Assessment of seismic performance of soil-structure systems

Invited LectureThree different approaches for assessment of seismic performance of pile foundations (and soilstructure systems in general) are discussed in this paper. These approaches use different models, analysis procedures and are of vastly different complexity. All three methods are consistent with the performance-based design philosophy according to which the seismic performance is assessed using deformational criteria and associated damage levels. It is shown that even though the methods nominally have the same objective, they focus on different aspects in the assessment and provide alternative performance measures. Key features of the three approaches and their unique contribution in the assessment of seismic performance of soil-structure systems are demonstrated using a case study

Liquefaction-induced ground deformation and damage to piles in the 1995 Kobe Earthquake

A significant geotechnical feature of the 1995 Kobe earthquake was the widespread and massive liquefaction of reclaimed fills in the port area of Kobe. The liquefaction resulted in cyclic ground displacements of inland fills of 30-40 cm while lateral spreading towards the sea occurred in the waterfront area with a magnitude of 1-4 m at the quay walls. The excessive ground movements caused numerous failures and damage to pile foundations in the waterfront area. This paper summarizes the outcome of detailed field, laboratory and analytical investigations and highlights the key features of the liquefaction during the Kobe earthquake. Particular attention is given to liquefaction-induced ground displacements and to their effects on the performance of pile foundations

Effects of fines on undrained behaviour of sands

A series of monotonic and cyclic triaxial tests were performed on a sand with fines sourced from Christchurch, New Zealand. The sand was sieved and then mixed to give three soils with different fines contents. The undrained tests were used to examine the effects of fines on the strain softening behaviour under monotonic loading and liquefaction resistance in cyclic loading. Two reference states were used as a basis for evaluation of the effects of fines: the relative density and the steady state line within the state-concept framework for sand characterization. The addition of fines to the sand base caused downward movement of the steady state line in the Dr-p' plane (e-p' plane), and this effectively increased the potential for strain softening or flow deformation. Samples prepared at an identical relative density showed decreasing cyclic strength with increasing fines content. Conversely, samples at an identical initial state relative to the steady state line showed increasing cyclic strength with the fines content

Prediction of spatially distributed seismic demands in specific structures: Ground motion and structural response

The efficacy of various ground motion intensity measures (IM’s) in the prediction of spatially distributed seismic demands (Engineering Demand Parameters, EDP’s) within a structure is investigated. This has direct implications to building-specific seismic loss estimation, where the seismic demand on different components is dependent on the location of the component in the structure. Several common intensity measures are investigated in terms of their ability to predict the spatially distributed demands in a 10-storey office building, which is measured in terms of maximum interstorey drift ratios and maximum floor accelerations. It is found that the ability of an IM to efficiently predict a specific EDP depends on the similarity between the frequency range of the ground motion which controls the IM and that of the EDP. An IM’s predictability has a direct effect on the median response demands for ground motions scaled to a specified probability of exceedance from a ground motion hazard curve. All of the IM’s investigated were found to be insufficient with respect to at least one of magnitude, source-to-site distance, or epsilon when predicting all peak interstorey drifts and peak floor accelerations in a 10-storey RC frame structure. Careful ground motion selection and/or seismic demand modification is therefore required to predict such spatially distributed demands without significant bias

Intensity measures for the seismic response of pile foundations

In this study the efficacy of various ground motion intensity measures for the seismic response of pile foundations embedded in liquefiable and non-liquefiable soils is investigated. A soil-pile-structure model consisting of a two-layer soil deposit with a single pile and a single degree-of-freedom superstructure is used in a parametric study to determine the salient features of the seismic response of the soil-pile-structure system. A suite of ground motion records scaled to various levels of intensity are used to investigate the full range of pile behaviour, from elastic response to failure. Various intensity measures are used to inspect their efficiency in predicting the seismic demand on the pile foundation for a given level of ground motion intensity. It is found that velocity-based intensity measures are the most efficient in predicting the pile response, which is measured in terms of maximum curvature or pile-head displacement. In particular, velocity spectrum intensity (VSI), which represents the integral of the pseudo-velocity spectrum over a wide period range, is found to be the most efficient intensity measure in predicting the seismic demands on the pile foundation. VSI is also found to be a sufficient intensity measure with respect to earthquake magnitude, sourceto- site distance, and epsilon, and has a good predictability, thus making it a prime candidate for use in seismic response analysis of pile foundations

Effects of soil-foundation-structure interaction on seismic structural response via robust Monte Carlo simulation

Uncertainties involved in the characterization and seismic response of soil-foundation-structure systems along with the inherent randomness of the earthquake ground motion result in very complex (and often controversial) effects of soil-foundation-structure interaction (SFSI) on the seismic response of structures. Conventionally, SFSI effects have been considered beneficial (reducing the structural response), however, recent evidence from strong earthquakes has highlighted the possibility of detrimental effects or increase in the structural response due to SFSI. This paper investigates the effects of SFSI on seismic response of structures through a robust Monte Carlo simulation using a wide range of realistic SFS systems and earthquake input motions in time-history analyses. The results from a total of 1.36 million analyses are used to rigorously quantify the SFSI effects on structural distortion and total horizontal displacement of the structure, and to identify conditions (system properties and earthquake motion characteristics) under which SFSI increases the structural response

Prediction of spatially distributed seismic demands in specific structures: Structural response to loss estimation

A companion paper has investigated the effects of intensity measure (IM) selection in the prediction of spatially distributed response in a multi-degree-of-freedom structure. This paper extends from structural response prediction to performance assessment metrics such as: probability of structural collapse; probability of exceeding a specified level of demand or direct repair cost; and the distribution of direct repair loss for a given level of ground motion. In addition, a method is proposed to account for the effect of varying seismological properties of ground motions on seismic demand that does not require different ground motion records to be used for each intensity level. Results illustrate that the conventional IM, spectral displacement at the first mode, Sde(T1), produces higher risk estimates than alternative velocity-based IM’s, namely spectrum intensity, SI, and peak ground velocity, PGV, because of its high uncertainty in ground motion prediction and poor efficiency in predicting peak acceleration demands

Improved seismic hazard model with application to probabilistic seismic demand analysis

An improved seismic hazard model for use in performance-based earthquake engineering is presented. The model is an improved approximation from the so-called 'power law' model, which is linear in log-log space. The mathematics of the model and uncertainty incorporation is briefly discussed. Various means of fitting the approximation to hazard data derived from probabilistic seismic hazard analysis are discussed, including the limitations of the model. Based on these 'exact' hazard data for major centres in New Zealand, the parameters for the proposed model are calibrated. To illustrate the significance of the proposed model, a performance-based assessment is conducted on a typical bridge, via probabilistic seismic demand analysis. The new hazard model is compared to the current power law relationship to illustrate its effects on the risk assessment. The propagation of epistemic uncertainty in the seismic hazard is also considered. To allow further use of the model in conceptual calculations, a semi-analytical method is proposed to calculate the demand hazard in closed form. For the case study shown, the resulting semi-analytical closed form solution is shown to be significantly more accurate than the analytical closed-form solution using the power law hazard model, capturing the 'exact' numerical integration solution to within 7% accuracy over the entire range of exceedance rat

Shallow shear wave velocity characterization of the urban Christchurch, New Zealand region

This poster provides a summary of the development of a 3D shallow (z<40m) shear wave velocity (Vs) model for the urban Christchurch, New Zealand region. The model is based on a recently developed Christchurch-specific empirical correlation between Vs and cone penetration test (CPT) data (McGann et al. 2014a,b) and the large high-density database of CPT logs in the greater Christchurch urban area (> 15,000 logs as of 01/01/2014). In particular, the 3D model provides shear wave velocities for the surficial Springston Formation, Christchurch Formation, and Riccarton gravel layers which generally comprise the upper 40m in the Christchurch urban area. Point-estimates are provided on a 200m-by- 200m grid from which interpolation to other locations can be performed. This model has applications for future site characterization and numerical modeling efforts via maps of timeaveraged Vs over specific depths (e.g. Vs30, Vs10) and via the identification of typical Vs profiles for different regions and soil behaviour types within Christchurch. In addition, the Vs model can be used to constrain the near-surface velocities for the 3D seismic velocity model of the Canterbury basin (Lee et al. 2014) currently being developed for the purpose of broadband ground motion simulation