Transmitter precoding for multi-antenna multi-user communications

Emerging wireless sensor networks and existing wireless cellular and ad hoc networks motivate the design of low-power receivers. Multi-user interference drastically reduces the energy efficiency of wireless multi-user communications by introducing errors in the bits being detected at the receiver. Interference rejection algorithms and multiple antenna techniques can significantly reduce the bit-error-rate at the receiver. Unfortunately, while interference rejection algorithms burden the receiver with heavy signal processing functionalities, thereby increasing the power consumption at the receiver, the small size of receivers, specifically in sensor networks and in downlink cellular communications, prohibits the use of multiple receive antennas. In a broadcast channel, where a central transmitter is transmitting independent streams to decentralized receivers, it is possible for the transmitter to have a priori knowledge of the interference. Multiple antennas can be used at the transmitter to enhance energy efficiency. In some systems, the transmitter has access to virtually an infinite source of power. A typical example would be the base station transmitter for the downlink of a cellular system. The power consumption at receivers can be reduced if some of the signal processing functionality of the receiver is moved to the transmitter.;In this thesis, we consider a wireless broadcast channel with a transmitter equipped with multiple antennas and having a priori knowledge of interference. Our objective is to minimize the receiver complexity by adding extra signal processing functions to the transmitter. We need to determine the optimal signal that should be transmitted so that interference is completely eliminated, and the benefits that can be obtained by using multiple transmit antennas can be maximized. We investigate the use of linear precoders, linear transformations made on the signal before transmission, for this purpose

Deep Learning Designs for Physical Layer Communications

Wireless communication systems and their underlying technologies have undergone unprecedented advances over the last two decades to assuage the ever-increasing demands for various applications and emerging technologies. However, the traditional signal processing schemes and algorithms for wireless communications cannot handle the upsurging complexity associated with fifth-generation (5G) and beyond communication systems due to network expansion, new emerging technologies, high data rate, and the ever-increasing demands for low latency. This thesis extends the traditional downlink transmission schemes to deep learning-based precoding and detection techniques that are hardware-efficient and of lower complexity than the current state-of-the-art. The thesis focuses on: precoding/beamforming in massive multiple-inputs-multiple-outputs (MIMO), signal detection and lightweight neural network (NN) architectures for precoder and decoder designs. We introduce a learning-based precoder design via constructive interference (CI) that performs the precoding on a symbol-by-symbol basis. Instead of conventionally training a NN without considering the specifics of the optimisation objective, we unfold a power minimisation symbol level precoding (SLP) formulation based on the interior-point-method (IPM) proximal ‘log’ barrier function. Furthermore, we propose a concept of NN compression, where the weights are quantised to lower numerical precision formats based on binary and ternary quantisations. We further introduce a stochastic quantisation technique, where parts of the NN weight matrix are quantised while the remaining is not. Finally, we propose a systematic complexity scaling of deep neural network (DNN) based MIMO detectors. The model uses a fraction of the DNN inputs by scaling their values through weights that follow monotonically non-increasing functions. Furthermore, we investigate performance complexity tradeoffs via regularisation constraints on the layer weights such that, at inference, parts of network layers can be removed with minimal impact on the detection accuracy. Simulation results show that our proposed learning-based techniques offer better complexity-vs-BER (bit-error-rate) and complexity-vs-transmit power performances compared to the state-of-the-art MIMO detection and precoding techniques

Mathematical optimization and signal processing techniques for cooperative wireless networks

The rapid growth of mobile users and emergence of high data rate multimedia and interactive services have resulted in a shortage of the radio spectrum. Novel solutions are therefore required for future generations of wireless networks to enhance capacity and coverage. This thesis aims at addressing this issue through the design and analysis of signal processing algorithms. In particular various resource allocation and spatial diversity techniques have been proposed within the context of wireless peer-to-peer relays and coordinated base station (BS) processing. In order to enhance coverage while providing improvement in capacity, peer-to-peer relays that share the same frequency band have been considered and various techniques for designing relay coefficients and allocating powers optimally are proposed. Both one-way and two-way amplify and forward (AF) relays have been investigated. In order to maintain fairness, a signal-to-interference plus noise ratio (SINR) balancing criterion has been adopted. In order to improve the spectrum utilization further, the relays within the context of cognitive radio network are also considered. In this case, a cognitive peer-to-peer relay network is required to achieve SINR balancing while maintaining the interference leakage to primary receiver below a certain threshold. As the spatial diversity techniques in the form of multiple-input-multipleoutput (MIMO) systems have the potential to enhance capacity significantly, the above work has been extended to peer-to-peer MIMO relay networks. Transceiver and relay beamforming design based on minimum mean-square error (MSE) criterion has been proposed. Establishing uplink downlink MSE duality, an alternating algorithm has been developed. A scenario where multiple users are served by both the BS and a MIMO relay is considered and a joint beamforming technique for the BS and the MIMO relay is proposed. With the motivation of optimising the transmission power at both the BS and the relay, an interference precoding design is presented that takes into account the knowledge of the interference caused by the relay to the users served by the BS. Recognizing joint beamformer design for multiple BSs has the ability to reduce interference in the network significantly, cooperative multi-cell beamforming design is proposed. The aim is to design multi-cell beamformers to maximize the minimum SINR of users subject to individual BS power constraints. In contrast to all works available in the literature that aimed at balancing SINR of all users in all cells to the same level, the SINRs of users in each cell is balanced and maximized at different values. This new technique takes advantage of the fact that BSs may have different available transmission powers and/or channel conditions for their users

Doctor of Philosophy

dissertationThis dissertation addresses several key challenges in multiple-antenna communications, including information-theoretical analysis of channel capacity, capacity-achieving signaling design, and practical statistical detection algorithms. The first part of the thesis studies the capacity limits of multiple-input multiple-output (MIMO) multiple access channel (MAC) via virtual representation (VR) model. The VR model captures the physical scattering environment via channel gains in the angular domain, and hence is a realistic MIMO channel model that includes many existing channel models as special cases. This study provides analytical characterization of the optimal input distribution that achieves the sum-capacity of MAC-VR. It also investigates the optimality of beamforming, which is a simple scalar coding strategy desirable in practice. For temporally correlated channels, beamforming codebook designs are proposed that can efficiently exploit channel correlation. The second part of the thesis focuses on statistical detection for time-varying frequency-selective channels. The proposed statistical detectors are developed based on Markov Chain Monte Carlo (MCMC) techniques. The complexity of such detectors grows linearly in system dimensions, which renders them applicable to inter-symbol-interference (ISI) channels with long delay spread, for which the traditional trellis-based detectors fail due to prohibitive complexity. The proposed MCMC detectors provide substantial gain over the de facto turbo minimum-mean square-error (MMSE) detector for both synthetic channel and underwater acoustic (UWA) channels. The effectiveness of the proposed MCMC detectors is successfully validated through experimental data collected from naval at-sea experiments

Sum-rate maximization for active channels

In conventional wireless channel models, there is no control on the gains of different subchannels. In such channels, the transmitted signal undergoes attenuation and phase shift and is subject to multi-path propagation effects. We herein refer to such channels as passive channels. In this dissertation, we study the problem of joint power allocation and channel design for a parallel channel which conveys information from a source to a destination through multiple orthogonal subchannels. In such a link, the power over each subchannel can be adjusted not only at the source but also at each subchannel. We refer to this link as an active parallel channel. For such a channel, we study the problem of sum-rate maximization under the assumption that the source power as well as the energy of the active channel are constrained. This problem is investigated for equal and unequal noise power at different subchannels. For equal noise power over different subchannels, although the sum-rate maximization problem is not convex, we propose a closed-form solution to this maximization problem. An interesting aspect of this solution is that it requires only a subset of the subchannels to be active and the remaining subchannels should be switched off. This is in contrast with passive parallel channels with equal subchannel signal-tonoise- ratios (SNRs), where water-filling solution to the sum-rate maximization under a total source power constraint leads to an equal power allocation among all subchannels. Furthermore, we prove that the number of active channels depends on the product of the source and channel powers. We also prove that if the total power available to the source and to the channel is limited, then in order to maximize the sum-rate via optimal power allocation to the source and to the active channel, half viii ix of the total available power should be allocated to the source and the remaining half should be allocated to the active channel. We extend our analysis to the case where the noise powers are unequal over different subchannels. we show that the sum-rate maximization problem is not convex. Nevertheless, with the aid of Karush-Kuhn-Tucker (KKT) conditions, we propose a computationally efficient algorithm for optimal source and channel power allocation. To this end, first, we obtain the feasible number of active subchannels. Then, we show that the optimal solution can be obtained by comparing a finite number of points in the feasible set and by choosing the best point which yields the best sum-rate performance. The worst-case computational complexity of this solution is linear in terms of number of subchannels

MIMO Systems

In recent years, it was realized that the MIMO communication systems seems to be inevitable in accelerated evolution of high data rates applications due to their potential to dramatically increase the spectral efficiency and simultaneously sending individual information to the corresponding users in wireless systems. This book, intends to provide highlights of the current research topics in the field of MIMO system, to offer a snapshot of the recent advances and major issues faced today by the researchers in the MIMO related areas. The book is written by specialists working in universities and research centers all over the world to cover the fundamental principles and main advanced topics on high data rates wireless communications systems over MIMO channels. Moreover, the book has the advantage of providing a collection of applications that are completely independent and self-contained; thus, the interested reader can choose any chapter and skip to another without losing continuity

Comparação do desempenho de arquiteturas híbridas para comunicações na banda das ondas milimétricas

Mestrado em Engenharia Electrónica e TelecomunicaçõesA proliferação massiva das comunicações sem os faz prever que o número de utilizadores aumente exponencialmente até 2020, o que tornar a necessário um suporte de tráfego milhares de vezes superior e com ligações na ordem dos Gigabit por segundo. Este incremento exigir a um aumento significativo da e ciência espectral e energética. Impõe-se portanto, uma mudança de paradigma dos sistemas de comunicação sem os convencionais, imposta pela introdução da 5a geração. Para o efeito, e necessário desenvolver novas e promissoras técnicas de transmissão, nomeadamente a utilização de ondas milimétricas em sistemas com um número massivo de antenas. No entanto, consideráveis desafios emergem ao adotar estas técnicas. Por um lado, este tipo de ondas sofre grandes dificuldades em termos de propagação. Por outro lado, a adoção de arquiteturas convencionais para sistemas com um número massivo de antenas e absolutamente inviável, devido ao custo e ao nível de complexidade inerentes. Isto acontece porque o processamento de sinal ao nível da camada f sica e maioritariamente feito em banda base, ou seja, no domínio digital requerendo uma cadeia RF por cada antena. Neste contexto as arquiteturas híbridas são uma proposta relativamente recente que visa simplificar a utilização de um grande número de antenas, dividindo o processamento entre os domínios analógico e digital. Para além disso, o número de cadeias RF necessárias e bastante inferior ao número total de antenas do sistema, contribuindo para obvias melhorias em termos de complexidade, custo e energia consumida. Nesta dissertação e implementada uma arquitetura híbrida para ondas milimétricas, onde cada cadeia RF está apenas conectada a um pequeno conjunto de antenas. E considerado um sistema contendo um transmissor e um recetor ambos equipados com um grande número de antenas e onde, o número de cadeias RF e bastante inferior ao número total de antenas. Pré-codificadores híbridos analógico/digital, recentemente propostos na literatura são utilizados e novos equalizadores híbridos analógico/digital são projetados. E feita uma avaliação de performance à arquitetura implementada e posteriormente comparada com uma outra arquitetura, onde todas as antenas estão conectadas a todas as cadeias RF.The expected massive proliferation of wireless systems points out an exponential increase in the number of users until 2020, which is needed to support up to one thousand times more tra c and connections in order of Gigabit per second. However, these goals require a signi cantly improvement in the spectral and energy e ciency. As a result, it is essential to make a paradigm shift in conventional wireless systems, imposed by the introduction of fth generation (5G). For this purpose, new and promising transmission techniques will be needed, namely the use of millimeter Waves (mmWave) in systems with a massive number of antenna elements. Nevertheless, considerable challenges emerge in the adoption of these techniques. On one hand, mmWave su er great di culties in terms of propagation. On the other hand, the using of conventional architectures for systems with a large number of antennas is absolutely impracticable because of the costs and the level of complexity. This happens because the signal processing in physical layer is mostly done in baseband, which means, that one RF chain for each antenna is required. In this context the hybrid architectures are a relatively recent proposal where the aim is to simplify the use of a large number of antenna elements, dividing the processing between the analog and digital domains. Moreover, the number of RF chains needed are much lower than the total number of antenna elements of the system, which contribute to obvious improvements in terms of complexity, costs and energy consumption. In this Dissertation a hybrid mmWave based architecture, where each RF chain is only connected to a small set of antennas, is implemented. It is considered a system comprising a transmitter and a receiver both equipped with a massive number of antennas and where the number of RF chains is much lower than the number of antennas. Hybrid analog/digital precoders recently proposed in the literature are used and a new hybrid analog/digital equalizer is designed. The implemented architecture is then evaluated and compared with other architecture, where all the antennas are connected to all RF chains

Peak to average power ratio reduction and error control in MIMO-OFDM HARQ System

Currently, multiple-input multiple-output orthogonal frequency division multiplexing (MIMOOFDM) systems underlie crucial wireless communication systems such as commercial 4G and 5G networks, tactical communication, and interoperable Public Safety communications. However, one drawback arising from OFDM modulation is its resulting high peak-to-average power ratio (PAPR). This problem increases with an increase in the number of transmit antennas. In this work, a new hybrid PAPR reduction technique is proposed for space-time block coding (STBC) MIMO-OFDM systems that combine the coding capabilities to PAPR reduction methods, while leveraging the new degree of freedom provided by the presence of multiple transmit chairs (MIMO). In the first part, we presented an extensive literature review of PAPR reduction techniques for OFDM and MIMO-OFDM systems. The work developed a PAPR reduction technique taxonomy, and analyzed the motivations for reducing the PAPR in current communication systems, emphasizing two important motivations such as power savings and coverage gain. In the tax onomy presented here, we include a new category, namely, hybrid techniques. Additionally, we drew a conclusion regarding the importance of hybrid PAPR reduction techniques. In the second part, we studied the effect of forward error correction (FEC) codes on the PAPR for the coded OFDM (COFDM) system. We simulated and compared the CCDF of the PAPR and its relationship with the autocorrelation of the COFDM signal before the inverse fast Fourier transform (IFFT) block. This allows to conclude on the main characteristics of the codes that generate high peaks in the COFDM signal, and therefore, the optimal parameters in order to reduce PAPR. We emphasize our study in FEC codes as linear block codes, and convolutional codes. Finally, we proposed a new hybrid PAPR reduction technique for an STBC MIMO-OFDM system, in which the convolutional code is optimized to avoid PAPR degradation, which also combines successive suboptimal cross-antenna rotation and inversion (SS-CARI) and iterative modified companding and filtering schemes. The new method permits to obtain a significant net gain for the system, i.e., considerable PAPR reduction, bit error rate (BER) gain as compared to the basic MIMO-OFDM system, low complexity, and reduced spectral splatter. The new hybrid technique was extensively evaluated by simulation, and the complementary cumulative distribution function (CCDF), the BER, and the power spectral density (PSD) were compared to the original STBC MIMO-OFDM signal