Coupling SAR C-band and optical data for soil moisture and leaf area index retrieval over irrigated grasslands

International audienceThe objective of this study was to develop an approach for estimating soil moisture and vegetation parameters in irrigated grasslands by coupling C-band polarimetric Synthetic Aperture Radar (SAR) and optical data. A huge dataset of satellite images acquired from RADARSAT-2 and LANDSAT-7/8, and in situ measurements were used to assess the relevance of several inversion configurations. A neural network (NN) inversion technique was used. The approach for this study was to use RADARSAT-2 and LANDSAT-7/8 images to investigate the potential for the combined use of new data from the new SAR sensor SENTINEL-1 and the new optical sensors LANDSAT-8 and SENTINEL-2. First, the impact of SAR polarization (mono-, dual- and full-polarizations configurations) and the Normalized Difference Vegetation Index (NDVI) calculated from optical data for the estimation error of soil moisture and vegetation parameters was studied. Next, the effect of some polarimetric parameters (Shannon entropy and Pauli components) on the inversion technique was also analyzed. Finally, configurations using in situ measurements of the fraction of absorbed photosynthetically active radiation (FAPAR) and the fraction of green vegetation cover (FCover) were also tested.The results showed that HH polarization is the SAR polarization most relevant to soil moisture estimates. An RMSE for soil moisture estimates of approximately 6 vol.% was obtained even for dense grassland cover. The use of in situ FAPAR and FCover only improved the estimate of the leaf area index (LAI) with an RMSE of approximately 0.37 m²/m². The use of polarimetric parameters did not improve the estimate of soil moisture and vegetation parameters. Good results were obtained for the biomass (BIO) and vegetation water content (VWC) estimates for BIO and VWC values lower than 2 and 1.5 kg/m², respectively (RMSE is of 0.38 kg/m² for BIO and 0.32 kg/m² for VWC). In addition, a high under-estimate was observed for BIO and VWC higher than 2 and 1.5 kg/m², respectively (a bias of -0.65 kg/m² on BIO estimates and -0.49 kg/m² on VWC estimates). Finally, the estimation of vegetation height (VEH) was carried out with an RMSE of 13.45 cm

Advances in Radar Remote Sensing of Agricultural Crops: A Review

There are enormous advantages of a review article in the field of emerging technology like radar remote sensing applications in agriculture. This paper aims to report select recent advancements in the field of Synthetic Aperture Radar (SAR) remote sensing of crops. In order to make the paper comprehensive and more meaningful for the readers, an attempt has also been made to include discussion on various technologies of SAR sensors used for remote sensing of agricultural crops viz. basic SAR sensor, SAR interferometry (InSAR), SAR polarimetry (PolSAR) and polarimetric interferometry SAR (PolInSAR). The paper covers all the methodologies used for various agricultural applications like empirically based models, machine learning based models and radiative transfer theorem based models. A thorough literature review of more than 100 research papers indicates that SAR polarimetry can be used effectively for crop inventory and biophysical parameters estimation such are leaf area index, plant water content, and biomass but shown less sensitivity towards plant height as compared to SAR interferometry. Polarimetric SAR Interferometry is preferable for taking advantage of both SAR polarimetry and SAR interferometry. Numerous studies based upon multi-parametric SAR indicate that optimum selection of SAR sensor parameters enhances SAR sensitivity as a whole for various agricultural applications. It has been observed that researchers are widely using three models such are empirical, machine learning and radiative transfer theorem based models. Machine learning based models are identified as a better approach for crop monitoring using radar remote sensing data. It is expected that the review article will not only generate interest amongst the readers to explore and exploit radar remote sensing for various agricultural applications but also provide a ready reference to the researchers working in this field

Crop monitoring and yield estimation using polarimetric SAR and optical satellite data in southwestern Ontario

Optical satellite data have been proven as an efficient source to extract crop information and monitor crop growth conditions over large areas. In local- to subfield-scale crop monitoring studies, both high spatial resolution and high temporal resolution of the image data are important. However, the acquisition of optical data is limited by the constant contamination of clouds in cloudy areas. This thesis explores the potential of polarimetric Synthetic Aperture Radar (SAR) satellite data and the spatio-temporal data fusion approach in crop monitoring and yield estimation applications in southwestern Ontario. Firstly, the sensitivity of 16 parameters derived from C-band Radarsat-2 polarimetric SAR data to crop height and fractional vegetation cover (FVC) was investigated. The results show that the SAR backscatters are affected by many factors unrelated to the crop canopy such as the incidence angle and the soil background and the degree of sensitivity varies with the crop types, growing stages, and the polarimetric SAR parameters. Secondly, the Minimum Noise Fraction (MNF) transformation, for the first time, was applied to multitemporal Radarsat-2 polarimetric SAR data in cropland area mapping based on the random forest classifier. An overall classification accuracy of 95.89% was achieved using the MNF transformation of the multi-temporal coherency matrix acquired from July to November. Then, a spatio-temporal data fusion method was developed to generate Normalized Difference Vegetation Index (NDVI) time series with both high spatial and high temporal resolution in heterogeneous regions using Landsat and MODIS imagery. The proposed method outperforms two other widely used methods. Finally, an improved crop phenology detection method was proposed, and the phenology information was then forced into the Simple Algorithm for Yield Estimation (SAFY) model to estimate crop biomass and yield. Compared with the SAFY model without forcing the remotely sensed phenology and a simple light use efficiency (LUE) model, the SAFY incorporating the remotely sensed phenology can improve the accuracy of biomass estimation by about 4% in relative Root Mean Square Error (RRMSE). The studies in this thesis improve the ability to monitor crop growth status and production at subfield scale

Characterizing Olive Grove Canopies by Means of Ground-Based Hemispherical Photography and Spaceborne RADAR Data

One of the main strengths of active microwave remote sensing, in relation to frequency, is its capacity to penetrate vegetation canopies and reach the ground surface, so that information can be drawn about the vegetation and hydrological properties of the soil surface. All this information is gathered in the so called backscattering coefficient (σ0). The subject of this research have been olive groves canopies, where which types of canopy biophysical variables can be derived by a specific optical sensor and then integrated into microwave scattering models has been investigated. This has been undertaken by means of hemispherical photographs and gap fraction procedures. Then, variables such as effective and true Leaf Area Indices have been estimated. Then, in order to characterize this kind of vegetation canopy, two models based on Radiative Transfer theory have been applied and analyzed. First, a generalized two layer geometry model made up of homogeneous layers of soil and vegetation has been considered. Then, a modified version of the Xu and Steven Water Cloud Model has been assessed integrating the canopy biophysical variables derived by the suggested optical procedure. The backscattering coefficients at various polarized channels have been acquired from RADARSAT 2 (C-band), with 38.5° incidence angle at the scene center. For the soil simulation, the best results have been reached using a Dubois scattering model and the VV polarized channel (r2 = 0.88). In turn, when effective LAI (LAIeff) has been taken into account, the parameters of the scattering canopy model are better estimated (r2 = 0.89). Additionally, an inversion procedure of the vegetation microwave model with the adjusted parameters has been undertaken, where the biophysical values of the canopy retrieved by this methodology fit properly with field measured values

Quantifying Irrigated Winter Wheat LAI in Argentina Using Multiple Sentinel-1 Incidence Angles

Synthetic aperture radar (SAR) data provides an appealing opportunity for all-weather day or night Earth surface monitoring. The European constellation Sentinel-1 (S1) consisting of S1-A and S1-B satellites offers a suitable revisit time and spatial resolution for the observation of croplands from space. The C-band radar backscatter is sensitive to vegetation structure changes and phenology as well as soil moisture and roughness. It also varies depending on the local incidence angle (LIA) of the SAR acquisition’s geometry. The LIA backscatter dependency could therefore be exploited to improve the retrieval of the crop biophysical variables. The availability of S1 radar time-series data at distinct observation angles holds the feasibility to retrieve leaf area index (LAI) evolution considering spatiotemporal coverage of intensively cultivated areas. Accordingly, this research presents a workflow merging multi-date S1 smoothed data acquired at distinct LIA with a Gaussian processes regression (GPR) and a cross-validation (CV) strategy to estimate cropland LAI of irrigated winter wheat. The GPR-S1-LAI model was tested against in situ data of the 2020 winter wheat campaign in the irrigated valley of Colorador river, South of Buenos Aires Province, Argentina. We achieved adequate validation results for LAI with R2CV = 0.67 and RMSECV = 0.88 m2 m−2. The trained model was further applied to a series of S1 stacked images, generating temporal LAI maps that well reflect the crop growth cycle. The robustness of the retrieval workflow is supported by the associated uncertainties along with the obtained maps. We found that processing S1 smoothed imagery with distinct acquisition geometries permits accurate radar-based LAI modeling throughout large irrigated areas and in consequence can support agricultural management practices in cloud-prone agri-environments.EEA Hilario AscasubiFil: Caballero, Gabriel. Technological University of Uruguay (UTEC). Agri-Environmental Engineering; UruguayFil: Caballero, Gabriel. University of Valencia. Image Processing Laboratory (IPL); EspañaFil: Pezzola, Alejandro. Instituto Nacional de Tecnología Agropecuaria (INTA). Estación Experimental Agropecuaria Hilario Ascasubi; ArgentinaFil: Winschel, Cristina Ines. Instituto Nacional de Tecnología Agropecuaria (INTA). Estación Experimental Agropecuaria Hilario Ascasubi; ArgentinaFil: Casella, Alejandra. Instituto Nacional de Tecnología Agropecuaria (INTA). Instituto de Clima y Agua; ArgentinaFil: Sanchez Angonova, Paolo Andres. Instituto Nacional de Tecnología Agropecuaria (INTA). Estación Experimental Agropecuaria Hilario Ascasubi; ArgentinaFil: Orden, Luciano. Instituto Nacional de Tecnología Agropecuaria (INTA). Estación Experimental Agropecuaria Hilario Ascasubi; ArgentinaFil: Orden, Luciano. Universidad Miguel Hernández. Centro de Investigación e Innovación Agroalimentaria y Agroambiental. GIAAMA Reseach Group; EspañaFil: Berger, Katja. University of Valencia. Image Processing Laboratory (IPL); EspañaFil: Berger, Katja. Mantle Labs GmbH; AustriaFil: Verrelst, Jochem. University of Valencia. Image Processing Laboratory (IPL); EspañaFil: Delegido, Jesús. Universidad de Valencia. Image Processing Laboratory (IPL); Españ

L-band SAR co-polarized phase difference modeling for corn fields

This research aims at modeling the microwave backscatter of corn fields by coupling an incoherent, interaction-based scattering model with a semi-empirical bulk vegetation dielectric model. The scattering model is fitted to co-polarized phase difference measurements over several corn fields imaged with fully polarimetric synthetic aperture radar (SAR) images with incidence angles ranging from 20° to 60°. The dataset comprised two field campaigns, one over Canada with the Uninhabited Aerial Vehicle Synthetic Aperture Radar (UAVSAR, 1.258 GHz) and the other one over Argentina with Advanced Land Observing Satellite 2 (ALOS-2) Phased Array type L-band Synthetic Aperture Radar (PALSAR-2) (ALOS-2/PALSAR-2, 1.236 GHz), totaling 60 data measurements over 28 grown corn fields at peak biomass with stalk gravimetric moisture larger than 0.8 g/g. Co-polarized phase differences were computed using a maximum likelihood estimation technique from each field’s measured speckled sample histograms. After minimizing the difference between the model and data measurements for varying incidence angles by a nonlinear least-squares fitting, well agreement was found with a root mean squared error of 24.3° for co-polarized phase difference measurements in the range of -170.3° to -19.13°. Model parameterization by stalk gravimetric moisture instead of its complex dielectric constant is also addressed. Further validation was undertaken for the UAVSAR dataset on earlier corn stages, where overall sensitivity to stalk height, stalk gravimetric moisture, and stalk area density agreed with ground data, with the sensitivity to stalk diameter being the weakest. This study provides a new perspective on the use of co-polarized phase differences in retrieving corn stalk features through inverse modeling techniques from space.This research was partially funded by the Argentinean National Scientific and Technical Research Council (CONICET, project PICT 2015 N◦3689), by the Spanish Ministry of Science and Innovation (project CICYT RTI2018-099008-B-C21/AEI/10.13039/501100011033 “Sensing with pioneering opportunistic techniques”) and by the grant to “CommSensLab-UPC” Excellence Research Unit Maria de Maeztu (MINECO grant).Peer ReviewedPostprint (published version

A 3-D Full-Wave Model to Study the Impact of Soybean Components and Structure on L-Band Backscatter

Microwave remote sensing offers a powerful tool for monitoring the growth of short, dense vegetation like soybean. As the plants mature, changes in their biomass and 3-D structure impact the electromagnetic (EM) backscatter signal. This backscatter information holds valuable insights into crop health and yield, prompting the need for a comprehensive understanding of how structural and biophysical properties of soybeans as well as soil characteristics contribute to the overall backscatter signature. In this study, a full-wave model is developed for simulating L-band backscatter from soybean fields. Leveraging the ANSYS High-Frequency Structure Simulator (HFSS) framework, the model solves for the scattering of EM waves from realistic 3-D structural models of soybean, explicitly incorporating the interplant scattering effects. The model estimates of backscatter match well with the field observations from the SMAPVEX16-MicroWEX and SMAPVEX12, with average differences of 1-2 dB for co-pol and less than 4 dB for cross-pol. Furthermore, the model effectively replicates the temporal dynamics of crop backscatter throughout the growing season. The HFSS analysis revealed that the stems and pods are the primary contributors to HH-pol backscatter, while the branches contribute to VV-pol, and leaves impact the cross-pol signatures. In addition, a sensitivity study with 3-D bare soil surface resulted in an average variation of 8 dB in co- and cross-pol, even when the root mean square height and correlation length were held constant