S-TREE: Self-Organizing Trees for Data Clustering and Online Vector Quantization

This paper introduces S-TREE (Self-Organizing Tree), a family of models that use unsupervised learning to construct hierarchical representations of data and online tree-structured vector quantizers. The S-TREE1 model, which features a new tree-building algorithm, can be implemented with various cost functions. An alternative implementation, S-TREE2, which uses a new double-path search procedure, is also developed. S-TREE2 implements an online procedure that approximates an optimal (unstructured) clustering solution while imposing a tree-structure constraint. The performance of the S-TREE algorithms is illustrated with data clustering and vector quantization examples, including a Gauss-Markov source benchmark and an image compression application. S-TREE performance on these tasks is compared with the standard tree-structured vector quantizer (TSVQ) and the generalized Lloyd algorithm (GLA). The image reconstruction quality with S-TREE2 approaches that of GLA while taking less than 10% of computer time. S-TREE1 and S-TREE2 also compare favorably with the standard TSVQ in both the time needed to create the codebook and the quality of image reconstruction.Office of Naval Research (N00014-95-10409, N00014-95-0G57

Data clustering using a model granular magnet

We present a new approach to clustering, based on the physical properties of an inhomogeneous ferromagnet. No assumption is made regarding the underlying distribution of the data. We assign a Potts spin to each data point and introduce an interaction between neighboring points, whose strength is a decreasing function of the distance between the neighbors. This magnetic system exhibits three phases. At very low temperatures it is completely ordered; all spins are aligned. At very high temperatures the system does not exhibit any ordering and in an intermediate regime clusters of relatively strongly coupled spins become ordered, whereas different clusters remain uncorrelated. This intermediate phase is identified by a jump in the order parameters. The spin-spin correlation function is used to partition the spins and the corresponding data points into clusters. We demonstrate on three synthetic and three real data sets how the method works. Detailed comparison to the performance of other techniques clearly indicates the relative success of our method.Comment: 46 pages, postscript, 15 ps figures include

On-Line Bayesian Speaker Adaptation By Using Tree-Structured Transformation and Robust Priors

This paper presents new results by using our previously proposed on-line Bayesian learning approach for affine transformation parameter estimation in speaker adaptation. The on-line Bayesian learning technique allows updating parameter estimates after each utterance and it can accommodate flexible forms of transformation functions as well as prior probability density functions. We show through experimental results the robustness of heavy tailed priors to mismatch in prior density estimation. We also show that by properly choosing the transformation matrices and depths of hierarchical trees, recognition performance improved significantly