An optimized power allocation algorithm for cognitive radio NOMA communication

The primary objective of cognitive radio network is to effectively utilize the unused spectrum bands. In cognitive radio networks, spectrum sharing between primary and secondary users is accomplished using either underlay or interweave cognitive radio approach. Non orthogonal multiple access (NOMA) is the proven technology in the present wireless developments, which allows the coexistence of multiple users in the same orthogonal block. The new paradigm cognitive radio NOMA (CR-NOMA) is one of the potential solutions to fulfill the demands of future wireless communication. This paper emphasizes on practical implementation of NOMA in cognitive radio networks to enhance the spectral efficiency. The goal is to increase the throughput of the secondary users satisfying the quality of service (QOS) requirements of primary users. To achieve this, we have presented the optimized power allocation strategy for underlay downlink scenario to support the simultaneous transmission of primary and secondary users. Furthermore, we have proposed QOS based power allocation scheme for CR-NOMA interweave model to support the coexistence of multiple secondary networks. Also, the changes adopted in implementing superposition coding (SC) and successive interference cancellation (SIC) for CR-NOMA are highlighted. Finally, simulation results validate the mathematical expressions that are derived for power allocation coefficient and outage probability

Principles of Physical Layer Security in Multiuser Wireless Networks: A Survey

This paper provides a comprehensive review of the domain of physical layer security in multiuser wireless networks. The essential premise of physical-layer security is to enable the exchange of confidential messages over a wireless medium in the presence of unauthorized eavesdroppers without relying on higher-layer encryption. This can be achieved primarily in two ways: without the need for a secret key by intelligently designing transmit coding strategies, or by exploiting the wireless communication medium to develop secret keys over public channels. The survey begins with an overview of the foundations dating back to the pioneering work of Shannon and Wyner on information-theoretic security. We then describe the evolution of secure transmission strategies from point-to-point channels to multiple-antenna systems, followed by generalizations to multiuser broadcast, multiple-access, interference, and relay networks. Secret-key generation and establishment protocols based on physical layer mechanisms are subsequently covered. Approaches for secrecy based on channel coding design are then examined, along with a description of inter-disciplinary approaches based on game theory and stochastic geometry. The associated problem of physical-layer message authentication is also introduced briefly. The survey concludes with observations on potential research directions in this area.Comment: 23 pages, 10 figures, 303 refs. arXiv admin note: text overlap with arXiv:1303.1609 by other authors. IEEE Communications Surveys and Tutorials, 201

Collaborative modulation multiple access for single hop and multihop networks

While the bandwidth available for wireless networks is limited, the world has seen an unprecedented growth in the number of mobile subscribers and an ever increasing demand for high data rates. Therefore efficient utilisation of bandwidth to maximise link spectral efficiency and number of users that can be served simultaneously are primary goals in the design of wireless systems. To achieve these goals, in this thesis, a new non-orthogonal uplink multiple access scheme which combines the functionalities of adaptive modulation and multiple access called collaborative modulation multiple access (CMMA) is proposed. CMMA enables multiple users to access the network simultaneously and share the same bandwidth even when only a single receive antenna is available and in the presence of high channel correlation. Instead of competing for resources, users in CMMA share resources collaboratively by employing unique modulation sets (UMS) that differ in phase, power, and/or mapping structure. These UMS are designed to insure that the received signal formed from the superposition of all users’ signals belongs to a composite QAM constellation (CC) with a rate equal to the sum rate of all users. The CC and its constituent UMSs are designed centrally at the BS to remove ambiguity, maximize the minimum Euclidian distance (dmin) of the CC and insure a minimum BER performance is maintained. Users collaboratively precode their transmitted signal by performing truncated channel inversion and phase rotation using channel state information (CSI ) obtained from a periodic common pilot to insure that their combined signal at the BS belongs to the CC known at the BS which in turn performs a simple joint maximum likelihood detection without the need for CSI. The coherent addition of users’ power enables CMMA to achieve high link spectral efficiency at any time without extra power or bandwidth but on the expense of graceful degradation in BER performance. To improve the BER performance of CMMA while preserving its precoding and detection structure and without the need for pilot-aided channel estimation, a new selective diversity combining scheme called SC-CMMA is proposed. SC-CMMA optimises the overall group performance providing fairness and diversity gain for various users with different transmit powers and channel conditions by selecting a single antenna out of a group of L available antennas that minimises the total transmit power required for precoding at any one time. A detailed study of capacity and BER performance of CMMA and SC-CMMA is carried out under different level of channel correlations which shows that both offer high capacity gain and resilience to channel correlation. SC-CMMA capacity even increase with high channel correlation between users’ channels. CMMA provides a practical solution for implementing the multiple access adder channel (MAAC) in fading environments hence a hybrid approach combining both collaborative coding and modulation referred to as H-CMMA is investigated. H-CMMA divides users into a number of subgroups where users within a subgroup are assigned the same modulation set and different multiple access codes. H-CMMA adjusts the dmin of the received CC by varying the number of subgroups which in turn varies the number of unique constellation points for the same number of users and average total power. Therefore H-CMMA can accommodate many users with different rates while flexibly managing the complexity, rate and BER performance depending on the SNR. Next a new scheme combining CMMA with opportunistic scheduling using only partial CSI at the receiver called CMMA-OS is proposed to combine both the power gain of CMMA and the multiuser diversity gain that arises from users’ channel independence. To avoid the complexity and excessive feedback associated with the dynamic update of the CC, the BS takes into account the independence of users’ channels in the design of the CC and its constituent UMSs but both remain unchanged thereafter. However UMS are no longer associated with users, instead channel gain’s probability density function is divided into regions with identical probability and each UMS is associated with a specific region. This will simplify scheduling as users can initially chose their UMS based on their CSI and the BS will only need to resolve any collision when the channels of two or more users are located at the same region. Finally a high rate cooperative communication scheme, called cooperative modulation (CM) is proposed for cooperative multiuser systems. CM combines the reliability of the cooperative diversity with the high spectral efficiency and multiple access capabilities of CMMA. CM maintains low feedback and high spectral efficiency by restricting relaying to a single route with the best overall channel. Two possible variations of CM are proposed depending on whether CSI available only at the users or just at the BS and the selected relay. The first is referred to Precode, Amplify, and Forward (PAF) while the second one is called Decode, Remap, and Forward (DMF). A new route selection algorithm for DMF based on maximising dmin of random CC is also proposed using a novel fast low-complexity multi-stage sphere based algorithm to calculate the dmin at the relay of random CC that is used for both relay selection and detection

Studies on efficient spectrum sharing in coexisting wireless networks.

Wireless communication is facing serious challenges worldwide: the severe spectrum shortage along with the explosive increase of the wireless communication demands. Moreover, different communication networks may coexist in the same geographical area. By allowing multiple communication networks cooperatively or opportunistically sharing the same frequency will potentially enhance the spectrum efficiency. This dissertation aims to investigate important spectrum sharing schemes for coexisting networks. For coexisting networks operating in interweave cognitive radio mode, most existing works focus on the secondary network’s spectrum sensing and accessing schemes. However, the primary network can be selfish and tends to use up all the frequency resource. In this dissertation, a novel optimization scheme is proposed to let primary network maximally release unnecessary frequency resource for secondary networks. The optimization problems are formulated for both uplink and downlink orthogonal frequency-division multiple access (OFDMA)-based primary networks, and near optimal algorithms are proposed as well. For coexisting networks in the underlay cognitive radio mode, this work focuses on the resource allocation in distributed secondary networks as long as the primary network’s rate constraint can be met. Global optimal multicarrier discrete distributed (MCDD) algorithm and suboptimal Gibbs sampler based Lagrangian algorithm (GSLA) are proposed to solve the problem distributively. Regarding to the dirty paper coding (DPC)-based system where multiple networks share the common transmitter, this dissertation focuses on its fundamental performance analysis from information theoretic point of view. Time division multiple access (TDMA) as an orthogonal frequency sharing scheme is also investigated for comparison purpose. Specifically, the delay sensitive quality of service (QoS) requirements are incorporated by considering effective capacity in fast fading and outage capacity in slow fading. The performance metrics in low signal to noise ratio (SNR) regime and high SNR regime are obtained in closed forms followed by the detailed performance analysis

Collaborative Distributed Beamforming for Spectrum-Sharing Systems

The scarcity of bandwidth has always been the main obstacle for providing reliable high date-rate wireless links, which are in great demand to accommodate nowadays and immediate future wireless applications. In addition, recent reports have showed inefficient usage and under-utilization of the available bandwidth. Cognitive radio (CR) has recently emerged as a promising solution to enhance the spectrum utilization, where it offers the ability for unlicensed users to access the licensed spectrum opportunistically. On one hand, by allowing opportunistic spectrum access, the overall spectrum utilization can be improved. On the other hand, transmission from cognitive nodes can cause severe interference to the licensed users of the spectrum. This requires cognitive radio networks (CRNs) to consider two essential design targets, namely, maximizing the spectrum utilization and minimizing the interference caused to the primary users (PUs). Such interference can be reduced through proper resource allocation, power control or other degrees of freedom techniques such as beamforming. In this thesis, we aim to use joint distributed beamforming and cooperative relaying in spectrum-sharing systems in an effort to enhance the spectrum efficiency and improve the performance of the secondary system. We investigate a one-way cooperative spectrum-sharing system in the presence of one PU and multiple PUs. We study two relaying schemes, namely, decode-and-forward (DF) and amplify-and-forward (AF) relaying in conjunction with distributed optimal beamforming. We employ zero forcing beamforming (ZFB) as a sub-optimal scheme, and compare both approaches through simulations. For both schemes, we derive closed-form expressions and asymptotic expressions for the outage probability and bit error rate (BER) over independent and identically distributed Rayleigh fading channels for binary phase shift keying (BPSK) and M-ary quadrature amplitude modulation (M-QAM) schemes. Numerical results show the effectiveness of the combination of the cooperative diversity and distributed beamforming in compensating for the loss in the secondary system's performance due to the primary user's co-channel interference (CCI). To further improve the spectrum efficiency, we employ distributed beamforming in two-way AF cooperative spectrum-sharing systems in the presence of multiple PUs. For this system, we investigate the transmission protocols over two, three and four time-slots. Our results show that the three time-slot protocol outperforms the two time-slot and four time-slot protocols in certain scenarios where it offers a good compromise between bandwidth efficiency and system performance. We extend the two-way relaying system to the DF scheme, where two practical two-way relaying strategies are investigated, namely, DF-XORing (bit-wise level) and DF-superposition (symbol-wise level). For each relaying strategy, we derive general optimal beamforming vectors and sup-optimal ZFB vectors at the relays. Employing ZFB, we present an analytical framework of the secondary system considering the effect of the primary-secondary mutual CCIs. Our results show that, when the received signals at the relays are weighted equally, the DF-XOR always outperforms both DF-superposition and AF relaying. In the last part of the thesis, we consider a limited feedback system model by assuming partial channel state information (CSI) of the interference channel between the secondary relays and primary receiver. In particular, the CSI feedback is limited only to the quantized channel direction information (CDI). To investigate the effect of the quantized CDI on the secondary system's performance, we derive closed-form expressions for the outage probability and the BER considering the mutual secondary-primary CCI. In the simulation results, we compare the system performance of the limited feedback with the perfect CSI. Our results show that the performance improves as the number of feedback bits increases

Dynamic Spectrum Sharing in Cognitive Radio and Device-to-Device Systems

abstract: Cognitive radio (CR) and device-to-device (D2D) systems are two promising dynamic spectrum access schemes in wireless communication systems to provide improved quality-of-service, and efficient spectrum utilization. This dissertation shows that both CR and D2D systems benefit from properly designed cooperation scheme. In underlay CR systems, where secondary users (SUs) transmit simultaneously with primary users (PUs), reliable communication is by all means guaranteed for PUs, which likely deteriorates SUs’ performance. To overcome this issue, cooperation exclusively among SUs is achieved through multi-user diversity (MUD), where each SU is subject to an instantaneous interference constraint at the primary receiver. Therefore, the active number of SUs satisfying this constraint is random. Under different user distributions with the same mean number of SUs, the stochastic ordering of SU performance metrics including bit error rate (BER), outage probability, and ergodic capacity are made possible even without observing closed form expressions. Furthermore, a cooperation is assumed between primary and secondary networks, where those SUs exceeding the interference constraint facilitate PU’s transmission by relaying its signal. A fundamental performance trade-off between primary and secondary networks is observed, and it is illustrated that the proposed scheme outperforms non-cooperative underlay CR systems in the sense of system overall BER and sum achievable rate. Similar to conventional cellular networks, CR systems suffer from an overloaded receiver having to manage signals from a large number of users. To address this issue, D2D communications has been proposed, where direct transmission links are established between users in close proximity to offload the system traffic. Several new cooperative spectrum access policies are proposed allowing coexistence of multiple D2D pairs in order to improve the spectral efficiency. Despite the additional interference, it is shown that both the cellular user’s (CU) and the individual D2D user's achievable rates can be improved simultaneously when the number of D2D pairs is below a certain threshold, resulting in a significant multiplexing gain in the sense of D2D sum rate. This threshold is quantified for different policies using second order approximations for the average achievable rates for both the CU and the individual D2D user.Dissertation/ThesisDoctoral Dissertation Electrical Engineering 201

Analysis and Design of Non-Orthogonal Multiple Access (NOMA) Techniques for Next Generation Wireless Communication Systems

The current surge in wireless connectivity, anticipated to amplify significantly in future wireless technologies, brings a new wave of users. Given the impracticality of an endlessly expanding bandwidth, there’s a pressing need for communication techniques that efficiently serve this burgeoning user base with limited resources. Multiple Access (MA) techniques, notably Orthogonal Multiple Access (OMA), have long addressed bandwidth constraints. However, with escalating user numbers, OMA’s orthogonality becomes limiting for emerging wireless technologies. Non-Orthogonal Multiple Access (NOMA), employing superposition coding, serves more users within the same bandwidth as OMA by allocating different power levels to users whose signals can then be detected using the gap between them, thus offering superior spectral efficiency and massive connectivity. This thesis examines the integration of NOMA techniques with cooperative relaying, EXtrinsic Information Transfer (EXIT) chart analysis, and deep learning for enhancing 6G and beyond communication systems. The adopted methodology aims to optimize the systems’ performance, spanning from bit-error rate (BER) versus signal to noise ratio (SNR) to overall system efficiency and data rates. The primary focus of this thesis is the investigation of the integration of NOMA with cooperative relaying, EXIT chart analysis, and deep learning techniques. In the cooperative relaying context, NOMA notably improved diversity gains, thereby proving the superiority of combining NOMA with cooperative relaying over just NOMA. With EXIT chart analysis, NOMA achieved low BER at mid-range SNR as well as achieved optimal user fairness in the power allocation stage. Additionally, employing a trained neural network enhanced signal detection for NOMA in the deep learning scenario, thereby producing a simpler signal detection for NOMA which addresses NOMAs’ complex receiver problem

Energy Efficiency in MIMO Underlay and Overlay Device-to-Device Communications and Cognitive Radio Systems

This paper addresses the problem of resource allocation for systems in which a primary and a secondary link share the available spectrum by an underlay or overlay approach. After observing that such a scenario models both cognitive radio and D2D communications, we formulate the problem as the maximization of the secondary energy efficiency subject to a minimum rate requirement for the primary user. This leads to challenging non-convex, fractional problems. In the underlay scenario, we obtain the global solution by means of a suitable reformulation. In the overlay scenario, two algorithms are proposed. The first one yields a resource allocation fulfilling the first-order optimality conditions of the resource allocation problem, by solving a sequence of easier fractional problems. The second one enjoys a weaker optimality claim, but an even lower computational complexity. Numerical results demonstrate the merits of the proposed algorithms both in terms of energy-efficient performance and complexity, also showing that the two proposed algorithms for the overlay scenario perform very similarly, despite the different complexity.Comment: to appear in IEEE Transactions on Signal Processin

A Tutorial on Nonorthogonal Multiple Access for 5G and Beyond

Today's wireless networks allocate radio resources to users based on the orthogonal multiple access (OMA) principle. However, as the number of users increases, OMA based approaches may not meet the stringent emerging requirements including very high spectral efficiency, very low latency, and massive device connectivity. Nonorthogonal multiple access (NOMA) principle emerges as a solution to improve the spectral efficiency while allowing some degree of multiple access interference at receivers. In this tutorial style paper, we target providing a unified model for NOMA, including uplink and downlink transmissions, along with the extensions tomultiple inputmultiple output and cooperative communication scenarios. Through numerical examples, we compare the performances of OMA and NOMA networks. Implementation aspects and open issues are also detailed.Comment: 25 pages, 10 figure