Spectrum Adaptation in Cognitive Radio Systems with Operating Constraints

The explosion of high-data-rate-demanding wireless applications such as smart-phones and wireless Internet access devices, together with growth of existing wireless services, are creating a shortage of the scarce Radio Frequency (RF) spectrum. However, several spectrum measurement campaigns revealed that current spectrum usage across time and frequency is inefficient, creating the artificial shortage of the spectrum because of the traditional exclusive command-and-control model of using the spectrum. Therefore, a new concept of Cognitive Radio (CR) has been emerging recently in which unlicensed users temporarily borrow spectrum from the licensed Primary Users (PU) based on the Dynamic Spectrum Access (DSA) technique that is also known as the spectrum sharing concept. A CR is an intelligent radio system based on the Software Defined Radio platform with artificial intelligence capability which can learn, adapt, and reconfigure through interaction with the operating environment. A CR system will revolutionize the way people share the RF spectrum, lowering harmful interference to the licensed PU of the spectrum, fostering innovative DSA technology and giving people more choices when it comes to using the wireless-communication-dependent applications without having any spectrum congestion problems. A key technical challenge for enabling secondary access to the licensed spectrum adaptation is to ensure that the CR does not interfere with the licensed incumbent users. However, incumbent user behavior is dynamic and requires CR systems to adapt this behavior in order to maintain smooth information transmission. In this context, the objective of this dissertation is to explore design issues for CR systems focusing on adaptation of physical layer parameters related to spectrum sensing, spectrum shaping, and rate/power control. Specifically, this dissertation discusses dynamic threshold adaptation for energy detector spectrum sensing, spectrum allocation and power control in Orthogonal Frequency Division Multiplexing-(OFDM-)based CR with operating constraints, and adjacent band interference suppression techniques in turbo-coded OFDM-based CR systems

Joint precoder and window design for OFDM sidelobe suppression

Spectral precoding and windowing are two effective approaches to reduce out-of-band radiation (OBR) in multicarrier systems. Their performance comes at the price of reduced throughput and additional computational complexity, so there is strong motivation for simultaneously using both techniques. We present a novel design that jointly optimizes the precoder and window coefficients to minimize radiated power within a user-selectable frequency region. Results show that the proposed design achieves a better OBR/throughput/complexity tradeoff than either of these individual techniques separately.Agencia Estatal de Investigación | Ref. BES-2017-080305Agencia Estatal de Investigación | Ref. PID2019-105717RB-C21Agencia Estatal de Investigación | Ref. PID2019-105717RB-C2

Cognitive Radio Systems

Cognitive radio is a hot research area for future wireless communications in the recent years. In order to increase the spectrum utilization, cognitive radio makes it possible for unlicensed users to access the spectrum unoccupied by licensed users. Cognitive radio let the equipments more intelligent to communicate with each other in a spectrum-aware manner and provide a new approach for the co-existence of multiple wireless systems. The goal of this book is to provide highlights of the current research topics in the field of cognitive radio systems. The book consists of 17 chapters, addressing various problems in cognitive radio systems

Suppression of Mutual Interference in OFDM Based Overlay Systems

A promising appraoch for overcoming spectrum scarcity are overlay systems that share a frequency band with already existing licensed systems by using the spectral gaps left by the licensed systems. Due to its spectral efficiency and flexibility orthogonal frequency-division multiplexing (OFDM) is an appropriate modulation technique for overlay systems. To enable a successful co-existence, techniques for suppressing mutual interferences between the overlay and the licensed system are proposed

Physical Layer Techniques for OFDM-Based Cognitive Radios

Cognitive radio has recently been proposed as a promising approach for efficient utilization of radio spectrum. However, there are several challenges to be addressed across all layers of a cognitive radio system design, from application to hardware implementation. From the physical layer point-of-view, two key challenges are spectrum sensing and an appropriate signaling scheme for data transmission. The modulation techniques used in cognitive radio not only should be efficient and flexible but also must not cause (harmful) interference to the primary (licensed) users. Among all the proposed signaling schemes for cognitive radio, orthogonal frequency division multiplexing (OFDM) has emerged as a promising one due to its robustness against multipath fading, high spectral efficiency, and capacity for dynamic spectrum use. However, OFDM suffers from high out-of-band radiation which is due to high sidelobes of subcarriers. In this thesis, we consider spectral shaping in OFDM-based cognitive radio systems with focus on reducing interference to primary users created by by out-of-band radiation of secondary users' OFDM signal. In the first part of this research, we first study the trade-o between time-based and frequency-based methods proposed for sidelobe suppression in OFDM. To this end, two recently proposed techniques, active interference cancellation (AIC) and adaptive symbol transition (AST), are considered and a new joint time-frequency scheme is developed for both single-antenna and multi-antenna systems. Furthermore, knowledge of wireless channel is used in the setting of the proposed joint scheme to better minimize interference to the primary user. This scheme enables us to evaluate the trade-o between the degrees of freedom provided by each of the two aforementioned methods. In the second part of this research, a novel low-complexity technique for reducing out-of-band radiation power of OFDM subcarriers for both single-antenna and multi-antenna systems is proposed. In the new technique, referred to as a phase adjustment technique, each OFDM symbol is rotated in the complex plane by an optimal phase such that the interference to primary users is minimized. It is shown that the phase adjustment technique neither reduces the system throughput, nor does increase the bit-error-rate of the system. Moreover, the performance of the technique in interference reduction is evaluated analytically in some special cases and is verified using numerical simulations. Due to high sensitivity of OFDM systems to time and frequency synchronization errors, performance of spectral shaping techniques in OFDM is significantly affected by timing jitter in practical systems. In the last part of this research, we investigate the impact of timing jitter on sidelobe suppression techniques. Considering AIC as the base method of sidelobe suppression, we first propose a mathematical model for OFDM spectrum in presence of timing jitter and evaluate the performance degradation to AIC due to timing jitter. Then, a precautionary scheme based on a minimax approach is proposed to make the technique robust against random timing jitter.4 month

Resource Management in Multicarrier Based Cognitive Radio Systems

The ever-increasing growth of the wireless application and services affirms the importance of the effective usage of the limited radio spectrum. Existing spectrum management policies have led to significant spectrum under-utilization. Recent measurements showed that large range of the spectrum is sparsely used in both temporal and spatial manner. This conflict between the inefficient usage of the spectrum and the continuous evolution in the wireless communication calls upon the development of more flexible management policies. Cognitive radio (CR) with the dynamic spectrum access (DSA) is considered to be a key technology in making the best solution of this conflict by allowing a group of secondary users (SUs) to share the radio spectrum originally allocated to the primary user (PUs). The operation of CR should not negatively alter the performance of the PUs. Therefore, the interference control along with the highly dynamic nature of PUs activities open up new resource allocation problems in CR systems. The resource allocation algorithms should ensure an effective share of the temporarily available frequency bands and deliver the solutions in timely fashion to cope with quick changes in the network. In this dissertation, the resource management problem in multicarrier based CR systems is considered. The dissertation focuses on three main issues: 1) design of efficient resource allocation algorithms to allocate subcarriers and powers between SUs such that no harmful interference is introduced to PUs, 2) compare the spectral efficiency of using different multicarrier schemes in the CR physical layer, specifically, orthogonal frequency division multiplexing (OFDM) and filter bank multicarrier (FBMC) schemes, 3) investigate the impact of the different constraints values on the overall performance of the CR system. Three different scenarios are considered in this dissertation, namely downlink transmission, uplink transmission, and relayed transmission. For every scenario, the optimal solution is examined and efficient sub-optimal algorithms are proposed to reduce the computational burden of obtaining the optimal solution. The suboptimal algorithms are developed by separate the subcarrier and power allocation into two steps in downlink and uplink scenarios. In the relayed scenario, dual decomposition technique is used to obtain an asymptotically optimal solution, and a joint heuristic algorithm is proposed to find the suboptimal solution. Numerical simulations show that the proposed suboptimal algorithms achieve a near optimal performance and perform better than the existing algorithms designed for cognitive and non-cognitive systems. Eventually, the ability of FBMC to overcome the OFDM drawbacks and achieve more spectral efficiency is verified which recommends the consideration of FBMC in the future CR systems.El crecimiento continuo de las aplicaciones y servicios en sistemas inal´ambricos, indica la importancia y necesidad de una utilizaci´on eficaz del espectro radio. Las pol´ıticas actuales de gesti´on del espectro han conducido a una infrautilizaci´on del propio espectro radioel´ectrico. Recientes mediciones en diferentes entornos han mostrado que gran parte del espectro queda poco utilizado en sus ambas vertientes, la temporal, y la espacial. El permanente conflicto entre el uso ineficiente del espectro y la evoluci´on continua de los sistemas de comunicaci´on inal´ambrica, hace que sea urgente y necesario el desarrollo de esquemas de gesti´on del espectro m´as flexibles. Se considera el acceso din´amico (DSA) al espectro en los sistemas cognitivos como una tecnolog´ıa clave para resolver este conflicto al permitir que un grupo de usuarios secundarios (SUs) puedan compartir y acceder al espectro asignado inicialmente a uno o varios usuarios primarios (PUs). Las operaciones de comunicaci´on llevadas a cabo por los sistemas radio cognitivos no deben en ning´un caso alterar (interferir) los sistemas primarios. Por tanto, el control de la interferencia junto al gran dinamismo de los sistemas primarios implica nuevos retos en el control y asignaci´on de los recursos radio en los sistemas de comunicaci´on CR. Los algoritmos de gesti´on y asignaci´on de recursos (Radio Resource Management-RRM) deben garantizar una participaci´on efectiva de las bandas con frecuencias disponibles temporalmente, y ofrecer en cada momento oportunas soluciones para hacer frente a los distintos cambios r´apidos que influyen en la misma red. En esta tesis doctoral, se analiza el problema de la gesti´on de los recursos radio en sistemas multiportadoras CR, proponiendo varias soluciones para su uso eficaz y coexistencia con los PUs. La tesis en s´ı, se centra en tres l´ıneas principales: 1) el dise˜no de algoritmos eficientes de gesti´on de recursos para la asignaci´on de sub-portadoras y distribuci´on de la potencia en sistemas segundarios, evitando asi cualquier interferencia que pueda ser perjudicial para el funcionamiento normal de los usuarios de la red primaria, 2) analizar y comparar la eficiencia espectral alcanzada a la hora de utilizar diferentes esquema de transmisi´on multiportadora en la capa f´ısica del sistema CR, espec´ıficamente en sistemas basados en OFDM y los basados en banco de filtros multiportadoras (Filter bank Multicarrier-FBMC), 3) investigar el impacto de las diferentes limitaciones en el rendimiento total del sistema de CR. Los escenarios considerados en esta tesis son tres, es decir; modo de transmisi´on descendente (downlink), modo de transmisi´on ascendente (uplink), y el modo de transmisi´on ”Relay”. En cada escenario, la soluci´on ´optima es examinada y comparada con algoritmos sub- ´optimos que tienen como objetivo principal reducir la carga computacional. Los algoritmos sub-´optimos son llevados a cabo en dos fases mediante la separaci´on del propio proceso de distribuci´on de subportadoras y la asignaci´on de la potencia en los modos de comunicaci´on descendente (downlink), y ascendente (uplink). Para los entornos de tipo ”Relay”, se ha utilizado la t´ecnica de doble descomposici´on (dual decomposition) para obtener una soluci´on asint´oticamente ´optima. Adem´as, se ha desarrollado un algoritmo heur´ıstico para poder obtener la soluci´on ´optima con un reducido coste computacional. Los resultados obtenidos mediante simulaciones num´ericas muestran que los algoritmos sub-´optimos desarrollados logran acercarse a la soluci´on ´optima en cada uno de los entornos analizados, logrando as´ı un mayor rendimiento que los ya existentes y utilizados tanto en entornos cognitivos como no-cognitivos. Se puede comprobar en varios resultados obtenidos en la tesis la superioridad del esquema multiportadora FBMC sobre los sistemas basados en OFDM para los entornos cognitivos, causando una menor interferencia que el OFDM en los sistemas primarios, y logrando una mayor eficiencia espectral. Finalmente, en base a lo analizado en esta tesis, podemos recomendar al esquema multiportadora FBMC como una id´onea y potente forma de comunicaci´on para las futuras redes cognitivas

Interference Mitigation in WAIC Systems

Advancements in the field of wireless communications in the last few decades have made it an indispensable part of how human made entities, and by extension, humans interact with each other. The inherent lack of the need for significant physical infrastructure brings with it great advantages in terms of mobility, operational and maintenance costs, and overall reliability and flexibility. The characteristics of wireless techniques make for an attractive proposition for enabling operational communications in aircrafts. However, wireless networks bring with them their own set of challenges in terms of range, dependability or susceptibility to interference and security. The main objective of this thesis is to evaluate different wireless communications techniques for their feasibility to be employed as Wireless Avionics Intra-Communications (WAIC) systems. The major hindrance in ensuring reliable communications in this regard comes from the operation of the existing Radio Altimeter systems in the allotted frequency band of 4.2 - 4.4 GHz. WAIC systems based on wireless techniques such as Code Division Multiple Access (CDMA) and Orthogonal Frequency Division Multiplexing (OFDM) have been simulated in MATLAB for the analysis. The performance of the WAIC systems in the presence of interference from Altimeter signals and Additive White Gaussian Noise (AWGN) has been evaluated and studied