Non-Asymptotic State and Disturbance Estimation for a Class of Triangular Nonlinear Systems using Modulating Functions

Dynamical models are often corrupted by model uncertainties, external disturbances, and measurement noise. These factors affect the performance of model-based observers and as a result, affect the closed-loop performance. Therefore, it is critical to develop robust model-based estimators that reconstruct both the states and the model disturbances while mitigating the effect of measurement noise in order to ensure good system monitoring and closed-loop performance when designing controllers. In this article, a robust step by step non-asymptotic observer for triangular nonlinear systems for the joint estimation of the state and the disturbance is developed. The proposed approach provides a sequential estimation of the states and the disturbance in finite time using smooth modulating functions. The robustness of the proposed observer is both in the sense of model disturbances and measurement noise. In fact, the structure of triangular systems combined with the modulating function-based method allows the estimation of the states independently of model disturbances and the integral operator involved in the modulating function-based method mitigates the noise. Additionally, the modulating function method shifts the derivative from the noisy output to the smooth modulating function which strengthens its robustness properties. The applicability of the proposed modulating function-based estimator is illustrated in numerical simulations and compared to a second-order sliding mode super twisting observer under different measurement noise levels.Comment: 24 page

Smooth non linear high gain observers for a class of dynamical systems

High-gain observers are powerful tools for estimating the state of nonlinear systems. However, their design poses several challenges due to the need of dealing with phenomena such as peaking and chattering. To address these issues, we propose a differentiator operator design based on a non linear second order high-gain observer, which is suited to a class of dynamical systems. Our method includes a procedure to determine high gains in order to avoid chattering in the case of noise-free models, and cut-off frequency based gain design in the case of noisy measurements. Complementary, we suggest performing observability analyses to ensure a priori the feasibility of the estimation. The main strengths of our approach are its simplicity and robustness. We demonstrate the performance of the proposed method by applying it to two processes (chemical and biological).Xunta de Galicia | Ref. ED431F 2021/003MCIN/AEI/10.13039/501100011033 | Ref. RYC-2019-027537-

Reaction rate reconstruction from biomass concentration measurement in bioreactors using modified second-order sliding mode algorithms

This paper deals with the estimation of unknown signals in bioreactors using sliding observers. Particular attention is drawn to estimate the specific growth rate of microorganisms from measurement of biomass concentration. In a recent article, notions of high-order sliding modes have been used to derive a growth rate observer for batch processes. In this paper we generalize and refine these preliminary results. We develop a new observer with a different error structure to cope with other types of processes. Furthermore, we show that these observers are equivalent, under coordinate transformations and time scaling, to the classical super-twisting differentiator algorithm, thus inheriting all its distinctive features. The new observers’ family achieves convergence to timevarying unknown signals in finite time, and presents the best attainable estimation error order in the presence of noise. In addition, the observers are robust to modeling and parameter uncertainties since they are based on minimal assumptions on bioprocess dynamics. In addition, they have interesting applications in fault detection and monitoring. The observers performance in batch, fed-batch and continuous bioreactors is assessed by experimental data obtained from the fermentation of Saccharomyces Cerevisiae on glucose.This work was supported by the National University of La Plata (Project 2012-2015), the Agency for the Promotion of Science and Technology ANPCyT (PICT2007-00535) and the National Research Council CONICET (PIP112-200801-01052) of Argentina; the Technical University of Valencia (PAID-02-09), the CICYT (DPI2005-01180) and AECID (A/024186/09) of Spain; and by the project FEDER of the European Union.De Battista, H.; Picó Marco, JA.; Garelli, F.; Navarro Herrero, JL. (2012). Reaction rate reconstruction from biomass concentration measurement in bioreactors using modified second-order sliding mode algorithms. Bioprocess and Biosystems Engineering. 35(9):1-11. https://doi.org/10.1007/s00449-012-0752-yS111359Aborhey S, Williamson D (1978) State amd parameter estimation of microbial growth process. Automatica 14:493–498Bastin G, Dochain D (1986) On-line estimation of microbial specific growth rates. Automatica 22:705–709Bastin G, Dochain D (1990) On-line estimation and adaptive control of bioreactors. Elsevier, AmsterdamBejarano F, Fridman L (2009) Unbounded unknown inputs estimation based on high-order sliding mode differentiator. In: Proceedings of the 48th IEEE conference on decision and control, pp 8393–8398Corless M, Tu J (1998) State and input estimation for a class of uncertain systems. Automatica 34(6):757–764Dabros M, Schler M, Marison I (2010) Simple control of specific growth rate in biotechnological fed-batch processes based on enhanced online measurements of biomass. Bioprocess Biosyst Eng 33:1109–1118Davila A, Moreno J, Fridman L (2010) Variable gains super-twisting algorithm: a lyapunov based design. In: American control conference (ACC), 2010, pp 968–973Dávila J, Fridman L, Levant A (2005) Second-order sliding-mode observer for mechanical systems. IEEE Transact Automatic Control 50(11):1785–1789De Battista H, Picó J, Garelli F, Vignoni A (2011) Specific growth rate estimation in (fed-)batch bioreactors using second-order sliding observers. J Process Control 21:1049–1055Dochain D (2001) Bioprocess control. Wiley, HobokenDochain D (2003) State and parameter estimation in chemical and biochemical processes: a tutorial. J Process Control 13(8):801–818Edwards C, Spurgeon S, Patton R (2000) Sliding mode observers for fault detection and isolation. Automatica 36(2):541–553Evangelista C, Puleston P, Valenciaga F, Fridman L (2012) Lyapunov designed super-twisting sliding mode control for wind energy conversion optimization. Indus Electron IEEE Transact. doi: 10.1109/TIE.2012.2188256Farza M, Busawon K, Hammouri H (1998) Simple nonlinear observers for on-line estimation of kinetic rates in bioreactors. Automatica 34(3):301–318Fridman L, Davila J, Levant A (2008) High-order sliding modes observation. In: International workshop on variable structure systems, pp 203–208Fridman L, Levant A (2002) Sliding mode control in engineering, higher-order sliding modes. Marcel Dekker, Inc., New York, pp 53–101Fridman L, Shtessel Y, Edwards C, Yan X (2008) Higher-order sliding-mode observer for state estimation and input reconstruction in nonlinear systems. Int J Robust Nonlinear Control 18(3–4):399–412Gauthier J, Hammouri H, Othman S (1992) A simple observer for nonlinear systems: applications to bioreactors. IEEE Transact Automatic Control 37(6):875–880Gnoth S, Jenzsch M, Simutis R, Lubbert A (2008) Control of cultivation processes for recombinant protein production: a review. Bioprocess Biosyst Eng 31(1):21–39Hitzmann B, Broxtermann O, Cha Y, Sobieh O, Stärk E, Scheper T (2000) The control of glucose concentration during yeast fed-batch cultivation using a fast measurement complemented by an extended kalman filter. Bioprocess Eng 23(4):337–341Kiviharju K, Salonen K, Moilanen U, Eerikainen T (2008) Biomass measurement online: the performance of in situ measurements and software sensors. J Indus Microbiol Biotechnol 35(7):657–665Levant A (1998) Robust exact differentiation via sliding mode technique. Automatica 34(3):379–384Levant A (2003) Higher-order sliding modes, differentiation and output-feedback control. Int J Control 76(9/10):924–941Lubenova V, Rocha I, Ferreira E (2003) Estimation of multiple biomass growth rates and biomass concentration in a class of bioprocesses. Bioprocess Biosyst Eng 25:395–406Moreno J, Alvarez J, Rocha-Cozatl E, Diaz-Salgado J (2010) Super-twisting observer-based output feedback control of a class of continuous exothermic chemical reactors. In: Proceedings of the 9th IFAC international symposium on dynamics and control of process systems, pp 719–724. Leuven, BelgiumMoreno J, Osorio M (2008) A Lyapunov approach to second-order sliding mode controllers and observers. In: Proceedings of the 47th IEEE conference on decision and control. Cancún, México, pp 2856–2861Moreno J, Osorio M (2012) Strict Lyapunov functions for the super-twisting algorithm. IEEE Transact Automatic Control 57:1035–1040Navarro J, Picó J, Bruno J, Picó-Marco E, Vallés S (2001) On-line method and equipment for detecting, determining the evolution and quantifying a microbial biomass and other substances that absorb light along the spectrum during the development of biotechnological processes. Patent ES20010001757, EP20020751179Neeleman Boxtel (2001) Estimation of specific growth rate from cell density measurements. Bioprocess Biosyst Eng 24(3):179–185November E, van Impe J (2002) The tuning of a model-based estimator for the specific growth rate of Candidautilis. Bioprocess Biosyst Eng 25:1–12Park Y, Stein J (1988) Closed-loop, state and input observer for systems with unknown inputs. Int J Control 48(3):1121–1136Perrier M, de Azevedo SF, Ferreira E, Dochain D (2000) Tuning of observer-based estimators: theory and application to the on-line estimation of kinetic parameters. Control Eng Pract 8:377–388Picó J, De Battista H, Garelli F (2009) Smooth sliding-mode observers for specific growth rate and substrate from biomass measurement. J Process Control 19(8):1314–1323. Special section on hybrid systems: modeling, simulation and optimizationSchenk J, Balaszs K, Jungo C, Urfer J, Wegmann C, Zocchi A, Marison I, von Stockar U (2008) Influence of specific growth rate on specific productivity and glycosylation of a recombinant avidin produced by a Pichia pastoris Mut + strain. Biotecnol Bioeng 99(2):368–377Shtessel Y, Taleb M, Plestan F (2012) A novel adaptive-gain supertwisting sliding mode controller: Methodol Appl Automatica (in press)Soons Z, van Straten G, van der Pol L, van Boxtel A (2008) On line automatic tuning and control for fed-batch cultivation. Bioprocess Biosyst Eng 31(5):453–467Utkin V, Poznyak A, Ordaz P (2011) Adaptive super-twist control with minimal chattering effect. In: Proceedings of 50th IEEE conference on decision and control and European control conference. Orlando, pp 7009–7014Veloso A, Rocha I, Ferreira E (2009) Monitoring of fed-batch E. coli fermentations with software sensors. Bioprocess Biosyst Eng 32(3):381–388Venkateswarlu C (2004) Advances in monitoring and state estimation of bioreactors. J Sci Indus Res 63:491–498Zamboni N, Fendt S, Rühl M, Sauer U (2009) 13c-based metabolic flux analysis. Nat Protocols 4:878–892Zorzetto LFM, Wilson JA (1996) Monitoring bioprocesses using hybrid models and an extended kalman filter. Comput Chem Eng 20(Suppl 1):S689–S69

Non-linear estimation is easy

Non-linear state estimation and some related topics, like parametric estimation, fault diagnosis, and perturbation attenuation, are tackled here via a new methodology in numerical differentiation. The corresponding basic system theoretic definitions and properties are presented within the framework of differential algebra, which permits to handle system variables and their derivatives of any order. Several academic examples and their computer simulations, with on-line estimations, are illustrating our viewpoint

Liquid Transport Pipeline Monitoring Architecture Based on State Estimators for Leak Detection and Location

This research presents the implementation of optimization algorithms to build auxiliary signals that can be injected as inputs into a pipeline in order to estimate —by using state observers—physical parameters such as the friction or the velocity of sound in the fluid. For the state estimator design, the parameters to be estimated are incorporated into the state vector of a Liénard-type model of a pipeline such that the observer is constructed from the augmented model. A prescribed observability degree of the augmented model is guaranteed by optimization algorithms by building an optimal input for the identification. The minimization of the input energy is used to define the optimality of the input, whereas the observability Gramian is used to verify the observability. Besides optimization algorithms, a novel method, based on a Liénard-type model, to diagnose single and sequential leaks in pipelines is proposed. In this case, the Liénard-type model that describes the fluid behavior in a pipeline is given only in terms of the flow rate. This method was conceived to be applied in pipelines solely instrumented with flowmeters or in conjunction with pressure sensors that are temporarily out of service. The design approach starts with the discretization of the Liénard-type model spatial domain into a prescribed number of sections. Such discretization is performed to obtain a lumped model capable of providing a solution (an internal flow rate) for every section. From this lumped model, a set of algebraic equations (known as residuals) are deduced as the difference between the internal discrete flows and the nominal flow (the mean of the flow rate calculated prior to the leak). The residual closest to zero will indicate the section where a leak is occurring. The main contribution of our method is that it only requires flow measurements at the pipeline ends, which leads to cost reductions. Some simulation-based tes

Adaptive Estimation for Uncertain Nonlinear Systems with Measurement Noise: A Sliding-Mode Observer Approach

International audienceThis paper deals with the problem of adaptive estimation, i.e. the simultaneous estimation of the state and time-varying parameters, in the presence of measurement noise and state disturbances, for a class of uncertain nonlinear systems. An adap-tive observer is proposed based on a nonlinear time-varying parameter identification algorithm and a sliding-mode observer. The nonlinear time-varying parameter identification algorithm provides a fixed-time rate of convergence, to a neighborhood of the origin, while the sliding-mode observer ensures ultimate boundedness for the state estimation error attenuating the effects of the external disturbances. Linear matrix inequalities are provided for the synthesis of the adaptive observer while the convergence proofs are given based on the Lyapunov and Input-to-State Stability theory. Finally, some simulation results show the feasibility of the proposed approach

Model based fault diagnosis and prognosis of nonlinear systems

Rapid technological advances have led to more and more complex industrial systems with significantly higher risk of failures. Therefore, in this dissertation, a model-based fault diagnosis and prognosis framework has been developed for fast and reliable detection of faults and prediction of failures in nonlinear systems. In the first paper, a unified model-based fault diagnosis scheme capable of detecting both additive system faults and multiplicative actuator faults, as well as approximating the fault dynamics, performing fault type determination and time-to-failure determination, is designed. Stability of the observer and online approximator is guaranteed via an adaptive update law. Since outliers can degrade the performance of fault diagnostics, the second paper introduces an online neural network (NN) based outlier identification and removal scheme which is then combined with a fault detection scheme to enhance its performance. Outliers are detected based on the estimation error and a novel tuning law prevents the NN weights from being affected by outliers. In the third paper, in contrast to papers I and II, fault diagnosis of large-scale interconnected systems is investigated. A decentralized fault prognosis scheme is developed for such systems by using a network of local fault detectors (LFD) where each LFD only requires the local measurements. The online approximators in each LFD learn the unknown interconnection functions and the fault dynamics. Derivation of robust detection thresholds and detectability conditions are also included. The fourth paper extends the decentralized fault detection from paper III and develops an accommodation scheme for nonlinear continuous-time systems. By using both detection and accommodation online approximators, the control inputs are adjusted in order to minimize the fault effects. Finally in the fifth paper, the model-based fault diagnosis of distributed parameter systems (DPS) with parabolic PDE representation in continuous-time is discussed where a PDE-based observer is designed to perform fault detection as well as estimating the unavailable system states. An adaptive online approximator is incorporated in the observer to identify unknown fault parameters. Adaptive update law guarantees the convergence of estimations and allows determination of remaining useful life --Abstract, page iv