Facial feature representation and recognition

Facial expression provides an important behavioral measure for studies of emotion, cognitive processes, and social interaction. Facial expression representation and recognition have become a promising research area during recent years. Its applications include human-computer interfaces, human emotion analysis, and medical care and cure. In this dissertation, the fundamental techniques will be first reviewed, and the developments of the novel algorithms and theorems will be presented later. The objective of the proposed algorithm is to provide a reliable, fast, and integrated procedure to recognize either seven prototypical, emotion-specified expressions (e.g., happy, neutral, angry, disgust, fear, sad, and surprise in JAFFE database) or the action units in CohnKanade AU-coded facial expression image database. A new application area developed by the Infant COPE project is the recognition of neonatal facial expressions of pain (e.g., air puff, cry, friction, pain, and rest in Infant COPE database). It has been reported in medical literature that health care professionals have difficulty in distinguishing newborn\u27s facial expressions of pain from facial reactions of other stimuli. Since pain is a major indicator of medical problems and the quality of patient care depends on the quality of pain management, it is vital that the methods to be developed should accurately distinguish an infant\u27s signal of pain from a host of minor distress signal. The evaluation protocol used in the Infant COPE project considers two conditions: person-dependent and person-independent. The person-dependent means that some data of a subject are used for training and other data of the subject for testing. The person-independent means that the data of all subjects except one are used for training and this left-out one subject is used for testing. In this dissertation, both evaluation protocols are experimented. The Infant COPE research of neonatal pain classification is a first attempt at applying the state-of-the-art face recognition technologies to actual medical problems. The objective of Infant COPE project is to bypass these observational problems by developing a machine classification system to diagnose neonatal facial expressions of pain. Since assessment of pain by machine is based on pixel states, a machine classification system of pain will remain objective and will exploit the full spectrum of information available in a neonate\u27s facial expressions. Furthermore, it will be capable of monitoring neonate\u27s facial expressions when he/she is left unattended. Experimental results using the Infant COPE database and evaluation protocols indicate that the application of face classification techniques in pain assessment and management is a promising area of investigation. One of the challenging problems for building an automatic facial expression recognition system is how to automatically locate the principal facial parts since most existing algorithms capture the necessary face parts by cropping images manually. In this dissertation, two systems are developed to detect facial features, especially for eyes. The purpose is to develop a fast and reliable system to detect facial features automatically and correctly. By combining the proposed facial feature detection, the facial expression and neonatal pain recognition systems can be robust and efficient

Reconhecimento de padrões em expressões faciais : algoritmos e aplicações

Orientador: Hélio PedriniTese (doutorado) - Universidade Estadual de Campinas, Instituto de ComputaçãoResumo: O reconhecimento de emoções tem-se tornado um tópico relevante de pesquisa pela comunidade científica, uma vez que desempenha um papel essencial na melhoria contínua dos sistemas de interação humano-computador. Ele pode ser aplicado em diversas áreas, tais como medicina, entretenimento, vigilância, biometria, educação, redes sociais e computação afetiva. Há alguns desafios em aberto relacionados ao desenvolvimento de sistemas emocionais baseados em expressões faciais, como dados que refletem emoções mais espontâneas e cenários reais. Nesta tese de doutorado, apresentamos diferentes metodologias para o desenvolvimento de sistemas de reconhecimento de emoções baseado em expressões faciais, bem como sua aplicabilidade na resolução de outros problemas semelhantes. A primeira metodologia é apresentada para o reconhecimento de emoções em expressões faciais ocluídas baseada no Histograma da Transformada Census (CENTRIST). Expressões faciais ocluídas são reconstruídas usando a Análise Robusta de Componentes Principais (RPCA). A extração de características das expressões faciais é realizada pelo CENTRIST, bem como pelos Padrões Binários Locais (LBP), pela Codificação Local do Gradiente (LGC) e por uma extensão do LGC. O espaço de características gerado é reduzido aplicando-se a Análise de Componentes Principais (PCA) e a Análise Discriminante Linear (LDA). Os algoritmos K-Vizinhos mais Próximos (KNN) e Máquinas de Vetores de Suporte (SVM) são usados para classificação. O método alcançou taxas de acerto competitivas para expressões faciais ocluídas e não ocluídas. A segunda é proposta para o reconhecimento dinâmico de expressões faciais baseado em Ritmos Visuais (VR) e Imagens da História do Movimento (MHI), de modo que uma fusão de ambos descritores codifique informações de aparência, forma e movimento dos vídeos. Para extração das características, o Descritor Local de Weber (WLD), o CENTRIST, o Histograma de Gradientes Orientados (HOG) e a Matriz de Coocorrência em Nível de Cinza (GLCM) são empregados. A abordagem apresenta uma nova proposta para o reconhecimento dinâmico de expressões faciais e uma análise da relevância das partes faciais. A terceira é um método eficaz apresentado para o reconhecimento de emoções audiovisuais com base na fala e nas expressões faciais. A metodologia envolve uma rede neural híbrida para extrair características visuais e de áudio dos vídeos. Para extração de áudio, uma Rede Neural Convolucional (CNN) baseada no log-espectrograma de Mel é usada, enquanto uma CNN construída sobre a Transformada de Census é empregada para a extração das características visuais. Os atributos audiovisuais são reduzidos por PCA e LDA, então classificados por KNN, SVM, Regressão Logística (LR) e Gaussian Naïve Bayes (GNB). A abordagem obteve taxas de reconhecimento competitivas, especialmente em dados espontâneos. A penúltima investiga o problema de detectar a síndrome de Down a partir de fotografias. Um descritor geométrico é proposto para extrair características faciais. Experimentos realizados em uma base de dados pública mostram a eficácia da metodologia desenvolvida. A última metodologia trata do reconhecimento de síndromes genéticas em fotografias. O método visa extrair atributos faciais usando características de uma rede neural profunda e medidas antropométricas. Experimentos são realizados em uma base de dados pública, alcançando taxas de reconhecimento competitivasAbstract: Emotion recognition has become a relevant research topic by the scientific community, since it plays an essential role in the continuous improvement of human-computer interaction systems. It can be applied in various areas, for instance, medicine, entertainment, surveillance, biometrics, education, social networks, and affective computing. There are some open challenges related to the development of emotion systems based on facial expressions, such as data that reflect more spontaneous emotions and real scenarios. In this doctoral dissertation, we propose different methodologies to the development of emotion recognition systems based on facial expressions, as well as their applicability in the development of other similar problems. The first is an emotion recognition methodology for occluded facial expressions based on the Census Transform Histogram (CENTRIST). Occluded facial expressions are reconstructed using an algorithm based on Robust Principal Component Analysis (RPCA). Extraction of facial expression features is then performed by CENTRIST, as well as Local Binary Patterns (LBP), Local Gradient Coding (LGC), and an LGC extension. The generated feature space is reduced by applying Principal Component Analysis (PCA) and Linear Discriminant Analysis (LDA). K-Nearest Neighbor (KNN) and Support Vector Machine (SVM) algorithms are used for classification. This method reached competitive accuracy rates for occluded and non-occluded facial expressions. The second proposes a dynamic facial expression recognition based on Visual Rhythms (VR) and Motion History Images (MHI), such that a fusion of both encodes appearance, shape, and motion information of the video sequences. For feature extraction, Weber Local Descriptor (WLD), CENTRIST, Histogram of Oriented Gradients (HOG), and Gray-Level Co-occurrence Matrix (GLCM) are employed. This approach shows a new direction for performing dynamic facial expression recognition, and an analysis of the relevance of facial parts. The third is an effective method for audio-visual emotion recognition based on speech and facial expressions. The methodology involves a hybrid neural network to extract audio and visual features from videos. For audio extraction, a Convolutional Neural Network (CNN) based on log Mel-spectrogram is used, whereas a CNN built on Census Transform is employed for visual extraction. The audio and visual features are reduced by PCA and LDA, and classified through KNN, SVM, Logistic Regression (LR), and Gaussian Naïve Bayes (GNB). This approach achieves competitive recognition rates, especially in a spontaneous data set. The second last investigates the problem of detecting Down syndrome from photographs. A geometric descriptor is proposed to extract facial features. Experiments performed on a public data set show the effectiveness of the developed methodology. The last methodology is about recognizing genetic disorders in photos. This method focuses on extracting facial features using deep features and anthropometric measurements. Experiments are conducted on a public data set, achieving competitive recognition ratesDoutoradoCiência da ComputaçãoDoutora em Ciência da Computação140532/2019-6CNPQCAPE

Out-of-plane action unit recognition using recurrent neural networks

A dissertation submitted to the Faculty of Science, University of the Witwatersrand, Johannesburg, in fulfilment of requirements for the degree of Master of Science. Johannesburg, 2015.The face is a fundamental tool to assist in interpersonal communication and interaction between people. Humans use facial expressions to consciously or subconsciously express their emotional states, such as anger or surprise. As humans, we are able to easily identify changes in facial expressions even in complicated scenarios, but the task of facial expression recognition and analysis is complex and challenging to a computer. The automatic analysis of facial expressions by computers has applications in several scientific subjects such as psychology, neurology, pain assessment, lie detection, intelligent environments, psychiatry, and emotion and paralinguistic communication. We look at methods of facial expression recognition, and in particular, the recognition of Facial Action Coding System’s (FACS) Action Units (AUs). Movements of individual muscles on the face are encoded by FACS from slightly different, instant changes in facial appearance. Contractions of specific facial muscles are related to a set of units called AUs. We make use of Speeded Up Robust Features (SURF) to extract keypoints from the face and use the SURF descriptors to create feature vectors. SURF provides smaller sized feature vectors than other commonly used feature extraction techniques. SURF is comparable to or outperforms other methods with respect to distinctiveness, robustness, and repeatability. It is also much faster than other feature detectors and descriptors. The SURF descriptor is scale and rotation invariant and is unaffected by small viewpoint changes or illumination changes. We use the SURF feature vectors to train a recurrent neural network (RNN) to recognize AUs from the Cohn-Kanade database. An RNN is able to handle temporal data received from image sequences in which an AU or combination of AUs are shown to develop from a neutral face. We are recognizing AUs as they provide a more fine-grained means of measurement that is independent of age, ethnicity, gender and different expression appearance. In addition to recognizing FACS AUs from the Cohn-Kanade database, we use our trained RNNs to recognize the development of pain in human subjects. We make use of the UNBC-McMaster pain database which contains image sequences of people experiencing pain. In some cases, the pain results in their face moving out-of-plane or some degree of in-plane movement. The temporal processing ability of RNNs can assist in classifying AUs where the face is occluded and not facing frontally for some part of the sequence. Results are promising when tested on the Cohn-Kanade database. We see higher overall recognition rates for upper face AUs than lower face AUs. Since keypoints are globally extracted from the face in our system, local feature extraction could provide improved recognition results in future work. We also see satisfactory recognition results when tested on samples with out-of-plane head movement, showing the temporal processing ability of RNNs

Supervised LLE in ICA space for facial expression recognition

Author name used in this publication: David ZhangRefereed conference paper2005-2006 > Academic research: refereed > Refereed conference paperVersion of RecordPublishe

Loughborough University Spontaneous Expression Database and baseline results for automatic emotion recognition

The study of facial expressions in humans dates back to the 19th century and the study of the emotions that these facial expressions portray dates back even further. It is a natural part of non-verbal communication for humans to pass across messages using facial expressions either consciously or subconsciously, it is also routine for other humans to recognize these facial expressions and understand or deduce the underlying emotions which they represent. Over two decades ago and following technological advances, particularly in the area of image processing, research began into the use of machines for the recognition of facial expressions from images with the aim of inferring the corresponding emotion. Given a previously unknown test sample, the supervised learning problem is to accurately determine the facial expression class to which the test sample belongs using the knowledge of the known class memberships of each image from a set of training images. The solution to this problem building an effective classifier to recognize the facial expression is hinged on the availability of representative training data. To date, much of the research in the area of Facial Expression Recognition (FER) is still based on posed (acted) facial expression databases, which are often exaggerated and therefore not representative of real life affective displays, as such there is a need for more publically accessible spontaneous databases that are well labelled. This thesis therefore reports on the development of the newly collected Loughborough University Spontaneous Expression Database (LUSED); designed to bolster the development of new recognition systems and to provide a benchmark for researchers to compare results with more natural expression classes than most existing databases. To collect the database, an experiment was set up where volunteers were discretely videotaped while they watched a selection of emotion inducing video clips. The utility of the new LUSED dataset is validated using both traditional and more recent pattern recognition techniques; (1) baseline results are presented using the combination of Principal Component Analysis (PCA), Fisher Linear Discriminant Analysis (FLDA) and their kernel variants Kernel Principal Component Analysis (KPCA), Kernel Fisher Discriminant Analysis (KFDA) with a Nearest Neighbour-based classifier. These results are compared to the performance of an existing natural expression database Natural Visible and Infrared Expression (NVIE) database. A scheme for the recognition of encrypted facial expression images is also presented. (2) Benchmark results are presented by combining PCA, FLDA, KPCA and KFDA with a Sparse Representation-based Classifier (SRC). A maximum accuracy of 68% was obtained recognizing five expression classes, which is comparatively better than the known maximum for a natural database; around 70% (from recognizing only three classes) obtained from NVIE

Machine Analysis of Facial Expressions

No abstract

Statistical modelling for facial expression dynamics

PhDOne of the most powerful and fastest means of relaying emotions between humans are facial expressions. The ability to capture, understand and mimic those emotions and their underlying dynamics in the synthetic counterpart is a challenging task because of the complexity of human emotions, different ways of conveying them, non-linearities caused by facial feature and head motion, and the ever critical eye of the viewer. This thesis sets out to address some of the limitations of existing techniques by investigating three components of expression modelling and parameterisation framework: (1) Feature and expression manifold representation, (2) Pose estimation, and (3) Expression dynamics modelling and their parameterisation for the purpose of driving a synthetic head avatar. First, we introduce a hierarchical representation based on the Point Distribution Model (PDM). Holistic representations imply that non-linearities caused by the motion of facial features, and intrafeature correlations are implicitly embedded and hence have to be accounted for in the resulting expression space. Also such representations require large training datasets to account for all possible variations. To address those shortcomings, and to provide a basis for learning more subtle, localised variations, our representation consists of tree-like structure where a holistic root component is decomposed into leaves containing the jaw outline, each of the eye and eyebrows and the mouth. Each of the hierarchical components is modelled according to its intrinsic functionality, rather than the final, holistic expression label. Secondly, we introduce a statistical approach for capturing an underlying low-dimension expression manifold by utilising components of the previously defined hierarchical representation. As Principal Component Analysis (PCA) based approaches cannot reliably capture variations caused by large facial feature changes because of its linear nature, the underlying dynamics manifold for each of the hierarchical components is modelled using a Hierarchical Latent Variable Model (HLVM) approach. Whilst retaining PCA properties, such a model introduces a probability density model which can deal with missing or incomplete data and allows discovery of internal within cluster structures. All of the model parameters and underlying density model are automatically estimated during the training stage. We investigate the usefulness of such a model to larger and unseen datasets. Thirdly, we extend the concept of HLVM model to pose estimation to address the non-linear shape deformations and definition of the plausible pose space caused by large head motion. Since our head rarely stays still, and its movements are intrinsically connected with the way we perceive and understand the expressions, pose information is an integral part of their dynamics. The proposed 3 approach integrates into our existing hierarchical representation model. It is learned using sparse and discreetly sampled training dataset, and generalises to a larger and continuous view-sphere. Finally, we introduce a framework that models and extracts expression dynamics. In existing frameworks, explicit definition of expression intensity and pose information, is often overlooked, although usually implicitly embedded in the underlying representation. We investigate modelling of the expression dynamics based on use of static information only, and focus on its sufficiency for the task at hand. We compare a rule-based method that utilises the existing latent structure and provides a fusion of different components with holistic and Bayesian Network (BN) approaches. An Active Appearance Model (AAM) based tracker is used to extract relevant information from input sequences. Such information is subsequently used to define the parametric structure of the underlying expression dynamics. We demonstrate that such information can be utilised to animate a synthetic head avatar. Submitte

Development of a Group Dynamic Functional Connectivity Pipeline for Magnetoencephalography Data and its Application to the Human Face Processing Network

Since its inception, functional neuroimaging has focused on identifying sources of neural activity. Recently, interest has turned to the analysis of connectivity between neural sources in dynamic brain networks. This new interest calls for the development of appropriate investigative techniques. A problem occurs in connectivity studies when the differing networks of individually analyzed subjects must be reconciled. One solution, the estimation of group models, has become common in fMRI, but is largely untried with electromagnetic data. Additionally, the assumption of stationarity has crept into the field, precluding the analysis of dynamic systems. Group extensions are applied to the sparse irMxNE localizer of MNE-Python. Spectral estimation requires individual source trials, and a multivariate multiple regression procedure is established to accomplish this based on the irMxNE output. A program based on the Fieldtrip software is created to estimate conditional Granger causality spectra in the time-frequency domain based on these trials. End-to-end simulations support the correctness of the pipeline with single and multiple subjects. Group-irMxNE makes no attempt to generalize a solution between subjects with clearly distinct patterns of source connectivity, but shows signs of doing so when subjects patterns of activity are similar. The pipeline is applied to MEG data from the facial emotion protocol in an attempt to validate the Adolphs model. Both irMxNE and Group-irMxNE place numerous sources during post-stimulus periods of high evoked power but neglect those of low power. This identifies a conflict between power-based localizations and information-centric processing models. It is also noted that neural processing is more diffuse than the neatly specified Adolphs model indicates. Individual and group results generally support early processing in the occipital, parietal, and temporal regions, but later stage frontal localizations are missing. The morphing of individual subjects\u27 brain topology to a common source-space is currently inoperable in MNE. MEG data is therefore co-registered directly onto an average brain, resulting in loss of accuracy. For this as well as reasons related to uneven power and computational limitations, the early stages of the Adolphs model are only generally validated. Encouraging results indicate that actual non-stationary group connectivity estimates are produced however

Photorealistic retrieval of occluded facial information using a performance-driven face model

Facial occlusions can cause both human observers and computer algorithms to fail in a variety of important tasks such as facial action analysis and expression classification. This is because the missing information is not reconstructed accurately enough for the purpose of the task in hand. Most current computer methods that are used to tackle this problem implement complex three-dimensional polygonal face models that are generally timeconsuming to produce and unsuitable for photorealistic reconstruction of missing facial features and behaviour. In this thesis, an image-based approach is adopted to solve the occlusion problem. A dynamic computer model of the face is used to retrieve the occluded facial information from the driver faces. The model consists of a set of orthogonal basis actions obtained by application of principal component analysis (PCA) on image changes and motion fields extracted from a sequence of natural facial motion (Cowe 2003). Examples of occlusion affected facial behaviour can then be projected onto the model to compute coefficients of the basis actions and thus produce photorealistic performance-driven animations. Visual inspection shows that the PCA face model recovers aspects of expressions in those areas occluded in the driver sequence, but the expression is generally muted. To further investigate this finding, a database of test sequences affected by a considerable set of artificial and natural occlusions is created. A number of suitable metrics is developed to measure the accuracy of the reconstructions. Regions of the face that are most important for performance-driven mimicry and that seem to carry the best information about global facial configurations are revealed using Bubbles, thus in effect identifying facial areas that are most sensitive to occlusions. Recovery of occluded facial information is enhanced by applying an appropriate scaling factor to the respective coefficients of the basis actions obtained by PCA. This method improves the reconstruction of the facial actions emanating from the occluded areas of the face. However, due to the fact that PCA produces bases that encode composite, correlated actions, such an enhancement also tends to affect actions in non-occluded areas of the face. To avoid this, more localised controls for facial actions are produced using independent component analysis (ICA). Simple projection of the data onto an ICA model is not viable due to the non-orthogonality of the extracted bases. Thus occlusion-affected mimicry is first generated using the PCA model and then enhanced by accordingly manipulating the independent components that are subsequently extracted from the mimicry. This combination of methods yields significant improvements and results in photorealistic reconstructions of occluded facial actions