Assessment of Time and Frequency Domain Entropies to Detect Sleep Apnoea in Heart Rate Variability Recordings from Men and Women

Producción CientíficaHeart rate variability (HRV) provides useful information about heart dynamics both under healthy and pathological conditions. Entropy measures have shown their utility to characterize these dynamics. In this paper, we assess the ability of spectral entropy (SE) and multiscale entropy (MsE) to characterize the sleep apnoea-hypopnea syndrome (SAHS) in HRV recordings from 188 subjects. Additionally, we evaluate eventual differences in these analyses depending on the gender. We found that the SE computed from the very low frequency band and the low frequency band showed ability to characterize SAHS regardless the gender; and that MsE features may be able to distinguish gender specificities. SE and MsE showed complementarity to detect SAHS, since several features from both analyses were automatically selected by the forward-selection backward-elimination algorithm. Finally, SAHS was modelled through logistic regression (LR) by using optimum sets of selected features. Modelling SAHS by genders reached significant higher performance than doing it in a jointly way. The highest diagnostic ability was reached by modelling SAHS in women. The LR classifier achieved 85.2% accuracy (Acc) and 0.951 area under the ROC curve (AROC). LR for men reached 77.6% Acc and 0.895 AROC, whereas LR for the whole set reached 72.3% Acc and 0.885 AROC. Our results show the usefulness of the SE and MsE analyses of HRV to detect SAHS, as well as suggest that, when using HRV, SAHS may be more accurately modelled if data are separated by gender.Ministerio de Economía, Industria y Competitividad (TEC2011-22987)Junta de Castilla y León (programa de apoyo a proyectos de investigación - Ref. VA059U13

On the Generalization of Sleep Apnea Detection Methods Based on Heart Rate Variability and Machine Learning

[EN] Obstructive sleep apnea (OSA) is a respiratory disorder highly correlated with severe cardiovascular diseases that has unleashed the interest of hundreds of experts aiming to overcome the elevated requirements of polysomnography, the gold standard for its detection. In this regard, a variety of algorithms based on heart rate variability (HRV) features and machine learning (ML) classifiers have been recently proposed for epoch-wise OSA detection from the surface electrocardiogram signal. Many researchers have employed freely available databases to assess their methods in a reproducible way, but most were purely tested with cross-validation approaches and even some using solely a single database for training and testing procedures. Hence, although promising values of diagnostic accuracy have been reported by some of these methods, they are suspected to be overestimated and the present work aims to analyze the actual generalization ability of several epoch-wise OSA detectors obtained through a common ML pipeline and typical HRV features. Precisely, the performance of the generated OSA detectors has been compared on two validation approaches, i.e., the widely used epoch-wise, k-fold cross-validation and the highly recommended external validation, both considering different combinations of well-known public databases. Regardless of the used ML classifiers and the selected HRV-based features, the external validation results have been 20 to 40% lower than those obtained with cross-validation in terms of accuracy, sensitivity, and specificity. Consequently, these results suggest that ML-based OSA detectors trained with public databases are still not sufficiently general to be employed in clinical practice, as well as that larger, more representative public datasets and the use of external validation are mandatory to improve the generalization ability and to obtain reliable assessment of the true predictive power of these algorithms, respectively.This research has received financial support from public grants PID2021-00X128525-IV0 and PID2021-123804OB-I00 of the Spanish Government 10.13039/501100011033 jointly with the European Regional Development Fund, SBPLY/17/180501/000411 and SBPLY/21/180501/000186 from Junta de Comunidades de Castilla-La Mancha, and AICO/2021/286 from Generalitat Valenciana. Moreover, Daniele Padovano holds a predoctoral scholarship 2022-PRED-20642, which is cofinanced by the operating program of European Social Fund (ESF) 2014-2020 of Castilla-La Mancha.Padovano, D.; Martínez-Rodrigo, A.; Pastor, JM.; Rieta, JJ.; Alcaraz, R. (2022). On the Generalization of Sleep Apnea Detection Methods Based on Heart Rate Variability and Machine Learning. IEEE Access. 10:92710-92725. https://doi.org/10.1109/ACCESS.2022.320191192710927251

Pattern recognition applied to airflow recordings to help in sleep Apnea-Hypopnea Syndrome diagnosis

El Síndrome de la Apnea Hipopnea del Sueño (SAHS) es un trastorno caracterizado por pausas respiratorias durante el sueño. Se considera un grave problema de salud que afecta muy negativamente a la calidad de vida y está relacionada con las principales causas de mortalidad, como los accidentes cardiovasculares y cerebrovasculares. A pesar de su elevada prevalencia (2–7%) se considera una enfermedad infradiagnosticada. El diagnóstico estándar se realiza mediante polisomnografía (PSG) nocturna, que es un método complejo y de alto coste. Estas limitaciones han originado largas listas de espera. Esta Tesis Doctoral tiene como principal objetivo simplificar la metodología de diagnóstico del SAHS . Para ello, se propone el análisis exhaustivo de la señal de flujo aéreo monocanal. La metodología propuesta se basa en tres fases (i) extracción de características, (ii) selección de características, y (iii) procesado de la señal mediante métodos de reconocimiento de patrones. Los resultados obtenidos muestran un alto rendimiento diagnóstico de la propuesta tanto en la detección como en la determinación del grado de severidad del SAHS. Por ello, la principal conclusión de la Tesis Doctoral es que los métodos de reconocimiento automático de patrones aplicados sobre la señal de flujo aéreo monocanal resultan de utilidad para reducir la complejidad del proceso de diagnóstico del SAHS.Departamento de Teoría de la Señal y Comunicaciones e Ingeniería Telemátic

Oximetry use in obstructive sleep apnea

Producción CientíficaIntroduction. Overnight oximetry has been proposed as an accessible, simple, and reliable technique for obstructive sleep apnea syndrome (OSAS) diagnosis. From visual inspection to advanced signal processing, several studies have demonstrated the usefulness of oximetry as a screening tool. However, there is still controversy regarding the general application of oximetry as a single screening methodology for OSAS. Areas covered. Currently, high-resolution portable devices combined with pattern recognition-based applications are able to achieve high performance in the detection this disease. In this review, recent studies involving automated analysis of oximetry by means of advanced signal processing and machine learning algorithms are analyzed. Advantages and limitations are highlighted and novel research lines aimed at improving the screening ability of oximetry are proposed. Expert commentary. Oximetry is a cost-effective tool for OSAS screening in patients showing high pretest probability for the disease. Nevertheless, exhaustive analyses are still needed to further assess unattended oximetry monitoring as a single diagnostic test for sleep apnea, particularly in the pediatric population and in especial groups with significant comorbidities. In the following years, communication technologies and big data analysis will overcome current limitations of simplified sleep testing approaches, changing the detection and management of OSAS.This research has been partially supported by the projects DPI2017-84280-R and RTC-2015-3446-1 from Ministerio de Economía, Industria y Competitividad and European Regional Development Fund (FEDER), the project 66/2016 of the Sociedad Española de Neumología y Cirugía Torácica (SEPAR), and the project VA037U16 from the Consejería de Educación de la Junta de Castilla y León and FEDER. D. Álvarez was in receipt of a Juan de la Cierva grant IJCI-2014-22664 from the Ministerio de Economía y Competitividad

Modulations of Heart Rate, ECG, and Cardio-Respiratory Coupling Observed in Polysomnography

The cardiac component of cardio-respiratory polysomnography is covered by ECG and heart rate recordings. However their evaluation is often underrepresented in summarizing reports. As complements to EEG, EOG, and EMG, these signals provide diagnostic information for autonomic nervous activity during sleep. This review presents major methodological developments in sleep research regarding heart rate, ECG and cardio-respiratory couplings in a chronological (historical) sequence. It presents physiological and pathophysiological insights related to sleep medicine obtained by new technical developments. Recorded nocturnal ECG facilitates conventional heart rate variability analysis, studies of cyclical variations of heart rate, and analysis of ECG waveform. In healthy adults, the autonomous nervous system is regulated in totally different ways during wakefulness, slow-wave sleep, and REM sleep. Analysis of beat-to-beat heart-rate variations with statistical methods enables us to estimate sleep stages based on the differences in autonomic nervous system regulation. Furthermore, up to some degree, it is possible to track transitions from wakefulness to sleep by analysis of heart-rate variations. ECG and heart rate analysis allow assessment of selected sleep disorders as well. Sleep disordered breathing can be detected reliably by studying cyclical variation of heart rate combined with respiration-modulated changes in ECG morphology (amplitude of R wave and T wave)

Usefulness of Artificial Neural Networks in the Diagnosis and Treatment of Sleep Apnea-Hypopnea Syndrome

Sleep apnea-hypopnea syndrome (SAHS) is a chronic and highly prevalent disease considered a major health problem in industrialized countries. The gold standard diagnostic methodology is in-laboratory nocturnal polysomnography (PSG), which is complex, costly, and time consuming. In order to overcome these limitations, novel and simplified diagnostic alternatives are demanded. Sleep scientists carried out an exhaustive research during the last decades focused on the design of automated expert systems derived from artificial intelligence able to help sleep specialists in their daily practice. Among automated pattern recognition techniques, artificial neural networks (ANNs) have demonstrated to be efficient and accurate algorithms in order to implement computer-aided diagnosis systems aimed at assisting physicians in the management of SAHS. In this regard, several applications of ANNs have been developed, such as classification of patients suspected of suffering from SAHS, apnea-hypopnea index (AHI) prediction, detection and quantification of respiratory events, apneic events classification, automated sleep staging and arousal detection, alertness monitoring systems, and airflow pressure optimization in positive airway pressure (PAP) devices to fit patients’ needs. In the present research, current applications of ANNs in the framework of SAHS management are thoroughly reviewed

Automatic analysis of overnight airflow to help in the diagnosis of pediatric obstructive sleep apnea

La apnea obstructiva del sueño (AOS) pediátrica es una enfermedad respiratoria altamente prevalente e infradiagnosticada que puede afectar negativamente a las funciones fisiológicas y cognitivas de los niños, causándoles graves deficiencias neurocognitivas, cardiometabólicas y endocrinas. El método estándar para su diagnóstico es la polisomnografía nocturna, una prueba compleja, de elevado coste, altamente intrusiva y poco accesible, lo que genera largas listas de espera y retrasos en el diagnóstico. Por ello, es necesario desarrollar pruebas diagnósticas más sencillas. Una de estas alternativas es el análisis automático de señales cardiorrespiratorias. Así, esta tesis doctoral presenta un compendio de cuatro publicaciones que proponen el uso de novedosos métodos de procesado de señal (no lineal, espectral, bispectral, gráficos de recurrencia y wavelet) que permiten caracterizar exhaustivamente el comportamiento del flujo aéreo nocturno de los niños y simplificar el diagnóstico de la apnea obstructiva del sueño pediátrica.Departamento de Teoría de la Señal y Comunicaciones e Ingeniería TelemáticaDoctorado en Tecnologías de la Información y las Telecomunicacione

Multiscale entropy analysis of unattended oximetric recordings to assist in the screening of paediatric sleep apnoea at home

Producción CientíficaUntreated paediatric obstructive sleep apnoea syndrome (OSAS) can severely affect the development and quality of life of children. In-hospital polysomnography (PSG) is the gold standard for a definitive diagnosis though it is relatively unavailable and particularly intrusive. Nocturnal portable oximetry has emerged as a reliable technique for OSAS screening. Nevertheless, additional evidences are demanded. Our study is aimed at assessing the usefulness of multiscale entropy (MSE) to characterise oximetric recordings. We hypothesise that MSE could provide relevant information of blood oxygen saturation (SpO2) dynamics in the detection of childhood OSAS. In order to achieve this goal, a dataset composed of unattended SpO2 recordings from 50 children showing clinical suspicion of OSAS was analysed. SpO2 was parameterised by means of MSE and conventional oximetric indices. An optimum feature subset composed of five MSE-derived features and four conventional clinical indices were obtained using automated bidirectional stepwise feature selection. Logistic regression (LR) was used for classification. Our optimum LR model reached 83.5% accuracy (84.5% sensitivity and 83.0% specificity). Our results suggest that MSE provides relevant information from oximetry that is complementary to conventional approaches. Therefore, MSE may be useful to improve the diagnostic ability of unattended oximetry as a simplified screening test for childhood OSAS.Sociedad Española de Neumología y Cirugía Torácica (SEPAR) project 153/2015Junta de Castilla y León (Consejería de Educación) y el Fondo Europeo de Desarrollo Regional (FEDER), projects (RTC-2015-3446-1) y (TEC2014-53196-R)Ministerio de Economía y Competitividad (MINECO) y FEDER, y el proyecto POCTEP 0378_AD_EEGWA_2_P de la Comisión Europea. L.National Institutes of Health (NIH) grant 1R01HL130984-01Ministerio de Asuntos Económicos y Transformación Digital, grant IJCI-2014-2266

The Different Facets of Heart Rate Variability in Obstructive Sleep Apnea

Obstructive sleep apnea (OSA), a heterogeneous and multifactorial sleep related breathing disorder with high prevalence, is a recognized risk factor for cardiovascular morbidity and mortality. Autonomic dysfunction leads to adverse cardiovascular outcomes in diverse pathways. Heart rate is a complex physiological process involving neurovisceral networks and relative regulatory mechanisms such as thermoregulation, renin-angiotensin-aldosterone mechanisms, and metabolic mechanisms. Heart rate variability (HRV) is considered as a reliable and non-invasive measure of autonomic modulation response and adaptation to endogenous and exogenous stimuli. HRV measures may add a new dimension to help understand the interplay between cardiac and nervous system involvement in OSA. The aim of this review is to introduce the various applications of HRV in different aspects of OSA to examine the impaired neuro-cardiac modulation. More specifically, the topics covered include: HRV time windows, sleep staging, arousal, sleepiness, hypoxia, mental illness, and mortality and morbidity. All of these aspects show pathways in the clinical implementation of HRV to screen, diagnose, classify, and predict patients as a reasonable and more convenient alternative to current measures.Peer Reviewe