Transdisciplinary research in support of land and water management in China and Southeast Asia : evaluation of four research projects

Unidad de excelencia María de Maeztu MdM-2015-0552Transdisciplinary research (TDR) aims at identifying implementable solutions to difficult sustainability problems and at fostering social learning. It requires a wellmanaged collaboration among multidisciplinary scientists and multisectoral stakeholders. Performing TDR is challenging, particularly for foreign researchers working in countries with different institutional and socio-cultural conditions. There is a need to synthesize and share experience among researchers as well as practitioners regarding how TDR can be conducted under specific contexts. In this paper, we aim to evaluate and synthesize our unique experience in conducting TDR projects in Asia. We applied guiding principles of TDR to conduct a formative evaluation of four consortium projects on sustainable land and water management in China, the Philippines, and Vietnam. In all projects, local political conditions restricted the set of stakeholders that could be involved in the research processes. The set of involved stakeholders was also affected by the fact that stakeholders in most cases only participate if they belong to the personal network of the project leaders. Language barriers hampered effective communication between foreign researchers and stakeholders in all projects and thus knowledge integration. The TDR approach and its specific methods were adapted to respond to the specific cultural, social, and political conditions in the research areas, also with the aim to promote trust and interest of the stakeholders throughout the project. Additionally, various measures were implemented to promote collaboration among disciplinary scientists. Based on lessons learned, we provide specific recommendations for the design and implementation of TDR projects in particular in Asia

Simulation of winter wheat yield and its variability in different climates of Europe: A comparison of eight crop growth models

We compared the performance of eight widely used, easily accessible and well-documented crop growth simulation models (APES, CROPSYST, DAISY, DSSAT, FASSET, HERMES, STICS and WOFOST) for winter wheat (Triticum aestivum L.) during 49 growing seasons at eight sites in northwestern, Central and southeastern Europe. The aim was to examine how different process-based crop models perform at the field scale when provided with a limited set of information for model calibration and simulation, reflecting the typical use of models for large-scale applications, and to present the uncertainties related to this type of model application. Data used in the simulations consisted of daily weather statistics, information on soil properties, information on crop phenology for each cultivar, and basic crop and soil management information. Our results showed that none of the models perfectly reproduced recorded observations at all sites and in all years, and none could unequivocally be labelled robust and accurate in terms of yield prediction across different environments and crop cultivars with only minimum calibration. The best performance regarding yield estimation was for DAISY and DSSAT, for which the RMSE values were lowest (1428 and 1603 kg ha−1) and the index of agreement (0.71 and 0.74) highest. CROPSYST systematically underestimated yields (MBE – 1186 kg ha−1), whereas HERMES, STICS and WOFOST clearly overestimated them (MBE 1174, 1272 and 1213 kg ha−1, respectively). APES, DAISY, HERMES, STICS and WOFOST furnished high total above-ground biomass estimates, whereas CROPSYST, DSSAT and FASSET provided low total above-ground estimates. Consequently, DSSAT and FASSET produced very high harvest index values, followed by HERMES and WOFOST. APES and DAISY, on the other hand, returned low harvest index values. In spite of phenological observations being provided, the calibration results for wheat phenology, i.e. estimated dates of anthesis and maturity, were surprisingly variable, with the largest RMSE for anthesis being generated by APES (20.2 days) and for maturity by HERMES (12.6). The wide range of grain yield estimates provided by the models for all sites and years reflects substantial uncertainties in model estimates achieved with only minimum calibration. Mean predictions from the eight models, on the other hand, were in good agreement with measured data. This applies to both results across all sites and seasons as well as to prediction of observed yield variability at single sites – a very important finding that supports the use of multi-model estimates rather than reliance on single model

Sustainable Management of River Oases along the Tarim River, P.R. China (SuMaRiO) and the Ecosystem Services Approach

In north-western China, the endorheic Tarim River is running along the northern rim of the Taklamakan desert. It is the solely water source for the oases in the region as precipitation is low. The river is mainly fed from water of snow and glacier melt, causing floods in the summer months. Due to global climate change the annual water discharge is increasing. However, not sufficient water flows downstream, as the region is the main production area of cotton in China, and much water is needed for irrigation. A conflict arises between water users of the upper reaches and water users of the lower reaches of the Tarim River as well as with the natural vegetation. The central question of the Sino-German SuMaRiO project (Sustainable Management of River Oases) is how to manage land use, i.e. irrigation agriculture and utilization of the natural ecosystems, and water use in a very water-scarce region, with changing water availability due to climate change, such that ecosystem services and economic benefits are maintained in the best balance for a sustainable development. The overall goal of the project is to support oasis management along the Tarim River under conditions of climatic and societal changes by: i) developing methods for analyzing ecosystem functions/ecosystem services, and integrating them into land and water management of oases and riparian forests; ii) Involving stakeholders in the research process to integrate their knowledge and problem perceptions into the scientific process; iii) Developing tools (Decision support system) with Chinese decision makers that demonstrate the ecological and socio-economic consequences of their decisions in a changing world

Large-Scale Hydrological Modeling and Decision-Making for Agricultural Water Consumption and Allocation in the Main Stem Tarim River, China

A large-scale hydrological model (MIKE HYDRO) was established for the purpose of sustainable agricultural water management in the main stem Tarim River, located in northwest China. In this arid region, agricultural water consumption and allocation management are crucial to address the conflicts among irrigation water users from upstream to downstream. The results of model calibration indicated a close correlation between simulated and observed values. Scenarios with the change on irrigation strategies and land use distributions were investigated. Irrigation scenarios revealed that the available irrigation water has significant and varying effects on the yields of different crops. Irrigation water saving could reach up to 40% in the water-saving irrigation scenario. Land use scenarios illustrated that an increase of farmland area in the lower reach gravely aggravated the water deficit, while a decrease of farmland in the upper reaches resulted in considerable benefits for all sub-catchments. A substitution of crops was also investigated, which demonstrated the potential for saving considerable amounts of irrigation water in upper and middle reaches. Overall, the results of this study provide a scientific basis for decision-making on agricultural water consumption and allocation in the study area

Assessing ecosystem services for informing land-use decisions: a problem-oriented approach

Assessments of ecosystem services (ES), that aim at informing decisions on land management, are increasing in number around the globe. Despite selected success stories, evidence for ES information being used in decision making is weak, partly because ES assessments are found to fall short in targeting information needs by decision makers. To improve their applicability in practice, we compared existing concepts of ES assessments with focus on informing land use decisions and identified opportunities for enhancing the relevance of ES assessments for decision making. In a process of codesign, building on experience of four projects in Brazil, China, Madagascar, and Vietnam, we developed a step-wise approach for better targeting ES assessments toward information needs in land use decisions. Our problem-oriented approach aims at (1) structuring ES information according to land use problems identified by stakeholders, (2) targeting context-specific ES information needs by decision makers, and (3) assessing relevant management options. We demonstrate how our approach contributes to making ES assessments more policy relevant and enhances the application of ES assessments as a tool for decision support

Simulation of winter wheat yield and its variability in different climates of Europe: A comparison of eight crop growth models

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Sustainable management of river oases along the Tarim River (SuMaRiO) in Northwest China under conditions of climate change

The Tarim River basin, located in Xinjiang, NW China, is the largest endorheic river basin in China and one of the largest in all of Central Asia. Due to the extremely arid climate, with an annual precipitation of less than 100 mm, the water supply along the Aksu and Tarim rivers solely depends on river water. This is linked to anthropogenic activities (e.g., agriculture) and natural and semi-natural ecosystems as both compete for water. The ongoing increase in water consumption by agriculture and other human activities in this region has been enhancing the competition for water between human needs and nature. Against this background, 11 German and 6 Chinese universities and research institutes have formed the consortium SuMaRiO (Sustainable Management of River Oases along the Tarim River; http://www.sumario.de), which aims to create a holistic picture of the availability of water resources in the Tarim River basin and the impacts on anthropogenic activities and natural ecosystems caused by the water distribution within the Tarim River basin. On the basis of the results from field studies and modeling approaches as well as from suggestions by the relevant regional stakeholders, a decision support tool (DST) will be implemented that will then assist stakeholders in balancing the competition for water, acknowledging the major external effects of water allocation to agriculture and to natural ecosystems. This consortium was formed in 2011 and is funded by the German Federal Ministry of Education and Research. As the data collection phase was finished this year, the paper presented here brings together the results from the fields from the disciplines of climate modeling, cryology, hydrology, agricultural sciences, ecology, geoinformatics, and social sciences in order to present a comprehensive picture of the effects of different water availability schemes on anthropogenic activities and natural ecosystems along the Tarim River. The second objective is to present the project structure of the whole consortium, the current status of work (i.e., major new results and findings), explain the foundation of the decision support tool as a key product of this project, and conclude with application recommendations for the region. The discharge of the Aksu River, which is the major tributary of the Tarim, has been increasing over the past 6 decades. From 1989 to 2011, agricultural area more than doubled: cotton became the major crop and there was a shift from small-scale to large-scale intensive farming. The ongoing increase in irrigated agricultural land leads to the increased threat of salinization and soil degradation caused by increased evapotranspiration. Aside from agricultural land, the major natural and semi-natural ecosystems are riparian (Tugai) forests, shrub vegetation, reed beds, and other grassland, as well as urban and peri-urban vegetation. Within the SuMaRiO cluster, focus has been set on the Tugai forests, with Populus euphratica as the dominant tree species, because these forests belong to the most productive and species-rich natural ecosystems of the Tarim River basin. At sites close to the groundwater, the annual stem diameter increments of Populus euphratica correlated with the river runoffs of the previous year. However, the natural river dynamics cease along the downstream course and thus hamper the recruitment of Populus euphratica. A study on the willingness to pay for the conservation of the natural ecosystems was conducted to estimate the concern of the people in the region and in China's capital. These household surveys revealed that there is a considerable willingness to pay for conservation of the natural ecosystems, with mitigation of dust and sandstorms considered the most important ecosystem service. Stakeholder dialogues contributed to creating a scientific basis for a sustainable management in the future

Sustainable management of river oases along the Tarim River in North-Western China under conditions of climate change

The Tarim River Basin, located in Xinjiang, NW China, is the largest endorheic river basin of China and one of the largest in whole Central Asia. Due to the extremely arid climate with an annual precipitation of less than 100 mm, the water supply along the Aksu and Tarim River solely depends on river water. This applies for anthropogenic activities (e.g. agriculture) as well as for the natural ecosystems so that both compete for water. The on-going increase of water consumption by agriculture and other human activities in this region has been enhancing the competition for water between human needs and nature. Against this background, 11 German and 6 Chinese universities and research institutes formed the consortium SuMaRiO (www.sumario.de), which aims at gaining a holistic picture of the availability of water resources in the Tarim River Basin and the impacts on anthropogenic activities and natural ecosystems caused by the water distribution within the Tarim River Basin. The discharge of the Aksu River, which is the major tributary to the Tarim, has been increasing over the past 6 decades due to enhanced glacier melt. Alone from 1989 to 2011, the area under agriculture more than doubled. Thereby, cotton became the major crop and there was a shift from small-scale farming to large-scale intensive farming. The major natural ecosystems along the Aksu and Tarim River are riparian ecosystems: Riparian (Tugai) forests, shrub vegetation, reed beds, and other grassland. Within the SuMaRiO Cluster the focus was laid on the Tugai forests, with Populus euphratica as dominant tree, because the most productive and species-rich natural ecosystems can be found among those forests. On sites with groundwater distance of less than 7.5 m the annual increments correlated with river runoffs of the previous year. But, the further downstream along the Tarim River, the more the natural river dynamics ceased, which impacts on the recruitment of Populus euphratica. Household surveys revealed that there is a considerable willingness to pay for conservation of those riparian forests with the mitigation of dust and sandstorms considered as the most important ecosystem service. This interdisciplinary project will result in a decision support tool (DST), build on the participation of regional stakeholders and models based on results and field experiments. This DST finally shall assist stakeholders in balancing the water competition acknowledging the major external effects of any water allocation