A reduced-CP approach to SC/FDE block transmission for broadband wireless communications

For conventional cyclic prefix (CP)-assisted single-carrier/frequency-domain equalization (SC/FDE) implementations, as well as for orthogonal frequency-division multiplexing (OFDM) implementations, the CP length is known to be selected on the basis of the expected maximum delay spread. Next, the data block size can be chosen to be large enough to minimize the CP overhead, yet small enough to make the channel variation over the block negligible. This paper considers the possibility of reducing the overall CP assistance, when transmitting sequences of SC blocks, while avoiding an excessively long fast Fourier transform window for FDE purposes and keeping good FDE performances through low-complexity, noniterative receiver techniques. These techniques, which take advantage of specially designed frame structures, rely on a basic algorithm for decision-directed correction (DDC) of the FDE inputs when the CP is not long enough to cope with the time-dispersive channel effects. More specifically, we present and evaluate a novel class of reduced-CP SC/FDE schemes, which takes advantage of a special frame structure for replacing "useless" CP redundancy by fully useful channel coding redundancy, with the help of the DDC algorithm. When using the DDC-FDE technique with these especially designed frame structures, the impact of previous decisions, which are not error-free, is shown to be rather small, thereby allowing a power-efficiency advantage (in addition to the obvious bandwidth-efficiency advantage) over conventional block transmission implementations under full-length CP. Additionally, the DDC algorithm is also shown to be useful to improve the power efficiency of these conventional implementations.Fundação para a Ciencia e Tecnologia (FCT), Centro de Análise e processamento de Sinais (CAPS

Multipacket reception in LTE femtocell networks

Dissertação apresentada para obtenção do Grau de Mestre em Engenharia Electrotécnica e de ComputadoresDriven by the growing demand for high-speed broadband wireless services, LTE technology has emerged and evolve, promising high data rates to the demanding mobile users. Based on the 3rd Generation Partnership Project (3GPP) speci cations,Long Term Evo- lution Advanced (LTE-A) telecommunication services predict the existence of macro base stations, Enhanced Node B (eNB) and micro stations HeNB with low power that complements the network's coverage. This dissertation studies the complementary use of HeNBs (femtocells 3GPP terminology) to provide broadband services. It is essential to maintain the networks performance with the network densi cation phenomenon, which brings signi cant interference problems and consequently more collisions and lost packets. The use of SC-FDE in the downlink of a LTE-A femtocell network - speci cally multipacket reception (MPR), with an IB-DFE receiver employing Multipacket Detection (MPD) and SIC techniques is proposed. A new telecommunications concept named GC emerged with the increasing environmental concerns. This dissertation shows the performance results of an iterative MPR and proposes a green association algorithm to change the network layout according to the mobile users demands reducing the Base Station (BS)'s negative contribution to the network total energy consumption. The overall results show that the technologies employed are a solution to achieve a favorable trade-o between performance and Energy E ciency (EE), responding to the global demands (high data rates) and concerns (low energy consumption and carbon footprint reduction). Keywords: Long Term Evolution(LTE), Single Carrier with Frequency Domain Equalization (SC-FDE), Iterative Block-Decision Feedback Equalizer (IB-DFE), Home enhanced Node B (HeNB), Successive Interference Cancellation(SIC),Multipacket Reception(MPR), Green Communications (GC)FCT/MEC Femtocells(PTDC/EEATEL/120666/2010), OPPORTUNISTIC CR(PTDC/EEA-TEL/115981/2009) and ADIN(PTDC/EEI-TEL/2990/2012) project

Robust frequency-domain turbo equalization for multiple-input multiple-output (MIMO) wireless communications

This dissertation investigates single carrier frequency-domain equalization (SC-FDE) with multiple-input multiple-output (MIMO) channels for radio frequency (RF) and underwater acoustic (UWA) wireless communications. It consists of five papers, selected from a total of 13 publications. Each paper focuses on a specific technical challenge of the SC-FDE MIMO system. The first paper proposes an improved frequency-domain channel estimation method based on interpolation to track fast time-varying fading channels using a small amount of training symbols in a large data block. The second paper addresses the carrier frequency offset (CFO) problem using a new group-wise phase estimation and compensation algorithm to combat phase distortion caused by CFOs, rather than to explicitly estimate the CFOs. The third paper incorporates layered frequency-domain equalization with the phase correction algorithm to combat the fast phase rotation in coherent communications. In the fourth paper, the frequency-domain equalization combined with the turbo principle and soft successive interference cancelation (SSIC) is proposed to further improve the bit error rate (BER) performance of UWA communications. In the fifth paper, a bandwidth-efficient SC-FDE scheme incorporating decision-directed channel estimation is proposed for UWA MIMO communication systems. The proposed algorithms are tested by extensive computer simulations and real ocean experiment data. The results demonstrate significant performance improvements in four aspects: improved channel tracking, reduced BER, reduced computational complexity, and enhanced data efficiency --Abstract, page iv

Turbo equalization for multiple-input multiple-output (MIMO) wireless communication systems

This dissertation investigates both of the frequency domain and time domain turbo equalization with multiple-input multiple-output (MIMO) fading channels for radio frequency and underwater acoustic communications. First, a low complexity frequency domain turbo equalization (FDTE) is proposed for the MIMO systems with zero padding (ZP) or cyclic prefix (CP) inserted between the transmitted data blocks and its performance is tested on the real-world UWA communications experiments. Second, as high speed communication system requires efficient bandwidth usage and power consumption, CP or ZP is not transmitted as auxiliary information. An inter-block interference cancelation and CP reconstruction algorithm is developed to re-arrange the channel matrix into a block diagonal one. This improvement makes the FDTE effectively detects the continuous data stream from the high speed UWA communications and its performance has been verified by processing data collected from the UWA communications experiment. Finally, a low complexity soft interference cancelation (SIC) time domain turbo equalizer for MIMO systems with high level modulation is proposed. Compared with the conventional linear or nonlinear turbo equalizers, the proposed SIC turbo equalizer can theoretically reach the bound set up by the ideal match filter and its bit error rate (BER) performance from Monte Carlo simulation achieves a lower error floor as well as a more rapid convergence speed. --Abstract, page iv

Design of distributed space-time block codes for relay networks

The fading effect often faced in wireless communications can cause severe attenuation in signal strength. To solve this problem, diversity techniques (in terms of spatial/time/frequency) have been considered. For example, spatial diversity can be achieved by using multiple antennas at the transmitter or the receiver or both. One important architecture that can efficiently exploit the multiple antennas is the space-time block coding (STBC). The realization of STBC requires more than one antenna at the transmitter. Unfortunately, the use of multiple antennas is not practical in many wireless devices due to the size limitation. Recently, the “cooperative diversity”, also known as “user diversity”, enables single-antenna mobiles in a multi-user environment to share their antennas and generate a virtual multiple-antenna transmitter that allows them to achieve transmit diversity. To apply concept of the STBC schemes to the cooperative communications, Laneman et al. suggest the use of “conventional” orthogonal STBC in a “distributed” fashion for practical implementation of user cooperation. The pioneering works on distributed STBC (DSTBC) assume flat fading channels. This can be achieved by using multi-carrier techniques such as orthogonal frequency division multiplex (OFDM) to divide a whole spectrum into a set of narrower bands. Hence, the channel can be considered flat in each sub-band. However, for current wireless communications with single-carrier transmission, the frequency selective channels cannot be avoided. Thus, in this dissertation, I will consider the application of DSTBC to frequency selective fading channels. In the first part of my thesis, I present a new design of DSTBC to achieve full rate transmission and channel decoupling property as in conventional STBC by using zero-padding (ZP). Several receiver techniques in frequency domain are studied for the signal detection of the proposed DSTBC. The extension from ZP to unique-word (UW) will be proposed in the second part. Exploiting the properties of the UW, I will present in the third part of my thesis a method of channel estimation for relay networks

Transmission strategies for broadband wireless systems with MMSE turbo equalization

This monograph details efficient transmission strategies for single-carrier wireless broadband communication systems employing iterative (turbo) equalization. In particular, the first part focuses on the design and analysis of low complexity and robust MMSE-based turbo equalizers operating in the frequency domain. Accordingly, several novel receiver schemes are presented which improve the convergence properties and error performance over the existing turbo equalizers. The second part discusses concepts and algorithms that aim to increase the power and spectral efficiency of the communication system by efficiently exploiting the available resources at the transmitter side based upon the channel conditions. The challenging issue encountered in this context is how the transmission rate and power can be optimized, while a specific convergence constraint of the turbo equalizer is guaranteed.Die vorliegende Arbeit beschäftigt sich mit dem Entwurf und der Analyse von effizienten Übertragungs-konzepten für drahtlose, breitbandige Einträger-Kommunikationssysteme mit iterativer (Turbo-) Entzerrung und Kanaldekodierung. Dies beinhaltet einerseits die Entwicklung von empfängerseitigen Frequenzbereichs-entzerrern mit geringer Komplexität basierend auf dem Prinzip der Soft Interference Cancellation Minimum-Mean Squared-Error (SC-MMSE) Filterung und andererseits den Entwurf von senderseitigen Algorithmen, die durch Ausnutzung von Kanalzustandsinformationen die Bandbreiten- und Leistungseffizienz in Ein- und Mehrnutzersystemen mit Mehrfachantennen (sog. Multiple-Input Multiple-Output (MIMO)) verbessern. Im ersten Teil dieser Arbeit wird ein allgemeiner Ansatz für Verfahren zur Turbo-Entzerrung nach dem Prinzip der linearen MMSE-Schätzung, der nichtlinearen MMSE-Schätzung sowie der kombinierten MMSE- und Maximum-a-Posteriori (MAP)-Schätzung vorgestellt. In diesem Zusammenhang werden zwei neue Empfängerkonzepte, die eine Steigerung der Leistungsfähigkeit und Verbesserung der Konvergenz in Bezug auf existierende SC-MMSE Turbo-Entzerrer in verschiedenen Kanalumgebungen erzielen, eingeführt. Der erste Empfänger - PDA SC-MMSE - stellt eine Kombination aus dem Probabilistic-Data-Association (PDA) Ansatz und dem bekannten SC-MMSE Entzerrer dar. Im Gegensatz zum SC-MMSE nutzt der PDA SC-MMSE eine interne Entscheidungsrückführung, so dass zur Unterdrückung von Interferenzen neben den a priori Informationen der Kanaldekodierung auch weiche Entscheidungen der vorherigen Detektions-schritte berücksichtigt werden. Durch die zusätzlich interne Entscheidungsrückführung erzielt der PDA SC-MMSE einen wesentlichen Gewinn an Performance in räumlich unkorrelierten MIMO-Kanälen gegenüber dem SC-MMSE, ohne dabei die Komplexität des Entzerrers wesentlich zu erhöhen. Der zweite Empfänger - hybrid SC-MMSE - bildet eine Verknüpfung von gruppenbasierter SC-MMSE Frequenzbereichsfilterung und MAP-Detektion. Dieser Empfänger besitzt eine skalierbare Berechnungskomplexität und weist eine hohe Robustheit gegenüber räumlichen Korrelationen in MIMO-Kanälen auf. Die numerischen Ergebnisse von Simulationen basierend auf Messungen mit einem Channel-Sounder in Mehrnutzerkanälen mit starken räumlichen Korrelationen zeigen eindrucksvoll die Überlegenheit des hybriden SC-MMSE-Ansatzes gegenüber dem konventionellen SC-MMSE-basiertem Empfänger. Im zweiten Teil wird der Einfluss von System- und Kanalmodellparametern auf die Konvergenzeigenschaften der vorgestellten iterativen Empfänger mit Hilfe sogenannter Korrelationsdiagramme untersucht. Durch semi-analytische Berechnungen der Entzerrer- und Kanaldecoder-Korrelationsfunktionen wird eine einfache Berechnungsvorschrift zur Vorhersage der Bitfehlerwahrscheinlichkeit von SC-MMSE und PDA SC-MMSE Turbo Entzerrern für MIMO-Fadingkanäle entwickelt. Des Weiteren werden zwei Fehlerschranken für die Ausfallwahrscheinlichkeit der Empfänger vorgestellt. Die semi-analytische Methode und die abgeleiteten Fehlerschranken ermöglichen eine aufwandsgeringe Abschätzung sowie Optimierung der Leistungsfähigkeit des iterativen Systems. Im dritten und abschließenden Teil werden Strategien zur Raten- und Leistungszuweisung in Kommunikationssystemen mit konventionellen iterativen SC-MMSE Empfängern untersucht. Zunächst wird das Problem der Maximierung der instantanen Summendatenrate unter der Berücksichtigung der Konvergenz des iterativen Empfängers für einen Zweinutzerkanal mit fester Leistungsallokation betrachtet. Mit Hilfe des Flächentheorems von Extrinsic-Information-Transfer (EXIT)-Funktionen wird eine obere Schranke für die erreichbare Ratenregion hergeleitet. Auf Grundlage dieser Schranke wird ein einfacher Algorithmus entwickelt, der für jeden Nutzer aus einer Menge von vorgegebenen Kanalcodes mit verschiedenen Codierraten denjenigen auswählt, der den instantanen Datendurchsatz des Mehrnutzersystems verbessert. Neben der instantanen Ratenzuweisung wird auch ein ausfallbasierter Ansatz zur Ratenzuweisung entwickelt. Hierbei erfolgt die Auswahl der Kanalcodes für die Nutzer unter Berücksichtigung der Einhaltung einer bestimmten Ausfallwahrscheinlichkeit (outage probability) des iterativen Empfängers. Des Weiteren wird ein neues Entwurfskriterium für irreguläre Faltungscodes hergeleitet, das die Ausfallwahrscheinlichkeit von Turbo SC-MMSE Systemen verringert und somit die Zuverlässigkeit der Datenübertragung erhöht. Eine Reihe von Simulationsergebnissen von Kapazitäts- und Durchsatzberechnungen werden vorgestellt, die die Wirksamkeit der vorgeschlagenen Algorithmen und Optimierungsverfahren in Mehrnutzerkanälen belegen. Abschließend werden außerdem verschiedene Maßnahmen zur Minimierung der Sendeleistung in Einnutzersystemen mit senderseitiger Singular-Value-Decomposition (SVD)-basierter Vorcodierung untersucht. Es wird gezeigt, dass eine Methode, welche die Leistungspegel des Senders hinsichtlich der Bitfehlerrate des iterativen Empfängers optimiert, den konventionellen Verfahren zur Leistungszuweisung überlegen ist

Cooperative Techniques for Next Generation HF Communication Systems

The high frequency (HF) band lies within 2-30 MHz of the electromagnetic spectrum. For decades, the HF band has been recognized as the primary means of long-range wireless communications. When satellite communication first emerged in 1960s, HF technology was considered to be obsolete. However, with its enduring qualities, HF communication survived through this competition and positioned itself as a powerful complementary and/or alternative technology to satellite communications. HF systems have been traditionally associated with low-rate data transmission. With the shift from analog to digital in voice communication, and increasing demands for high-rate data transmission (e.g., e-mail, Internet, FTP), HF communication has been going through a renaissance. Innovative techniques are required to push the capacity limits of the HF band. In this dissertation, we consider cooperative communication as an enabling technology to meet the challenging expectations of future generation HF communication systems. Cooperative communication exploits the broadcast nature of wireless transmission and relies on the cooperation of users relaying the information to one another. We address the design, analysis, and optimization of cooperative HF communication systems considering both multi-carrier and single-carrier architectures. As the multi-carrier HF system, we consider the combination of the orthogonal frequency division multiplexing (OFDM) with the bit interleaved coded modulation (BICM) as the underlying physical layer platform. It is assumed that cooperating nodes may use different HF propagation mechanisms, such as near-vertical-incidence sky wave (NVIS) and surface wave, to relay their received signals to the destination in different environmental scenarios. Diversity gain analysis, optimum relay selection strategy and power allocation between the source and relays are investigated for the proposed cooperative HF system. For single-carrier HF systems, we first derive a matched-filer-bound (MFB) on the error rate performance of the non-regenerative cooperative systems. The results from the MFB analysis are also used for relay selection and power allocation in the multi-relay cooperative systems. To overcome the intersymbol interference impairment induced by frequency-selectivity of the HF channel, equalization is inevitable at the destination in a single-carrier system. In this work, we investigate the minimum-mean-square-error (MMSE) based linear/decision-feedback frequency domain equalizers (FDEs). Both symbol-spaced and fractionally-spaced implementations of the proposed FDEs are considered and their performance is compared under different channel conditions and sampling phase errors at the relay and destination nodes.1 yea