185 research outputs found
Achieving "Massive MIMO" Spectral Efficiency with a Not-so-Large Number of Antennas
The main focus and contribution of this paper is a novel network-MIMO TDD
architecture that achieves spectral efficiencies comparable with "Massive
MIMO", with one order of magnitude fewer antennas per active user per cell. The
proposed architecture is based on a family of network-MIMO schemes defined by
small clusters of cooperating base stations, zero-forcing multiuser MIMO
precoding with suitable inter-cluster interference constraints, uplink pilot
signals reuse across cells, and frequency reuse. The key idea consists of
partitioning the users population into geographically determined "bins", such
that all users in the same bin are statistically equivalent, and use the
optimal network-MIMO architecture in the family for each bin. A scheduler takes
care of serving the different bins on the time-frequency slots, in order to
maximize a desired network utility function that captures some desired notion
of fairness. This results in a mixed-mode network-MIMO architecture, where
different schemes, each of which is optimized for the served user bin, are
multiplexed in time-frequency. In order to carry out the performance analysis
and the optimization of the proposed architecture in a clean and
computationally efficient way, we consider the large-system regime where the
number of users, the number of antennas, and the channel coherence block length
go to infinity with fixed ratios. The performance predicted by the large-system
asymptotic analysis matches very well the finite-dimensional simulations.
Overall, the system spectral efficiency obtained by the proposed architecture
is similar to that achieved by "Massive MIMO", with a 10-fold reduction in the
number of antennas at the base stations (roughly, from 500 to 50 antennas).Comment: Full version with appendice (proofs of theorems). A shortened version
without appendice was submitted to IEEE Trans. on Wireless Commun. Appendix B
was revised after submissio
A Dynamic Clustering and Resource Allocation Algorithm for Downlink CoMP Systems with Multiple Antenna UEs
Coordinated multi-point (CoMP) schemes have been widely studied in the recent
years to tackle the inter-cell interference. In practice, latency and
throughput constraints on the backhaul allow the organization of only small
clusters of base stations (BSs) where joint processing (JP) can be implemented.
In this work we focus on downlink CoMP-JP with multiple antenna user equipments
(UEs) and propose a novel dynamic clustering algorithm. The additional degrees
of freedom at the UE can be used to suppress the residual interference by using
an interference rejection combiner (IRC) and allow a multistream transmission.
In our proposal we first define a set of candidate clusters depending on
long-term channel conditions. Then, in each time block, we develop a resource
allocation scheme by jointly optimizing transmitter and receiver where: a)
within each candidate cluster a weighted sum rate is estimated and then b) a
set of clusters is scheduled in order to maximize the system weighted sum rate.
Numerical results show that much higher rates are achieved when UEs are
equipped with multiple antennas. Moreover, as this performance improvement is
mainly due to the IRC, the gain achieved by the proposed approach with respect
to the non-cooperative scheme decreases by increasing the number of UE
antennas.Comment: 27 pages, 8 figure
Energy Efficient Massive MIMO and Beamforming for 5G Communications
Massive multiple-input multiple-output (MIMO) has been a key technique
in the next generation of wireless communications for its potential to achieve
higher capacity and data rates. However, the exponential growth of data
traffic has led to a significant increase in the power consumption and system
complexity. Therefore, we propose and study wireless technologies to improve the trade-off between system performance and power consumption of wireless communications.
This Thesis firstly proposes a strategy with partial channel state information
(CSI) acquisition to reduce the power consumption and hardware complexity of massive MIMO base stations. In this context, the employment of partial CSI is proposed in correlated communication channels with user mobility. By exploiting both the spatial correlation and temporal correlation of the channel, our analytical results demonstrate significant gains in the energy efficiency of the massive MIMO base station.
Moreover, relay-aided communications have experienced raising interest; especially, two-way relaying systems can improve spectral efficiency with short required operating time. Therefore, this Thesis focuses on an uncorrelated massive MIMO two-way relaying system and studies power
scaling laws to investigate how the transmit powers can be scaled to improve the energy efficiency up to several times the energy efficiency without power scaling while approximately maintaining the system performance.
In a similar line, large antenna arrays deployed at the space-constrained relay would give rise to the spatial correlation. For this reason, this Thesis presents an incomplete CSI scheme to evaluate the trade-off between the spatial correlation and system performance. In addition, the advantages of linear processing methods and the effects of channel aging are investigated to further improve the relay-aided system performance.
Similarly, large antenna arrays are required in millimeter-wave communications to achieve narrow beams with higher power gain. This poses the problem that locating the best beam direction requires high power and complexity consumption. Therefore, this Thesis presents several low-complexity beam alignment methods with respect to the state-of-the-art to evaluate the trade-off between complexity and system performance.
Overall, extensive analytical and numerical results show an improved performance and validate the effectiveness of the proposed techniques
Multi-user MIMO wireless communications
Mehrantennensysteme sind auf Grund der erhöhten Bandbreiteneffizienz und
Leistung eine Schlüsselkomponente von Mobilfunksystemen der Zukunft. Diese
ermöglichen das gleichzeitige Senden von mehreren, räumlich getrennten
Datenströmen zu verschiedenen Nutzern. Die zentrale Fragestellung in der Praxis
ist, ob der ursprünglich vorausgesagte Kapazitätsgewinn in realistischen
Szenarios erreicht wird und welche spezifischen Gewinne durch zusätzliche
Antennen und das Ausnutzen von Kanalkenntnis am Sender und Empfänger erzielt
werden, was andererseits einen Zuwachs an Overhead oder nötiger Rechenleistung
bedeutet.
In dieser Arbeit werden neue lineare und nicht-lineare MU-MIMO Precoding-
Verfahren vorgestellt. Der verfolgte Ansatz zur Bestimmung der Precoding-
Matrizen ist allgemein anwendbar und die entstandenen Algorithmen können zur
Optimierung von verschiedenen Kriterien mit beliebig vielen Antennen an der
Mobilstation eingesetzt werden. Das wurde durch die Berechnung der Precoding-
Matrix in zwei Schritten erreicht. Im ersten Schritt wird die Überschneidung der
Zeilenräume minimiert, die durch die effektiven Kanalmatrizen verschiedener
Nutzer aufgespannt werden. Basierend auf mehreren parallelen Einzelnutzer-MIMO-
Kanälen wird im zweiten Schritt die Systemperformanz bezüglich bestimmter
Kriterien optimiert.
Aus der gängigen Literatur ist bereits bekannt, dass für Nutzer mit nur einer
Antenne das MMSE Kriterium beim precoding optimal aber nicht bei Nutzern mit
mehreren Antennen. Deshalb werden in dieser Arbeit zwei neue Mehrnutzer MIMO
Strategien vorgestellt, die vom MSE Kriterium abgeleitet sind, nämlich
sukzessives MMSE und RBD. Bei der sukzessiven Verarbeitung mit einer
entsprechenden Anpassung der Sendeleistungsverteilung kann die volle Diversität
des Systems ausgeschöpft werden. Die Kapazität nähert sich dabei der maximalen
Summenrate des Systems an. Bei gemeinsamer Verarbeitung der MIMO Kanäle wird
unabhängig vom Grad der Mehrnutzerinterferenz die maximale Diversität erreicht.
Die genannten Techniken setzen entweder eine aktuelle oder eine über einen
längeren Zeitraum gemittelte Kanalkenntnis voraus. Aus diesem Grund müssen die
Auswirkungen von Kanal-Schätzfehlern und Einflüsse des Transceiver Front-Ends
auf die Verfahren näher untersucht werden.
Für eine weitergehende Abschätzung der Mehrantennensysteme muss die Performanz
des Gesamtsystems untersucht werden, da viele Einflüsse auf die räumliche
Signalverarbeitung bei Betrachtung eines einzelnen Links nicht erkennbar sind.
Es wurde gezeigt, dass mit MIMO Precoding Strategien ein Vielfaches der
Datenrate eines Systems mit nur einer Antenne erzielt werden kann, während der
Overhead durch Pilotsymbole und Steuersignale nur geringfügig zunimmt.Multiple-input, multiple-output (MIMO) systems are a key component of future
wireless communication systems, because of their promising improvement in terms
of performance and bandwidth efficiency. An important research topic is the
study of multi-user (MU) MIMO systems. Such systems have the potential to
combine the high throughput achievable with MIMO processing with the benefits of
space division multiple access (SDMA). The main question from a practical
standpoint is whether the initially predicted capacity gains can be obtained in
more realistic scenarios and what specific gains result from adding more
antennas and overhead or computational power to obtain channel state information
(CSI) at the transceivers.
In this thesis we introduce new linear and non-linear MU MIMO processing
techniques. The approach used for the design of the precoding matrix is general
and the resulting algorithms can address several optimization criteria with an
arbitrary number of antennas at the user terminals (UTs). This is achieved by
designing the precoding matrices in two steps. In the first step we minimize the
overlap of the row spaces spanned by the effective channel matrices of different
users. In the next step, we optimize the system performance with respect to the
specific optimization criterion assuming a set of parallel single-user MIMO
channels.
As it was previously reported in the literature, minimum mean-squared-error
(MMSE) processing is optimum for single-antenna UTs. However, MMSE suffers from
a performance loss when users are equipped with more than one antenna. The two
MU MIMO processing techniques that result from the two different MSE criteria
that are proposed in this thesis are successive MMSE and regularized block
diagonalization. By iterating the closed form solution with appropriate power
loading we are able to extract the full diversity in the system and empirically
approach the maximum sum-rate capacity in case of high multi-user interference.
Joint processing of MIMO channels yields maximum diversity regardless of the
level of multi-user interference.
As these techniques rely on the fact that there is either instantaneous or long-
term CSI available at the base station to perform precoding and decoding, it was
very important to investigate the influence of the transceiver front-end
imperfections and channel estimation errors on their performance.
For a comprehensive assessment of multi-antenna techniques, it is mandatory to
consider the performance at system level, since many effects of spatial
processing are not tractable at the link level. System level investigations have
shown that MU MIMO precoding techniques provide several times higher data rates
than single-input single-output systems with only slightly increased pilot and
control overhead
Técnicas de pré-codificação para sistemas multicelulares coordenados
Doutoramento em TelecomunicaçõesCoordenação Multicélula é um tópico de investigação em rápido
crescimento e uma solução promissora para controlar a interferência entre
células em sistemas celulares, melhorando a equidade do sistema e
aumentando a sua capacidade. Esta tecnologia já está em estudo no LTEAdvanced
sob o conceito de coordenação multiponto (COMP). Existem
várias abordagens sobre coordenação multicélula, dependendo da
quantidade e do tipo de informação partilhada pelas estações base, através
da rede de suporte (backhaul network), e do local onde essa informação é
processada, i.e., numa unidade de processamento central ou de uma forma
distribuída em cada estação base.
Nesta tese, são propostas técnicas de pré-codificação e alocação de
potência considerando várias estratégias: centralizada, todo o
processamento é feito na unidade de processamento central; semidistribuída,
neste caso apenas parte do processamento é executado na
unidade de processamento central, nomeadamente a potência alocada a
cada utilizador servido por cada estação base; e distribuída em que o
processamento é feito localmente em cada estação base. Os esquemas
propostos são projectados em duas fases: primeiro são propostas soluções
de pré-codificação para mitigar ou eliminar a interferência entre células,
de seguida o sistema é melhorado através do desenvolvimento de vários
esquemas de alocação de potência. São propostas três esquemas de
alocação de potência centralizada condicionada a cada estação base e com
diferentes relações entre desempenho e complexidade. São também
derivados esquemas de alocação distribuídos, assumindo que um sistema
multicelular pode ser visto como a sobreposição de vários sistemas com
uma única célula. Com base neste conceito foi definido uma taxa de erro
média virtual para cada um desses sistemas de célula única que compõem
o sistema multicelular, permitindo assim projectar esquemas de alocação
de potência completamente distribuídos.
Todos os esquemas propostos foram avaliados em cenários realistas,
bastante próximos dos considerados no LTE. Os resultados mostram que
os esquemas propostos são eficientes a remover a interferência entre
células e que o desempenho das técnicas de alocação de potência
propostas é claramente superior ao caso de não alocação de potência. O
desempenho dos sistemas completamente distribuídos é inferior aos
baseados num processamento centralizado, mas em contrapartida podem
ser usados em sistemas em que a rede de suporte não permita a troca de
grandes quantidades de informação.Multicell coordination is a promising solution for cellular wireless systems
to mitigate inter-cell interference, improving system fairness and
increasing capacity and thus is already under study in LTE-A under the
coordinated multipoint (CoMP) concept. There are several coordinated
transmission approaches depending on the amount of information shared
by the transmitters through the backhaul network and where the
processing takes place i.e. in a central processing unit or in a distributed
way on each base station.
In this thesis, we propose joint precoding and power allocation techniques
considering different strategies: Full-centralized, where all the processing
takes place at the central unit; Semi-distributed, in this case only some
process related with power allocation is done at the central unit; and Fulldistributed,
where all the processing is done locally at each base station.
The methods are designed in two phases: first the inter-cell interference is
removed by applying a set of centralized or distributed precoding vectors;
then the system is further optimized by centralized or distributed power
allocation schemes. Three centralized power allocation algorithms with
per-BS power constraint and different complexity tradeoffs are proposed.
Also distributed power allocation schemes are proposed by considering
the multicell system as superposition of single cell systems, where we
define the average virtual bit error rate (BER) of interference-free single
cell system, allowing us to compute the power allocation coefficients in a
distributed manner at each BS.
All proposed schemes are evaluated in realistic scenarios considering LTE
specifications. The numerical evaluations show that the proposed schemes
are efficient in removing inter-cell interference and improve system
performance comparing to equal power allocation. Furthermore, fulldistributed
schemes can be used when the amounts of information to be
exchanged over the backhaul is restricted, although system performance is
slightly degraded from semi-distributed and full-centralized schemes, but
the complexity is considerably lower. Besides that for high degrees of
freedom distributed schemes show similar behaviour to centralized ones
Pilot contamination for active eavesdropping
Abstract—Existing studies on physical layer security often assume the availability of perfect channel state information (CSI)
and overlook the importance of channel training needed for obtaining the CSI. In this letter, we discuss how an active eavesdropper can attack the training phase in wireless communication to improve its eavesdropping performance. We derive a new
security attack from the pilot contamination phenomenon, which targets at systems using reverse training to obtain the CSI at the
transmitter for precoder design. This attack changes the precoder used by the legitimate transmitter in a controlled manner to
strengthen the signal reception at the eavesdropper during data transmission. Furthermore, we discuss an efficient use of the transmission energy of an advanced full-duplex eavesdropper to simultaneously achieve a satisfactory eavesdropping performance whilst degrading the detection performance of the legitimate receiver.This work was supported by the Australian Research Council's Discovery Projects funding scheme (project no. DP110102548) and the Research Council of Norway through the project 197565/V30
Multi-Antenna Techniques for Next Generation Cellular Communications
Future cellular communications are expected to offer substantial improvements for the pre- existing mobile services with higher data rates and lower latency as well as pioneer new types of applications that must comply with strict demands from a wider range of user types. All of these tasks require utmost efficiency in the use of spectral resources. Deploying multiple antennas introduces an additional signal dimension to wireless data transmissions, which provides a significant alternative solution against the plateauing capacity issue of the limited available spectrum. Multi-antenna techniques and the associated key enabling technologies possess unquestionable potential to play a key role in the evolution of next generation cellular systems.
Spectral efficiency can be improved on downlink by concurrently serving multiple users with high-rate data connections on shared resources. In this thesis optimized multi-user multi-input multi-output (MIMO) transmissions are investigated on downlink from both filter design and resource allocation/assignment points of view. Regarding filter design, a joint baseband processing method is proposed specifically for high signal-to-noise ratio (SNR) conditions, where the necessary signaling overhead can be compensated for. Regarding resource scheduling, greedy- and genetic-based algorithms are proposed that demand lower complexity with large number of resource blocks relative to prior implementations.
Channel estimation techniques are investigated for massive MIMO technology. In case of channel reciprocity, this thesis proposes an overhead reduction scheme for the signaling of user channel state information (CSI) feedback during a relative antenna calibration. In addition, a multi-cell coordination method is proposed for subspace-based blind estimators on uplink, which can be implicitly translated to downlink CSI in the presence of ideal reciprocity. Regarding non-reciprocal channels, a novel estimation technique is proposed based on reconstructing full downlink CSI from a select number of dominant propagation paths. The proposed method offers drastic compressions in user feedback reports and requires much simpler downlink training processes.
Full-duplex technology can provide up to twice the spectral efficiency of conventional resource divisions. This thesis considers a full-duplex two-hop link with a MIMO relay and investigates mitigation techniques against the inherent loop-interference. Spatial-domain suppression schemes are developed for the optimization of full-duplex MIMO relaying in a coverage extension scenario on downlink. The proposed methods are demonstrated to generate data rates that closely approximate their global bounds
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