Low-complexity LSMR equalisation of FrFT-based multicarrier systems in doubly dispersive channels

The discrete fractional Fourier transform (FrFT) has been suggested to enhance performance over DFT-based multicarrier systems when transmitting over doubly-dispersive channels. In this paper, we propose a novel low-complexity equaliser for inter-symbol and inter-carrier interference arising in such multicarrier transmission system. Due to a lower spreading in the FrFT-domain compared to the DFTchannel matrix as compared to the DFT domain, the equaliser cam approximate the fractional-domain channel matrix by a band matrix. Further, we utilise the least squares minres (LSMR) algorithm in the calculation of the equalisation, which exhibits attractive numerical properties and low complexity. Simulation results demonstrate the superior performance of the proposed LSMR equaliser over benchmark schemes

Optical OFDM based on the fractional Fourier transform for an indoor VLC system

The fractional Fourier transform (FRFT), which is a family of linear transformations generalizing the classical Fourier transform, has been used in the fields of filter design, signal processing, phase retrieval, and pattern recognition due to its unique properties. The FRFT of a signal can be interpreted as a decomposition of the signal in terms of chirps. In this paper, for the first time, to the best of our knowledge, we introduce an optical FRFT (OFRFT)based orthogonal frequency division multiplexing (OFDM) visible light communications (VLC) system and compare numerical results with a direct current-biased optical (DCO)-OFDM system. First, the optimal fractional order is calculated to improve the performance of the proposed system by minimizing the bit error rate (BER). The numerical results show that OFRFT-OFDM with the optimal fractional order offers a significantly improved BER performance compared with DCO-OFDM under the same computational complexity and spectral efficiency. In addition, the peak to average power ratio, which is an issue in light emitting diode-based VLC systems, is reduced by <1 dB using OFRFT-OFDM for the same BER compared with DCO-OFDM

A low-complexity equalizer for video broadcasting in cyber-physical social systems through handheld mobile devices

In Digital Video Broadcasting-Handheld (DVB-H) devices for cyber-physical social systems, the Discrete Fractional Fourier Transform-Orthogonal Chirp Division Multiplexing (DFrFT-OCDM) has been suggested to enhance the performance over Orthogonal Frequency Division Multiplexing (OFDM) systems under time and frequency-selective fading channels. In this case, the need for equalizers like the Minimum Mean Square Error (MMSE) and Zero-Forcing (ZF) arises, though it is excessively complex due to the need for a matrix inversion, especially for DVB-H extensive symbol lengths. In this work, a low complexity equalizer, Least-Squares Minimal Residual (LSMR) algorithm, is used to solve the matrix inversion iteratively. The paper proposes the LSMR algorithm for linear and nonlinear equalizers with the simulation results, which indicate that the proposed equalizer has significant performance and reduced complexity over the classical MMSE equalizer and other low complexity equalizers, in time and frequency-selective fading channels. © 2013 IEEE

Physical layer authenticated image encryption for Iot network based on biometric chaotic signature for MPFrFT OFDM system

In this paper, a new physical layer authenticated encryption (PLAE) scheme based on the multi-parameter fractional Fourier transform–Orthogonal frequency division multiplexing (MP-FrFT-OFDM) is suggested for secure image transmission over the IoT network. In addition, a new robust multi-cascaded chaotic modular fractional sine map (MCC-MF sine map) is designed and analyzed. Also, a new dynamic chaotic biometric signature (DCBS) generator based on combining the biometric signature and the proposed MCC-MF sine map random chaotic sequence output is also designed. The final output of the proposed DCBS generator is used as a dynamic secret key for the MPFrFT OFDM system in which the encryption process is applied in the frequency domain. The proposed DCBS secret key generator generates a very large key space of (Formula presented.). The proposed DCBS secret keys generator can achieve the confidentiality and authentication properties. Statistical analysis, differential analysis and a key sensitivity test are performed to estimate the security strengths of the proposed DCBS-MP-FrFT-OFDM cryptosystem over the IoT network. The experimental results show that the proposed DCBS-MP-FrFT-OFDM cryptosystem is robust against common signal processing attacks and provides a high security level for image encryption application. © 2023 by the authors

Characterization and design of coherent optical OFDM transmission systems based on Hartley Transform

Nowadays, due to huge deployment of optical transport networks, a continuous increase towards higher data rates up to 100 Gb/s and beyond is observed. Furthermore, an evolution of the current optical networks is forecasted, acquiring new functionalities, e.g. elastic spectrum assignment for the optical signals. The target for these new challenges in transmission is to find techniques ready to deal with a growth of demand for bandwidth continuously asked by network operators, for whom the standard systems do not meet the new functionalities while higher rates are being set up. A solution for covering all of those needs is to adapt techniques capable to deal with such enormous data rates, and ensuring the same high efficiency for long distances and mitigate the optical impairments accumulated along the transmission path. Additionally, these transmission techniques are expected to provide some degree of flexibility, in order to enhance the network flexibility. A promising technology that can fully cope with those requires is the coherent optical orthogonal frequency division multiplexing (CO-OFDM). CO-OFDM provides several advantages, namely high sensitivity and spectral efficiency, simple integration and possibility to fully recover a signal in phase, amplitude and polarization. These systems are composed by digital signal processing (DSP) blocks that easily process data and can equalize and compensate the main impairments, providing high tolerance for dispersion effects. However, CO-OFDM systems are not free from drawbacks. Their high peak-to-average power ratio (PAPR) reduce their tolerance to nonlinearities. Furthermore, CO-OFDM systems are sensitive to any frequency shift and phase offset. Hence, a constant envelope optical OFDM (CE-OFDM) is proposed for significantly reducing the PAPR and solving high sensitivity to nonlinear impairments. It consists in a phase modulated discrete multi-tone signal, which is coherently detected at the receiver side. An alternative transform, the discrete Hartley transform, is proposed to speed up calculations in the DSP and eliminate the need to have a Hermitian symmetry. The optical CE-OFDM by its unique flexibility and rate scalability turns out as a great technology applicable to different configurations, ranging from access to core networks. In case of access solutions, several cases are investigated. First, the optical CE-OFDM is applied for radio access network signals delivery by means of a wavelength division multiplexing (WDM) overlay in deployed access architecture. A decomposed radio access network is deployed over an existing standard passive optical network (PON), capable to avoid interference and cross talks with access signals between network clients. The system exhibited narrow channel spacing, while reducing losses fed into the access equipment path. Next, a full duplex 10 Gb/s bidirectional PON transmission over a single wavelength with RSOA based ONU is investigated. The key point of that system is the upstream transmission, which is achieved re-modulating the phase of a downstream intensity modulated signal after proper saturation. The reported sensitivity performances show a power budget matching the PON standards and an OSNR easy to reach on non-amplified PON. Next, a flexible metropolitan area network of up to 100km with traffic add/drop using WDM is investigated. There the narrowing effect of the optical filters is studied. Finally, an elastic upgrade of the existing Telefonica model of the Spanish national core network is proposed. For that, the transceiver architecture is proposed to be operated featuring polarization multiplexing. Respect to the existing fixed grid, the flexible approach (enabled by the CE-OFDM transceiver) results into reduced bandwidth occupancy and low OSNR requirement.Hoy en día, debido al gran despliegue de las redes de ópticas de transporte, se espera un aumento continuado hacia mayores velocidades de datos, hasta 100 Gb/s y más allá. Por otra parte, la evolución que se prevé para las redes ópticas actuales, incluye la adquisición de nuevas funcionalidades, por ejemplo, la asignación del espectro de forma elástica para las señales ópticas. Por tanto, el claro desafío en cuanto a las tecnologías de transmisión es encontrar técnicas preparadas para hacer frente a un crecimiento de la demanda de ancho de banda; demanda que continuamente se incrementa por parte de los operadores de red, para quienes los sistemas estándar no se acaban de ajustar a las nuevas funcionalidades que esperan para la red. Una solución para cubrir todas estas necesidades es la adaptación de técnicas capaces de hacer frente a estas velocidades de datos enormes, y garantizar el mismo nivel de eficiencia para las largas distancias y mitigar las deficiencias ópticas acumuladas a lo largo de la ruta de transmisión. Además, se espera que estas técnicas de transmisión puedan proporcionar cierto grado de flexibilidad, a fin de mejorar y hacer más eficiente la gestión de la red. Una tecnología prometedora que puede hacer frente a estos requisitos es lo que se llama multiplexación por división de frecuencias ortogonales, combinado con la detección óptica coherente (CO-OFDM). CO-OFDM ofrece varias ventajas, entre otras: alta sensibilidad y eficiencia espectral y, sobre todo, la posibilidad de recuperar por completo de una señal en fase, la amplitud y la polarización. Estos sistemas están compuestos por bloques de procesado de señales digitales (DSP) que permiten detectar los datos fácilmente así como también compensar las principales degradaciones, proporcionando alta tolerancia a los efectos de dispersión. Sin embargo, los sistemas CO-OFDM no están exentos de inconvenientes. Su alta relación de potencia de pico a potencia media (PAPR) reduce sensiblemente la tolerancia no linealidades. Por otra parte, los sistemas CO-OFDM son sensibles a cualquier cambio de frecuencia y desplazamiento de fase. Por tanto, se propone un sistema OFDM de envolvente constante (CE-OFDM) para reducir significativamente la PAPR y solucionar la alta sensibilidad a las degradaciones no lineales. Consiste en una señal OFDM modulada en fase, que se detecta coherentemente en el receptor. Una transformada alternativa, la transformada discreta de Hartley, se propone para acelerar los cálculos en el DSP. El sistema CE-OFDM por su flexibilidad y escalabilidad única, resulta una tecnología aplicable a diferentes escenarios, que van desde las redes de acceso hasta las redes troncales. En el caso de las soluciones de acceso, se investigan varios casos. En primer lugar, el CE-OFDM aplica para el desarrollo y soporte de datos de una red radio, reutilizando una red óptica de acceso ya desplegada. A continuación, se investiga la transmisión bidireccional dúplex a 10 Gb / s sobre una sola longitud de onda empleando un RSOA a las unidades de usuario. El punto clave de este sistema es la transmisión en sentido ascendente, que se consigue re-modulando la fase de una señal de intensidad modulada después de saturar de forma adecuada. A continuación, se estudia una red de área metropolitana flexible de hasta 100 km. Concretamente el efecto de concatenación de filtros ópticos es el objetivo de este estudio. Finalmente, se propone una actualización elástica del modelo de Telefónica I+D para la red troncal española. Por ello, se propone operar el CE-OFDM en multiplexación de polarización. Los resultados muestran que esta combinación reduce sensiblemente el empleo de ancho de banda esto como los requisitos de los enlaces transmisión, reduciendo también los costes tanto de desarrollo como de operación y mantenimiento de la red.Avui dia, a causa del gran desplegament de les xarxes de òptiques de transport, s'espera un augment continuat cap a majors velocitats de dades, fins a 100 Gb/s i més enllà. D'altra banda, l'evolució que es preveu per a les xarxes òptiques actuals, inclou l'adquisició de noves funcionalitats, per exemple, assignació de l'espectre de forma elàstica per als senyals òptics. Per tant, el clar desafiament pel que fa a les tecnologies de transmissió és trobar tècniques preparades per fer front a un creixement de la demanda d'ample de banda; demanda que contínuament es fa per part dels operadors de xarxa, per als qui els sistemes estàndard no s'acaben d'ajustar a les noves funcionalitats que esperen per a la xarxa. Una solució per a cobrir totes aquestes necessitats és l'adaptació de tècniques capaces de fer front a aquestes velocitats de dades enormes, i garantir el mateix nivell d'eficiència per a les llargues distàncies i mitigar les deficiències òptiques acumulades al llarg de la ruta de transmissió. A més, s'espera que aquestes tècniques de transmissió puguin proporcionar cert grau de flexibilitat, per tal de millorar i tornar més eficient la gestió de la xarxa. Una tecnologia prometedora que pot fer front a aquests requisits és el que s'anomena multiplexació per divisió de freqüències ortogonals, combinat amb la detecció òptica coherent (CO-OFDM). CO-OFDM ofereix diversos avantatges, entre altres: alta sensibilitat i eficiència espectral i, sobretot, la possibilitat de recuperar per complet d'una senyal en fase, l'amplitud i la polarització. Aquests sistemes estan compostos per blocs de processament de senyals digitals (DSP) que permeten detectar les dades fàcilment així com també compensar les principals degradacions, proporcionant alta tolerància pels efectes de dispersió. No obstant això, els sistemes CO-OFDM no estan exempts d'inconvenients. La seva alta relació de potència de pic a potència mitjana (PAPR) redueix sensiblement la tolerància a no linealitats. D'altra banda, els sistemes de CO-OFDM són sensibles a qualsevol canvi de freqüència i desplaçament de fase. Per tant, es proposa un sistema OFDM d'envolvent constant (CE-OFDM) per a reduir significativament la PAPR i solucionar l'alta sensibilitat a les degradacions no lineals. Consisteix en un senyal OFDM modulat en fase, que es detecta coherentment en el receptor. Una transformada alternativa, la transformada discreta d'Hartley, es proposa accelerar els càlculs en el DSP. El sistema CE-OFDM per la seva flexibilitat i escalabilitat única, resulta una tecnologia aplicable a diferents escenaris, que van des de les xarxes d'accés fins a les xarxes troncals. En el cas de les solucions d'accés, s'investiguen diversos casos. En primer lloc, el CE-OFDM s'aplica per al desplegament i suport de dades d'una xarxa radio, reutilitzant una xarxa òptica d'accés ja desplegada. A continuació, s'investiga la transmissió bidireccional dúplex a 10 Gb/s sobre una sola longitud d'ona emprant un RSOA a les unitats d'usuari. El punt clau d'aquest sistema és la transmissió en sentit ascendent, que s'aconsegueix re-modulant la fase d'un senyal d'intensitat modulada després de saturar-la de forma adequada. A continuació, s'estudia una xarxa d'àrea metropolitana flexible de fins a 100 km. Concretament l'efecte de concatenació de filtres òptics és l'objectiu d'aquest estudi. Finalment, es proposa una actualització elàstica del model de Telefónica I+D per a la xarxa troncal espanyola. Per això, es proposa operar el CE-OFDM en multiplexació de polarització. Els resultats mostren que aquesta combinació redueix sensiblement l'ocupació d'ample de banda això com també els requisits dels enllaços transmissió, reduint també els costos tant de desplegament com d'operació i manteniment de la xarxa

Passive Synthetic Aperture Radar Imaging Using Commercial OFDM Communication Networks

Modern communication systems provide myriad opportunities for passive radar applications. OFDM is a popular waveform used widely in wireless communication networks today. Understanding the structure of these networks becomes critical in future passive radar systems design and concept development. This research develops collection and signal processing models to produce passive SAR ground images using OFDM communication networks. The OFDM-based WiMAX network is selected as a relevant example and is evaluated as a viable source for radar ground imaging. The monostatic and bistatic phase history models for OFDM are derived and validated with experimental single dimensional data. An airborne passive collection model is defined and signal processing approaches are proposed providing practical solutions to passive SAR imaging scenarios. Finally, experimental SAR images using general OFDM and WiMAX waveforms are shown to validate the overarching signal processing concept

Spectrally efficient FDM communication signals and transceivers: design, mathematical modelling and system optimization

This thesis addresses theoretical, mathematical modelling and design issues of Spectrally Efficient FDM (SEFDM) systems. SEFDM systems propose bandwidth savings when compared to Orthogonal FDM (OFDM) systems by multiplexing multiple non-orthogonal overlapping carriers. Nevertheless, the deliberate collapse of orthogonality poses significant challenges on the SEFDM system in terms of performance and complexity, both issues are addressed in this work. This thesis first investigates the mathematical properties of the SEFDM system and reveals the links between the system conditioning and its main parameters through closed form formulas derived for the Intercarrier Interference (ICI) and the system generating matrices. A rigorous and efficient mathematical framework, to represent non-orthogonal signals using Inverse Discrete Fourier Transform (IDFT) blocks, is proposed. This is subsequently used to design simple SEFDM transmitters and to realize a new Matched Filter (MF) based demodulator using the Discrete Fourier Transforms (DFT), thereby substantially simplifying the transmitter and demodulator design and localizing complexity at detection stage with no premium at performance. Operation is confirmed through the derivation and numerical verification of optimal detectors in the form of Maximum Likelihood (ML) and Sphere Decoder (SD). Moreover, two new linear detectors that address the ill conditioning of the system are proposed: the first based on the Truncated Singular Value Decomposition (TSVD) and the second accounts for selected ICI terms and termed Selective Equalization (SelE). Numerical investigations show that both detectors substantially outperform existing linear detection techniques. Furthermore, the use of the Fixed Complexity Sphere Decoder (FSD) is proposed to further improve performance and avoid the variable complexity of the SD. Ultimately, a newly designed combined FSD-TSVD detector is proposed and shown to provide near optimal error performance for bandwidth savings of 20% with reduced and fixed complexity. The thesis also addresses some practical considerations of the SEFDM systems. In particular, mathematical and numerical investigations have shown that the SEFDM signal is prone to high Peak to Average Power Ratio (PAPR) that can lead to significant performance degradations. Investigations of PAPR control lead to the proposal of a new technique, termed SLiding Window (SLW), utilizing the SEFDM signal structure which shows superior efficacy in PAPR control over conventional techniques with lower complexity. The thesis also addresses the performance of the SEFDM system in multipath fading channels confirming favourable performance and practicability of implementation. In particular, a new Partial Channel Estimator (PCE) that provides better estimation accuracy is proposed. Furthermore, several low complexity linear and iterative joint channel equalizers and symbol detectors are investigated in fading channels conditions with the FSD-TSVD joint equalization and detection with PCE obtained channel estimate facilitating near optimum error performance, close to that of OFDM for bandwidth savings of 25%. Finally, investigations of the precoding of the SEFDM signal demonstrate a potential for complexity reduction and performance improvement. Overall, this thesis provides the theoretical basis from which practical designs are derived to pave the way to the first practical realization of SEFDM systems

Applications of Non-Orthogonal Waveforms and Artificial Neural Networks in Wireless Vehicular Communications

Ph. D. ThesisWe live in an ever increasing world of connectivity. The need for highly robust, highly efficient wireless communication has never been greater. As we seek to squeeze better and better performance from our systems, we must remember; even though our computing devices are increasing in power and efficiency, our wireless spectrum remains limited. Recently there has been an increasing trend towards the implementation of machine learning based systems in wireless communications. By taking advantage of a neural networks powerful non-linear computational capability, communication systems have been shown to achieve reliable error free transmission over even the most dispersive of channels. Furthermore, in an attempt to make better use of the available spectrum, more spectrally efficient physical layer waveforms are gathering attention that trade increased interference for lower bandwidth requirements. In this thesis, the performance of neural networks that utilise spectrally efficient waveforms within harsh transmission environments are assessed. Firstly, we investigate and generate a novel neural network for use within a standards compliant vehicular network for vehicle-to-vehicle communication, and assess its performance practically in several of the harshest recorded empirical channel models using a hardware-in-the-loop testing methodology. The results demonstrate the strength of the proposed receiver, achieving a bit-error rate below 10−3 at a signal-to-noise ratio (SNR) of 6dB. Secondly, this is then further extended to utilise spectrally efficient frequency division multiplexing (SEFDM), where we note a break away from the 802.11p vehicular communication standard in exchange for a more efficient use of the available spectrum that can then be utilised to service more users or achieve a higher data throughput. It is demonstrated that the proposed neural network system is able to act as a joint channel equaliser and symbol receiver with bandwidth compression of up to 60% when compared to orthogonal frequency division multiplexing (OFDM). The effect of overfitting to the training environment is also tested, and the proposed system is shown to generalise well to unseen vehicular environments with no notable impact on the bit-error rate performance. Thirdly, methods for generating inputs and outputs of neural networks from complex constellation points are investigated, and it is reasoned that creating ‘split complex’ neural networks should not be preferred over ‘contatenated complex’ neural networks in most settings. A new and novel loss function, namely error vector magnitude (EVM) loss, is then created for the purposes of training neural networks in a communications setting that tightly couples the objective function of a neural network during training to the performance metrics of transmission when deployed practically. This loss function is used to train neural networks in complex environments and is then compared to popular methods from the literature where it is demonstrated that EVM loss translates better into practical applications. It achieved the lowest EVM error, thus bit-error rate, across all experiments by a margin of 3dB when compared to its closest achieving alternative. The results continue and show how in the experiment EVM loss was able to improve spectral efficiency by 67% over the baseline without affecting performance. Finally, neural networks combined with the new EVM loss function are further tested in wider communication settings such as visible light communication (VLC) to validate the efficacy and flexibility of the proposed system. The results show that neural networks are capable of overcoming significant challenges in wireless environments, and when paired with efficient physical layer waveforms like SEFDM and an appropriate loss function such as EVM loss are able to make good use of a congested spectrum. The authors demonstrated for the first time in practical experimentation with SEFDM that spectral efficiency gains of up to 50% are achievable, and that previous SEFDM limitations from the literature with regards to number of subcarriers and size of the transmit constellation are alleviated via the use of neural networksEPSRC, Newcastle Universit

Bandwidth Compressed Waveform and System Design for Wireless and Optical Communications: Theory and Practice

This thesis addresses theoretical and practical challenges of spectrally efficient frequency division multiplexing (SEFDM) systems in both wireless and optical domains. SEFDM improves spectral efficiency relative to the well-known orthogonal frequency division multiplexing (OFDM) by non-orthogonally multiplexing overlapped sub-carriers. However, the deliberate violation of orthogonality results in inter carrier interference (ICI) and associated detection complexity, thus posing many challenges to practical implementations. This thesis will present solutions for these issues. The thesis commences with the fundamentals by presenting the existing challenges of SEFDM, which are subsequently solved by proposed transceivers. An iterative detection (ID) detector iteratively removes self-created ICI. Following that, a hybrid ID together with fixed sphere decoding (FSD) shows an optimised performance/complexity trade-off. A complexity reduced Block-SEFDM can subdivide the signal detection into several blocks. Finally, a coded Turbo-SEFDM is proved to be an efficient technique that is compatible with the existing mobile standards. The thesis also reports the design and development of wireless and optical practical systems. In the optical domain, given the same spectral efficiency, a low-order modulation scheme is proved to have a better bit error rate (BER) performance when replacing a higher order one. In the wireless domain, an experimental testbed utilizing the LTE-Advanced carrier aggregation (CA) with SEFDM is operated in a realistic radio frequency (RF) environment. Experimental results show that 40% higher data rate can be achieved without extra spectrum occupation. Additionally, a new waveform, termed Nyquist-SEFDM, which compresses bandwidth and suppresses out-of-band power leakage is investigated. A 4th generation (4G) and 5th generation (5G) coexistence experiment is followed to verify its feasibility. Furthermore, a 60 GHz SEFDM testbed is designed and built in a point-to-point indoor fiber wireless experiment showing 67% data rate improvement compared to OFDM. Finally, to meet the requirements of future networks, two simplified SEFDM transceivers are designed together with application scenarios and experimental verifications