Evaluating soft biometrics in the context of face recognition

2013 Summer.Includes bibliographical references.Soft biometrics typically refer to attributes of people such as their gender, the shape of their head, the color of their hair, etc. There is growing interest in soft biometrics as a means of improving automated face recognition since they hold the promise of significantly reducing recognition errors, in part by ruling out illogical choices. Here four experiments quantify performance gains on a difficult face recognition task when standard face recognition algorithms are augmented using information associated with soft biometrics. These experiments include a best-case analysis using perfect knowledge of gender and race, support vector machine-based soft biometric classifiers, face shape expressed through an active shape model, and finally appearance information from the image region directly surrounding the face. All four experiments indicate small improvements may be made when soft biometrics augment an existing algorithm. However, in all cases, the gains were modest. In the context of face recognition, empirical evidence suggests that significant gains using soft biometrics are hard to come by

Advanced Biometrics with Deep Learning

Biometrics, such as fingerprint, iris, face, hand print, hand vein, speech and gait recognition, etc., as a means of identity management have become commonplace nowadays for various applications. Biometric systems follow a typical pipeline, that is composed of separate preprocessing, feature extraction and classification. Deep learning as a data-driven representation learning approach has been shown to be a promising alternative to conventional data-agnostic and handcrafted pre-processing and feature extraction for biometric systems. Furthermore, deep learning offers an end-to-end learning paradigm to unify preprocessing, feature extraction, and recognition, based solely on biometric data. This Special Issue has collected 12 high-quality, state-of-the-art research papers that deal with challenging issues in advanced biometric systems based on deep learning. The 12 papers can be divided into 4 categories according to biometric modality; namely, face biometrics, medical electronic signals (EEG and ECG), voice print, and others

What else does your biometric data reveal? A survey on soft biometrics

International audienceRecent research has explored the possibility of extracting ancillary information from primary biometric traits, viz., face, fingerprints, hand geometry and iris. This ancillary information includes personal attributes such as gender, age, ethnicity, hair color, height, weight, etc. Such attributes are known as soft biometrics and have applications in surveillance and indexing biometric databases. These attributes can be used in a fusion framework to improve the matching accuracy of a primary biometric system (e.g., fusing face with gender information), or can be used to generate qualitative descriptions of an individual (e.g., "young Asian female with dark eyes and brown hair"). The latter is particularly useful in bridging the semantic gap between human and machine descriptions of biometric data. In this paper, we provide an overview of soft biometrics and discuss some of the techniques that have been proposed to extract them from image and video data. We also introduce a taxonomy for organizing and classifying soft biometric attributes, and enumerate the strengths and limitations of these attributes in the context of an operational biometric system. Finally, we discuss open research problems in this field. This survey is intended for researchers and practitioners in the field of biometrics

QUIS-CAMPI: Biometric Recognition in Surveillance Scenarios

The concerns about individuals security have justified the increasing number of surveillance cameras deployed both in private and public spaces. However, contrary to popular belief, these devices are in most cases used solely for recording, instead of feeding intelligent analysis processes capable of extracting information about the observed individuals. Thus, even though video surveillance has already proved to be essential for solving multiple crimes, obtaining relevant details about the subjects that took part in a crime depends on the manual inspection of recordings. As such, the current goal of the research community is the development of automated surveillance systems capable of monitoring and identifying subjects in surveillance scenarios. Accordingly, the main goal of this thesis is to improve the performance of biometric recognition algorithms in data acquired from surveillance scenarios. In particular, we aim at designing a visual surveillance system capable of acquiring biometric data at a distance (e.g., face, iris or gait) without requiring human intervention in the process, as well as devising biometric recognition methods robust to the degradation factors resulting from the unconstrained acquisition process. Regarding the first goal, the analysis of the data acquired by typical surveillance systems shows that large acquisition distances significantly decrease the resolution of biometric samples, and thus their discriminability is not sufficient for recognition purposes. In the literature, diverse works point out Pan Tilt Zoom (PTZ) cameras as the most practical way for acquiring high-resolution imagery at a distance, particularly when using a master-slave configuration. In the master-slave configuration, the video acquired by a typical surveillance camera is analyzed for obtaining regions of interest (e.g., car, person) and these regions are subsequently imaged at high-resolution by the PTZ camera. Several methods have already shown that this configuration can be used for acquiring biometric data at a distance. Nevertheless, these methods failed at providing effective solutions to the typical challenges of this strategy, restraining its use in surveillance scenarios. Accordingly, this thesis proposes two methods to support the development of a biometric data acquisition system based on the cooperation of a PTZ camera with a typical surveillance camera. The first proposal is a camera calibration method capable of accurately mapping the coordinates of the master camera to the pan/tilt angles of the PTZ camera. The second proposal is a camera scheduling method for determining - in real-time - the sequence of acquisitions that maximizes the number of different targets obtained, while minimizing the cumulative transition time. In order to achieve the first goal of this thesis, both methods were combined with state-of-the-art approaches of the human monitoring field to develop a fully automated surveillance capable of acquiring biometric data at a distance and without human cooperation, designated as QUIS-CAMPI system. The QUIS-CAMPI system is the basis for pursuing the second goal of this thesis. The analysis of the performance of the state-of-the-art biometric recognition approaches shows that these approaches attain almost ideal recognition rates in unconstrained data. However, this performance is incongruous with the recognition rates observed in surveillance scenarios. Taking into account the drawbacks of current biometric datasets, this thesis introduces a novel dataset comprising biometric samples (face images and gait videos) acquired by the QUIS-CAMPI system at a distance ranging from 5 to 40 meters and without human intervention in the acquisition process. This set allows to objectively assess the performance of state-of-the-art biometric recognition methods in data that truly encompass the covariates of surveillance scenarios. As such, this set was exploited for promoting the first international challenge on biometric recognition in the wild. This thesis describes the evaluation protocols adopted, along with the results obtained by the nine methods specially designed for this competition. In addition, the data acquired by the QUIS-CAMPI system were crucial for accomplishing the second goal of this thesis, i.e., the development of methods robust to the covariates of surveillance scenarios. The first proposal regards a method for detecting corrupted features in biometric signatures inferred by a redundancy analysis algorithm. The second proposal is a caricature-based face recognition approach capable of enhancing the recognition performance by automatically generating a caricature from a 2D photo. The experimental evaluation of these methods shows that both approaches contribute to improve the recognition performance in unconstrained data.A crescente preocupação com a segurança dos indivíduos tem justificado o crescimento do número de câmaras de vídeo-vigilância instaladas tanto em espaços privados como públicos. Contudo, ao contrário do que normalmente se pensa, estes dispositivos são, na maior parte dos casos, usados apenas para gravação, não estando ligados a nenhum tipo de software inteligente capaz de inferir em tempo real informações sobre os indivíduos observados. Assim, apesar de a vídeo-vigilância ter provado ser essencial na resolução de diversos crimes, o seu uso está ainda confinado à disponibilização de vídeos que têm que ser manualmente inspecionados para extrair informações relevantes dos sujeitos envolvidos no crime. Como tal, atualmente, o principal desafio da comunidade científica é o desenvolvimento de sistemas automatizados capazes de monitorizar e identificar indivíduos em ambientes de vídeo-vigilância. Esta tese tem como principal objetivo estender a aplicabilidade dos sistemas de reconhecimento biométrico aos ambientes de vídeo-vigilância. De forma mais especifica, pretende-se 1) conceber um sistema de vídeo-vigilância que consiga adquirir dados biométricos a longas distâncias (e.g., imagens da cara, íris, ou vídeos do tipo de passo) sem requerer a cooperação dos indivíduos no processo; e 2) desenvolver métodos de reconhecimento biométrico robustos aos fatores de degradação inerentes aos dados adquiridos por este tipo de sistemas. No que diz respeito ao primeiro objetivo, a análise aos dados adquiridos pelos sistemas típicos de vídeo-vigilância mostra que, devido à distância de captura, os traços biométricos amostrados não são suficientemente discriminativos para garantir taxas de reconhecimento aceitáveis. Na literatura, vários trabalhos advogam o uso de câmaras Pan Tilt Zoom (PTZ) para adquirir imagens de alta resolução à distância, principalmente o uso destes dispositivos no modo masterslave. Na configuração master-slave um módulo de análise inteligente seleciona zonas de interesse (e.g. carros, pessoas) a partir do vídeo adquirido por uma câmara de vídeo-vigilância e a câmara PTZ é orientada para adquirir em alta resolução as regiões de interesse. Diversos métodos já mostraram que esta configuração pode ser usada para adquirir dados biométricos à distância, ainda assim estes não foram capazes de solucionar alguns problemas relacionados com esta estratégia, impedindo assim o seu uso em ambientes de vídeo-vigilância. Deste modo, esta tese propõe dois métodos para permitir a aquisição de dados biométricos em ambientes de vídeo-vigilância usando uma câmara PTZ assistida por uma câmara típica de vídeo-vigilância. O primeiro é um método de calibração capaz de mapear de forma exata as coordenadas da câmara master para o ângulo da câmara PTZ (slave) sem o auxílio de outros dispositivos óticos. O segundo método determina a ordem pela qual um conjunto de sujeitos vai ser observado pela câmara PTZ. O método proposto consegue determinar em tempo-real a sequência de observações que maximiza o número de diferentes sujeitos observados e simultaneamente minimiza o tempo total de transição entre sujeitos. De modo a atingir o primeiro objetivo desta tese, os dois métodos propostos foram combinados com os avanços alcançados na área da monitorização de humanos para assim desenvolver o primeiro sistema de vídeo-vigilância completamente automatizado e capaz de adquirir dados biométricos a longas distâncias sem requerer a cooperação dos indivíduos no processo, designado por sistema QUIS-CAMPI. O sistema QUIS-CAMPI representa o ponto de partida para iniciar a investigação relacionada com o segundo objetivo desta tese. A análise do desempenho dos métodos de reconhecimento biométrico do estado-da-arte mostra que estes conseguem obter taxas de reconhecimento quase perfeitas em dados adquiridos sem restrições (e.g., taxas de reconhecimento maiores do que 99% no conjunto de dados LFW). Contudo, este desempenho não é corroborado pelos resultados observados em ambientes de vídeo-vigilância, o que sugere que os conjuntos de dados atuais não contêm verdadeiramente os fatores de degradação típicos dos ambientes de vídeo-vigilância. Tendo em conta as vulnerabilidades dos conjuntos de dados biométricos atuais, esta tese introduz um novo conjunto de dados biométricos (imagens da face e vídeos do tipo de passo) adquiridos pelo sistema QUIS-CAMPI a uma distância máxima de 40m e sem a cooperação dos sujeitos no processo de aquisição. Este conjunto permite avaliar de forma objetiva o desempenho dos métodos do estado-da-arte no reconhecimento de indivíduos em imagens/vídeos capturados num ambiente real de vídeo-vigilância. Como tal, este conjunto foi utilizado para promover a primeira competição de reconhecimento biométrico em ambientes não controlados. Esta tese descreve os protocolos de avaliação usados, assim como os resultados obtidos por 9 métodos especialmente desenhados para esta competição. Para além disso, os dados adquiridos pelo sistema QUIS-CAMPI foram essenciais para o desenvolvimento de dois métodos para aumentar a robustez aos fatores de degradação observados em ambientes de vídeo-vigilância. O primeiro é um método para detetar características corruptas em assinaturas biométricas através da análise da redundância entre subconjuntos de características. O segundo é um método de reconhecimento facial baseado em caricaturas automaticamente geradas a partir de uma única foto do sujeito. As experiências realizadas mostram que ambos os métodos conseguem reduzir as taxas de erro em dados adquiridos de forma não controlada

Advancing the technology of sclera recognition

PhD ThesisEmerging biometric traits have been suggested recently to overcome some challenges and issues related to utilising traditional human biometric traits such as the face, iris, and fingerprint. In particu- lar, iris recognition has achieved high accuracy rates under Near- InfraRed (NIR) spectrum and it is employed in many applications for security and identification purposes. However, as modern imaging devices operate in the visible spectrum capturing colour images, iris recognition has faced challenges when applied to coloured images especially with eye images which have a dark pigmentation. Other issues with iris recognition under NIR spectrum are the constraints on the capturing process resulting in failure-to-enrol, and degradation in system accuracy and performance. As a result, the research commu- nity investigated using other traits to support the iris biometric in the visible spectrum such as the sclera. The sclera which is commonly known as the white part of the eye includes a complex network of blood vessels and veins surrounding the eye. The vascular pattern within the sclera has different formations and layers providing powerful features for human identification. In addition, these blood vessels can be acquired in the visible spectrum and thus can be applied using ubiquitous camera-based devices. As a consequence, recent research has focused on developing sclera recog- nition. However, sclera recognition as any biometric system has issues and challenges which need to be addressed. These issues are mainly related to sclera segmentation, blood vessel enhancement, feature ex- traction, template registration, matching and decision methods. In addition, employing the sclera biometric in the wild where relaxed imaging constraints are utilised has introduced more challenges such as illumination variation, specular reflections, non-cooperative user capturing, sclera blocked region due to glasses and eyelashes, variation in capturing distance, multiple gaze directions, and eye rotation. The aim of this thesis is to address such sclera biometric challenges and highlight the potential of this trait. This also might inspire further research on tackling sclera recognition system issues. To overcome the vii above-mentioned issues and challenges, three major contributions are made which can be summarised as 1) designing an efficient sclera recognition system under constrained imaging conditions which in- clude new sclera segmentation, blood vessel enhancement, vascular binary network mapping and feature extraction, and template registra- tion techniques; 2) introducing a novel sclera recognition system under relaxed imaging constraints which exploits novel sclera segmentation, sclera template rotation alignment and distance scaling methods, and complex sclera features; 3) presenting solutions to tackle issues related to applying sclera recognition in a real-time application such as eye localisation, eye corner and gaze detection, together with a novel image quality metric. The evaluation of the proposed contributions is achieved using five databases having different properties representing various challenges and issues. These databases are the UBIRIS.v1, UBIRIS.v2, UTIRIS, MICHE, and an in-house database. The results in terms of segmen- tation accuracy, Equal Error Rate (EER), and processing time show significant improvement in the proposed systems compared to state- of-the-art methods.Ministry of Higher Education and Scientific Research in Iraq and the Iraqi Cultural Attach´e in Londo

Generative Adversarial Network and Its Application in Aerial Vehicle Detection and Biometric Identification System

In recent years, generative adversarial networks (GANs) have shown great potential in advancing the state-of-the-art in many areas of computer vision, most notably in image synthesis and manipulation tasks. GAN is a generative model which simultaneously trains a generator and a discriminator in an adversarial manner to produce real-looking synthetic data by capturing the underlying data distribution. Due to its powerful ability to generate high-quality and visually pleasingresults, we apply it to super-resolution and image-to-image translation techniques to address vehicle detection in low-resolution aerial images and cross-spectral cross-resolution iris recognition. First, we develop a Multi-scale GAN (MsGAN) with multiple intermediate outputs, which progressively learns the details and features of the high-resolution aerial images at different scales. Then the upscaled super-resolved aerial images are fed to a You Only Look Once-version 3 (YOLO-v3) object detector and the detection loss is jointly optimized along with a super-resolution loss to emphasize target vehicles sensitive to the super-resolution process. There is another problem that remains unsolved when detection takes place at night or in a dark environment, which requires an IR detector. Training such a detector needs a lot of infrared (IR) images. To address these challenges, we develop a GAN-based joint cross-modal super-resolution framework where low-resolution (LR) IR images are translated and super-resolved to high-resolution (HR) visible (VIS) images before applying detection. This approach significantly improves the accuracy of aerial vehicle detection by leveraging the benefits of super-resolution techniques in a cross-modal domain. Second, to increase the performance and reliability of deep learning-based biometric identification systems, we focus on developing conditional GAN (cGAN) based cross-spectral cross-resolution iris recognition and offer two different frameworks. The first approach trains a cGAN to jointly translate and super-resolve LR near-infrared (NIR) iris images to HR VIS iris images to perform cross-spectral cross-resolution iris matching to the same resolution and within the same spectrum. In the second approach, we design a coupled GAN (cpGAN) architecture to project both VIS and NIR iris images into a low-dimensional embedding domain. The goal of this architecture is to ensure maximum pairwise similarity between the feature vectors from the two iris modalities of the same subject. We have also proposed a pose attention-guided coupled profile-to-frontal face recognition network to learn discriminative and pose-invariant features in an embedding subspace. To show that the feature vectors learned by this deep subspace can be used for other tasks beyond recognition, we implement a GAN architecture which is able to reconstruct a frontal face from its corresponding profile face. This capability can be used in various face analysis tasks, such as emotion detection and expression tracking, where having a frontal face image can improve accuracy and reliability. Overall, our research works have shown its efficacy by achieving new state-of-the-art results through extensive experiments on publicly available datasets reported in the literature

Advancing iris biometric technology

PhD ThesisThe iris biometric is a well-established technology which is already in use in several nation-scale applications and it is still an active research area with several unsolved problems. This work focuses on three key problems in iris biometrics namely: segmentation, protection and cross-matching. Three novel methods in each of these areas are proposed and analyzed thoroughly. In terms of iris segmentation, a novel iris segmentation method is designed based on a fusion of an expanding and a shrinking active contour by integrating a new pressure force within the Gradient Vector Flow (GVF) active contour model. In addition, a new method for closed eye detection is proposed. The experimental results on the CASIA V4, MMU2, UBIRIS V1 and UBIRIS V2 databases show that the proposed method achieves state-of-theart results in terms of segmentation accuracy and recognition performance while being computationally more efficient. In this context, improvements by 60.5%, 42% and 48.7% are achieved in segmentation accuracy for the CASIA V4, MMU2 and UBIRIS V1 databases, respectively. For the UBIRIS V2 database, a superior time reduction is reported (85.7%) while maintaining a similar accuracy. Similarly, considerable time improvements by 63.8%, 56.6% and 29.3% are achieved for the CASIA V4, MMU2 and UBIRIS V1 databases, respectively. With respect to iris biometric protection, a novel security architecture is designed to protect the integrity of iris images and templates using watermarking and Visual Cryptography (VC). Firstly, for protecting the iris image, text which carries personal information is embedded in the middle band frequency region of the iris image using a novel watermarking algorithm that randomly interchanges multiple middle band pairs of the Discrete Cosine Transform (DCT). Secondly, for iris template protection, VC is utilized to protect the iii iris template. In addition, the integrity of the stored template in the biometric smart card is guaranteed by using the hash signatures. The proposed method has a minimal effect on the iris recognition performance of only 3.6% and 4.9% for the CASIA V4 and UBIRIS V1 databases, respectively. In addition, the VC scheme is designed to be readily applied to protect any biometric binary template without any degradation to the recognition performance with a complexity of only O(N). As for cross-spectral matching, a framework is designed which is capable of matching iris images in different lighting conditions. The first method is designed to work with registered iris images where the key idea is to synthesize the corresponding Near Infra-Red (NIR) images from the Visible Light (VL) images using an Artificial Neural Network (ANN) while the second method is capable of working with unregistered iris images based on integrating the Gabor filter with different photometric normalization models and descriptors along with decision level fusion to achieve the cross-spectral matching. A significant improvement by 79.3% in cross-spectral matching performance is attained for the UTIRIS database. As for the PolyU database, the proposed verification method achieved an improvement by 83.9% in terms of NIR vs Red channel matching which confirms the efficiency of the proposed method. In summary, the most important open issues in exploiting the iris biometric are presented and novel methods to address these problems are proposed. Hence, this work will help to establish a more robust iris recognition system due to the development of an accurate segmentation method working for iris images taken under both the VL and NIR. In addition, the proposed protection scheme paves the way for a secure iris images and templates storage. Moreover, the proposed framework for cross-spectral matching will help to employ the iris biometric in several security applications such as surveillance at-a-distance and automated watch-list identification.Ministry of Higher Education and Scientific Research in Ira

Gender and Ethnicity Classification Using Partial Face in Biometric Applications

As the number of biometric applications increases, the use of non-ideal information such as images which are not strictly controlled, images taken covertly, or images where the main interest is partially occluded, also increases. Face images are a specific example of this. In these non-ideal instances, other information, such as gender and ethnicity, can be determined to narrow the search space and/or improve the recognition results. Some research exists for gender classification using partial-face images, but there is little research involving ethnic classifications on such images. Few datasets have had the ethnic diversity needed and sufficient subjects for each ethnicity to perform this evaluation. Research is also lacking on how gender and ethnicity classifications on partial face are impacted by age. If the extracted gender and ethnicity information is to be integrated into a larger system, some measure of the reliability of the extracted information is needed. This study will provide an analysis of gender and ethnicity classification on large datasets captured by non-researchers under day-to-day operations using texture, color, and shape features extracted from partial-face regions. This analysis will allow for a greater understanding of the limitations of various facial regions for gender and ethnicity classifications. These limitations will guide the integration of automatically extracted partial-face gender and ethnicity information with a biometric face application in order to improve recognition under non-ideal circumstances. Overall, the results from this work showed that reliable gender and ethnic classification can be achieved from partial face images. Different regions of the face hold varying amount of gender and ethnicity information. For machine classification, the upper face regions hold more ethnicity information while the lower face regions hold more gender information. All regions were impacted by age, but the eyes were impacted the most in texture and color. The shape of the nose changed more with respect to age than any of the other regions

FACIAL IDENTIFICATION FOR DIGITAL FORENSIC

Forensic facial recognition has become an essential requirement in criminal investigations as a result of the emergence of electronic devices, such as mobile phones and computers, and the huge volume of existing content. Forensic facial recognition goes beyond facial recognition in that it deals with facial images under unconstrained and non-ideal conditions, such as low image resolution, varying facial orientation, poor illumination, a wide range of facial expressions, and the presence of accessories. In addition, digital forensic challenges do not only concern identifying an individual but also include understanding the context, acknowledging the relationships between individuals, tracking, and numbers of advanced questions that help reduce the cognitive load placed on the investigator. This thesis proposes a multi-algorithmic fusion approach by using multiple commercial facial recognition systems to overcome particular weaknesses in singular approaches to obtain improved facial identification accuracy. The advantage of focusing on commercial systems is that they release the forensic team from developing and managing their own solutions and, subsequently, also benefit from state-of-the-art updates in underlying recognition performance. A set of experiments was conducted to evaluate these commercial facial recognition systems (Neurotechnology, Microsoft, and Amazon Rekognition) to determine their individual performance using facial images with varied conditions and to determine the benefits of fusion. Two challenging facial datasets were identified for the evaluation; they represent a challenging yet realistic set of digital forensics scenarios collected from publicly available photographs. The experimental results have proven that using the developed fusion approach achieves a better facial vi identification rate as the best evaluated commercial system has achieved an accuracy of 67.23% while the multi-algorithmic fusion system has achieved an accuracy of 71.6%. Building on these results, a novel architecture is proposed to support the forensic investigation concerning the automatic facial recognition called Facial-Forensic Analysis System (F-FAS). The F-FAS is an efficient design that analyses the content of photo evidence to identify a criminal individual. Further, the F-FAS architecture provides a wide range of capabilities that will allow investigators to perform in-depth analysis that can lead to a case solution. Also, it allows investigators to find answers about different questions, such as individual identification, and identify associations between artefacts (facial social network) and presents them in a usable and visual form (geolocation) to draw a wider picture of a crime. This tool has also been designed based on a case management concept that helps to manage the overall system and provide robust authentication, authorisation, and chain of custody. Several experts in the forensic area evaluated the contributions of theses and a novel approach idea and it was unanimously agreed that the selected research problem was one of great validity. In addition, all experts have demonstrated support for experiments’ results and they were impressed by the suggested F-FAS based on the context of its functions.Republic of Iraq / Ministry of Higher Education and Scientific Research – Baghdad Universit