval of Aerosol and Surface Properties) project. We use the tool to evaluate instantaneous and daily average radiative efficiencies (radiative effect per unit aerosol optical thickness) of several key atmospheric aerosol models over different surface types. We then examine the differences due to neglect of surface reflectance anisotropy, nonsphericity of aerosol particle shape and accounting only for aerosol angular scattering asymmetry instead of using full phase function. For example, it is shown that neglecting aerosol particle nonsphericity causes mainly overestimation of the aerosol cooling effect and that magnitude of this overestimate changes significantly as a function of solar zenith angle (SZA) if the asymmetry parameter is used instead of detailed phase function. It was also found that the nonspherical–spherical differences in the calculated aerosol radiative effect are not modified significantly if detailed BRDF (bidirectional reflectance distribution function) is used instead of Lambertian approximation of surface reflectance. Additionally, calculations show that usage of only angular scattering asymmetry, even for the case of spherical aerosols, modifies the dependence of instantaneous aerosol radiative effect on SZA. This effect can be canceled for daily average values, but only if sun reaches the zenith; otherwise a systematic bias remains. Since the daily average radiative effect is obtained by integration over a range of SZAs, the errors vary with latitude and season. In summary, the present analysis showed that use of simplified assumptions causes systematic biases, rather than random uncertainties, in calculation of both instantaneous and daily average aerosol radiative effect. Finally, we illustrate application of the rigorous aerosol radiative effect calculations performed as part of GRASP aerosol retrieval from real POLDER/PARASOL satellite observations

Properties of aerosol and surface derived from OLCI/Sentinel-3A using GRASP approach: Retrieval development and preliminary validation

The Ocean and Land Color Instrument (OLCI) onboard the Copernicus Sentinel-3A satellite is a medium-resolution and multi-spectral push-broom imager acquiring radiance in 21 spectral bands covering from the visible to the far near-infrared. These measurements are primary dedicated to land & ocean color applications, but actually include also reliable information for atmospheric aerosol and surface brightness characterization. In the framework of the EUMETSAT funded study to support the Copernicus Program, we describe the retrieval of aerosol and surface properties from OLCI single-viewing multi-spectral Top-Of-Atmosphere (TOA) radiances based on the Generalized Retrieval of Atmosphere and Surface Properties (GRASP) algorithm. The high potential of the OLCI/GRASP configuration stems from the attempt to retrieve both aerosol load and surface reflectance simultaneously using a globally consistent high-level approach. For example, both over land and ocean surfaces OLCI/GRASP uses 9 spectral channels (albeit with different weights), strictly the same prescribed aerosol models and globally the same a priori constraints (though with some differences for observations over land and ocean). Due to the lack of angular multi-viewing information, the directional properties of underlying surface are strongly constrained in the retrieval: over ocean the Fresnel reflection together with foam/whitecap albedo are exclusively computed using a priori wind speed; over land, the Bidirectional Reflectance Distribution Function (BRDF) is slightly adjusted from a priori values of climatological Ross-Li volumetric and geometric terms. Meanwhile, the isotropic reflectance is retrieved globally under mild spectral smoothness constraints. It should be noticed that OLCI/GRASP configuration employs innovative multi-pixel concept (Dubovik et al., 2011) that enhance retrieval by simultaneously inverting large group of pixels. The concept allows for benefiting from knowledge about natural variability of the retrieved parameters. The obtained OLCI/GRASP products were validated with the Aerosol Robotic Network (AERONET) and Maritime Aerosol Network (MAN) and intercompared with the Moderate Resolution Imaging Spectroradiometer (MODIS) aerosol and surface products. The overall performance is quite comparable to the community-referenced MODIS. Over ocean the OLCI/GRASP results are encouraging with 67% of the AOD (550 nm) satisfying the Global Climate Observing System (GCOS) requirement using AERONET coastal sites and 74% using MAN deep ocean measurements, and an AOD (550 nm) bias 0.01 with AERONET and nearly zero bias with MAN. Over land, 48% of OLCI/GRASP AOD (550 nm) satisfy the GCOS requirement and a bias within ±0.01 for total and AOD < 0.2. Key challenges are identified and discussed: adequate screening of cloud contaminations, retrieval of aerosol over bright surfaces and in the regions containing complex mixtures of aerosol

Estimates of remote sensing retrieval errors by the GRASP algorithm: application to ground-based observations, concept and validation

Understanding the uncertainties in the retrieval of aerosol and surface properties is very important for an adequate characterization of the processes that occur in the atmosphere. However, the reliable characterization of the error budget of the retrieval products is a very challenging aspect that currently remains not fully resolved in most remote sensing approaches. The level of uncertainties for the majority of the remote sensing products relies mostly on post-processing validations and intercomparisons with other data, while the dynamic errors are rarely provided. Therefore, implementations of fundamental approaches for generating dynamic retrieval errors and the evaluation of their practical efficiency remains of high importance. This study describes and analyses the dynamic estimates of uncertainties in aerosol-retrieved properties by the GRASP (Generalized Retrieval of Atmosphere and Surface Properties) algorithm. The GRASP inversion algorithm, described by Dubovik et al. (2011, 2014, 2021), is designed based on the concept of statistical optimization and provides dynamic error estimates for all retrieved aerosol and surface properties. The approach takes into account the effect of both random and systematic uncertainties propagations. The algorithm provides error estimates both for directly retrieved parameters included in the retrieval state vector and for the characteristics derived from these parameters. For example, in the case of the aerosol properties, GRASP directly retrieves the size distribution and the refractive index that are used afterwards to provide phase function, scattering, extinction, single scattering albedo, etc. Moreover, the GRASP algorithm provides full covariance matrices, i.e. not only variances of the retrieval errors but also correlations coefficients of these errors. The analysis of the correlation matrix structure can be very useful for identifying less than obvious retrieval tendencies. This appears to be a useful approach for optimizing observation schemes and retrieval set-ups. In this study, we analyse the efficiency of the GRASP error estimation approach for applications to ground-based observations by a sun/sky photometer and lidar. Specifically, diverse aspects of the error generations and their evaluations are discussed and illustrated. The studies rely on a series of comprehensive sensitivity tests when simulated sun/sky photometer measurements and lidar data are perturbed by random and systematic errors and inverted. Then, the results of the retrievals and their error estimations are analysed and evaluated. The tests are conducted for different observations of diverse aerosol types, including biomass burning, urban, dust and their mixtures. The study considers observations of AErosol RObotic NETwork (AERONET) sun/sky photometer measurements at 440, 675, 870 and 1020 nm and multiwavelength elastic lidar measurements at 355, 532 and 1064 nm. The sun/sky photometer data are inverted alone or together with lidar data. The analysis shows overall successful retrievals and error estimations for different aerosol characteristics, including aerosol size distribution, complex refractive index, single scattering albedo, lidar ratios, aerosol vertical profiles, etc. Also, the main observed tendencies in the error dynamic agree with known retrieval experience. For example, the main accuracy limitations for retrievals of all aerosol types relate to the situations with low optical depth. Also, in situations with multicomponent aerosol mixtures, the reliable characterization of each component is possible only in limited situations, for example, from radiometric data obtained for low solar zenith angle observations or from a combination of radiometric and lidar data. At the same time, the total optical properties of aerosol mixtures are always retrieved satisfactorily. In addition, the study includes an analysis of the detailed structure of the correlation matrices for the retrieval errors in mono- and multicomponent aerosols. The conducted analysis of error correlation appears to be a useful approach for optimizing observation schemes and retrieval set-ups. The application of the approach to real data is provided.</p

Merging regional and global aerosol optical depth records from major available satellite products

Satellite instruments provide a vantage point for studying aerosol loading consistently over different regions of the world. However, the typical lifetime of a single satellite platform is on the order of 5-15 years; thus, for climate studies, the use of multiple satellite sensors should be considered. Discrepancies exist between aerosol optical depth (AOD) products due to differences in their information content, spatial and temporal sampling, calibration, cloud masking, and algorithmic assumptions. Users of satellite-based AOD time-series are confronted with the challenge of choosing an appropriate dataset for the intended application. In this study, 16 monthly AOD products obtained from different satellite sensors and with different algorithms were inter-compared and evaluated against Aerosol Robotic Network (AERONET) monthly AOD. Global and regional analyses indicate that products tend to agree qualitatively on the annual, seasonal and monthly timescales but may be offset in magnitude. Several approaches were then investigated to merge the AOD records from different satellites and create an optimised AOD dataset. With few exceptions, all merging approaches lead to similar results, indicating the robustness and stability of the merged AOD products. We introduce a gridded monthly AOD merged product for the period 1995-2017. We show that the quality of the merged product is as least as good as that of individual products. Optimal agreement of the AOD merged product with AERONET further demonstrates the advantage of merging multiple products. This merged dataset provides a long-term perspective on AOD changes over different regions of the world, and users are encouraged to use this dataset

Analysis of ISO NE Balancing Requirements: Uncertainty-based Secure Ranges for ISO New England Dynamic Inerchange Adjustments

The document describes detailed uncertainty quantification (UQ) methodology developed by PNNL to estimate secure ranges of potential dynamic intra-hour interchange adjustments in the ISO-NE system and provides description of the dynamic interchange adjustment (DINA) tool developed under the same contract. The overall system ramping up and down capability, spinning reserve requirements, interchange schedules, load variations and uncertainties from various sources that are relevant to the ISO-NE system are incorporated into the methodology and the tool. The DINA tool has been tested by PNNL and ISO-NE staff engineers using ISO-NE data

Evaluation of seven European aerosol optical depth retrieval algorithms for climate analysis

Satellite data are increasingly used to provide observation-based estimates of the effects of aerosols on climate. The Aerosol-cci project, part of the European Space Agency's Climate Change Initiative (CCI), was designed to provide essential climate variables for aerosols from satellite data. Eight algorithms, developed for the retrieval of aerosol properties using data from AATSR (4), MERIS (3) and POLDER, were evaluated to determine their suitability for climate studies. The primary result from each of these algorithms is the aerosol optical depth (AOD) at several wavelengths, together with the Ångström exponent (AE) which describes the spectral variation of the AOD for a given wavelength pair. Other aerosol parameters which are possibly retrieved from satellite observations are not considered in this paper. The AOD and AE (AE only for Level 2) were evaluated against independent collocated observations from the ground-based AERONET sun photometer network and against “reference” satellite data provided by MODIS and MISR. Tools used for the evaluation were developed for daily products as produced by the retrieval with a spatial resolution of 10 × 10 km2 (Level 2) and daily or monthly aggregates (Level 3). These tools include statistics for L2 and L3 products compared with AERONET, as well as scoring based on spatial and temporal correlations. In this paper we describe their use in a round robin (RR) evaluation of four months of data, one month for each season in 2008. The amount of data was restricted to only four months because of the large effort made to improve the algorithms, and to evaluate the improvement and current status, before larger data sets will be processed. Evaluation criteria are discussed. Results presented show the current status of the European aerosol algorithms in comparison to both AERONET and MODIS and MISR data. The comparison leads to a preliminary conclusion that the scores are similar, including those for the references, but the coverage of AATSR needs to be enhanced and further improvements are possible for most algorithms. None of the algorithms, including the references, outperforms all others everywhere. AATSR data can be used for the retrieval of AOD and AE over land and ocean. PARASOL and one of the MERIS algorithms have been evaluated over ocean only and both algorithms provide good results

Development, Production and Evaluation of Aerosol Climate Data Records from European Satellite Observations (Aerosol_cci)

Producing a global and comprehensive description of atmospheric aerosols requires integration of ground-based, airborne, satellite and model datasets. Due to its complexity, aerosol monitoring requires the use of several data records with complementary information content. This paper describes the lessons learned while developing and qualifying algorithms to generate aerosol Climate Data Records (CDR) within the European Space Agency (ESA) Aerosol_cci project. An iterative algorithm development and evaluation cycle involving core users is applied. It begins with the application-specific refinement of user requirements, leading to algorithm development, dataset processing and independent validation followed by user evaluation. This cycle is demonstrated for a CDR of total Aerosol Optical Depth (AOD) from two subsequent dual-view radiometers. Specific aspects of its applicability to other aerosol algorithms are illustrated with four complementary aerosol datasets. An important element in the development of aerosol CDRs is the inclusion of several algorithms evaluating the same data to benefit from various solutions to the ill-determined retrieval problem. The iterative approach has produced a 17-year AOD CDR, a 10-year stratospheric extinction profile CDR and a 35-year Absorbing Aerosol Index record. Further evolution cycles have been initiated for complementary datasets to provide insight into aerosol properties (i.e., dust aerosol, aerosol absorption).Peer reviewe

Phenological shifts of abiotic events, producers and consumers across a continent

Ongoing climate change can shift organism phenology in ways that vary depending on species, habitats and climate factors studied. To probe for large-scale patterns in associated phenological change, we use 70,709 observations from six decades of systematic monitoring across the former Union of Soviet Socialist Republics. Among 110 phenological events related to plants, birds, insects, amphibians and fungi, we find a mosaic of change, defying simple predictions of earlier springs, later autumns and stronger changes at higher latitudes and elevations. Site mean temperature emerged as a strong predictor of local phenology, but the magnitude and direction of change varied with trophic level and the relative timing of an event. Beyond temperature-associated variation, we uncover high variation among both sites and years, with some sites being characterized by disproportionately long seasons and others by short ones. Our findings emphasize concerns regarding ecosystem integrity and highlight the difficulty of predicting climate change outcomes. The authors use systematic monitoring across the former USSR to investigate phenological changes across taxa. The long-term mean temperature of a site emerged as a strong predictor of phenological change, with further imprints of trophic level, event timing, site, year and biotic interactions.Peer reviewe