Assessing the performance of random forest regression for estimating canopy height in tropical dry forests

Accurate estimation of forest canopy height is essential for monitoring forest ecosystems and assessing their carbon storage potential. This study evaluates the effectiveness of different remote sensing techniques for estimating forest canopy height in tropical dry forests. Using field data and remote sensing data from airborne lidar and polarimetric synthetic aperture radar (SAR), a random forest (RF) model was developed to estimate canopy height based on different indices. Results show that the normalize difference build-up index (NDBI) has the highest correlation with canopy height, outperforming other indices such as relative vigor index (RVI) and polarimetric vertical and horizontal variables. The RF model with NDBI as input showed a good fit and predictive ability, with low concentration of errors around 0. These findings suggest that NDBI can be a useful tool for accurately estimating forest canopy height in tropical dry forests using remote sensing techniques, providing valuable information for forest management and conservation efforts

Preliminary Study on the Use of Digital Surface Models for Estimating Vegetation Cover Density in Mountainous Area

Digital surface model (DSM) has been widely available for mapping and was also sometimes used for mapping vegetation height. The authors conducted a preliminary study to evaluate the potential use of DSMs derived from ASTER, ALOS, and SRTM for estimating vegetation cover density in mountainous area.  This study used NDVI and SAVI vegetation indices, in addition to forest cover density (FCD) model as references for evaluation.  A DSM-based volume index (Volindex) concept is introduced, which is the product of the canopy height model (CHM) and the pixel area. CHM was derived from the value difference between the DSM and the reference DEM. The Volindex model was then compared with the NDVI, SAVI and FCD.  We found that all DSM-based Volindex models are not accurate enough to represent the vegetation cover density, although the ALOS Palsar-based Volindex could reach 41.53% accuracy and was finally used to predict the vegetation cover density

Predicting forest cover in distinct ecosystems: the potential of multi-source sentinel-1 and -2 data fusion

The fusion of microwave and optical data sets is expected to provide great potential for the derivation of forest cover around the globe. As Sentinel-1 and Sentinel-2 are now both operating in twin mode, they can provide an unprecedented data source to build dense spatial and temporal high-resolution time series across a variety of wavelengths. This study investigates (i) the ability of the individual sensors and (ii) their joint potential to delineate forest cover for study sites in two highly varied landscapes located in Germany (temperate dense mixed forests) and South Africa (open savanna woody vegetation and forest plantations). We used multi-temporal Sentinel-1 and single time steps of Sentinel-2 data in combination to derive accurate forest/non-forest (FNF) information via machine-learning classifiers. The forest classification accuracies were 90.9% and 93.2% for South Africa and Thuringia, respectively, estimated while using autocorrelation corrected spatial cross-validation (CV) for the fused data set. Sentinel-1 only classifications provided the lowest overall accuracy of 87.5%, while Sentinel-2 based classifications led to higher accuracies of 91.9%. Sentinel-2 short-wave infrared (SWIR) channels, biophysical parameters (Leaf Area Index (LAI), and Fraction of Absorbed Photosynthetically Active Radiation (FAPAR)) and the lower spectrum of the Sentinel-1 synthetic aperture radar (SAR) time series were found to be most distinctive in the detection of forest cover. In contrast to homogenous forests sites, Sentinel-1 time series information improved forest cover predictions in open savanna-like environments with heterogeneous regional features. The presented approach proved to be robust and it displayed the benefit of fusing optical and SAR data at high spatial resolution

Potential of multi-temporal ALOS-2 PALSAR-2 ScanSAR data for vegetation height estimation in tropical forests of Mexico

Information on the spatial distribution of forest structure parameters (e.g., aboveground biomass, vegetation height) are crucial for assessing terrestrial carbon stocks and emissions. In this study, we sought to assess the potential and merit of multi-temporal dual-polarised L-band observations for vegetation height estimation in tropical deciduous and evergreen forests of Mexico. We estimated vegetation height using dual-polarised L-band observations and a machine learning approach. We used airborne LiDAR-based vegetation height for model training and for result validation. We split LiDAR-based vegetation height into training and test data using two different approaches, i.e., considering and ignoring spatial autocorrelation between training and test data. Our results indicate that ignoring spatial autocorrelation leads to an overoptimistic model’s predictive performance. Accordingly, a spatial splitting of the reference data should be preferred in order to provide realistic retrieval accuracies. Moreover, the model’s predictive performance increases with an increasing number of spatial predictors and training samples, but saturates at a specific level (i.e., at 12 dual-polarised L-band backscatter measurements and at around 20% of all training samples). In consideration of spatial autocorrelation between training and test data, we determined an optimal number of L-band observations and training samples as a trade-off between retrieval accuracy and data collection effort. In summary, our study demonstrates the merit of multi-temporal ScanSAR L-band observations for estimation of vegetation height at a larger scale and provides a workflow for robust predictions of this parameter

Potential of Multi-Temporal ALOS-2 PALSAR-2 ScanSAR Data for Vegetation Height Estimation in Tropical Forests of Mexico

Information on the spatial distribution of forest structure parameters (e.g., aboveground biomass, vegetation height) are crucial for assessing terrestrial carbon stocks and emissions. In this study, we sought to assess the potential and merit of multi-temporal dual-polarised L-band observations for vegetation height estimation in tropical deciduous and evergreen forests of Mexico. We estimated vegetation height using dual-polarised L-band observations and a machine learning approach. We used airborne LiDAR-based vegetation height for model training and for result validation. We split LiDAR-based vegetation height into training and test data using two different approaches, i.e., considering and ignoring spatial autocorrelation between training and test data. Our results indicate that ignoring spatial autocorrelation leads to an overoptimistic model’s predictive performance. Accordingly, a spatial splitting of the reference data should be preferred in order to provide realistic retrieval accuracies. Moreover, the model’s predictive performance increases with an increasing number of spatial predictors and training samples, but saturates at a specific level (i.e., at 12 dual-polarised L-band backscatter measurements and at around 20% of all training samples). In consideration of spatial autocorrelation between training and test data, we determined an optimal number of L-band observations and training samples as a trade-off between retrieval accuracy and data collection effort. In summary, our study demonstrates the merit of multi-temporal ScanSAR L-band observations for estimation of vegetation height at a larger scale and provides a workflow for robust predictions of this parameter

Spaceborne L-Band Synthetic Aperture Radar Data for Geoscientific Analyses in Coastal Land Applications: A Review

The coastal zone offers among the world’s most productive and valuable ecosystems and is experiencing increasing pressure from anthropogenic impacts: human settlements, agriculture, aquaculture, trade, industrial activities, oil and gas exploitation and tourism. Earth observation has great capability to deliver valuable data at the local, regional and global scales and can support the assessment and monitoring of land‐ and water‐related applications in coastal zones. Compared to optical satellites, cloud‐cover does not limit the timeliness of data acquisition with spaceborne Synthetic Aperture Radar (SAR) sensors, which have all‐weather, day and night capabilities. Hence, active radar systems demonstrate great potential for continuous mapping and monitoring of coastal regions, particularly in cloud‐prone tropical and sub‐tropical climates. The canopy penetration capability with long radar wavelength enables L‐band SAR data to be used for coastal terrestrial environments and has been widely applied and investigated for the following geoscientific topics: mapping and monitoring of flooded vegetation and inundated areas; the retrieval of aboveground biomass; and the estimation of soil moisture. Human activities, global population growth, urban sprawl and climate change‐induced impacts are leading to increased pressure on coastal ecosystems causing land degradation, deforestation and land use change. This review presents a comprehensive overview of existing research articles that apply spaceborne L‐band SAR data for geoscientific analyses that are relevant for coastal land applications

National farm scale estimates of grass yield from satellite remote sensing

Globally, grasslands are an important source of food for livestock and provide additional ecosystem services such as greenhouse gas (GHG) mitigation through carbon sequestration, habitats for biodiversity, and recreational amenities. Grass is the cheapest source of fodder providing Irish farmers with an economic benefit against international competitors. Hence, to maintain profitability, farmers have to maximize the proportion of grazed grass in cow’s diet or save it as silage. The overall objective of the current research project was to build a machine-learning model to estimate grass growth nationally using earth observation imagery from the Sentinel 2 satellite constellation and ancillary meteorological data, which are known to influence grass growth. Firstly, the impact of meteorological data and Growing Degree Days (GDD) was assessed for Teagasc Moorepark experimental farm (Fermoy, Co Cork, Ireland). GDD was modified to include Soil Moisture Deficit (SMD), which included the impact of summer drought conditions in 2018. Results demonstrated the importance of GDD for grass growth estimation using ordinary linear regression (OLS). The potential evapotranspiration (PE) 0.65 (r=0.65) and evaporation (r=0.65) were equally significant variables in 2017, while in 2018 the solar radiation had the highest correlation (r=0.43), followed by potential evapotranspiration and evaporation with r of 0.42. The standard and modified GDD were equally significant variables with r of 0.65 in 2017, but both had a reduced correlation in 2018 with modified GDD (0.38, p<0.01) performing slightly better than the standard GDD (0.26, p<0.01) calculation. These models only explained 53% (RMSE of 18.90 kg DM ha-1day-1) and 36% (RMSE of 27.02 kg DM ha-1day-1) of variability in grass growth for 2017 and 2018, respectively. Considering the importance of meteorological data, an empirical grass model called the Brereton model, previously used for Irish grass growing conditions were tested. Since this model lacks a spatial element, we compared the Brereton model with the previously used machine-learning model ANFIS and Random Forest (RF) with the combination of satellite data and meteorological data for eight Teagasc farms. Overall, the machine-learning algorithms (R2= 0.32 to 0.73 and RMSE=14.65 to 24.76 kg DM ha-1day-1 for the test data) performed better than the Brereton model (range of R2=0.03 to 0.33 and RMSE=41.68 to 82.29 kg DM ha-1day-1). The RF model (with all the variables except rainfall) had the highest accuracy for predicting grass growth rate, with (R2= 0.55, RMSE = 14.65 kg DM ha-1day-1, MSE= 214.79 kg DM ha-1day-1 versus ANFIS with R2 = 0.47, RMSE = 15.95 kg DM ha-1day-1, MSE= 254.40 kg DM ha-1day-1). When developing a national model, meteorological data were missing (except precipitation). A different approach was followed, whereby the grass growing season was subdivided (January-June Agmodel 1 and July–December Agmodel 2). Phenologically, the peak grass growth in Ireland typically occurs in May, with a slow decline in subsequent months. Spring is the most important season for grassland management, where growing conditions can impact the grass supply for the whole year. The national models were developed using Sentinel 2 band metrics, spectral indices (NDVI and NDRE), and rainfall for 179 farms. Data from 2017-2019 was divided into training and testing data (70:30 split), with 2020 data used for independent validation of the final trained model. Test accuracy was higher for Agmodel 1 (R2 = 0.74, RMSE= 15.52 kg DM ha-1day-1) versus Agmodel 2 (R2 = 0.58, RMSE= 13.74 kg DM ha-1day-1). This trained model was used on validation data from 2020, and the results were similar with better performance for Agmodel1 (R2 =0.70) versus Agmodel2 (R2=0.36). The improved spatial resolution of Sentinel 2 and the availability of red-edge bands showed improved results compared with previous work based on coarse resolution satellite imagery

Characterisation and monitoring of forest disturbances in Ireland using active microwave satellite platforms

Forests are one of the major carbon sinks that significantly contribute towards achieving targets of the Kyoto Protocol, and its successors, in reducing greenhouse (GHG) emissions. In order to contribute to regular National Inventory Reporting, and as part of the on-going development of the Irish national GHG reporting system (CARBWARE), improvements in characterisation of changes in forest carbon stocks have been recommended to provide a comprehensive information flow into CARBWARE. The Irish National Forest Inventory (NFI) is updated once every six years, thus there is a need for an enhanced forest monitoring system to obtain annual forest updates to support government agencies and forest management companies in their strategic decision making and to comply with international GHG reporting standards. Sustainable forest management is imperative to promote net carbon absorption from forests. Based on the NFI data, Irish forests have removed or sequestered an average of 3.8 Mt of atmospheric CO2 per year between 2007 and 2016. However, unmanaged and degraded forests become a net emitter of carbon. Disturbances from human induced activities such as clear felling, thinning and deforestation results in carbon emissions back into the atmosphere. Funded by the Department of Agriculture, Food and the Marine (DAFM, Ireland), this PhD study focuses on exploring the potential of data from L-band Synthetic Aperture Radar (SAR) satellite based sensors for monitoring changes in the small stand forests of Ireland. Historic data from ALOS PALSAR in the late 2000s and more recent data from ALOS-2 PALSAR-2 sensors have been used to map forest areas and characterise the different disturbances observed within three different regions of Ireland. Forest mapping and disturbance characterisation was achieved by combining the machine learning supervised Random Forests (RF) and unsupervised Iterative Self-Organizing Data Analysis (ISODATA) classification techniques. The lack of availability of ground truth data supported use of this unsupervised approach which forms natural clusters based on their multi-temporal signatures, with divergence statistics used to select the optimal number of clusters to represent different forest classes. This approach to forest monitoring using SAR imagery has not been reported in the peer-review literature and is particularly beneficial where there is a dearth of ground-based information. When applied to the forests, mapped with an accuracy of up to 97% by RF, the ISODATA technique successfully identified the unique multi-temporal pattern associated with clear-fells which exhibited a decrease of 4 to 5 decibels (dB) between the images acquired before and after the event. The clustering algorithm effectively highlighted the occurrence of other disturbance events within forests with a decrease of 2±0.5dB between two consecutive years, as well as areas of tree growth and afforestation. A highlight of the work is the successful transferability of the algorithm, developed using ALOS PALSAR, to ALOS-2 PALSAR-2 data thereby demonstrating the potential continuity of annual forest monitoring. The higher spatial and radiometric resolutions of ALOS-2 PALSAR-2 data have shown improvements in forest mapping compared to ALOS PALSAR data. From mapping a minimum forest size of 1.8 ha with ALOS PALSAR, a minimum area of 1.1 ha was achieved with the ALOS-2 PALSAR-2 images. Moreover, even with some different backscatter characteristics of images acquired in different seasons, similar signature patterns between the sensors were retrieved that helped to define the cluster groups, thus demonstrating the robustness of the algorithm and its successful transferability. Having proven the potential to monitor forest disturbances, the results from both the sensors were used to detect deforestation over the time period 2007-2016. Permanent land-use changes pertaining to conversion of forests to agricultural lands and windfarms were identified which are important with respect to forest monitoring and carbon reporting in Ireland. Overall, this work has presented a viable approach to support forest monitoring operations in Ireland. By providing disturbance information from SAR, it can supplement projects working with optical images which are generally limited by cloud cover, particularly in parts of northern, western and upland Ireland. This approach adds value to ground based forest monitoring by mapping distinct forests over large areas on an annual basis. This study has demonstrated the ability to apply the algorithm to three different study areas, with a vision to operationalise the algorithm on a national scale. The main limitations experienced in this study were the lack of L-band SAR data availability and reference datasets. With typically only one image acquired per year, and discrepancies and omissions existing within reference datasets, understanding the behaviour of certain cluster groups representing disturbances was challenging. However, this approach has addressed some issues within the reference datasets, for example locating areas for which a felling licence was granted but where trees were never cut, by providing detailed systematic mapping of forests. Future satellites such as Tandem-L, SAOCOM-2A and 2B, P-band BIOMASS mission and ALOS-4 PALSAR-3 may overcome the issue of limited SAR image acquisitions provided more images per year are available, especially during the summer months