Resource Allocation for Multiple-Input and Multiple-Output Interference Networks

To meet the exponentially increasing traffic data driven by the rapidly growing mobile subscriptions, both industry and academia are exploring the potential of a new genera- tion (5G) of wireless technologies. An important 5G goal is to achieve high data rate. Small cells with spectrum sharing and multiple-input multiple-output (MIMO) techniques are one of the most promising 5G technologies, since it enables to increase the aggregate data rate by improving the spectral efficiency, nodes density and transmission bandwidth, respectively. However, the increased interference in the densified networks will in return limit the achievable rate performance if not properly managed. The considered setup can be modeled as MIMO interference networks, which can be classified into the K-user MIMO interference channel (IC) and the K-cell MIMO interfering broadcast channel/multiple access channel (MIMO-IBC/IMAC) according to the number of mobile stations (MSs) simultaneously served by each base station (BS). The thesis considers two physical layer (PHY) resource allocation problems that deal with the interference for both models: 1) Pareto boundary computation for the achiev- able rate region in a K-user single-stream MIMO IC and 2) grouping-based interference alignment (GIA) with optimized IA-Cell assignment in a MIMO-IMAC under limited feedback. In each problem, the thesis seeks to provide a deeper understanding of the system and novel mathematical results, along with supporting numerical examples. Some of the main contributions can be summarized as follows. It is an open problem to compute the Pareto boundary of the achievable rate region for a K-user single-stream MIMO IC. The K-user single-stream MIMO IC models multiple transmitter-receiver pairs which operate over the same spectrum simultaneously. Each transmitter and each receiver is equipped with multiple antennas, and a single desired data stream is communicated in each transmitter-receiver link. The individual achievable rates of the K users form a K-dimensional achievable rate region. To find efficient operating points in the achievable rate region, the Pareto boundary computation problem, which can be formulated as a multi-objective optimization problem, needs to be solved. The thesis transforms the multi-objective optimization problem to two single-objective optimization problems–single constraint rate maximization problem and alternating rate profile optimization problem, based on the formulations of the ε-constraint optimization and the weighted Chebyshev optimization, respectively. The thesis proposes two alternating optimization algorithms to solve both single-objective optimization problems. The convergence of both algorithms is guaranteed. Also, a heuristic initialization scheme is provided for each algorithm to achieve a high-quality solution. By varying the weights in each single-objective optimization problem, numerical results show that both algorithms provide an inner bound very close to the Pareto boundary. Furthermore, the thesis also computes some key points exactly on the Pareto boundary in closed-form. A framework for interference alignment (IA) under limited feedback is proposed for a MIMO-IMAC. The MIMO-IMAC well matches the uplink scenario in cellular system, where multiple cells share their spectrum and operate simultaneously. In each cell, a BS receives the desired signals from multiple MSs within its own cell and each BS and each MS is equipped with multi-antenna. By allowing the inter-cell coordination, the thesis develops a distributed IA framework under limited feedback from three aspects: the GIA, the IA-Cell assignment and dynamic feedback bit allocation (DBA), respec- tively. Firstly, the thesis provides a complete study along with some new improvements of the GIA, which enables to compute the exact IA precoders in closed-form, based on local channel state information at the receiver (CSIR). Secondly, the concept of IA-Cell assignment is introduced and its effect on the achievable rate and degrees of freedom (DoF) performance is analyzed. Two distributed matching approaches and one centralized assignment approach are proposed to find a good IA-Cell assignment in three scenrios with different backhaul overhead. Thirdly, under limited feedback, the thesis derives an upper bound of the residual interference to noise ratio (RINR), formulates and solves a corresponding DBA problem. Finally, numerical results show that the proposed GIA with optimized IA-Cell assignment and the DBA greatly outperforms the traditional GIA algorithm

Energy sustainable paradigms and methods for future mobile networks: A survey

In this survey, we discuss the role of energy in the design of future mobile networks and, in particular, we advocate and elaborate on the use of energy harvesting (EH) hardware as a means to decrease the environmental footprint of 5G technology. To take full advantage of the harvested (renewable) energy, while still meeting the quality of service required by dense 5G deployments, suitable management techniques are here reviewed, highlighting the open issues that are still to be solved to provide eco-friendly and cost-effective mobile architectures. Several solutions have recently been proposed to tackle capacity, coverage and efficiency problems, including: C-RAN, Software Defined Networking (SDN) and fog computing, among others. However, these are not explicitly tailored to increase the energy efficiency of networks featuring renewable energy sources, and have the following limitations: (i) their energy savings are in many cases still insufficient and (ii) they do not consider network elements possessing energy harvesting capabilities. In this paper, we systematically review existing energy sustainable paradigms and methods to address points (i) and (ii), discussing how these can be exploited to obtain highly efficient, energy self-sufficient and high capacity networks. Several open issues have emerged from our review, ranging from the need for accurate energy, transmission and consumption models, to the lack of accurate data traffic profiles, to the use of power transfer, energy cooperation and energy trading techniques. These challenges are here discussed along with some research directions to follow for achieving sustainable 5G systems.Comment: Accepted by Elsevier Computer Communications, 21 pages, 9 figure

Resource Management in Multicarrier Based Cognitive Radio Systems

The ever-increasing growth of the wireless application and services affirms the importance of the effective usage of the limited radio spectrum. Existing spectrum management policies have led to significant spectrum under-utilization. Recent measurements showed that large range of the spectrum is sparsely used in both temporal and spatial manner. This conflict between the inefficient usage of the spectrum and the continuous evolution in the wireless communication calls upon the development of more flexible management policies. Cognitive radio (CR) with the dynamic spectrum access (DSA) is considered to be a key technology in making the best solution of this conflict by allowing a group of secondary users (SUs) to share the radio spectrum originally allocated to the primary user (PUs). The operation of CR should not negatively alter the performance of the PUs. Therefore, the interference control along with the highly dynamic nature of PUs activities open up new resource allocation problems in CR systems. The resource allocation algorithms should ensure an effective share of the temporarily available frequency bands and deliver the solutions in timely fashion to cope with quick changes in the network. In this dissertation, the resource management problem in multicarrier based CR systems is considered. The dissertation focuses on three main issues: 1) design of efficient resource allocation algorithms to allocate subcarriers and powers between SUs such that no harmful interference is introduced to PUs, 2) compare the spectral efficiency of using different multicarrier schemes in the CR physical layer, specifically, orthogonal frequency division multiplexing (OFDM) and filter bank multicarrier (FBMC) schemes, 3) investigate the impact of the different constraints values on the overall performance of the CR system. Three different scenarios are considered in this dissertation, namely downlink transmission, uplink transmission, and relayed transmission. For every scenario, the optimal solution is examined and efficient sub-optimal algorithms are proposed to reduce the computational burden of obtaining the optimal solution. The suboptimal algorithms are developed by separate the subcarrier and power allocation into two steps in downlink and uplink scenarios. In the relayed scenario, dual decomposition technique is used to obtain an asymptotically optimal solution, and a joint heuristic algorithm is proposed to find the suboptimal solution. Numerical simulations show that the proposed suboptimal algorithms achieve a near optimal performance and perform better than the existing algorithms designed for cognitive and non-cognitive systems. Eventually, the ability of FBMC to overcome the OFDM drawbacks and achieve more spectral efficiency is verified which recommends the consideration of FBMC in the future CR systems.El crecimiento continuo de las aplicaciones y servicios en sistemas inal´ambricos, indica la importancia y necesidad de una utilizaci´on eficaz del espectro radio. Las pol´ıticas actuales de gesti´on del espectro han conducido a una infrautilizaci´on del propio espectro radioel´ectrico. Recientes mediciones en diferentes entornos han mostrado que gran parte del espectro queda poco utilizado en sus ambas vertientes, la temporal, y la espacial. El permanente conflicto entre el uso ineficiente del espectro y la evoluci´on continua de los sistemas de comunicaci´on inal´ambrica, hace que sea urgente y necesario el desarrollo de esquemas de gesti´on del espectro m´as flexibles. Se considera el acceso din´amico (DSA) al espectro en los sistemas cognitivos como una tecnolog´ıa clave para resolver este conflicto al permitir que un grupo de usuarios secundarios (SUs) puedan compartir y acceder al espectro asignado inicialmente a uno o varios usuarios primarios (PUs). Las operaciones de comunicaci´on llevadas a cabo por los sistemas radio cognitivos no deben en ning´un caso alterar (interferir) los sistemas primarios. Por tanto, el control de la interferencia junto al gran dinamismo de los sistemas primarios implica nuevos retos en el control y asignaci´on de los recursos radio en los sistemas de comunicaci´on CR. Los algoritmos de gesti´on y asignaci´on de recursos (Radio Resource Management-RRM) deben garantizar una participaci´on efectiva de las bandas con frecuencias disponibles temporalmente, y ofrecer en cada momento oportunas soluciones para hacer frente a los distintos cambios r´apidos que influyen en la misma red. En esta tesis doctoral, se analiza el problema de la gesti´on de los recursos radio en sistemas multiportadoras CR, proponiendo varias soluciones para su uso eficaz y coexistencia con los PUs. La tesis en s´ı, se centra en tres l´ıneas principales: 1) el dise˜no de algoritmos eficientes de gesti´on de recursos para la asignaci´on de sub-portadoras y distribuci´on de la potencia en sistemas segundarios, evitando asi cualquier interferencia que pueda ser perjudicial para el funcionamiento normal de los usuarios de la red primaria, 2) analizar y comparar la eficiencia espectral alcanzada a la hora de utilizar diferentes esquema de transmisi´on multiportadora en la capa f´ısica del sistema CR, espec´ıficamente en sistemas basados en OFDM y los basados en banco de filtros multiportadoras (Filter bank Multicarrier-FBMC), 3) investigar el impacto de las diferentes limitaciones en el rendimiento total del sistema de CR. Los escenarios considerados en esta tesis son tres, es decir; modo de transmisi´on descendente (downlink), modo de transmisi´on ascendente (uplink), y el modo de transmisi´on ”Relay”. En cada escenario, la soluci´on ´optima es examinada y comparada con algoritmos sub- ´optimos que tienen como objetivo principal reducir la carga computacional. Los algoritmos sub-´optimos son llevados a cabo en dos fases mediante la separaci´on del propio proceso de distribuci´on de subportadoras y la asignaci´on de la potencia en los modos de comunicaci´on descendente (downlink), y ascendente (uplink). Para los entornos de tipo ”Relay”, se ha utilizado la t´ecnica de doble descomposici´on (dual decomposition) para obtener una soluci´on asint´oticamente ´optima. Adem´as, se ha desarrollado un algoritmo heur´ıstico para poder obtener la soluci´on ´optima con un reducido coste computacional. Los resultados obtenidos mediante simulaciones num´ericas muestran que los algoritmos sub-´optimos desarrollados logran acercarse a la soluci´on ´optima en cada uno de los entornos analizados, logrando as´ı un mayor rendimiento que los ya existentes y utilizados tanto en entornos cognitivos como no-cognitivos. Se puede comprobar en varios resultados obtenidos en la tesis la superioridad del esquema multiportadora FBMC sobre los sistemas basados en OFDM para los entornos cognitivos, causando una menor interferencia que el OFDM en los sistemas primarios, y logrando una mayor eficiencia espectral. Finalmente, en base a lo analizado en esta tesis, podemos recomendar al esquema multiportadora FBMC como una id´onea y potente forma de comunicaci´on para las futuras redes cognitivas

D 3. 3 Final performance results and consolidated view on the most promising multi -node/multi -antenna transmission technologies

This document provides the most recent updates on the technical contributions and research challenges focused in WP3. Each Technology Component (TeC) has been evaluated under possible uniform assessment framework of WP3 which is based on the simulation guidelines of WP6. The performance assessment is supported by the simulation results which are in their mature and stable state. An update on the Most Promising Technology Approaches (MPTAs) and their associated TeCs is the main focus of this document. Based on the input of all the TeCs in WP3, a consolidated view of WP3 on the role of multinode/multi-antenna transmission technologies in 5G systems has also been provided. This consolidated view is further supported in this document by the presentation of the impact of MPTAs on METIS scenarios and the addressed METIS goals.Aziz, D.; Baracca, P.; De Carvalho, E.; Fantini, R.; Rajatheva, N.; Popovski, P.; Sørensen, JH.... (2015). D 3. 3 Final performance results and consolidated view on the most promising multi -node/multi -antenna transmission technologies. http://hdl.handle.net/10251/7675

The design and optimization of cooperative mobile edge

As the world is charging towards the Internet of Things (IoT) era, an enormous amount of sensors will be rapidly empowered with internet connectivity. Besides the fact that the end devices are getting more diverse, some of them are also becoming more powerful, such that they can function as standalone mobile computing units with multiple wireless network interfaces. At the network end, various facilities are also pushed to the mobile edge to foster internet connections. Distributed small scale cloud resources and green energy harvesters can be directly attached to the deployed heterogeneous base stations. Different from the traditional wireless access networks, where the only dynamics come from the user mobility, the evolving mobile edge will be operated in the constantly changing and volatile environment. The harvested green energy will be highly dependent on the available energy sources, and the dense deployment of a variety of wireless access networks will result in intense radio resource contention. Consequently, the wireless networks are facing great challenges in terms of capacity, latency, energy/spectrum efficiency, and security. Equivalently, balancing the dynamic network resource demand and supply is essential to the smooth network operation. Leveraging the broadcasting nature of wireless data transmission, network nodes can cooperate with each other by either allowing users to connect with multiple base stations simultaneously or offloading user workloads to neighboring base stations. Moreover, grid facilitated and radio frequency signal enabled renewable energy sharing among network nodes are introduced in this dissertation. In particular, the smart grid can transfer the green energy harvested by each individual network node from one place to another. The network node can also transmit energy from one to another using radio frequency energy transfer. This dissertation addresses the cooperative network resource management to improve the energy efficiency of the mobile edge. First, the energy efficient cooperative data transmission scheme is designed to cooperatively allocate the radio resources of the wireless networks, including spectrum and power, to the mobile users. Then, the cooperative data transmission and wireless energy sharing scheme is designed to optimize both the energy and data transmission in the network. Finally, the cooperative data transmission and wired energy sharing scheme is designed to optimize the energy flow within the smart grid and the data transmission in the network. As future work, how to motivate multiple parties to cooperate and how to guarantee the security of the cooperative mobile edge is discussed. On one hand, the incentive scheme for each individual network node with distributed storage and computing resources is designed to improve network performance in terms of latency. On the other hand, how to leverage network cooperation to balance the tradeoff between efficiency (energy efficiency and latency) and security (confidentiality and privacy) is expounded

Hardware-Conscious Wireless Communication System Design

The work at hand is a selection of topics in efficient wireless communication system design, with topics logically divided into two groups.One group can be described as hardware designs conscious of their possibilities and limitations. In other words, it is about hardware that chooses its configuration and properties depending on the performance that needs to be delivered and the influence of external factors, with the goal of keeping the energy consumption as low as possible. Design parameters that trade off power with complexity are identified for analog, mixed signal and digital circuits, and implications of these tradeoffs are analyzed in detail. An analog front end and an LDPC channel decoder that adapt their parameters to the environment (e.g. fluctuating power level due to fading) are proposed, and it is analyzed how much power/energy these environment-adaptive structures save compared to non-adaptive designs made for the worst-case scenario. Additionally, the impact of ADC bit resolution on the energy efficiency of a massive MIMO system is examined in detail, with the goal of finding bit resolutions that maximize the energy efficiency under various system setups.In another group of themes, one can recognize systems where the system architect was conscious of fundamental limitations stemming from hardware.Put in another way, in these designs there is no attempt of tweaking or tuning the hardware. On the contrary, system design is performed so as to work around an existing and unchangeable hardware limitation. As a workaround for the problematic centralized topology, a massive MIMO base station based on the daisy chain topology is proposed and a method for signal processing tailored to the daisy chain setup is designed. In another example, a large group of cooperating relays is split into several smaller groups, each cooperatively performing relaying independently of the others. As cooperation consumes resources (such as bandwidth), splitting the system into smaller, independent cooperative parts helps save resources and is again an example of a workaround for an inherent limitation.From the analyses performed in this thesis, promising observations about hardware consciousness can be made. Adapting the structure of a hardware block to the environment can bring massive savings in energy, and simple workarounds prove to perform almost as good as the inherently limited designs, but with the limitation being successfully bypassed. As a general observation, it can be concluded that hardware consciousness pays off

Fundamentals of Physical Layer Anonymous Communications: Sender Detection and Anonymous Precoding

In the era of big data, anonymity is recognized as an important attribute in privacy-preserving communications. The existing anonymous authentication and routing designs are applied at higher layers of networks, ignoring the fact that physical layer (PHY) also contains privacy-critical information. In this paper, we introduce the concept of PHY anonymity, and reveal that the receiver can unmask the sender’s identity by only analyzing the PHY information, i.e., the signaling patterns and the characteristics of the channel. We investigate two scenarios, where the receiver has more antennas than the sender in the strong receiver case, and vice versa in the strong sender case. For each scenario, we first investigate sender detection strategies at the receiver, and then we develop anonymous precoding to address anonymity while guaranteeing high signal-to-interference-plus-noise-ratio (SINR) for communications. In particular, an interference suppression anonymous precoder is first proposed, assisted by a dedicated transmitter-side phase equalizer for removing phase ambiguity. Afterwards, a constructive interference anonymous precoder is investigated to utilize inter-antenna interference as a beneficial element without loss of the sender’s anonymity. Simulations demonstrate that the anonymous precoders are able to preserve the sender’s anonymity and simultaneously guarantee high SINR, opening a new dimension on PHY anonymous designs