Rate Splitting for MIMO Wireless Networks: A Promising PHY-Layer Strategy for LTE Evolution

MIMO processing plays a central part towards the recent increase in spectral and energy efficiencies of wireless networks. MIMO has grown beyond the original point-to-point channel and nowadays refers to a diverse range of centralized and distributed deployments. The fundamental bottleneck towards enormous spectral and energy efficiency benefits in multiuser MIMO networks lies in a huge demand for accurate channel state information at the transmitter (CSIT). This has become increasingly difficult to satisfy due to the increasing number of antennas and access points in next generation wireless networks relying on dense heterogeneous networks and transmitters equipped with a large number of antennas. CSIT inaccuracy results in a multi-user interference problem that is the primary bottleneck of MIMO wireless networks. Looking backward, the problem has been to strive to apply techniques designed for perfect CSIT to scenarios with imperfect CSIT. In this paper, we depart from this conventional approach and introduce the readers to a promising strategy based on rate-splitting. Rate-splitting relies on the transmission of common and private messages and is shown to provide significant benefits in terms of spectral and energy efficiencies, reliability and CSI feedback overhead reduction over conventional strategies used in LTE-A and exclusively relying on private message transmissions. Open problems, impact on standard specifications and operational challenges are also discussed.Comment: accepted to IEEE Communication Magazine, special issue on LTE Evolutio

Adaptive Downlink CoMP in Heterogeneous Cellular Networks with Imperfect Overhead Messaging

Coordinated multi-point (CoMP) transmission is an effective means of improving network throughput in heterogeneous cellular networks (HetNets). However, its performance is seriously weakened if imperfect coordination happens between base stations (BSs). Many prior CoMP works do not consider inter-cell overhead message delays such that a seemingly astonishing CoMP throughput gain is attained. In this paper, the quantization error and delay that actually exist in overhead messages was modeled and we developed a much tractable SIR model based on the stochastic geometry framework. We proposed adaptive CoMP that is applied to downlink zero-forcing beamforming (ZFBF) and it can mitigate the interference from the coordinated cells with delayed overhead messages. The bounds on the complementary cumulative distribution function (CCDF) of the SIR of a user are characterized such that the average throughput of a user is able to be analytically evaluated. Numerical results show that the proposed adaptive CoMP scheme can make the throughput gain very robust to the overhead delay and thus significantly increase the throughput even when BSs are not perfectly coordinated.Comment: 6 pages, 4 figures, conferenc

MSE minimized joint transmission in coordinated multipoint systems with sparse feedback and constrained backhaul requirements

In a joint transmission coordinated multipoint (JT-CoMP) system, a shared spectrum is utilized by all neighbor cells. In the downlink, a group of base stations (BSs) coordinately transmit the users’ data to avoid serious interference at the users in the boundary of the cells, thus substantially improving area fairness. However, this comes at the cost of high feedback and backhaul load; In a frequency division duplex system, all users at the cell boundaries have to collect and send feedback of the downlink channel state information (CSI). In centralized JT-CoMP, although with capabilities for perfect coordination, a central coordination node have to send the computed precoding weights and corresponding data to all cells which can overwhelm the backhaul resources. In this paper, we design a JT-CoMP scheme, by which the sum of the mean square error (MSE) at the boundary users is minimized, while feedback and backhaul loads are constrained and the load is balanced between BSs. Our design is based on the singular value decomposition of CSI matrix and optimization of a binary link selection matrix to provide sparse feedback—constrained backhaul link. For comparison, we adopt the previously presented schemes for feedback and backhaul reduction in the physical layer. Extensive numerical evaluations show that the proposed scheme can reduce the MSE with at least 25 % , compared to the adopted and existing schemes

Achievable Throughput of Multi-mode Multiuser MIMO with Imperfect CSI Constraints

For the multiple-input multiple-output (MIMO) broadcast channel with imperfect channel state information (CSI), neither the capacity nor the optimal transmission technique have been fully discovered. In this paper, we derive achievable ergodic rates for a MIMO fading broadcast channel when CSI is delayed and quantized. It is shown that we should not support too many users with spatial division multiplexing due to the residual inter-user interference caused by imperfect CSI. Based on the derived achievable rates, we propose a multi-mode transmission strategy to maximize the throughput, which adaptively adjusts the number of active users based on the channel statistics information.Comment: 5 pages, 3 figures, submitted to 2009 IEEE International Symposium on Information Theor

D3.2 First performance results for multi -node/multi -antenna transmission technologies

This deliverable describes the current results of the multi-node/multi-antenna technologies investigated within METIS and analyses the interactions within and outside Work Package 3. Furthermore, it identifies the most promising technologies based on the current state of obtained results. This document provides a brief overview of the results in its first part. The second part, namely the Appendix, further details the results, describes the simulation alignment efforts conducted in the Work Package and the interaction of the Test Cases. The results described here show that the investigations conducted in Work Package 3 are maturing resulting in valuable innovative solutions for future 5G systems.Fantini. R.; Santos, A.; De Carvalho, E.; Rajatheva, N.; Popovski, P.; Baracca, P.; Aziz, D.... (2014). D3.2 First performance results for multi -node/multi -antenna transmission technologies. http://hdl.handle.net/10251/7675

Multiuser MIMO techniques with feedback

Kooperative Antennenanlagen haben vor kurzem einen heißen Forschungsthema geworden, da Sie deutlich höhere spektrale Effizienz als herkömmliche zelluläre Systeme versprechen. Der Gewinn wird durch die Eliminierung von Inter-Zelle Störungen (ICI) durch Koordinierung der-Antenne Übertragungen erworben. Vor kurzem, verteilte Organisation Methoden vorgeschlagen. Eine der größten Herausforderungen für das Dezentrale kooperative Antennensystem ist Kanalschätzung für den Downlink Kanal besonders wenn FDD verwendet wird. Alle zugehörigen Basisstationen im genossenschaftlichen Bereich müssen die vollständige Kanal Informationen zu Wissen, die entsprechenden precoding Gewicht Matrix zu berechnen. Diese Information ist von mobilen Stationen übertragen werden Stationen mit Uplink Ressourcen zu stützen. Wird als mehrere Basisstationen und mehreren mobilen Stationen in kooperativen Antennensysteme und jede Basisstation und Mobilstation beteiligt sind, können mit mehreren Antennen ausgestattet sein, die Anzahl der Kanal Parameter wieder gefüttert werden erwartet, groß zu sein. In dieser Arbeit wird ein effizientes Feedback Techniken der downlink Kanal Informationen sind für die Multi-user Multiple Input Multiple Output Fall vorgeschlagen, der insbesondere auf verteilte kooperative Antennensysteme zielt. Zuerst wird ein Unterraum-basiertes Kanalquantisierungsverfahren vorgeschlagen, das ein vorbestimmtes Codebuch verwendet. Ein iterativer Codebuchentwurfsalgorithmus wird vorgeschlagen, der zu einem lokalen optimalen Codebuch konvergiert. Darüber hinaus werden Feedback-Overhead-Reduktionsverfahren entwickelt, die die zeitliche Korrelation des Kanals ausnutzen. Es wird gezeigt, dass das vorgeschlagene adaptive Codebuchverfahren in Verbindung mit einem Datenkomprimierungsschema eine Leistung nahe an dem perfekten Kanalfall erzielt, was viel weniger Rückkopplungsoverhead im Vergleich zu anderen Techniken erfordert. Das auf dem Unterraum basierende Kanalquantisierungsverfahren wird erweitert, indem mehrere Antennen auf der Senderseite und/oder auf der Empfängerseite eingeführt werden, und die Leistung eines Vorcodierungs- (/Decodierungs-) Schemas mit regulierter Blockdiagonalisierung (RBD) wurde untersucht. Es wird ein kosteneffizientes Decodierungsmatrixquantisierungsverfahren vorgeschlagen, dass eine komplexe Berechnung an der Mobilstation vermeiden kann, während es nur eine leichte Verschlechterung zeigt. Die Arbeit wird abgeschlossen, indem die vorgeschlagenen Feedback-Methoden hinsichtlich ihrer Leistung, ihres erforderlichen Feedback-Overheads und ihrer Rechenkomplexität verglichen werden.Cooperative antenna systems have recently become a hot research topic, as they promise significantly higher spectral efficiency than conventional cellular systems. The gain is acquired by eliminating inter-cell interference (ICI) through coordination of the base antenna transmissions. Recently, distributed organization methods have been suggested. One of the main challenges of the distributed cooperative antenna system is channel estimation for the downlink channel especially when FDD is used. All of the associated base stations in the cooperative area need to know the full channel state information to calculate the corresponding precoding weight matrix. This information has to be transferred from mobile stations to base stations by using uplink resources. As several base stations and several mobile stations are involved in cooperative antenna systems and each base station and mobile station may be equipped with multiple antennas, the number of channel state parameters to be fed back is expected to be big. In this thesis, efficient feedback techniques of the downlink channel state information are proposed for the multi-user multiple-input multiple-output case, targeting distributed cooperative antenna systems in particular. First, a subspace based channel quantization method is proposed which employs a predefined codebook. An iterative codebook design algorithm is proposed which converges to a local optimum codebook. Furthermore, feedback overhead reduction methods are devised exploiting temporal correlation of the channel. It is shown that the proposed adaptive codebook method in conjunction with a data compression scheme achieves a performance close to the perfect channel case, requiring much less feedback overhead compared with other techniques. The subspace based channel quantization method is extended by introducing multiple antennas at the transmitter side and/or at the receiver side and the performance of a regularized block diagonalization (RBD) precoding(/decoding) scheme has been investigated as well as a zero-forcing (ZF) precoding scheme. A cost-efficient decoding matrix quantization method is proposed which can avoid a complex computation at the mobile station while showing only a slight degradation. The thesis is concluded by comparing the proposed feedback methods in terms of their performance, their required feedback overhead, and their computational complexity. The techniques that are developed in this thesis can be useful and applicable for 5G, which is envisioned to support the high granularity/resolution codebook and its efficient deployment schemes. Keywords: MU-MIMO, COOPA, limited feedback, CSI, CQ, feedback overhead reduction, Givens rotatio

Implementation of Deep-Learning-Based CSI Feedback Reporting on 5G NR-Compliant Link-Level Simulator

Advances in machine learning have widened the range of its applications in many fields. In particular, deep learning has attracted much interest for its ability to provide solutions where the derivation of a rigorous mathematical model of the problem is troublesome. Our interest was drawn to the application of deep learning for channel state information feedback reporting, a crucial problem in frequency division duplexing (FDD) 5G networks, where knowledge of the channel characteristics is fundamental to exploiting the full potential of multiple-input multiple-output (MIMO) systems. We designed a framework adopting a 5G New Radio convolutional neural network, called NR-CsiNet, with the aim of compressing the channel matrix experienced by the user at the receiver side and then reconstructing it at the transmitter side. In contrast to similar solutions, our framework is based on a 5G New Radio fully compliant simulator, thus implementing a channel generator based on the latest 3GPP 3-D channel model. Moreover, realistic 5G scenarios are considered by including multi-receiving antenna schemes and noisy downlink channel estimation. Simulations were carried out to analyze and compare the performance with current feedback reporting schemes, showing promising results for this approach from the point of view of the block error rate and throughput of the 5G data channel

Position and Orientation Estimation through Millimeter Wave MIMO in 5G Systems

Millimeter wave signals and large antenna arrays are considered enabling technologies for future 5G networks. While their benefits for achieving high-data rate communications are well-known, their potential advantages for accurate positioning are largely undiscovered. We derive the Cram\'{e}r-Rao bound (CRB) on position and rotation angle estimation uncertainty from millimeter wave signals from a single transmitter, in the presence of scatterers. We also present a novel two-stage algorithm for position and rotation angle estimation that attains the CRB for average to high signal-to-noise ratio. The algorithm is based on multiple measurement vectors matching pursuit for coarse estimation, followed by a refinement stage based on the space-alternating generalized expectation maximization algorithm. We find that accurate position and rotation angle estimation is possible using signals from a single transmitter, in either line-of- sight, non-line-of-sight, or obstructed-line-of-sight conditions.Comment: The manuscript has been revised, and increased from 27 to 31 pages. Also, Fig.2, Fig. 10 and Table I are adde