User Association in 5G Networks: A Survey and an Outlook

26 pages; accepted to appear in IEEE Communications Surveys and Tutorial

Contributions to Analysis and Mitigation of Cochannel Interference in Cellular Wireless Networks

Cellular wireless networks have become a commodity. We use our cellular devices every day to connect to others, to conduct business, for entertainment. Strong demand for wireless access has made corresponding parts of radio spectrum very valuable. Consequently, network operators and their suppliers are constantly being pressured for its efficient use. Unlike the first and second generation cellular networks, current generations do not therefore separate geographical sites in frequency. This universal frequency reuse, combined with continuously increasing spatial density of the transmitters, leads to challenging interference levels in the network. This dissertation collects several contributions to analysis and mitigation of interference in cellular wireless networks. The contributions are categorized and set in the context of prior art based on key characteristics, then they are treated one by one. The first contribution encompasses dynamic signaling that measures instantaneous interference situations and allows only for such transmissions that do not harm each other excessively. A novel forward signaling approach is introduced as an alternative to traditional reverse signaling. Forward signaling allows the interference management decisions to be done at the receiver, where there is more relevant information available. The second contribution analyzes cross-link interference in heterogeneous networks. Cross-link interference is interference between downlink and uplink transmissions that can appear in time-division duplex (TDD) networks. It is shown that uplink reception of small cells can be disturbed considerably by macrocell downlink transmissions. We proposes an intuitive solution to the problem based on power control. Users in small cells have generally enough power headroom as the distance to the small base station is often short. The third contribution provides an extensive analysis of a specific interference managment method that the Long-Term Evolution (LTE) applies in cochannel heterogeneous deployments. We analyze this so-called time muting using a modern stochastic geometry approach and show that performance of the method strongly depends on residual interference in the muted sections of time. The fourth and last contribution analyzes the impact of interference rank, i.e., number of spatial streams at the interferer, on a beamformed or spatially block coded transmission. It is shown that when the interferer chooses to transmit multiple spatial streams, spreading the power in spatial domain has potential to decrease probability of outage at neighbor receiver, especially if the neighbor transmission uses beamforming

Review on Radio Resource Allocation Optimization in LTE/LTE-Advanced using Game Theory

Recently, there has been a growing trend toward ap-plying game theory (GT) to various engineering fields in order to solve optimization problems with different competing entities/con-tributors/players. Researches in the fourth generation (4G) wireless network field also exploited this advanced theory to overcome long term evolution (LTE) challenges such as resource allocation, which is one of the most important research topics. In fact, an efficient de-sign of resource allocation schemes is the key to higher performance. However, the standard does not specify the optimization approach to execute the radio resource management and therefore it was left open for studies. This paper presents a survey of the existing game theory based solution for 4G-LTE radio resource allocation problem and its optimization

Analytical Performance Evaluation of Cooperative and Multi-Radio Concepts in Emerging Wireless Networks

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Advanced Technologies for Energy Saving, Wireless Backhaul and Mobility Management in Heterogeneous Networks

In recent years, due to the increasing number of existing and new devices and applications, the wireless industry has experienced an explosion of data traffic usage. As a result, new wireless technologies have been developed to address the capacity crunch. Long-Term Evolution-Licensed Assisted Access (LTE-LAA) is developed to provide the tremendous capacity by extending LTE to 5 GHz unlicensed spectrum. Hyper-dense small cells deployment is another promising technique that can provide a ten to one hundred times capacity gain by bringing small cells closer to mobile user equipments [1]. In this thesis, I focus on three problems related to these two techniques. In Chapter 3, I present a novel activation and sleep mechanism for energy efficient small cell heterogeneous networks (HetNets). In the cell-edge area of a macrocell, the coverage area of a sleeping small-cell will be covered by a range of expanded small-cells nearby. In contrast, in areas close to the macrocell, user equipment (UE) associated with a sleeping small cell will be distributed to the macrocell. Furthermore, the enhanced inter-cell interference coordination (eICIC) technique is used to support range-expanded small cells to avoid Quality of Service (QoS) degradation. Under both hexagonal and stochastic geometry based models, it is demonstrated that the proposed sleeping mechanism significantly reduces the energy consumption of the network compared with the conventional methods while guaranteeing the QoS requirements. Small cells are currently connected to limited backhaul to reduce the deployment and operational costs. In Chapter 4, an optimisation scheme is proposed for small cells to utilise the bandwidth of macrocells as wireless backhaul. I provide the numerical analysis of the performance of both the targeted small cell and the whole network. In Chapter 5, the mobility management (MM) of heterogeneous and LTE-LAA networks are investigated. To avoid Ping-Pong handover (PPHO) and reduce handover failure rate in HetNets, a self-optimisation algorithm is developed to change the handover parameters of a base station automagically. Furthermore, the MM of LTE-LAA networks is analysed. A new handover mechanism is proposed for LTE-LAA networks. Compared with the conventional LTE networks, LTE-LAA networks trigger the handover not only by using UE mobility, but also by the availability of the unlicensed band. A comprehensive analysis of the handover triggering event and handover procedure is presented. Simulation results show that by introducing handover triggered by available unlicensed band, the ratio of handover to unlicensed spectrum has a significant improvement. Therefore, a noticeable enhanced throughput of UEs is achievable by LTE-LAA networks

Advanced Technologies Enabling Unlicensed Spectrum Utilization in Cellular Networks

As the rapid progress and pleasant experience of Internet-based services, there is an increasing demand for high data rate in wireless communications systems. Unlicensed spectrum utilization in Long Term Evolution (LTE) networks is a promising technique to meet the massive traffic demand. There are two effective methods to use unlicensed bands for delivering LTE traffic. One is offloading LTE traffic toWi-Fi. An alternative method is LTE-unlicensed (LTE-U), which aims to directly use LTE protocols and infrastructures over the unlicensed spectrum. It has also been pointed out that addressing the above two methods simultaneously could further improve the system performance. However, how to avoid severe performance degradation of the Wi-Fi network is a challenging issue of utilizing unlicensed spectrum in LTE networks. Specifically, first, the inter-system spectrum sharing, or, more specifically, the coexistence of LTE andWi-Fi in the same unlicensed spectrum is the major challenge of implementing LTE-U. Second, to use the LTE and Wi-Fi integration approach, mobile operators have to manage two disparate networks in licensed and unlicensed spectrum. Third, optimization for joint data offloading to Wi-Fi and LTE-U in multi- cell scenarios poses more challenges because inter-cell interference must be addressed. This thesis focuses on solving problems related to these challenges. First, the effect of bursty traffic in an LTE and Wi-Fi aggregation (LWA)-enabled network has been investigated. To enhance resource efficiency, the Wi-Fi access point (AP) is designed to operate in both the native mode and the LWA mode simultaneously. Specifically, the LWA-modeWi-Fi AP cooperates with the LTE base station (BS) to transmit bearers to the LWA user, which aggregates packets from both LTE and Wi-Fi. The native-mode Wi-Fi AP transmits Wi-Fi packets to those native Wi-Fi users that are not with LWA capability. This thesis proposes a priority-based Wi-Fi transmission scheme with congestion control and studied the throughput of the native Wi-Fi network, as well as the LWA user delay when the native Wi-Fi user is under heavy traffic conditions. The results provide fundamental insights in the throughput and delay behavior of the considered network. Second, the above work has been extended to larger topologies. A stochastic geometry model has been used to model and analyze the performance of an MPTCP Proxy-based LWA network with intra-tier and cross-tier dependence. Under the considered network model and the activation conditions of LWA-mode Wi-Fi, this thesis has obtained three approximations for the density of active LWA-mode Wi-Fi APs through different approaches. Tractable analysis is provided for the downlink (DL) performance evaluation of large-scale LWA networks. The impact of different parameters on the network performance have been analyzed, validating the significant gain of using LWA in terms of boosted data rate and improved spectrum reuse. Third, this thesis also takes a significant step of analyzing joint multi-cell LTE-U and Wi-Fi network, while taking into account different LTE-U and Wi-Fi inter-working schemes. In particular, two technologies enabling data offloading from LTE to Wi-Fi are considered, including LWA and Wi-Fi offloading in the context of the power gain-based user offloading scheme. The LTE cells in this work are subject to load-coupling due to inter-cell interference. New system frameworks for maximizing the demand scaling factor for all users in both Wi-Fi and multi-cell LTE networks have been proposed. The potential of networks is explored in achieving optimal capacity with arbitrary topologies, accounting for both resource limits and inter-cell interference. Theoretical analyses have been proposed for the proposed optimization problems, resulting in algorithms that achieve global optimality. Numerical results show the algorithms’ effectiveness and benefits of joint use of data offloading and the direct use of LTE over the unlicensed band. All the derived results in this thesis have been validated by Monte Carlo simulations in Matlab, and the conclusions observed from the results can provide guidelines for the future unlicensed spectrum utilization in LTE networks

Heterogeneous cellular netwoks under diverse coupling and association criteria

Limiting the number of simultaneous active users does not affect the coverage and average symmetric binary rate but energy efficiency improves for its lower values, since the resources of the cell are distributed among less users, at the expense of an unfairer treatment as more users are kept inactive. It has been inspected that including more picocells has no worth for average rate and fairness under average criteria mainly due to the high difference of power between both tiers but energy efficiency slightly improves as more users get inactive. Cell range expansion bias reduces coverage but fairness is maximum for its mid-range values and the energy efficiency as well as the binary rate has improved much beyond those mid-range values. Finally, slight increment in fractional power control improves coverage and joint rate and provides better user fairness treatment. Our results show that for realistic path loss models, the decoupled DL/UL association does not improve the results sufficiently to compensate for the implementation difficulties it represents.Current networks are moving towards Heterogeneous Cellular Networks (HCN) arising from the combination of small cells with existing macrocells. The aim of this thesis is to analyze various performance indicators of heterogeneous cellular networks under diverse coupling and association criteria. We considered a two-tier heterogeneous cellular network with macro and pico BSs and UEs uniformly distributed. Realistic path loss models given by 3GPP have been taken into account for both macro and pico tiers. In this work, three association criteria were used to associate users to macro or a pico tier which include the coupled and decoupled association criteria. The coupled association criteria encompass nearest BS and maximum downlink average power whereas in decoupled association criteria, users were associated in DL by maximum average receive power and in UL by minimum path loss. Cell Range Expansion (CRE) and Fractional Power Control (FPC) techniques have been considered. The results showed a remarkable lack of independence and correlation between uplink and downlink coverage has been guessed even under independent Rayleigh fading. Simulation results showed that taking into account limits on the maximum spectral efficiency and on the number of simultaneous active users within a cell strongly modify the results on joint binary rate. It has been investigated that deploying a denser infrastructure by increasing the total number of BSs, not only improves coverage and average rates but also the energy efficiency and fairness

Mathematical Modelling and Analysis of Spatially Correlated Heterogeneous and Vehicular Networks - A Stochastic Geometry Approach

Heterogeneous Cellular Networks (HCNs) and vehicular communications are two key ingredients of future 5G communication networks, which aim at providing high data rates on the one former case and high reliability on the latter one. Nevertheless, in these two scenarios, interference is the main limiting factor, which makes achieving the required performance, i.e., data rate or reliability, a challenging task. Hence, in order to cope with such issue, concepts like uplink/downlink (UL/DL) decoupling, Interference-Aware (IA) strategies or cooperative communications with Cloud Radio Access Networks (CRANs) has been introduced for new releases of 4G and future 5G networks. Additionally, for the sake of increasing the data rates, new multiple access schemes like Non-Orthogonal Multiple Access (NOMA) has been proposed for 5G networks. All these techniques and concepts require accurate and tractable mathematical modelling for performance analysis. This analysis allows us to obtain theoretical insights about key performance indicators leading to a deep understanding about the considered techniques. Due to the random and irregular nature that exhibits HCNs, as well as vehicular networks, stochastic geometry has appeared recently as a promising tool for system-level modelling and analysis. Nevertheless, some features of HCNs and vehicular networks, like power control, scheduling or frequency planning, impose spatial correlations over the underlying point process that complicates significantly the mathematical analysis. In this thesis, it has been used stochastic geometry and point process theories to investigate the performance of these aforementioned techniques. Firstly, it is derived a mathematical framework for the analysis of an Interference-Aware Fractional Power Control (IAFPC) for interference mitigation in the UL of HCNs. The analysis reveals that IAFPC outperforms the classical FPC in terms of Spectral Efficiency (SE), average transmitted power, and mean and variance of the interference. Then, it is investigated the performance of a scheduling algorithm where the Mobile Terminals (MTs) may be turned off if they cause a level of interference greater than a given threshold. Secondly, a multi-user UL model to assess the coverage probability of different MTs in each cell is proposed. Then, the coverage probability of cellular systems under Hoyt fading (Nakagami-q) is studied. This fading model, allows us to consider more severe fading conditions than Rayleigh, which is normally the considered fading model for the sake of tractability. Thirdly, a novel NOMA-based scheme for CRANs is proposed, modelled and analyzed. In this scheme, two users are scheduled in the same resources according to NOMA; however the performance of cell-edge users is enhanced by means of coordinated beamforming. Finally, the performance of a decentralized Medium Access Control (MAC) algorithm for vehicular communications is investigated. With this strategy, the cellular network provides frequency and time synchronization for direct Vehicle to Vehicle (V2V) communication, which is based on its geographical information. The analysis demonstrates that there exists an operation regime where the performance is noise-limited. Then, the optimal transmit power that maximizes the Energy Efficiency (EE) of the system subject to a minimum capture probability constraint is derived