Timing and Carrier Synchronization in Wireless Communication Systems: A Survey and Classification of Research in the Last 5 Years

Timing and carrier synchronization is a fundamental requirement for any wireless communication system to work properly. Timing synchronization is the process by which a receiver node determines the correct instants of time at which to sample the incoming signal. Carrier synchronization is the process by which a receiver adapts the frequency and phase of its local carrier oscillator with those of the received signal. In this paper, we survey the literature over the last 5 years (2010–2014) and present a comprehensive literature review and classification of the recent research progress in achieving timing and carrier synchronization in single-input single-output (SISO), multiple-input multiple-output (MIMO), cooperative relaying, and multiuser/multicell interference networks. Considering both single-carrier and multi-carrier communication systems, we survey and categorize the timing and carrier synchronization techniques proposed for the different communication systems focusing on the system model assumptions for synchronization, the synchronization challenges, and the state-of-the-art synchronization solutions and their limitations. Finally, we envision some future research directions

Waveform Advancements and Synchronization Techniques for Generalized Frequency Division Multiplexing

To enable a new level of connectivity among machines as well as between people and machines, future wireless applications will demand higher requirements on data rates, response time, and reliability from the communication system. This will lead to a different system design, comprising a wide range of deployment scenarios. One important aspect is the evolution of physical layer (PHY), specifically the waveform modulation. The novel generalized frequency division multiplexing (GFDM) technique is a prominent proposal for a flexible block filtered multicarrier modulation. This thesis introduces an advanced GFDM concept that enables the emulation of other prominent waveform candidates in scenarios where they perform best. Hence, a unique modulation framework is presented that is capable of addressing a wide range of scenarios and to upgrade the PHY for 5G networks. In particular, for a subset of system parameters of the modulation framework, the problem of symbol time offset (STO) and carrier frequency offset (CFO) estimation is investigated and synchronization approaches, which can operate in burst and continuous transmissions, are designed. The first part of this work presents the modulation principles of prominent 5G candidate waveforms and then focuses on the GFDM basic and advanced attributes. The GFDM concept is extended towards the use of OQAM, introducing the novel frequency-shift OQAM-GFDM, and a new low complexity model based on signal processing carried out in the time domain. A new prototype filter proposal highlights the benefits obtained in terms of a reduced out-of-band (OOB) radiation and more attractive hardware implementation cost. With proper parameterization of the advanced GFDM, the achieved gains are applicable to other filtered OFDM waveforms. In the second part, a search approach for estimating STO and CFO in GFDM is evaluated. A self-interference metric is proposed to quantify the effective SNR penalty caused by the residual time and frequency misalignment or intrinsic inter-symbol interference (ISI) and inter-carrier interference (ICI) for arbitrary pulse shape design in GFDM. In particular, the ICI can be used as a non-data aided approach for frequency estimation. Then, GFDM training sequences, defined either as an isolated preamble or embedded as a midamble or pseudo-circular pre/post-amble, are designed. Simulations show better OOB emission and good estimation results, either comparable or superior, to state-of-the-art OFDM system in wireless channels

Multi-Relay Communications in the Presence of Phase Noise and Carrier Frequency Offsets

Impairments like time varying phase noise (PHN) and carrier frequency offset (CFO) result in loss of synchronization and poor performance of multi-relay communication systems. Joint estimation of these impairments is necessary in order to correctly decode the received signal at the destination. In this paper, we address spectrally-efficient multi-relay transmission scenarios where all the relays simultaneously communicate with the destination. We propose an iterative pilot-aided algorithm based on the expectation conditional maximization (ECM) for joint estimation of multipath channels, Wiener PHNs, and CFOs in decode-and-forward (DF) based multi-relay orthogonal frequency division multiplexing (OFDM) systems. Next, a new expression of the hybrid Cramér-Rao lower bound (HCRB) for the multi-parameter estimation problem is derived. Finally, an iterative receiver based on an extended Kalman filter (EKF) for joint data detection and PHN tracking is employed. Numerical results show that the proposed estimator outperforms existing algorithms and its mean square error performance is close to the derived HCRB at differnt signal-to-noise ratios (SNRs) for different PHN variances. In addition, the combined estimation algorithm and iterative receiver can significantly improve average bit-error rate (BER) performance compared to existing algorithms. In addition, the BER performance of the proposed system is close to the ideal case of perfect channel impulse responses (CIRs), PHNs and CFOs estimation

MIMO signal processing in offset-QAM based filter bank multicarrier systems

Next-generation communication systems have to comply with very strict requirements for increased flexibility in heterogeneous environments, high spectral efficiency, and agility of carrier aggregation. This fact motivates research in advanced multicarrier modulation (MCM) schemes, such as filter bank-based multicarrier (FBMC) modulation. This paper focuses on the offset quadrature amplitude modulation (OQAM)-based FBMC variant, known as FBMC/OQAM, which presents outstanding spectral efficiency and confinement in a number of channels and applications. Its special nature, however, generates a number of new signal processing challenges that are not present in other MCM schemes, notably, in orthogonal-frequency-division multiplexing (OFDM). In multiple-input multiple-output (MIMO) architectures, which are expected to play a primary role in future communication systems, these challenges are intensified, creating new interesting research problems and calling for new ideas and methods that are adapted to the particularities of the MIMO-FBMC/OQAM system. The goal of this paper is to focus on these signal processing problems and provide a concise yet comprehensive overview of the recent advances in this area. Open problems and associated directions for future research are also discussed.Peer ReviewedPostprint (author's final draft

Waveform Design for 5G and beyond Systems

5G traffic has very diverse requirements with respect to data rate, delay, and reliability. The concept of using multiple OFDM numerologies adopted in the 5G NR standard will likely meet these multiple requirements to some extent. However, the traffic is radically accruing different characteristics and requirements when compared with the initial stage of 5G, which focused mainly on high-speed multimedia data applications. For instance, applications such as vehicular communications and robotics control require a highly reliable and ultra-low delay. In addition, various emerging M2M applications have sparse traffic with a small amount of data to be delivered. The state-of-the-art OFDM technique has some limitations when addressing the aforementioned requirements at the same time. Meanwhile, numerous waveform alternatives, such as FBMC, GFDM, and UFMC, have been explored. They also have their own pros and cons due to their intrinsic waveform properties. Hence, it is the opportune moment to come up with modification/variations/combinations to the aforementioned techniques or a new waveform design for 5G systems and beyond. The aim of this Special Issue is to provide the latest research and advances in the field of waveform design for 5G systems and beyond

Compressive Sensing-Based Grant-Free Massive Access for 6G Massive Communication

The advent of the sixth-generation (6G) of wireless communications has given rise to the necessity to connect vast quantities of heterogeneous wireless devices, which requires advanced system capabilities far beyond existing network architectures. In particular, such massive communication has been recognized as a prime driver that can empower the 6G vision of future ubiquitous connectivity, supporting Internet of Human-Machine-Things for which massive access is critical. This paper surveys the most recent advances toward massive access in both academic and industry communities, focusing primarily on the promising compressive sensing-based grant-free massive access paradigm. We first specify the limitations of existing random access schemes and reveal that the practical implementation of massive communication relies on a dramatically different random access paradigm from the current ones mainly designed for human-centric communications. Then, a compressive sensing-based grant-free massive access roadmap is presented, where the evolutions from single-antenna to large-scale antenna array-based base stations, from single-station to cooperative massive multiple-input multiple-output systems, and from unsourced to sourced random access scenarios are detailed. Finally, we discuss the key challenges and open issues to shed light on the potential future research directions of grant-free massive access.Comment: Accepted by IEEE IoT Journa

Channel estimation and parameters acquisition systems employing cooperative diversity

Doutoramento em Engenharia Eletrotécnica e TelecomunicaçõesThis work investigates new channel estimation schemes for the forthcoming and future generation of cellular systems for which cooperative techniques are regarded. The studied cooperative systems are designed to re-transmit the received information to the user terminal via the relay nodes, in order to make use of benefits such as high throughput, fairness in access and extra coverage. The cooperative scenarios rely on OFDM-based systems employing classical and pilot-based channel estimators, which were originally designed to pointto-point links. The analytical studies consider two relaying protocols, namely, the Amplifyand-Forward and the Equalise-and-Forward, both for the downlink case. The relaying channels statistics show that such channels entail specific characteristics that comply to a proper filter and equalisation designs. Therefore, adjustments in the estimation process are needed in order to obtain the relay channel estimates, refine these initial estimates via iterative processing and obtain others system parameters that are required in the equalisation. The system performance is evaluated considering standardised specifications and the International Telecommunication Union multipath channel models.Este trabalho tem por objetivo o estudo de novos esquemas de estimação de canal para sistemas de comunicação móvel das próximas gerações, para os quais técnicas cooperativa são consideradas. Os sistemas cooperativos investigados neste trabalho estão projetados para fazerem uso de terminais adicionais a fim de retransmitir a informação recebida para o utilizador final. Desta forma, pode-se usurfruir de benefícios relacionados às comunicações cooperativas tais como o aumento do rendimento do sistema, fiabilidade e extra cobertura. Os cenários são basedos em sistemas OFDM que empregam estimadores de canal que fazem uso de sinais piloto e que originalmente foram projetados para ligações ponto a ponto. Os estudos analíticos consideram dois protocolos de encaminhamento, nomeadamente, Amplify-and-Forward e Equalise-and-Forward, ambos para o caso downlink. As estatísticas dos canais em estudo mostram que tais canais ocasionam características específicas para as quais o filtro do estimador e a equalisação devem ser apropridamente projetados. Estas características requerem ajustes que são necessários no processo de estimação a fim de estimar os canais, refinar as estimativas iniciais através de processos iterativos e ainda obter outros parâmetros do sistema que são necessários na equalização. O desempenho dos esquemas propostos são avaliados tendo em consideração especificações padronizadas e modelos de canal descritos na International Telecommunication Union

Secure OFDM System Design for Wireless Communications

Wireless communications is widely employed in modern society and plays an increasingly important role in people\u27s daily life. The broadcast nature of radio propagation, however, causes wireless communications particularly vulnerable to malicious attacks, and leads to critical challenges in securing the wireless transmission. Motivated by the insufficiency of traditional approaches to secure wireless communications, physical layer security that is emerging as a complement to the traditional upper-layer security mechanisms is investigated in this dissertation. Five novel techniques toward the physical layer security of wireless communications are proposed. The first two techniques focus on the security risk assessment in wireless networks to enable a situation-awareness based transmission protection. The third and fourth techniques utilize wireless medium characteristics to enhance the built-in security of wireless communication systems, so as to prevent passive eavesdropping. The last technique provides an embedded confidential signaling link for secure transmitter-receiver interaction in OFDM systems