Arctic Sea Ice Characterization using Spaceborne Fully Polarimetric L-, C- and X-Band SAR with Validation by Airborne Measurements

Accepted manuscript version. Published version available at https://doi.org/10.1109/TGRS.2018.2809504.In recent years, spaceborne synthetic aperture radar (SAR) polarimetry has become a valuable tool for sea ice analysis. Here, we employ an automatic sea ice classification algorithm on two sets of spatially and temporally near coincident fully polarimetric acquisitions from the ALOS-2, Radarsat-2, and TerraSAR-X/TanDEM-X satellites. Overlapping coincident sea ice freeboard measurements from airborne laser scanner data are used to validate the classification results. The automated sea ice classification algorithm consists of two steps. In the first step, we perform a polarimetric feature extraction procedure. Next, the resulting feature vectors are ingested into a trained neural network classifier to arrive at a pixelwise supervised classification. Coherency matrix-based features that require an eigendecomposition are found to be either of low relevance or redundant to other covariance matrix-based features, which makes coherency matrix-based features dispensable for the purpose of sea ice classification. Among the most useful features for classification are matrix invariant-based features (geometric intensity, scattering diversity, and surface scattering fraction). Classification results show that 100% of the open water is separated from the surrounding sea ice and that the sea ice classes have at least 96.9% accuracy. This analysis reveals analogous results for both X-band and C-band frequencies and slightly different for the L-band. The subsequent classification produces similarly promising results for all four acquisitions. In particular, the overlapping image portions exhibit a reasonable congruence of detected sea ice when compared with high-resolution airborne measurements

Cryosphere Applications

Synthetic aperture radar (SAR) provides large coverage and high resolution, and it has been proven to be sensitive to both surface and near-surface features related to accumulation, ablation, and metamorphism of snow and firn. Exploiting this sensitivity, SAR polarimetry and polarimetric interferometry found application to land ice for instance for the estimation of wave extinction (which relates to sub surface ice volume structure) and for the estimation of snow water equivalent (which relates to snow density and depth). After presenting these applications, the Chapter proceeds by reviewing applications of SAR polarimetry to sea ice for the classification of different ice types, the estimation of thickness, and the characterisation of its surface. Finally, an application to the characterisation of permafrost regions is considered. For each application, the used (model-based) decomposition and polarimetric parameters are critically described, and real data results from relevant airborne campaigns and space borne acquisitions are reported

TanDEM-X multiparametric data features in sea ice classification over the Baltic sea

In this study, we assess the potential of X-band Interferometric Synthetic Aperture Radar imagery for automated classification of sea ice over the Baltic Sea. A bistatic SAR scene acquired by the TanDEM-X mission over the Bothnian Bay in March of 2012 was used in the analysis. Backscatter intensity, interferometric coherence magnitude, and interferometric phase have been used as informative features in several classification experiments. Various combinations of classification features were evaluated using Maximum likelihood (ML), Random Forests (RF) and Support Vector Machine (SVM) classifiers to achieve the best possible discrimination between open water and several sea ice types (undeformed ice, ridged ice, moderately deformed ice, brash ice, thick level ice, and new ice). Adding interferometric phase and coherence-magnitude to backscatter-intensity resulted in improved overall classification performance compared to using only backscatter-intensity. The RF algorithm appeared to be slightly superior to SVM and ML due to higher overall accuracies, however, at the expense of somewhat longer processing time. The best overall accuracy (OA) for three methodologies were achieved using combination of all tested features were 71.56, 72.93, and 72.91% for ML, RF and SVM classifiers, respectively. Compared to OAs of 62.28, 66.51, and 63.05% using only backscatter intensity, this indicates strong benefit of SAR interferometry in discriminating different types of sea ice. In contrast to several earlier studies, we were particularly able to successfully discriminate open water and new ice classes.Peer reviewe

Detection and classification of sea ice from spaceborne multi-frequency synthetic aperture radar imagery and radar altimetry

The sea ice cover in the Arctic is undergoing drastic changes. Since the start of satellite observations by microwave remote sensing in the late 1970\u27s, the maximum summer sea ice extent has been decreasing and thereby causing a generally thinner and younger sea ice cover. Spaceborne radar remote sensing facilitates the determination of sea ice properties in a changing climate with the high spatio-temporal resolution necessary for a better understanding of the ongoing processes as well as safe navigation and operation in ice infested waters.The work presented in this thesis focuses on the one hand on synergies of multi-frequency spaceborne synthetic aperture radar (SAR) imagery for sea ice classification. On the other hand, the fusion of radar altimetry observations with near-coincidental SAR imagery is investigated for its potential to improve 3-dimensional sea ice information retrieval.Investigations of ice/water classification of C- and L-band SAR imagery with a feed-forward neural network demonstrated the capabilities of both frequencies to outline the sea ice edge with good accuracy. Classification results also indicate that a combination of both frequencies can improve the identification of thin ice areas within the ice pack compared to C-band alone. Incidence angle normalisation has proven to increase class separability of different ice types. Analysis of incidence angle dependence between 19-47\ub0 at co- and cross-polarisation from Sentinel-1 C-band images closed a gap in existing slope estimates at cross-polarisation for multiyear sea ice and confirms values obtained in other regions of the Arctic or with different sensors. Furthermore, it demonstrated that insufficient noise correction of the first subswath at cross-polarisation increased the slope estimates by 0.01 dB/1\ub0 for multiyear ice. The incidence angle dependence of the Sentinel-1 noise floor affected smoother first-year sea ice and made the first subswath unusable for reliable incidence angle estimates in those cases.Radar altimetry can complete the 2-dimensional sea ice picture with thickness information. By comparison of SAR imagery with altimeter waveforms from CryoSat-2, it is demonstrated that waveforms respond well to changes of the sea ice surface in the order of a few hundred metres to a few kilometres. Freeboard estimates do however not always correspond to these changes especially when mixtures of different ice types are found within the footprint. Homogeneous ice floes of about 10 km are necessary for robust averaged freeboard estimates. The results demonstrate that multi-frequency and multi-sensor approaches open up for future improvements of sea ice retrievals from radar remote sensing techniques, but access to in-situ data for training and validation will be critical

Method for detection of leads from Sentinel-1 SAR images

Source at https://doi.org/10.1017/aog.2018.6.The presence of leads with open water or thin ice is an important feature of the Arctic sea ice cover. Leads regulate the heat, gas and moisture fluxes between the ocean and atmosphere and are areas of high ice growth rates during periods of freezing conditions. Here, an algorithm providing an automatic lead detection based on synthetic aperture radar images is described that can be applied to a wide range of Sentinel-1 scenes. By using both the HH and the HV channels instead of single co-polarised observations the algorithm is able to classify more leads correctly. The lead classification algorithm is based on polarimetric features and textural features derived from the grey-level co-occurrence matrix. The Random Forest classifier is used to investigate the importance of the individual features for lead detection. The precision–recall curve representing the quality of the classification is used to define threshold for a binary lead/sea ice classification. The algorithm is able to produce a lead classification with more that 90% precision with 60% of all leads classified. The precision can be increased by the cost of the amount of leads detected. Results are evaluated based on comparisons with Sentinel-2 optical satellite data

Target Decomposition of Quad-Polarimetric SAR Images as an Unmixing Problem

Classic target decomposition methods use scattering space in their approaches. However, the goal for this project is to investigate whether a different approach to retrieve accurate and reliable estimates on the earth composition is possible when using the feature space with covariance matrix-based features. The approach consists of four steps. Generating multidimensional feature space data from sea ice scenes, extracting endmembers, finding the optimal number of endmembers in the scene and finding the contribution for the endmembers to each of the polarimetric feature pixels in the scene. In order to validate the performance of the approach several validation steps where conducted. Classification of the endmembers, calculating the average reconstruction error, classification of the scene and studding the abundance coefficients were some of these steps. Also, generation of synthetic data was conducted as an additional review of the approach. The system in this approach does not take in to account the variability of the polarimetric feature values in the different classes. It also assumes that the pixels are linearly mixed, something they probably not are. As a consequence, the approach is not able to retrieve accurate and reliable estimates on the earth composition for scenes consisting of sea ice. However, the approach gave good results on the synthetic datasets. Further work and investigation on the approach would include adapting the approach to consider the variability all sea ice data suffers from. Further, the methods considering linear mixing should then be replaced with methods considering nonlinear mixing

Remote Sensing of Snow Cover Using Spaceborne SAR: A Review

The importance of snow cover extent (SCE) has been proven to strongly link with various natural phenomenon and human activities; consequently, monitoring snow cover is one the most critical topics in studying and understanding the cryosphere. As snow cover can vary significantly within short time spans and often extends over vast areas, spaceborne remote sensing constitutes an efficient observation technique to track it continuously. However, as optical imagery is limited by cloud cover and polar darkness, synthetic aperture radar (SAR) attracted more attention for its ability to sense day-and-night under any cloud and weather condition. In addition to widely applied backscattering-based method, thanks to the advancements of spaceborne SAR sensors and image processing techniques, many new approaches based on interferometric SAR (InSAR) and polarimetric SAR (PolSAR) have been developed since the launch of ERS-1 in 1991 to monitor snow cover under both dry and wet snow conditions. Critical auxiliary data including DEM, land cover information, and local meteorological data have also been explored to aid the snow cover analysis. This review presents an overview of existing studies and discusses the advantages, constraints, and trajectories of the current developments

Polarimetric Synthetic Aperture Radar

This open access book focuses on the practical application of electromagnetic polarimetry principles in Earth remote sensing with an educational purpose. In the last decade, the operations from fully polarimetric synthetic aperture radar such as the Japanese ALOS/PalSAR, the Canadian Radarsat-2 and the German TerraSAR-X and their easy data access for scientific use have developed further the research and data applications at L,C and X band. As a consequence, the wider distribution of polarimetric data sets across the remote sensing community boosted activity and development in polarimetric SAR applications, also in view of future missions. Numerous experiments with real data from spaceborne platforms are shown, with the aim of giving an up-to-date and complete treatment of the unique benefits of fully polarimetric synthetic aperture radar data in five different domains: forest, agriculture, cryosphere, urban and oceans