PAPR Reduction Solutions for 5G and Beyond

The latest fifth generation (5G) wireless technology provides improved communication quality compared to earlier generations. The 5G New Radio (NR), specified by the 3rd Generation Partnership Project (3GPP), addresses the modern requirements of the wireless networks and targets improved communication quality in terms of for example peak data rates, latency and reliability. On the other hand, there are still various crucial issues that impact the implementation and energy-efficiency of 5G NR networks and their different deployments. The power-efficiency of transmitter power amplifiers (PAs) is one of these issues. The PA is an important unit of a communication system, which is responsible from amplifying the transmit signal towards the antenna. Reaching high PA power-efficiency is known to be difficult when the transmit waveform has a high peak-to-average power ratio (PAPR). The cyclic prefix (CP)-orthogonal frequencydivision multiplexing (OFDM) that is the main physical-layer waveform of 5G NR, suffers from such high PAPR challenge. There are generally many PAPR reduction methods proposed in the literature, however, many of these have either very notable computational complexity or impose substantial inband distortion. Moreover, 5G NR has new features that require redesigning the PAPR reduction methods. In line with these, the first contribution of this thesis is the novel frequencyselective PAPR reduction concept, where clipping noise is shaped in a frequencyselective manner over the active passband. This concept is in line with the 5G NR, where aggressive frequency-domain multiplexing is considered as an important feature. Utilizing the frequency-selective PAPR reduction enables the realization of the heterogeneous resource utilization within one passband. The second contribution of this thesis is the frequency-selective single-numerology (SN) and mixed-numerology (MN) PAPR reduction methods. The 5G NR targets utilizing different physical resource blocks (PRBs) and bandwidth parts (BWPs) within one passband flexibly. Yet, existing PAPR reduction methods do not exploit these features. Based on this, novel algorithms utilizing PRB and BWP level control of clipping noise are designed to meet error vector magnitude (EVM) limits of the modulations while reducing the PAPR. TheMNallocation has one critical challenge as inter numerology interference (INI) emerges after aggregation of subband signals. Proposed MN PAPR reduction algorithm overcomes this issue by cancelling INI within the PAPR reduction loop, which has not been considered earlier. The third contribution of this thesis is the proposal of two novel non-iterative PAPR reduction methods. First method utilizes the fast-convolution filteredOFDM (FC-F-OFDM) that has excellent spectral containment, and combines it with clipping. Moreover, clipping noise is also allocated to guard bands by filter passband extension (FPE) and clipping noise in out-of-band (OOB) regions is essentially filtered through FC filtering. The second method is the guard-tone reservation (GTR) which is applied to discrete Fourier transform-spread-OFDM (DFT-s-OFDM). Uniquely, GTR estimates the time domain peaks in data symbol domain before inverse fast Fourier transform (IFFT), and uses guard band tones for PAPR reduction. The fourth contribution of the thesis is the design of two novel machine learning (ML) algorithms that improve the drawbacks of frequency-selective PAPRreduction. The first ML algorithm, PAPRer, models the nonlinear relation between the PAPR target and the realized PAPR value. Then, it auto-tunes the optimal PAPR target and this way minimizes the realized PAPR. The second ML algorithm, one-shot clipping-and-filtering (OSCF), solves the complexity problem of iterative clipping and filtering (ICF)-like methods by generating proper approximated clipping noise signal after running only one iteration, leading to very efficient PAPR reduction. Finally, an over-arching contribution of this thesis is the experimental validation of the performance benefits of the proposed methods by considering realistic 5GNR uplink (UL) and downlink (DL) testbeds that include realistic PAs and associated hardware. It is very important to confirm the practical benefits of the proposed methods and, this is realized with the conducted experimental work

Opportunistic communications in large uncoordinated networks

(English) The increase of wireless devices offering high data rate services limits the coexistence of wireless systems sharing the same resources in a given geographical area because of inter-system interference. Therefore, interference management plays a key role in permitting the coexistence of several heterogeneous communication services. However, classical interference management strategies require lateral information giving rise to the need for inter-system coordination and cooperation, which is not always practical. Opportunistic communications offer a potential solution to the problem of inter-system interference management. The basic principle of opportunistic communications is to efficiently and robustly exploit the resources available in a wireless network and adapt the transmitted signals to the state of the network to avoid inter-system interference. Therefore, opportunistic communications depend on inferring the available network resources that can be safely exploited without inducing interference in coexisting communication nodes. Once the available network resources are identified, the most prominent opportunistic communication techniques consist in designing scenario-adapted precoding/decoding strategies to exploit the so-called null space. Despite this, classical solutions in the literature suffer from two main drawbacks: the lack of robustness to detection errors and the need for intra-system cooperation. This thesis focuses on the design of a null space-based opportunistic communication scheme that addresses the drawbacks exhibited by existing methodologies under the assumption that opportunistic nodes do not cooperate. For this purpose, a generalized detection error model independent of the null-space identification mechanism is introduced that allows the design of solutions that exhibit minimal inter-system interference in the worst case. These solutions respond to a maximum signal-to-interference ratio (SIR) criterion, which is optimal under non-cooperative conditions. The proposed methodology allows the design of a family of orthonormal waveforms that perform a spreading of the modulated symbols within the detected null space, which is key to minimizing the induced interference density. The proposed solutions are invariant within the inferred null space, allowing the removal of the feedback link without giving up coherent waveform detection. In the absence of coordination, the waveform design relies solely on locally sensed network state information, inducing a mismatch between the null spaces identified by the transmitter and receiver that may worsen system performance. Although the proposed solution is robust to this mismatch, the design of enhanced receivers using active subspace detection schemes is also studied. When the total number of network resources increases arbitrarily, the proposed solutions tend to be linear combinations of complex exponentials, providing an interpretation in the frequency domain. This asymptotic behavior allows us to adapt the proposed solution to frequency-selective channels by means of a cyclic prefix and to study an efficient modulation similar to the time division multiplexing scheme but using circulant waveforms. Finally, the impact of the use of multiple antennas in opportunistic null space-based communications is studied. The performed analysis reveals that, in any case, the structure of the antenna clusters affects the opportunistic communication, since the proposed waveform mimics the behavior of a single-antenna transmitter. On the other hand, the number of sensors employed translates into an improvement in terms of SIR.(Català) El creixement incremental dels dispositius sense fils que requereixen serveis d'alta velocitat de dades limita la coexistència de sistemes sense fils que comparteixen els mateixos recursos en una àrea geogràfica donada a causa de la interferència entre sistemes. Conseqüentment, la gestió d'interferència juga un paper fonamental per a facilitar la coexistència de diversos serveis de comunicació heterogenis. No obstant això, les estratègies clàssiques de gestió d'interferència requereixen informació lateral originant la necessitat de coordinació i cooperació entre sistemes, que no sempre és pràctica. Les comunicacions oportunistes ofereixen una solució potencial al problema de la gestió de les interferències entre sistemes. El principi bàsic de les comunicacions oportunistes és explotar de manera eficient i robusta els recursos disponibles en una xarxa sense fils i adaptar els senyals transmesos a l'estat de la xarxa per evitar interferències entre sistemes. Per tant, les comunicacions oportunistes depenen de la inferència dels recursos de xarxa disponibles que poden ser explotats de manera segura sense induir interferència en els nodes de comunicació coexistents. Una vegada que s'han identificat els recursos de xarxa disponibles, les tècniques de comunicació oportunistes més prominents consisteixen en el disseny d'estratègies de precodificació/descodificació adaptades a l'escenari per explotar l'anomenat espai nul. Malgrat això, les solucions clàssiques en la literatura sofreixen dos inconvenients principals: la falta de robustesa als errors de detecció i la necessitat de cooperació intra-sistema. Aquesta tesi tracta el disseny d'un esquema de comunicació oportunista basat en l'espai nul que afronta els inconvenients exposats per les metodologies existents assumint que els nodes oportunistes no cooperen. Per a aquest propòsit, s'introdueix un model generalitzat d'error de detecció independent del mecanisme d'identificació de l'espai nul que permet el disseny de solucions que exhibeixen interferències mínimes entre sistemes en el cas pitjor. Aquestes solucions responen a un criteri de màxima relació de senyal a interferència (SIR), que és òptim en condicions de no cooperació. La metodologia proposada permet dissenyar una família de formes d'ona ortonormals que realitzen un spreading dels símbols modulats dins de l'espai nul detectat, que és clau per minimitzar la densitat d’interferència induïda. Les solucions proposades són invariants dins de l'espai nul inferit, permetent suprimir l'enllaç de retroalimentació i, tot i així, realitzar una detecció coherent de forma d'ona. Sota l’absència de coordinació, el disseny de la forma d'ona es basa únicament en la informació de l'estat de la xarxa detectada localment, induint un desajust entre els espais nuls identificats pel transmissor i receptor que pot empitjorar el rendiment del sistema. Tot i que la solució proposada és robusta a aquest desajust, també s'estudia el disseny de receptors millorats fent ús de tècniques de detecció de subespai actiu. Quan el nombre total de recursos de xarxa augmenta arbitràriament, les solucions proposades tendeixen a ser combinacions lineals d'exponencials complexes, proporcionant una interpretació en el domini freqüencial. Aquest comportament asimptòtic permet adaptar la solució proposada a entorns selectius en freqüència fent ús d'un prefix cíclic i estudiar una modulació eficient derivada de l'esquema de multiplexat per divisió de temps emprant formes d'ona circulant. Finalment, s’estudia l'impacte de l'ús de múltiples antenes en comunicacions oportunistes basades en l'espai nul. L'anàlisi realitzada permet concloure que, en cap cas, l'estructura de les agrupacions d'antenes tenen un impacte sobre la comunicació oportunista, ja que la forma d'ona proposada imita el comportament d'un transmissor mono-antena. D'altra banda, el nombre de sensors emprat es tradueix en una millora en termes de SIR.(Español) El incremento de los dispositivos inalámbricos que ofrecen servicios de alta velocidad de datos limita la coexistencia de sistemas inalámbricos que comparten los mismos recursos en un área geográfica dada a causa de la interferencia inter-sistema. Por tanto, la gestión de interferencia juega un papel fundamental para facilitar la coexistencia de varios servicios de comunicación heterogéneos. Sin embargo, las estrategias clásicas de gestión de interferencia requieren información lateral originando la necesidad de coordinación y cooperación entre sistemas, que no siempre es práctica. Las comunicaciones oportunistas ofrecen una solución potencial al problema de la gestión de las interferencias entre sistemas. El principio básico de las comunicaciones oportunistas es explotar de manera eficiente y robusta los recursos disponibles en una red inalámbricas y adaptar las señales transmitidas al estado de la red para evitar interferencias entre sistemas. Por lo tanto, las comunicaciones oportunistas dependen de la inferencia de los recursos de red disponibles que pueden ser explotados de manera segura sin inducir interferencia en los nodos de comunicación coexistentes. Una vez identificados los recursos disponibles, las técnicas de comunicación oportunistas más prominentes consisten en el diseño de estrategias de precodificación/descodificación adaptadas al escenario para explotar el llamado espacio nulo. A pesar de esto, las soluciones clásicas en la literatura sufren dos inconvenientes principales: la falta de robustez a los errores de detección y la necesidad de cooperación intra-sistema. Esta tesis propone diseñar un esquema de comunicación oportunista basado en el espacio nulo que afronta los inconvenientes expuestos por las metodologías existentes asumiendo que los nodos oportunistas no cooperan. Para este propósito, se introduce un modelo generalizado de error de detección independiente del mecanismo de identificación del espacio nulo que permite el diseño de soluciones que exhiben interferencias mínimas entre sistemas en el caso peor. Estas soluciones responden a un criterio de máxima relación de señal a interferencia (SIR), que es óptimo en condiciones de no cooperación. La metodología propuesta permite diseñar una familia de formas de onda ortonormales que realizan un spreading de los símbolos modulados dentro del espacio nulo detectado, que es clave para minimizar la densidad de interferencia inducida. Las soluciones propuestas son invariantes dentro del espacio nulo inferido, permitiendo suprimir el enlace de retroalimentación sin renunciar a la detección coherente de forma de onda. En ausencia de coordinación, el diseño de la forma de onda se basa únicamente en la información del estado de la red detectada localmente, induciendo un desajuste entre los espacios nulos identificados por el transmisor y receptor que puede empeorar el rendimiento del sistema. A pesar de que la solución propuesta es robusta a este desajuste, también se estudia el diseño de receptores mejorados usando técnicas de detección de subespacio activo. Cuando el número total de recursos de red aumenta arbitrariamente, las soluciones propuestas tienden a ser combinaciones lineales de exponenciales complejas, proporcionando una interpretación en el dominio frecuencial. Este comportamiento asintótico permite adaptar la solución propuesta a canales selectivos en frecuencia mediante un prefijo cíclico y estudiar una modulación eficiente derivada del esquema de multiplexado por división de tiempo empleando formas de onda circulante. Finalmente, se estudia el impacto del uso de múltiples antenas en comunicaciones oportunistas basadas en el espacio nulo. El análisis realizado revela que la estructura de las agrupaciones de antenas no afecta la comunicación oportunista, ya que la forma de onda propuesta imita el comportamiento de un transmisor mono-antena. Por otro lado, el número de sensores empleado se traduce en una mejora en términos de SIR.Postprint (published version

Opportunistic communications in large uncoordinated networks

(English) The increase of wireless devices offering high data rate services limits the coexistence of wireless systems sharing the same resources in a given geographical area because of inter-system interference. Therefore, interference management plays a key role in permitting the coexistence of several heterogeneous communication services. However, classical interference management strategies require lateral information giving rise to the need for inter-system coordination and cooperation, which is not always practical. Opportunistic communications offer a potential solution to the problem of inter-system interference management. The basic principle of opportunistic communications is to efficiently and robustly exploit the resources available in a wireless network and adapt the transmitted signals to the state of the network to avoid inter-system interference. Therefore, opportunistic communications depend on inferring the available network resources that can be safely exploited without inducing interference in coexisting communication nodes. Once the available network resources are identified, the most prominent opportunistic communication techniques consist in designing scenario-adapted precoding/decoding strategies to exploit the so-called null space. Despite this, classical solutions in the literature suffer from two main drawbacks: the lack of robustness to detection errors and the need for intra-system cooperation. This thesis focuses on the design of a null space-based opportunistic communication scheme that addresses the drawbacks exhibited by existing methodologies under the assumption that opportunistic nodes do not cooperate. For this purpose, a generalized detection error model independent of the null-space identification mechanism is introduced that allows the design of solutions that exhibit minimal inter-system interference in the worst case. These solutions respond to a maximum signal-to-interference ratio (SIR) criterion, which is optimal under non-cooperative conditions. The proposed methodology allows the design of a family of orthonormal waveforms that perform a spreading of the modulated symbols within the detected null space, which is key to minimizing the induced interference density. The proposed solutions are invariant within the inferred null space, allowing the removal of the feedback link without giving up coherent waveform detection. In the absence of coordination, the waveform design relies solely on locally sensed network state information, inducing a mismatch between the null spaces identified by the transmitter and receiver that may worsen system performance. Although the proposed solution is robust to this mismatch, the design of enhanced receivers using active subspace detection schemes is also studied. When the total number of network resources increases arbitrarily, the proposed solutions tend to be linear combinations of complex exponentials, providing an interpretation in the frequency domain. This asymptotic behavior allows us to adapt the proposed solution to frequency-selective channels by means of a cyclic prefix and to study an efficient modulation similar to the time division multiplexing scheme but using circulant waveforms. Finally, the impact of the use of multiple antennas in opportunistic null space-based communications is studied. The performed analysis reveals that, in any case, the structure of the antenna clusters affects the opportunistic communication, since the proposed waveform mimics the behavior of a single-antenna transmitter. On the other hand, the number of sensors employed translates into an improvement in terms of SIR.(Català) El creixement incremental dels dispositius sense fils que requereixen serveis d'alta velocitat de dades limita la coexistència de sistemes sense fils que comparteixen els mateixos recursos en una àrea geogràfica donada a causa de la interferència entre sistemes. Conseqüentment, la gestió d'interferència juga un paper fonamental per a facilitar la coexistència de diversos serveis de comunicació heterogenis. No obstant això, les estratègies clàssiques de gestió d'interferència requereixen informació lateral originant la necessitat de coordinació i cooperació entre sistemes, que no sempre és pràctica. Les comunicacions oportunistes ofereixen una solució potencial al problema de la gestió de les interferències entre sistemes. El principi bàsic de les comunicacions oportunistes és explotar de manera eficient i robusta els recursos disponibles en una xarxa sense fils i adaptar els senyals transmesos a l'estat de la xarxa per evitar interferències entre sistemes. Per tant, les comunicacions oportunistes depenen de la inferència dels recursos de xarxa disponibles que poden ser explotats de manera segura sense induir interferència en els nodes de comunicació coexistents. Una vegada que s'han identificat els recursos de xarxa disponibles, les tècniques de comunicació oportunistes més prominents consisteixen en el disseny d'estratègies de precodificació/descodificació adaptades a l'escenari per explotar l'anomenat espai nul. Malgrat això, les solucions clàssiques en la literatura sofreixen dos inconvenients principals: la falta de robustesa als errors de detecció i la necessitat de cooperació intra-sistema. Aquesta tesi tracta el disseny d'un esquema de comunicació oportunista basat en l'espai nul que afronta els inconvenients exposats per les metodologies existents assumint que els nodes oportunistes no cooperen. Per a aquest propòsit, s'introdueix un model generalitzat d'error de detecció independent del mecanisme d'identificació de l'espai nul que permet el disseny de solucions que exhibeixen interferències mínimes entre sistemes en el cas pitjor. Aquestes solucions responen a un criteri de màxima relació de senyal a interferència (SIR), que és òptim en condicions de no cooperació. La metodologia proposada permet dissenyar una família de formes d'ona ortonormals que realitzen un spreading dels símbols modulats dins de l'espai nul detectat, que és clau per minimitzar la densitat d’interferència induïda. Les solucions proposades són invariants dins de l'espai nul inferit, permetent suprimir l'enllaç de retroalimentació i, tot i així, realitzar una detecció coherent de forma d'ona. Sota l’absència de coordinació, el disseny de la forma d'ona es basa únicament en la informació de l'estat de la xarxa detectada localment, induint un desajust entre els espais nuls identificats pel transmissor i receptor que pot empitjorar el rendiment del sistema. Tot i que la solució proposada és robusta a aquest desajust, també s'estudia el disseny de receptors millorats fent ús de tècniques de detecció de subespai actiu. Quan el nombre total de recursos de xarxa augmenta arbitràriament, les solucions proposades tendeixen a ser combinacions lineals d'exponencials complexes, proporcionant una interpretació en el domini freqüencial. Aquest comportament asimptòtic permet adaptar la solució proposada a entorns selectius en freqüència fent ús d'un prefix cíclic i estudiar una modulació eficient derivada de l'esquema de multiplexat per divisió de temps emprant formes d'ona circulant. Finalment, s’estudia l'impacte de l'ús de múltiples antenes en comunicacions oportunistes basades en l'espai nul. L'anàlisi realitzada permet concloure que, en cap cas, l'estructura de les agrupacions d'antenes tenen un impacte sobre la comunicació oportunista, ja que la forma d'ona proposada imita el comportament d'un transmissor mono-antena. D'altra banda, el nombre de sensors emprat es tradueix en una millora en termes de SIR.(Español) El incremento de los dispositivos inalámbricos que ofrecen servicios de alta velocidad de datos limita la coexistencia de sistemas inalámbricos que comparten los mismos recursos en un área geográfica dada a causa de la interferencia inter-sistema. Por tanto, la gestión de interferencia juega un papel fundamental para facilitar la coexistencia de varios servicios de comunicación heterogéneos. Sin embargo, las estrategias clásicas de gestión de interferencia requieren información lateral originando la necesidad de coordinación y cooperación entre sistemas, que no siempre es práctica. Las comunicaciones oportunistas ofrecen una solución potencial al problema de la gestión de las interferencias entre sistemas. El principio básico de las comunicaciones oportunistas es explotar de manera eficiente y robusta los recursos disponibles en una red inalámbricas y adaptar las señales transmitidas al estado de la red para evitar interferencias entre sistemas. Por lo tanto, las comunicaciones oportunistas dependen de la inferencia de los recursos de red disponibles que pueden ser explotados de manera segura sin inducir interferencia en los nodos de comunicación coexistentes. Una vez identificados los recursos disponibles, las técnicas de comunicación oportunistas más prominentes consisten en el diseño de estrategias de precodificación/descodificación adaptadas al escenario para explotar el llamado espacio nulo. A pesar de esto, las soluciones clásicas en la literatura sufren dos inconvenientes principales: la falta de robustez a los errores de detección y la necesidad de cooperación intra-sistema. Esta tesis propone diseñar un esquema de comunicación oportunista basado en el espacio nulo que afronta los inconvenientes expuestos por las metodologías existentes asumiendo que los nodos oportunistas no cooperan. Para este propósito, se introduce un modelo generalizado de error de detección independiente del mecanismo de identificación del espacio nulo que permite el diseño de soluciones que exhiben interferencias mínimas entre sistemas en el caso peor. Estas soluciones responden a un criterio de máxima relación de señal a interferencia (SIR), que es óptimo en condiciones de no cooperación. La metodología propuesta permite diseñar una familia de formas de onda ortonormales que realizan un spreading de los símbolos modulados dentro del espacio nulo detectado, que es clave para minimizar la densidad de interferencia inducida. Las soluciones propuestas son invariantes dentro del espacio nulo inferido, permitiendo suprimir el enlace de retroalimentación sin renunciar a la detección coherente de forma de onda. En ausencia de coordinación, el diseño de la forma de onda se basa únicamente en la información del estado de la red detectada localmente, induciendo un desajuste entre los espacios nulos identificados por el transmisor y receptor que puede empeorar el rendimiento del sistema. A pesar de que la solución propuesta es robusta a este desajuste, también se estudia el diseño de receptores mejorados usando técnicas de detección de subespacio activo. Cuando el número total de recursos de red aumenta arbitrariamente, las soluciones propuestas tienden a ser combinaciones lineales de exponenciales complejas, proporcionando una interpretación en el dominio frecuencial. Este comportamiento asintótico permite adaptar la solución propuesta a canales selectivos en frecuencia mediante un prefijo cíclico y estudiar una modulación eficiente derivada del esquema de multiplexado por división de tiempo empleando formas de onda circulante. Finalmente, se estudia el impacto del uso de múltiples antenas en comunicaciones oportunistas basadas en el espacio nulo. El análisis realizado revela que la estructura de las agrupaciones de antenas no afecta la comunicación oportunista, ya que la forma de onda propuesta imita el comportamiento de un transmisor mono-antena. Por otro lado, el número de sensores empleado se traduce en una mejora en términos de SIR.DOCTORAT EN TEORIA DEL SENYAL I COMUNICACIONS (Pla 2013

Waveform Design and Processing for Joint Wireless Communications and Sensing

Since the advent of radar/sensing systems, they have always had fixed frequencies for operation. Due to the exponential growth of communications systems, the need for dedicated spectrum for them also increased, causing spectrum scarcity for both communications and sensing. It was obvious that some form of flexible spectrum sharing was necessary between these two functionalities. Soon enough, this led the researchers to focus on joint communications and sensing (JCAS) systems that share spectral resources efficiently. The hardware convergence due to the similar functioning of the two systems complemented the frequency convergence of JCAS systems. In fact, JCAS is one of the prominent requirements in future sixth-generation (6G) communications systems. This thesis focuses on integrating the sensing functionality on top of wireless mobile communications systems, such as in fifth-generation (5G). To facilitate effective JCAS, the thesis provides signal processing techniques for designing waveforms that optimally share the spectral resources, for single-input single-output (SISO) as well as multiple-input multiple-output (MIMO) systems. In addition, novel radar processing techniques are investigated for MIMO systems to better detect the targets in the environment. The standard waveform in 5G, that is, orthogonal frequency-division multiplexing (OFDM), is also considered for joint waveform design. In such a communications system, the resources are usually not fully utilized and there exist unused subcarriers within the OFDM waveform. These subcarriers are filled with optimized samples to minimize the lower bounds of delay and velocity estimates’ error variances of sensing, for SISO JCAS systems. The simulations with standard-compliant 5G waveforms illustrate the improvements possible in sensing, while also helping to maximize the efficiency in the transmit power amplification process, along the same optimization scheme. The simulation results are complemented through practical radio-frequency measurements of an outdoor environment depicting the significant gains that can be obtained in the range–angle map of sensing, due to the waveform optimization. For MIMO JCAS systems, apart from conventional communications streams, separate transmit (TX) streams are used to improve sensing performance through two separate schemes. One scheme involves optimizing the sensing streams to minimize the lower bounds of delay and angle estimates’ error variances of sensing. Simulation results indicate that the errors of sensing can be minimized while striking a good balance with the communications capacity. The other scheme depicts that the target detection can be enhanced using sensing streams on top of a communications stream. Specifically, the number of false targets detected can be significantly reduced in comparison to single-stream communication. The antenna arrays in MIMO communications systems nowadays are a combination of analog and digital architectures, i.e., hybrid, instead of consisting of a fullydigital architecture, for reduced costs and power consumption. Radar processing in such a hybrid architecture with multiple TX streams is not straightforward in comparison to the conventional fully-digital MIMO radar. Hence, this thesis also provides novel radar processing techniques to obtain the range–angle and range–velocity maps of the sensed environment. The simulation results illustrate that the targets can be reliably detected through the proposed MIMO processing, while also providing super-resolution in the angular domain

Wideband CMOS Data Converters for Linear and Efficient mmWave Transmitters

With continuously increasing demands for wireless connectivity, higher\ua0carrier frequencies and wider bandwidths are explored. To overcome a limited transmit power at these higher carrier frequencies, multiple\ua0input multiple output (MIMO) systems, with a large number of transmitters\ua0and antennas, are used to direct the transmitted power towards\ua0the user. With a large transmitter count, each individual transmitter\ua0needs to be small and allow for tight integration with digital circuits. In\ua0addition, modern communication standards require linear transmitters,\ua0making linearity an important factor in the transmitter design.In this thesis, radio frequency digital-to-analog converter (RF-DAC)-based transmitters are explored. They shift the transition from digital\ua0to analog closer to the antennas, performing both digital-to-analog\ua0conversion and up-conversion in a single block. To reduce the need for\ua0computationally costly digital predistortion (DPD), a linear and wellbehaved\ua0RF-DAC transfer characteristic is desirable. The combination\ua0of non-overlapping local oscillator (LO) signals and an expanding segmented\ua0non-linear RF-DAC scaling is evaluated as a way to linearize\ua0the transmitter. This linearization concept has been studied both for\ua0the linearization of the RF-DAC itself and for the joint linearization of\ua0the cascaded RF-DAC-based modulator and power amplifier (PA) combination.\ua0To adapt the linearization, observation receivers are needed.\ua0In these, high-speed analog-to-digital converters (ADCs) have a central\ua0role. A high-speed ADC has been designed and evaluated to understand\ua0how concepts used to increase the sample rate affect the dynamic performance

Intelligent Circuits and Systems

ICICS-2020 is the third conference initiated by the School of Electronics and Electrical Engineering at Lovely Professional University that explored recent innovations of researchers working for the development of smart and green technologies in the fields of Energy, Electronics, Communications, Computers, and Control. ICICS provides innovators to identify new opportunities for the social and economic benefits of society.　 This conference bridges the gap between academics and R&D institutions, social visionaries, and experts from all strata of society to present their ongoing research activities and foster research relations between them. It provides opportunities for the exchange of new ideas, applications, and experiences in the field of smart technologies and finding global partners for future collaboration. The ICICS-2020 was conducted in two broad categories, Intelligent Circuits & Intelligent Systems and Emerging Technologies in Electrical Engineering

Analysis and Design of Joint Communication and Sensing for Wireless Cellular Networks

Joint communication and sensing (JCAS) has emerged as an important piece of technology that will radically change ordinary wireless communication and radar systems. This research area, which has significantly grown over the last decade, aims to develop integrated systems that can provide both communication and sensing/radar functionalities simultaneously. The convergence of both systems into the same joint platform facilitates a more efficient use of the hardware and spectrum resources, enabling new civilian and professional applications. This thesis focuses on the integration of JCAS functionalities into mobile cellular networks, such as fifth-generation new radio (5G NR) and sixth generation (6G) communication systems, which are developing toward higher frequency ranges at millimeter-wave (mm-wave) bands, coming with wider bandwidths, and have massive antenna arrays, providing a great framework to develop sensing functionalities. By implementing JCAS, the different nodes of the cellular network, such as the base station and user equipment, can sense and reconstruct their surroundings. However, the JCAS operation yields multiple design challenges that need to be addressed. To this end, this thesis aims to develop novel algorithms in two relevant research areas that comprise self-interference (SI) cancellation and beamforming optimization techniques for JCAS systems. This work analyzes the potential sensing performance of mobile cellular networks, proposing a joint framework and identifying the main radar processing techniques to support JCAS. The fundamental SI challenge stemming from the simultaneous operation of the transmitter and receiver is investigated, and different JCAS cancellation techniques are proposed. The performance and feasibility of the proposed JCAS system is evaluated through simulation and measurement experiments at different frequency bands and scenarios, identifying mm-wave frequencies as the key enabler for future JCAS systems. Alternative antenna architectures and beamforming methods for mm-wave JCAS platforms are proposed by considering both communication and sensing requirements. Specifically, this thesis proposes novel beamforming methods that provide multiple beams, supporting efficient beamformed communications while an additional beam senses the environment simultaneously. In addition, the proposed beam-forming algorithms address the SI challenge by implementing an efficient spatial suppression scheme to suppress the direct transmitter–receiver coupling

Radio Communications

In the last decades the restless evolution of information and communication technologies (ICT) brought to a deep transformation of our habits. The growth of the Internet and the advances in hardware and software implementations modified our way to communicate and to share information. In this book, an overview of the major issues faced today by researchers in the field of radio communications is given through 35 high quality chapters written by specialists working in universities and research centers all over the world. Various aspects will be deeply discussed: channel modeling, beamforming, multiple antennas, cooperative networks, opportunistic scheduling, advanced admission control, handover management, systems performance assessment, routing issues in mobility conditions, localization, web security. Advanced techniques for the radio resource management will be discussed both in single and multiple radio technologies; either in infrastructure, mesh or ad hoc networks

Potentzia domeinuko NOMA 5G sareetarako eta haratago

Tesis inglés 268 p. -- Tesis euskera 274 p.During the last decade, the amount of data carried over wireless networks has grown exponentially. Several reasons have led to this situation, but the most influential ones are the massive deployment of devices connected to the network and the constant evolution in the services offered. In this context, 5G targets the correct implementation of every application integrated into the use cases. Nevertheless, the biggest challenge to make ITU-R defined cases (eMBB, URLLC and mMTC) a reality is the improvement in spectral efficiency. Therefore, in this thesis, a combination of two mechanisms is proposed to improve spectral efficiency: Non-Orthogonal Multiple Access (NOMA) techniques and Radio Resource Management (RRM) schemes. Specifically, NOMA transmits simultaneously several layered data flows so that the whole bandwidth is used throughout the entire time to deliver more than one service simultaneously. Then, RRM schemes provide efficient management and distribution of radio resources among network users. Although NOMA techniques and RRM schemes can be very advantageous in all use cases, this thesis focuses on making contributions in eMBB and URLLC environments and proposing solutions to communications that are expected to be relevant in 6G

Design, analysis and optimization of visible light communications based indoor access systems for mobile and internet of things applications

Demands for indoor broadband wireless access services are expected to outstrip the spectrum capacity in the near-term spectrum crunch . Deploying additional femtocells to address spectrum crunch is cost-inefficient due to the backhaul challenge and the exorbitant system maintenance. According to an Alcatel-Lucent report, most mobile Internet access traffic happens indoors. To alleviate the spectrum crunch and the backhaul challenge problems, visible light communication (VLC) emerges as an attractive candidate for indoor wireless access in the 5G architecture. In particular, VLC utilizes LED or fluorescent lamps to send out imperceptible flickering light that can be captured by a smart phone camera or photodetector. Leveraging power line communication and the available indoor infrastructure, VLC can be utilized with a small one-time cost. VLC also facilitates the great advantage of being able to jointly perform illumination and communications. Integration of VLC into the existing indoor wireless access networks embraces many challenges, such as lack of uplink infrastructure, excessive delay caused by blockage in heterogeneous networks, and overhead of power consumption. In addition, applying VLC to Internet-of-Things (IoT) applications, such as communication and localization, faces the challenges including ultra-low power requirement, limited modulation bandwidth, and heavy computation and sensing at the device end. In this dissertation, to overcome the challenges of VLC, a VLC enhanced WiFi system is designed by incorporating VLC downlink and WiFi uplink to connect mobile devices to the Internet. To further enhance robustness and throughput, WiFi and VLC are aggregated in parallel by leveraging the bonding technique in Linux operating system. Based on dynamic resource allocation, the delay performance of heterogeneous RF-VLC network is analyzed and evaluated for two different configurations - aggregation and non-aggregation. To mitigate the power consumption overhead of VLC, a problem of minimizing the total power consumption of a general multi-user VLC indoor network while satisfying users traffic demands and maintaining an acceptable level of illumination is formulated. The optimization problem is solved by the efficient column generation algorithm. With ultra-low power consumption, VLC backscatter harvests energy from indoor light sources and transmits optical signals by modulating the reflected light from a reflector. A novel pixelated VLC backscatter is proposed and prototyped to address the limited modulation bandwidth by enabling more advanced modulation scheme than the state-of-the-art on-off keying (OOK) scheme and allowing for the first time orthogonal multiple access. VLC-based indoor access system is also suitable for indoor localization due to its unique properties, such as utilization of existing ubiquitous lighting infrastructure, high location and orientation accuracy, and no interruption to RF-based devices. A novel retroreflector-based visible light localization system is proposed and prototyped to establish an almost zero-delay backward channel using a retroreflector to reflect light back to its source. This system can localize passive IoT devices without requiring computation and heavy sensing (e.g., camera) at the device end