NASA sea ice and snow validation plan for the Defense Meteorological Satellite Program special sensor microwave/imager

This document addresses the task of developing and executing a plan for validating the algorithm used for initial processing of sea ice data from the Special Sensor Microwave/Imager (SSMI). The document outlines a plan for monitoring the performance of the SSMI, for validating the derived sea ice parameters, and for providing quality data products before distribution to the research community. Because of recent advances in the application of passive microwave remote sensing to snow cover on land, the validation of snow algorithms is also addressed

Sea ice - atmosphere interaction: Application of multispectral satellite data in polar surface energy flux estimates

In the past six months, work has continued on energy flux sensitivity studies, ice surface temperature retrievals, corrections to Advanced Very High Resolution Radiometer (AVHRR) thermal infrared data, modelling of cloud fraction retrievals, and radiation climatologies. We tentatively conclude that the SSM/I may not provide accurate enough estimates of ice concentration and type to improve our shorter term energy flux estimates. SSM/I derived parameters may still be applicable in longer term climatological flux characterizations. We hold promise for a system coupling observation to a ice deformation model. Such a model may provide information on ice distribution which can be used in energy flux calculations. Considerable variation was found in modelled energy flux estimates when bulk transfer coefficients are modulated by lead fetch. It is still unclear what the optimum formulation is and this will be the subject of further work. Data sets for ice surface temperature retrievals were assembled and preliminary data analysis was started. Finally, construction of a conceptual framework for further modelling of the Arctic radiation flux climatology was started

Pilot study and evaluation of a SMMR-derived sea ice data base

Data derived from the Nimbus 7 scanning multichannel microwave radiometer (SMMR) are discussed and the types of problems users have with satellite data are documented. The development of software for assessing the SMMR data is mentioned. Two case studies were conducted to verify the SMMR-derived sea ice concentrations and multi-year ice fractions. The results of a survey of potential users of SMMR data are presented, along with SMMR-derived sea ice concentration and multiyear ice fraction maps. The interaction of the Arctic atmosphere with the ice was studied using the Nimbus 7 SMMR. In addition, the characteristics of ice in the Arctic ocean were determined from SMMR data

Improvement and Sensitivity Analysis of Thermal Thin-Ice Thickness Retrievals

Considering the sea ice decline in the Arctic during the last decades, polynyas are of high research interest since these features are core areas of new ice formation. The determination of ice formation requires accurate retrieval of polynya area and thin-ice thickness (TIT) distribution within the polynya. We use an established energy balance model to derive TITs with MODIS ice surface temperatures $(T_{s})$ and NCEP/DOE Reanalysis II in the Laptev Sea for two winter seasons. Improvements of the algorithm mainly concern the implementation of an iterative approach to calculate the atmospheric flux components taking the atmospheric stratification into account. Furthermore, a sensitivity study is performed to analyze the errors of the ice thickness. The results are the following: 1) 2-m air temperatures $(T_{a})$ and $T_{s}$ have the highest impact on the retrieved ice thickness; 2) an overestimation of $T_{a}$ yields smaller ice thickness errors as an underestimation of $T_{a}$; 3) NCEP $T_{a}$ shows often a warm bias; and 4) the mean absolute error for ice thicknesses up to 20 cm is $pm$4.7 cm. Based on these results, we conclude that, despite the shortcomings of the NCEP data (coarse spatial resolution and no polynyas), this data set is appropriate in combination with MODIS $T_{s}$ for the retrieval of TITs up to 20 cm in the Laptev Sea region. The TIT algorithm can be applied to other polynya regions and to past and future time periods. Our TIT product is a valuable data set for verification of other model and remote sensing ice thickness data

Sea ice-atmosphere interaction. Application of multispectral satellite data in polar surface energy flux estimates

Satellite data for the estimation of radiative and turbulent heat fluxes is becoming an increasingly important tool in large-scale studies of climate. One parameter needed in the estimation of these fluxes is surface temperature. To our knowledge, little effort has been directed to the retrieval of the sea ice surface temperature (IST) in the Arctic, an area where the first effects of a changing climate are expected to be seen. The reason is not one of methodology, but rather our limited knowledge of atmospheric temperature, humidity, and aerosol profiles, the microphysical properties of polar clouds, and the spectral characteristics of the wide variety of surface types found there. We have developed a means to correct for the atmospheric attenuation of satellite-measured clear sky brightness temperatures used in the retrieval of ice surface temperature from the split-window thermal channels of the advanced very high resolution radiometer (AVHRR) sensors on-board three of the NOAA series satellites. These corrections are specified for three different 'seasons' and as a function of satellite viewing angle, and are expected to be applicable to the perennial ice pack in the central Arctic Basin

NASA Sea Ice Validation Program for the Defense Meteorological Satellite Program Special Sensor Microwave Imager

The history of the program is described along with the SSM/I sensor, including its calibration and geolocation correction procedures used by NASA, SSM/I data flow, and the NASA program to distribute polar gridded SSM/I radiances and sea ice concentrations (SIC) on CD-ROMs. Following a discussion of the NASA algorithm used to convert SSM/I radiances to SICs, results of 95 SSM/I-MSS Landsat IC comparisons for regions in both the Arctic and the Antarctic are presented. The Landsat comparisons show that the overall algorithm accuracy under winter conditions is 7 pct. on average with 4 pct. negative bias. Next, high resolution active and passive microwave image mosaics from coordinated NASA and Navy aircraft underflights over regions of the Beaufort and Chukchi seas in March 1988 were used to show that the algorithm multiyear IC accuracy is 11 pct. on average with a positive bias of 12 pct. Ice edge crossings of the Bering Sea by the NASA DC-8 aircraft were used to show that the SSM/I 15 pct. ice concentration contour corresponds best to the location of the initial bands at the ice edge. Finally, a summary of results and recommendations for improving the SIC retrievals from spaceborne radiometers are provided

Community Review of Southern Ocean Satellite Data Needs

This review represents the Southern Ocean community’s satellite data needs for the coming decade. Developed through widespread engagement, and incorporating perspectives from a range of stakeholders (both research and operational), it is designed as an important community-driven strategy paper that provides the rationale and information required for future planning and investment. The Southern Ocean is vast but globally connected, and the communities that require satellite-derived data in the region are diverse. This review includes many observable variables, including sea-ice properties, sea-surface temperature, sea-surface height, atmospheric parameters, marine biology (both micro and macro) and related activities, terrestrial cryospheric connections, sea-surface salinity, and a discussion of coincident and in situ data collection. Recommendations include commitment to data continuity, increase in particular capabilities (sensor types, spatial, temporal), improvements in dissemination of data/products/uncertainties, and innovation in calibration/validation capabilities. Full recommendations are detailed by variable as well as summarized. This review provides a starting point for scientists to understand more about Southern Ocean processes and their global roles, for funders to understand the desires of the community, for commercial operators to safely conduct their activities in the Southern Ocean, and for space agencies to gain greater impact from Southern Ocean-related acquisitions and missions.The authors acknowledge the Climate at the Cryosphere program and the Southern Ocean Observing System for initiating this community effort, WCRP, SCAR, and SCOR for endorsing the effort, and CliC, SOOS, and SCAR for supporting authors’ travel for collaboration on the review. Jamie Shutler’s time on this review was funded by the European Space Agency project OceanFlux Greenhouse Gases Evolution (Contract number 4000112091/14/I-LG)

Observations of sea ice and icebergs from satellite radar altimeters

Satellite radar altimeters can make useful contributions to the study of sea ice both by enhancing observations from other instruments and by providing a unique probe of ocean-ice interaction in the Marginal Ice Zone (MIZ). The problems, results and future potential of such observations are discussed

Advanced methods for earth observation data synergy for geophysical parameter retrieval

The first part of the thesis focuses on the analysis of relevant factors to estimate the response time between satellite-based and in-situ soil moisture (SM) using a Dynamic Time Warping (DTW). DTW was applied to the SMOS L4 SM, and was compared to in-situ root-zone SM in the REMEDHUS network in Western Spain. The method was customized to control the evolution of time lag during wetting and drying conditions. Climate factors in combination with crop growing seasons were studied to reveal SM-related processes. The heterogeneity of land use was analyzed using high-resolution images of NDVI from Sentinel-2 to provide information about the level of spatial representativity of SMOS data to each in-situ station. The comparison of long-term precipitation records and potential evapotranspiration allowed estimation of SM seasons describing different SM conditions depending on climate and soil properties. The second part of the thesis focuses on data-driven methods for sea ice segmentation and parameter retrieval. A Bayesian framework is employed to segment sets of multi-source satellite data. The Bayesian unsupervised learning algorithm allows to investigate the ‘hidden link’ between multiple data. The statistical properties are accounted for by a Gaussian Mixture Model, and the spatial interactions are reflected using Hidden Markov Random Fields. The algorithm segments spatial data into a number of classes, which are represented as a latent field in physical space and as clusters in feature space. In a first application, a two-step probabilistic approach based on Expectation-Maximization and the Bayesian segmentation algorithm was used to segment SAR images to discriminate surface water from sea ice types. Information on surface roughness is contained in the radar backscattering images which can be - in principle - used to detect melt ponds and to estimate high-resolution sea ice concentration (SIC). In a second study, the algorithm was applied to multi-incidence angle TB data from the SMOS L1C product to harness the its sensitivity to thin ice. The spatial patterns clearly discriminate well-determined areas of open water, old sea ice and a transition zone, which is sensitive to thin sea ice thickness (SIT) and SIC. In a third application, SMOS and the AMSR2 data are used to examine the joint effect of CIMR-like observations. The information contained in the low-frequency channels allows to reveal ranges of thin sea ice, and thicker ice can be determined from the relationship between the high-frequency channels and changing conditions as the sea ice ages. The proposed approach is suitable for merging large data sets and provides metrics for class analysis, and to make informed choices about integrating data from future missions into sea ice products. A regression neural network approach was investigated with the goal to infer SIT using TB data from the Flexible Microwave Payload 2 (FMPL-2) of the FSSCat mission. Two models - covering thin ice up to 0.6m and the full-range of SIT - were trained on Arctic data using ground truth data derived from the SMOS and Cryosat-2. This work demonstrates that moderate-cost CubeSat missions can provide valuable data for applications in Earth observation.La primera parte de la tesis se centra en el análisis de los factores relevantes para estimar el tiempo de respuesta entre la humedad del suelo (SM) basada en el satélite y la in-situ, utilizando una deformación temporal dinámica (DTW). El DTW se aplicó al SMOS L4 SM, y se comparó con la SM in-situ en la red REMEDHUS en el oeste de España. El método se adaptó para controlar la evolución del desfase temporal durante diferentes condiciones de humedad y secado. Se estudiaron los factores climáticos en combinación con los períodos de crecimiento de los cultivos para revelar los procesos relacionados con la SM. La heterogeneidad del uso del suelo se analizó utilizando imágenes de alta resolución de NDVI de Sentinel-2 para proporcionar información sobre el nivel de representatividad espacial de los datos de SMOS a cada estación in situ. La comparación de los patrones de precipitación a largo plazo y la evapotranspiración potencial permitió estimar las estaciones de SM que describen diferentes condiciones de SM en función del clima y las propiedades del suelo. La segunda parte de esta tesis se centra en métodos dirigidos por datos para la segmentación del hielo marino y la obtención de parámetros. Se emplea un método de inferencia bayesiano para segmentar conjuntos de datos satelitales de múltiples fuentes. El algoritmo de aprendizaje bayesiano no supervisado permite investigar el “vínculo oculto” entre múltiples datos. Las propiedades estadísticas se contabilizan mediante un modelo de mezcla gaussiana, y las interacciones espaciales se reflejan mediante campos aleatorios ocultos de Markov. El algoritmo segmenta los datos espaciales en una serie de clases, que se representan como un campo latente en el espacio físico y como clústeres en el espacio de las variables. En una primera aplicación, se utilizó un enfoque probabilístico de dos pasos basado en la maximización de expectativas y el algoritmo de segmentación bayesiano para segmentar imágenes SAR con el objetivo de discriminar el agua superficial de los tipos de hielo marino. La información sobre la rugosidad de la superficie está contenida en las imágenes de backscattering del radar, que puede utilizarse -en principio- para detectar estanques de deshielo y estimar la concentración de hielo marino (SIC) de alta resolución. En un segundo estudio, el algoritmo se aplicó a los datos TB de múltiples ángulos de incidencia del producto SMOS L1C para aprovechar su sensibilidad al hielo fino. Los patrones espaciales discriminan claramente áreas bien determinadas de aguas abiertas, hielo marino viejo y una zona de transición, que es sensible al espesor del hielo marino fino (SIT) y al SIC. En una tercera aplicación, se utilizan los datos de SMOS y de AMSR2 para examinar el efecto conjunto de las observaciones tipo CIMR. La información contenida en los canales de baja frecuencia permite revelar rangos de hielo marino delgado, y el hielo más grueso puede determinarse a partir de la relación entre los canales de alta frecuencia y las condiciones cambiantes a medida que el hielo marino envejece. El enfoque propuesto es adecuado para fusionar grandes conjuntos de datos y proporciona métricas para el análisis de clases, y para tomar decisiones informadas sobre la integración de datos de futuras misiones en los productos de hielo marino. Se investigó un enfoque de red neuronal de regresión con el objetivo de inferir el SIT utilizando datos de TB de la carga útil de microondas flexible 2 (FMPL-2) de la misión FSSCat. Se entrenaron dos modelos - que cubren el hielo fino hasta 0.6 m y el rango completo del SIT - con datos del Ártico utilizando datos de “ground truth” derivados del SMOS y del Cryosat-2. Este trabajo demuestra que las misiones CubeSat de coste moderado pueden proporcionar datos valiosos para aplicaciones de observación de la Tierra.Postprint (published version

Comparisons of passive microwave remote sensing sea ice concentrations with ship-based visual observations during the CHINARE Arctic summer cruises of 2010-2018

In order to apply satellite data to guiding navigation in the Arctic more effectively, the sea ice concentrations (SIC) derived from passive microwave (PM) products were compared with ship-based visual observations (OBS) collected during the Chinese National Arctic Research Expeditions (CHINARE). A total of 3 667 observations were collected in the Arctic summers of 2010, 2012, 2014, 2016, and 2018. PM SIC were derived from the NASA-Team (NT), Bootstrap (BT) and Climate Data Record (CDR) algorithms based on the SSMIS sensor, as well as the BT, enhanced NASA-Team (NT2) and ARTIST Sea Ice (ASI) algorithms based on AMSR-E/AMSR-2 sensors. The daily arithmetic average of PM SIC values and the daily weighted average of OBS SIC values were used for the comparisons. The correlation coefficients (CC), biases and root mean square deviations (RMSD) between PM SIC and OBS SIC were compared in terms of the overall trend, and under mild/normal/severe ice conditions. Using the OBS data, the influences of floe size and ice thickness on the SIC retrieval of different PM products were evaluated by calculating the daily weighted average of floe size code and ice thickness. Our results show that CC values range from 0.89 (AMSR-E/AMSR-2 NT2) to 0.95 (SSMIS NT), biases range from -3.96% (SSMIS NT) to 12.05% (AMSR-E/AMSR-2 NT2), and RMSD values range from 10.81% (SSMIS NT) to 20.15% (AMSR-E/AMSR-2 NT2). Floe size has a significant influence on the SIC retrievals of the PM products, and most of the PM products tend to underestimate SIC under smaller floe size conditions and overestimate SIC under larger floe size conditions. Ice thickness thicker than 30 cm does not have a significant influence on the SIC retrieval of PM products. Overall, the best (worst) agreement occurs between OBS SIC and SSMIS NT (AMSR-E/AMSR-2 NT2) SIC in the Arctic summer.Peer reviewe