Transfer learning for information retrieval

The lack of relevance labels is increasingly challenging and presents a bottleneck in the training of reliable learning-to-rank (L2R) models. Obtaining relevance labels using human judgment is expensive and even impossible in some scenarios. Previous research has studied different approaches to solving the problem including generating relevance labels by crowdsourcing and active learning. Recent studies have started to find ways to reuse knowledge from a related collection to help the ranking in a new collection. However, the effectiveness of a ranking function trained in one collection may be degraded when used in another collection due to the generalization issues of machine learning. Transfer learning involves a set of algorithms that are used to train or adapt a model for a target collection without sucient training labels by transferring knowledge from a related source collection with abundant labels. Transfer learning can also be applied to L2R to help train ranking functions for a new task by reusing data from a related collection while minimizing the generalization gap. Some attempts have been made to apply transfer learning techniques on L2R tasks. This thesis investigates different approaches to transfer learning methods for L2R, which are called transfer ranking. However, most of the existing studies on transfer ranking have been focused on the scenario when there are a small but not sucient number of relevance labels. The field of transfer ranking with no target collection labels is still relatively undeveloped. Moreover, the main reason why a transfer ranking solution is needed is that a ranking function trained in the source collection cannot generalize to the target collection, due to the differences in the data distribution of the two collections. However, the effect of the data distribution differences on ranking model generalization has not been examined in detail. The focus of this study is the scenario when there are no relevance labels from the new collection (the target collection), but where a related collection (the target collection) has an abundant amount of training data and labels. In this thesis, we first demonstrate the generalization gap of different L2R algorithms when the distribution of the source and target collections are different in multiple ways, and we then develop alternative solutions to tackling the problem, which includes instance weighting algorithms and self-labeling methods. Instance weighting algorithms estimate weights for each training query in the source collection according to the target query distribution and use the weighted objective function to optimize a ranking function for the target collection. The results on different test collections suggest that instance weighting methods, including existing approaches, are not reliable. The self-labeling methods use other approaches to generate imputed relevance labels for queries in the target collection, which look to transfer the ranking knowledge to the target collection by transferring the label knowledge. The algorithms were tested on various transferring scenarios and showed significant effectiveness and consistency. We thus demonstrate that the performance of self-labeling methods can be further improved with a minimal number of calibration labels from the target collection. The algorithms and knowledge developed in this thesis can help solve generic ranking knowledge transfer problems under different scenarios

Data-Efficient Machine Learning with Focus on Transfer Learning

Machine learning (ML) has attracted a significant amount of attention from the artifi- cial intelligence community. ML has shown state-of-art performance in various fields, such as signal processing, healthcare system, and natural language processing (NLP). However, most conventional ML algorithms suffer from three significant difficulties: 1) insufficient high-quality training data, 2) costly training process, and 3) domain dis- crepancy. Therefore, it is important to develop solutions for these problems, so the future of ML will be more sustainable. Recently, a new concept, data-efficient ma- chine learning (DEML), has been proposed to deal with the current bottlenecks of ML. Moreover, transfer learning (TL) has been considered as an effective solution to address the three shortcomings of conventional ML. Furthermore, TL is one of the most active areas in the DEML. Over the past ten years, significant progress has been made in TL. In this dissertation, I propose to address the three problems by developing a software- oriented framework and TL algorithms. Firstly, I introduce a DEML framework and a evaluation system. Moreover, I present two novel TL algorithms and applications on real-world problems. Furthermore, I will first present the first well-defined DEML framework and introduce how it can address the challenges in ML. After that, I will give an updated overview of the state-of-the-art and open challenges in the TL. I will then introduce two novel algorithms for two of the most challenging TL topics: distant domain TL and cross-modality TL (image-text). A detailed algorithm introduction and preliminary results on real-world applications (Covid-19 diagnosis and image clas- sification) will be presented. Then, I will discuss the current trends in TL algorithms and real-world applications. Lastly, I will present the conclusion and future research directions

Novel deep cross-domain framework for fault diagnosis or rotary machinery in prognostics and health management

Improving the reliability of engineered systems is a crucial problem in many applications in various engineering fields, such as aerospace, nuclear energy, and water declination industries. This requires efficient and effective system health monitoring methods, including processing and analyzing massive machinery data to detect anomalies and performing diagnosis and prognosis. In recent years, deep learning has been a fast-growing field and has shown promising results for Prognostics and Health Management (PHM) in interpreting condition monitoring signals such as vibration, acoustic emission, and pressure due to its capacity to mine complex representations from raw data. This doctoral research provides a systematic review of state-of-the-art deep learning-based PHM frameworks, an empirical analysis on bearing fault diagnosis benchmarks, and a novel multi-source domain adaptation framework. It emphasizes the most recent trends within the field and presents the benefits and potentials of state-of-the-art deep neural networks for system health management. Besides, the limitations and challenges of the existing technologies are discussed, which leads to opportunities for future research. The empirical study of the benchmarks highlights the evaluation results of the existing models on bearing fault diagnosis benchmark datasets in terms of various performance metrics such as accuracy and training time. The result of the study is very important for comparing or testing new models. A novel multi-source domain adaptation framework for fault diagnosis of rotary machinery is also proposed, which aligns the domains in both feature-level and task-level. The proposed framework transfers the knowledge from multiple labeled source domains into a single unlabeled target domain by reducing the feature distribution discrepancy between the target domain and each source domain. Besides, the model can be easily reduced to a single-source domain adaptation problem. Also, the model can be readily updated to unsupervised domain adaptation problems in other fields such as image classification and image segmentation. Further, the proposed model is modified with a novel conditional weighting mechanism that aligns the class-conditional probability of the domains and reduces the effect of irrelevant source domain which is a critical issue in multi-source domain adaptation algorithms. The experimental verification results show the superiority of the proposed framework over state-of-the-art multi-source domain-adaptation models

Recuperação multimodal e interativa de informação orientada por diversidade

Orientador: Ricardo da Silva TorresTese (doutorado) - Universidade Estadual de Campinas, Instituto de ComputaçãoResumo: Os métodos de Recuperação da Informação, especialmente considerando-se dados multimídia, evoluíram para a integração de múltiplas fontes de evidência na análise de relevância de itens em uma tarefa de busca. Neste contexto, para atenuar a distância semântica entre as propriedades de baixo nível extraídas do conteúdo dos objetos digitais e os conceitos semânticos de alto nível (objetos, categorias, etc.) e tornar estes sistemas adaptativos às diferentes necessidades dos usuários, modelos interativos que consideram o usuário mais próximo do processo de recuperação têm sido propostos, permitindo a sua interação com o sistema, principalmente por meio da realimentação de relevância implícita ou explícita. Analogamente, a promoção de diversidade surgiu como uma alternativa para lidar com consultas ambíguas ou incompletas. Adicionalmente, muitos trabalhos têm tratado a ideia de minimização do esforço requerido do usuário em fornecer julgamentos de relevância, à medida que mantém níveis aceitáveis de eficácia. Esta tese aborda, propõe e analisa experimentalmente métodos de recuperação da informação interativos e multimodais orientados por diversidade. Este trabalho aborda de forma abrangente a literatura acerca da recuperação interativa da informação e discute sobre os avanços recentes, os grandes desafios de pesquisa e oportunidades promissoras de trabalho. Nós propusemos e avaliamos dois métodos de aprimoramento do balanço entre relevância e diversidade, os quais integram múltiplas informações de imagens, tais como: propriedades visuais, metadados textuais, informação geográfica e descritores de credibilidade dos usuários. Por sua vez, como integração de técnicas de recuperação interativa e de promoção de diversidade, visando maximizar a cobertura de múltiplas interpretações/aspectos de busca e acelerar a transferência de informação entre o usuário e o sistema, nós propusemos e avaliamos um método multimodal de aprendizado para ranqueamento utilizando realimentação de relevância sobre resultados diversificados. Nossa análise experimental mostra que o uso conjunto de múltiplas fontes de informação teve impacto positivo nos algoritmos de balanceamento entre relevância e diversidade. Estes resultados sugerem que a integração de filtragem e re-ranqueamento multimodais é eficaz para o aumento da relevância dos resultados e também como mecanismo de potencialização dos métodos de diversificação. Além disso, com uma análise experimental minuciosa, nós investigamos várias questões de pesquisa relacionadas à possibilidade de aumento da diversidade dos resultados e a manutenção ou até mesmo melhoria da sua relevância em sessões interativas. Adicionalmente, nós analisamos como o esforço em diversificar afeta os resultados gerais de uma sessão de busca e como diferentes abordagens de diversificação se comportam para diferentes modalidades de dados. Analisando a eficácia geral e também em cada iteração de realimentação de relevância, nós mostramos que introduzir diversidade nos resultados pode prejudicar resultados iniciais, enquanto que aumenta significativamente a eficácia geral em uma sessão de busca, considerando-se não apenas a relevância e diversidade geral, mas também o quão cedo o usuário é exposto ao mesmo montante de itens relevantes e nível de diversidadeAbstract: Information retrieval methods, especially considering multimedia data, have evolved towards the integration of multiple sources of evidence in the analysis of the relevance of items considering a given user search task. In this context, for attenuating the semantic gap between low-level features extracted from the content of the digital objects and high-level semantic concepts (objects, categories, etc.) and making the systems adaptive to different user needs, interactive models have brought the user closer to the retrieval loop allowing user-system interaction mainly through implicit or explicit relevance feedback. Analogously, diversity promotion has emerged as an alternative for tackling ambiguous or underspecified queries. Additionally, several works have addressed the issue of minimizing the required user effort on providing relevance assessments while keeping an acceptable overall effectiveness. This thesis discusses, proposes, and experimentally analyzes multimodal and interactive diversity-oriented information retrieval methods. This work, comprehensively covers the interactive information retrieval literature and also discusses about recent advances, the great research challenges, and promising research opportunities. We have proposed and evaluated two relevance-diversity trade-off enhancement work-flows, which integrate multiple information from images, such as: visual features, textual metadata, geographic information, and user credibility descriptors. In turn, as an integration of interactive retrieval and diversity promotion techniques, for maximizing the coverage of multiple query interpretations/aspects and speeding up the information transfer between the user and the system, we have proposed and evaluated a multimodal learning-to-rank method trained with relevance feedback over diversified results. Our experimental analysis shows that the joint usage of multiple information sources positively impacted the relevance-diversity balancing algorithms. Our results also suggest that the integration of multimodal-relevance-based filtering and reranking was effective on improving result relevance and also boosted diversity promotion methods. Beyond it, with a thorough experimental analysis we have investigated several research questions related to the possibility of improving result diversity and keeping or even improving relevance in interactive search sessions. Moreover, we analyze how much the diversification effort affects overall search session results and how different diversification approaches behave for the different data modalities. By analyzing the overall and per feedback iteration effectiveness, we show that introducing diversity may harm initial results whereas it significantly enhances the overall session effectiveness not only considering the relevance and diversity, but also how early the user is exposed to the same amount of relevant items and diversityDoutoradoCiência da ComputaçãoDoutor em Ciência da ComputaçãoP-4388/2010140977/2012-0CAPESCNP

Data Scarcity in Event Analysis and Abusive Language Detection

Lack of data is almost always the cause of the suboptimal performance of neural networks. Even though data scarce scenarios can be simulated for any task by assuming limited access to training data, we study two problem areas where data scarcity is a practical challenge: event analysis and abusive content detection} Journalists, social scientists and political scientists need to retrieve and analyze event mentions in unstructured text to compute useful statistical information to understand society. We claim that it is hard to specify information need about events using keyword-based representation and propose a Query by Example (QBE) setting for event retrieval. In the QBE setting, we assume that there are a few example sentences mentioning the event class a user is interested in and we aim to retrieve relevant events using only the examples as a query. Traditional event detection approaches are not applicable in this setting as event detection datasets are constructed based on pre-defined schemas which limits them to a small set of event and event-argument types. Moreover, the amount of annotated data in event detection datasets is limited that only allows us to build a retrieval corpus for evaluation. Thus we assume that there are no relevance judgments to train an event retrieval model -- except for the few examples of a specific event type. We create three QBE evaluation settings from three event detection datasets: PoliceKilling, ACE, and IndiaPoliceEvents. For the PoliceKilling dataset, where a relevant sentence describes a police killing event, we show that a query model constructed from the NLP features extracted from the few given examples is effective compared to event detection baselines. For the ACE dataset, where there are thirty-three types of events, we construct a QBE setting for each type and show that a sentence embedding approach effectively transfers for event matching. Finally, we conducted a unified evaluation of all three datasets using the sentence-embedding-based model and showed that it outperforms strong baselines. We further examine the effect of data scarcity in abusive language detection. We first study a specific type of abusive language -- hate speech. Neural hate speech detection models trained from one dataset poorly generalize to another dataset from a different domain. This is because characteristics of hate speech vary based on racial and cultural aspects. Our data scarcity scenario assumes that we have a hate speech dataset from a domain and it needs to generalize to a test set from another domain using the unlabeled data from the test domain only. Thus we assume zero target domain data in this scenario. To tackle the data scarcity, we propose an unsupervised domain adaptation approach to augment labeled data for hate speech detection. We evaluate the approach with three different models (character CNNs, BiLSTMs, and BERT) on three different collections. We show our approach improves Area under the Precision/Recall curve by as much as 42% and recall by as much as 278%, with no loss (and in some cases a significant gain) in precision. Finally, we examine the cross-lingual abusive language detection problem. Abusive language is a superclass of hate speech that includes profanity, aggression, offensiveness, cyberbullying, toxicity, and hate speech itself. There is a large collection of abusive language detection datasets in English such as Jigsaw. For other languages there exist datasets for abusive language detection but with very limited data. We propose a cross-lingual transfer learning approach to learn an effective neural abusive language classifier for such low-resource languages with help from a dataset from a resource-rich language. The framework is based on a nearest-neighbor architecture and is thus interpretable by design. It is a modern instantiation of the classic k-nearest neighbor model, as we use transformer representations in all its components. Unlike prior work on neighborhood-based approaches, we encode the neighborhood information based on query-neighbor interactions. We propose two encoding schemes and show their effectiveness using both qualitative and quantitative analyses. Our evaluation results on eight languages from two different datasets for abusive language detection show sizable improvements in F1 over strong baselines

Data to science with AI and human-in-the-loop

AI has the potential to accelerate scientific discovery by enabling scientists to analyze vast datasets more efficiently than traditional methods. For example, this thesis considers the detection of star clusters in high-resolution images of galaxies taken from space telescopes, as well as studying bird migration from RADAR images. In these applications, the goal is to make measurements to answer scientific questions, such as how the star formation rate is affected by mass, or how the phenology of bird migration is influenced by climate change. However, current computer vision systems are far from perfect for conducting these measurements directly. They may perform poorly when training data is limited, might introduce bias, and do not offer the statistical guarantees that scientists desire. This thesis addresses these challenges in three ways. First, we consider transfer learning to hyperspectral domains. The shape of the data, i.e., having more than three channels, restricts the use of pre-trained networks trained on color images. We design and investigate lightweight adapters that can be plugged into a pre-trained network to make it compatible with hyperspectral domains. Adapters allow for better generalization when training data is limited in various image classification tasks. Second, we explore how unlabeled data in a domain can be used to bootstrap a pre-trained network. We investigate the role of self-supervised learning in training networks for star cluster classification in astronomical images. Third, we address the scenario when a model is available but unreliable. This may be due to the task\u27s difficulty or the model being deployed on out-of-domain data where performance cannot be guaranteed. We develop human-in-the-loop techniques that incorporate human vetting of model outputs to produce estimates with statistical guarantees. We ground these approaches in applications in astronomy, ecology, and climate where data is heterogeneous and has different measurement needs. Manual measurements pose challenges due to the required domain expertise and the scale of the data being analyzed. We apply ideas from this thesis to develop StarcNet, a deep learning model capable of classifying star clusters in Hubble images. It achieves a level of human agreement comparable to existing catalogs and produces similar scientific conclusions, such as age/mass or frequency/mass distributions in galaxies with existing catalogs. In collaboration with others, we use the model to automatically analyze sources from the M101 galaxy and conduct preliminary studies on the near-infrared bands of the NGC4449 galaxy. In ecology, we study the behavior of roosting birds using weather radars. Weather radars around the globe continuously scan the airspace and are sensitive enough to detect flying animals. However, the sheer volume of data makes manual analysis impractical. We have designed an AI-assisted system capable of extracting research-grade roost annotations from radar data. This system combines ideas from adapter design to develop an accurate spatio-temporal roost detector with a human-in-the-loop vetting system that produces estimates with statistical guarantees. In collaboration with others, we use this framework to quantify long-term phenological patterns of aerial insectivores such as swallow and martin roosts. These analyses represent one of the most comprehensive long-term, broad-scale examinations of avian aerial insectivore species responding to environmental change. Lastly, we consider the estimation of damaged buildings from satellite imagery on regions struck by a natural disaster. During disaster response, aid organizations aim to quickly count damaged buildings in satellite images to plan relief missions, but pre-trained building and damage detectors often perform poorly due to domain shifts. In such cases, there is a need for human-in-the-loop approaches that can accurately count with minimal human effort. We propose techniques for counting over multiple spatial or temporal regions using a small amount of screening. We conclude by discussing how AI and humans can collaborate to tackle various measurement tasks and outlining the future challenges associated with deploying AI in scientific research