SYNCHRONIZATION AND RESOURCE ALLOCATION IN DOWNLINK OFDM SYSTEMS

The next generation (4G) wireless systems are expected to provide universal personal and multimedia communications with seamless connection and very high rate transmissions and without regard to the users’ mobility and location. OFDM technique is recognized as one of the leading candidates to provide the wireless signalling for 4G systems. The major challenges in downlink multiuser OFDM based 4G systems include the wireless channel, the synchronization and radio resource management. Thus algorithms are required to achieve accurate timing and frequency offset estimation and the efficient utilization of radio resources such as subcarrier, bit and power allocation. The objectives of the thesis are of two fields. Firstly, we presented the frequency offset estimation algorithms for OFDM systems. Building our work upon the classic single user OFDM architecture, we proposed two FFT-based frequency offset estimation algorithms with low computational complexity. The computer simulation results and comparisons show that the proposed algorithms provide smaller error variance than previous well-known algorithm. Secondly, we presented the resource allocation algorithms for OFDM systems. Building our work upon the downlink multiuser OFDM architecture, we aimed to minimize the total transmit power by exploiting the system diversity through the management of subcarrier allocation, adaptive modulation and power allocation. Particularly, we focused on the dynamic resource allocation algorithms for multiuser OFDM system and multiuser MIMO-OFDM system. For the multiuser OFDM system, we proposed a lowiv complexity channel gain difference based subcarrier allocation algorithm. For the multiuser MIMO-OFDM system, we proposed a unit-power based subcarrier allocation algorithm. These proposed algorithms are all combined with the optimal bit allocation algorithm to achieve the minimal total transmit power. The numerical results and comparisons with various conventional nonadaptive and adaptive algorithmic approaches are provided to show that the proposed resource allocation algorithms improve the system efficiencies and performance given that the Quality of Service (QoS) for each user is guaranteed. The simulation work of this project is based on hand written codes in the platform of the MATLAB R2007b

Multiuser MIMO techniques with feedback

Kooperative Antennenanlagen haben vor kurzem einen heißen Forschungsthema geworden, da Sie deutlich höhere spektrale Effizienz als herkömmliche zelluläre Systeme versprechen. Der Gewinn wird durch die Eliminierung von Inter-Zelle Störungen (ICI) durch Koordinierung der-Antenne Übertragungen erworben. Vor kurzem, verteilte Organisation Methoden vorgeschlagen. Eine der größten Herausforderungen für das Dezentrale kooperative Antennensystem ist Kanalschätzung für den Downlink Kanal besonders wenn FDD verwendet wird. Alle zugehörigen Basisstationen im genossenschaftlichen Bereich müssen die vollständige Kanal Informationen zu Wissen, die entsprechenden precoding Gewicht Matrix zu berechnen. Diese Information ist von mobilen Stationen übertragen werden Stationen mit Uplink Ressourcen zu stützen. Wird als mehrere Basisstationen und mehreren mobilen Stationen in kooperativen Antennensysteme und jede Basisstation und Mobilstation beteiligt sind, können mit mehreren Antennen ausgestattet sein, die Anzahl der Kanal Parameter wieder gefüttert werden erwartet, groß zu sein. In dieser Arbeit wird ein effizientes Feedback Techniken der downlink Kanal Informationen sind für die Multi-user Multiple Input Multiple Output Fall vorgeschlagen, der insbesondere auf verteilte kooperative Antennensysteme zielt. Zuerst wird ein Unterraum-basiertes Kanalquantisierungsverfahren vorgeschlagen, das ein vorbestimmtes Codebuch verwendet. Ein iterativer Codebuchentwurfsalgorithmus wird vorgeschlagen, der zu einem lokalen optimalen Codebuch konvergiert. Darüber hinaus werden Feedback-Overhead-Reduktionsverfahren entwickelt, die die zeitliche Korrelation des Kanals ausnutzen. Es wird gezeigt, dass das vorgeschlagene adaptive Codebuchverfahren in Verbindung mit einem Datenkomprimierungsschema eine Leistung nahe an dem perfekten Kanalfall erzielt, was viel weniger Rückkopplungsoverhead im Vergleich zu anderen Techniken erfordert. Das auf dem Unterraum basierende Kanalquantisierungsverfahren wird erweitert, indem mehrere Antennen auf der Senderseite und/oder auf der Empfängerseite eingeführt werden, und die Leistung eines Vorcodierungs- (/Decodierungs-) Schemas mit regulierter Blockdiagonalisierung (RBD) wurde untersucht. Es wird ein kosteneffizientes Decodierungsmatrixquantisierungsverfahren vorgeschlagen, dass eine komplexe Berechnung an der Mobilstation vermeiden kann, während es nur eine leichte Verschlechterung zeigt. Die Arbeit wird abgeschlossen, indem die vorgeschlagenen Feedback-Methoden hinsichtlich ihrer Leistung, ihres erforderlichen Feedback-Overheads und ihrer Rechenkomplexität verglichen werden.Cooperative antenna systems have recently become a hot research topic, as they promise significantly higher spectral efficiency than conventional cellular systems. The gain is acquired by eliminating inter-cell interference (ICI) through coordination of the base antenna transmissions. Recently, distributed organization methods have been suggested. One of the main challenges of the distributed cooperative antenna system is channel estimation for the downlink channel especially when FDD is used. All of the associated base stations in the cooperative area need to know the full channel state information to calculate the corresponding precoding weight matrix. This information has to be transferred from mobile stations to base stations by using uplink resources. As several base stations and several mobile stations are involved in cooperative antenna systems and each base station and mobile station may be equipped with multiple antennas, the number of channel state parameters to be fed back is expected to be big. In this thesis, efficient feedback techniques of the downlink channel state information are proposed for the multi-user multiple-input multiple-output case, targeting distributed cooperative antenna systems in particular. First, a subspace based channel quantization method is proposed which employs a predefined codebook. An iterative codebook design algorithm is proposed which converges to a local optimum codebook. Furthermore, feedback overhead reduction methods are devised exploiting temporal correlation of the channel. It is shown that the proposed adaptive codebook method in conjunction with a data compression scheme achieves a performance close to the perfect channel case, requiring much less feedback overhead compared with other techniques. The subspace based channel quantization method is extended by introducing multiple antennas at the transmitter side and/or at the receiver side and the performance of a regularized block diagonalization (RBD) precoding(/decoding) scheme has been investigated as well as a zero-forcing (ZF) precoding scheme. A cost-efficient decoding matrix quantization method is proposed which can avoid a complex computation at the mobile station while showing only a slight degradation. The thesis is concluded by comparing the proposed feedback methods in terms of their performance, their required feedback overhead, and their computational complexity. The techniques that are developed in this thesis can be useful and applicable for 5G, which is envisioned to support the high granularity/resolution codebook and its efficient deployment schemes. Keywords: MU-MIMO, COOPA, limited feedback, CSI, CQ, feedback overhead reduction, Givens rotatio

Cooperative Communications with Partial Channel State Information in Mobile Radio Systems

Future 4G mobile radio cellular networks are considered OFDM-MIMO systems. Cooperative communication based on coordinated base stations is a very promising concept to perform inter-cell interference management. This thesis deals with the concept of cooperative communication from its information-theoretic background to its practical system design. The main focus is a practical design of the joint detection scheme in the uplink and the joint transmission scheme in the downlink with partial channel-state information (CSI), i.e., significant CSI and imperfect CSI.Zukünftige zellulare 4G-Mobilfunksysteme können als OFDM-MIMO-Systeme betrachtet werden. In solchen zukünftigen Mobilfunksystemen ist kooperative Kommunikation, basierend auf koordinierten Basisstationen, ein sehr vielversprechendes Konzept zum Interzellinterferenzmanagement. Die vorliegende Arbeit behandelt das Konzept der kooperativen Kommunikation vom informationstheoretischen Hintergrund bis hin zum praktischen Systemdesign. Der Schwerpunkt der vorliegenden Arbeit liegt auf dem praktischen Design kooperativer Kommunikationssysteme mit partieller Kanalkenntnis

Medium-transparent MAC protocols for converged optical wireless networks

In order to address the explosive demand for high-capacity and omnipresent wireless access, modern cell-based wireless networks are slowly adopting two major solution roadmaps. The first is the employment of small-cell formations in order to increase the overall spectral efficiency, whereas the second is the employment of higher frequency bands, such as the mm-wave 60GHz band, that offers vast amounts of bandwidth. Depending on the specific application, the above solutions inevitably require the installation and operational management of large amounts of Base Stations (BSs) or Access Points (APs), which ultimately diminishes the overall cost-effectiveness of the architecture. In order to reduce the system cost, Radio over Fiber (RoF) technology has been put forward as an ideal candidate solution, due to the fact that it provides functionally simple antenna units, often termed as Remote Antenna Units (RAUs) that are interconnected to a central managing entity, termed as the Central Office (CO), via an optical fiber. Although extensive research efforts have been dedicated to the development of the physical layer aspects regarding RoF technologies, such as CO/RAU physical layer design and radio signal transport techniques over fiber, very limited efforts have con-centrated on upper layer and resource management issues. In this dissertation, we are concerned with access control and resource management of RoF-based mm-wave network architectures targeting the exploitation of the dual medium and its centralized control properties in order to perform optimal optical/wireless/time resource allocation. In this dissertation, we propose a Medium-Transparent MAC (MT-MAC) protocol that concurrently administers the optical and wireless resources of a 60GHz RoF based network, seamlessly connecting the CO to the wireless terminals through minimal RAU intervention. In this way, the MT-MAC protocol forms extended reach 60GHz WLAN networks offering connectivity amongst wireless devices that are attached to the same or different RAUs under both Line of Sight (LOS) and non LOS conditions. The notion of medium-transparency relies on two parallel contention periods, the first in the optical domain and the second in the wireless frequency and time domains, with nested dataframe structures. The MT-MAC operation is based on a proposed RAU design that allows for wavelength selectivity functions, thus being compatible with completely passive optical distribution network implementations that are predominately used by telecom operators today. Two variants of the MT-MAC protocol are considered. The first offers dynamic wavelength allocation with fixed time windows, whereas the second targets fairness-sensitive applications by offering dynamic wavelength allocation with dynamic transmission opportunity window sizes, based on the number of active clients connected at each RAU. Both variants of the protocol are evaluated by both simulation and analytical means. For the latter part, this thesis introduces two analytical models for calculating saturation throughput and non-saturation packet delay for the converged MT-MAC protocol. Finally, this thesis presents an extensive study regarding the network planning and formation of 60GHz Gigabit WLAN networks when the latter are deployed over existing Passive Optical Network (PON) infrastructures. Three possible architectures where studied: i) the RoF approach, ii) the Radio & Fiber approach and iii) the hybrid RoF-plus-R&F approach that combines the properties of both the aforementioned architectures. During the elaboration of this thesis, one major key conclusion has been extracted. The work proposed in this thesis considers that there is a fundamental requirement for implementing new converged optical/wireless MAC protocols, that have the complete overview of both available resources in order to effectively administer the hybrid Radio-over-Fiber networks.A fin de atender la demanda explosiva de alta capacidad y acceso inalámbrico omnipresente, las redes inalámbricas basadas en celdas están poco a poco adoptando dos principales guías de solución. La primera es el empleo de formaciones de celdas pequeñas con el fin de aumentar la eficiencia espectral global, mientras que la segunda es el empleo de bandas de frecuencia superior, como la banda de 60GHz, la cual ofrece una gran cantidad de ancho de banda. Dependiendo de la aplicación en específico, las soluciones anteriores inevitable-mente requieren de una instalación y una gestión operativa de grandes cantidades de Estaciones Base o Puntos de Acceso, que en última instancia disminuye la rentabilidad de la arquitectura. Para reducir el coste, la tecnología radioeléctrica por fibra (RoF) se presenta como una solución ideal debido al hecho de que proporciona unidades de antenas de sim-ple funcionamiento, a menudo denominadas Unidades de Antenas Remotas (RAUs), las cuales están interconectadas a una entidad central de gestión, denominada Oficina Central (CO), a través de la fibra óptica. A pesar de que se han dedicado muchos esfuerzos de investigación al desarrollo de varios aspectos de las capas física con respecto a las tecnologías RoF, muy pocos esfuerzos se han concentrado en la capa superior y cuestiones de gestión de recursos. En esta tesis, nos enfocando en el control de acceso y gestión de recursos de arquitecturas RoF y comunicaciones milimétricas, con el fin de aprovechar y explotar el medio dual y las propiedades para realizar una óptima asignación de los recursos ópticos, inalámbricos y temporales. Nosotros proponemos un protocolo Transparente al Medio MAC (MT-MAC) que simultáneamente administre los recursos ópticos e inalámbricos de una red RoF a 60GHz, conectando a la perfección el CO a los terminales inalámbricos a través de una mínima intervención RAU. El protocolo MT-MAC forma unas redes WLAN 60GHz de alcance extendido, ofreciendo así conectividad entre los dispositivos inalámbricos que están conectados al mismo o diferentes RAUs bajo con o sin Línea de Vista (condiciones LOS o NLOS) respectivamente. La noción de transparencia al medio se basa en dos períodos de contención para-lelos, el primero en el dominio óptico y el segundo en la frecuencia inalámbrica y dominio del tiempo, con estructuras de datos anidados. La operación MT-MAC se basa en proponer un diseño RAU que permita la selectividad de funciones de longitud de onda. Dos variantes del protocolo MT- MAC son considerados; el primer ofrece asignación de longitud de onda dinámica con ventanas de tiempo fijo, mientras que la segunda tiene como objetivo entornos de aplicaciones sensibles ofreciendo asignación de longitud de onda con tamaño de ventana de oportunidad de transmisión dinámico, basado en el número de clientes conectados en cada RAU. Ambas variantes del protocolo están evaluadas tanto por medios analíticos como de simulación. En la segunda parte, esta tesis introduce dos modelos analíticos para calcular el rendimiento de saturación y no saturación del retardo de paquetes para el protocolo MT-MAC convergente. Finalmente, esta tesis presenta un extenso estudio de la planificación de red y la formación de redes 60GHz Gigabit WLAN cuando esta se encuentra desplegada sobre las ya existente infraestructuras de Redes Ópticas Pasivas (PONs). Tres posibles arquitecturas han sido estudiadas: i) el enfoque RoF, ii) el enfoque Radio y Fibra , y iii) el enfoque híbrido, RoF más R&F el cual combina las propiedades de ambas arquitecturas anteriormente mencionadas. Durante la elaboración de esta tesis, se ha extraído una importante conclusión: hay un requerimiento fundamental para implementar nuevos protocolos ópticos/inalámbricos convergentes, que tengan una completa visión de ambos recursos disponibles para poder administrar efectivamente las redes de tecnología RoF.Postprint (published version