Averaged Stokes Vector Based Polarimetric SAR Data Interpretation

In this paper, we propose a new polarimetric synthetic aperture radar (SAR) data interpretation method based on a locally averaged Stokes vector. We first propose a method to extract discriminators from all three components of the averaged Stokes vector. Based on the extracted discriminators, we build four physical interpretation layers with ascending priorities, i.e., the basic structure layer, the low-coherence targets layer, the man-made targets layer, and the low-backscattering targets layer. An intuitive final image can be generated by simply stacking the four layers in the priority order. We test the performance of the proposed method over Advanced Land Observing Satellite Phased Array type L-band SAR (ALOS-PALSAR) data. Experimental results show that the proposed method has high interpretation performance, particularly for skew-aligned or randomly distributed buildings and isolated man-made targets such as bridges

Quantitative Estimation of Surface Soil Moisture in Agricultural Landscapes using Spaceborne Synthetic Aperture Radar Imaging at Different Frequencies and Polarizations

Soil moisture and its distribution in space and time plays an important role in the surface energy balance at the soil-atmosphere interface. It is a key variable influencing the partitioning of solar energy into latent and sensible heat flux as well as the partitioning of precipitation into runoff and percolation. Due to their large spatial variability, estimation of spatial patterns of soil moisture from field measurements is difficult and not feasible for large scale analyses. In the past decades, Synthetic Aperture Radar (SAR) remote sensing has proven its potential to quantitatively estimate near surface soil moisture at high spatial resolutions. Since the knowledge of the basic SAR concepts is important to understand the impact of different natural terrain features on the quantitative estimation of soil moisture and other surface parameters, the fundamental principles of synthetic aperture radar imaging are discussed. Also the two spaceborne SAR missions whose data was used in this study, the ENVISAT of the European Space Agency (ESA) and the ALOS of the Japanese Aerospace Exploration Agency (JAXA), are introduced. Subsequently, the two essential surface properties in the field of radar remote sensing, surface soil moisture and surface roughness are defined, and the established methods of their measurement are described. The in situ data used in this study, as well as the research area, the River Rur catchment, with the individual test sites where the data was collected between 2007 and 2010, are specified. On this basis, the important scattering theories in radar polarimetry are discussed and their application is demonstrated using novel polarimetric ALOS/PALSAR data. A critical review of different classical approaches to invert soil moisture from SAR imaging is provided. Five prevalent models have been chosen with the aim to provide an overview of the evolution of ideas and techniques in the field of soil moisture estimation from active microwave data. As the core of this work, a new semi-empirical model for the inversion of surface soil moisture from dual polarimetric L-band SAR data is introduced. This novel approach utilizes advanced polarimetric decomposition techniques to correct for the disturbing effects from surface roughness and vegetation on the soil moisture retrieval without the use of a priori knowledge. The land use specific algorithms for bare soil, grassland, sugar beet, and winter wheat allow quantitative estimations with accuracies in the order of 4 Vol.-%. Application of remotely sensed soil moisture patterns is demonstrated on the basis of mesoscale SAR data by investigating the variability of soil moisture patterns at different spatial scales ranging from field scale to catchment scale. The results show that the variability of surface soil moisture decreases with increasing wetness states at all scales. Finally, the conclusions from this dissertational research are summarized and future perspectives on how to extend the proposed model by means of improved ground based measurements and upcoming advances in sensor technology are discussed. The results obtained in this thesis lead to the conclusion that state-of-the-art spaceborne dual polarimetric L-band SAR systems are not only suitable to accurately retrieve surface soil moisture contents of bare as well as of vegetated agricultural fields and grassland, but for the first time also allow investigating within-field spatial heterogeneities from space

Evaluation of the potential of ALOS PALSAR L-band quadpol radar data for the retrieval of growing stock volume in Siberia

Because of the massive wood trade, illegal logging and severe damages due to fires, insects and pollution, it is necessary to monitor Siberian forests on a large-scale, frequently and accurately. One possible solution is to use synthetic aperture radar (SAR) remote sensing technique, in particular by combining polarimetric technique. In order to evaluate the potentiality of ALOS PALSAR L-band full polarimetric radar for estimation of GSV, a number of polarimetric parameters are investigated to characterise the polarisation response of forest cover. Regardless of the weather conditions, a high correlation (R=-0.87) is achieved between polarimetric coherence and GSV. The coherence in sparse forest is always higher than in dense forest. The coherence level and the dynamic range strongly depends on the weather conditions. The four-component polarimetric decomposition method has been applied to the ALOS PALSAR L-band data to compare the decomposition powers with forest growing stock volume (GSV). Double-bounce and volume scattering powers show significant correlation with GSV. The correlation between polarimetric decomposition parameters and GSV is enhanced if the ratio of ground-to-volume scattering is used instead of considering polarimetric decomposition powers separately. Two empirical models have been developed that describe the ALOS PALSAR L-band polarimetric coherence and ground-to-volume scattering ratio as a function of GSV. The models are inverted to retrieve the GSV for Siberian forests. The best RMSE of 38 m³/ha and R²=0.73 is obtained based on polarimetric coherence. On the other hand, using the ratio of ground-to-volume scattering the best retrieval accuracy of 44 m³/ha and R²=0.62 is achieved. The best retrieval results for both cases are observed under unfrozen condition. Saturation effects for estimated GSV versus ground-truth GSV are not observed up to 250 m³/ha

Polarimetric Synthetic Aperture Radar

This open access book focuses on the practical application of electromagnetic polarimetry principles in Earth remote sensing with an educational purpose. In the last decade, the operations from fully polarimetric synthetic aperture radar such as the Japanese ALOS/PalSAR, the Canadian Radarsat-2 and the German TerraSAR-X and their easy data access for scientific use have developed further the research and data applications at L,C and X band. As a consequence, the wider distribution of polarimetric data sets across the remote sensing community boosted activity and development in polarimetric SAR applications, also in view of future missions. Numerous experiments with real data from spaceborne platforms are shown, with the aim of giving an up-to-date and complete treatment of the unique benefits of fully polarimetric synthetic aperture radar data in five different domains: forest, agriculture, cryosphere, urban and oceans

Wetland Monitoring and Mapping Using Synthetic Aperture Radar

Wetlands are critical for ensuring healthy aquatic systems, preventing soil erosion, and securing groundwater reservoirs. Also, they provide habitat for many animal and plant species. Thus, the continuous monitoring and mapping of wetlands is necessary for observing effects of climate change and ensuring a healthy environment. Synthetic Aperture Radar (SAR) remote sensing satellites are active remote sensing instruments essential for monitoring wetlands, given the possibility to bypass the cloud-sensitive optical instruments and obtain satellite imagery day and night. Therefore, the purpose of this chapter is to provide an overview of the basic concepts of SAR remote sensing technology and its applications for wetland monitoring and mapping. Emphasis is given to SAR systems with full and compact polarimetric SAR capabilities. Brief discussions on the latest state-of-the-art wetland applications using SAR imagery are presented. Also, we summarize the current trends in wetland monitoring and mapping using SAR imagery. This chapter provides a good introduction to interested readers with limited background in SAR technology and its possible wetland applications

Land cover and forest mapping in boreal zone using polarimetric and interferometric SAR data

Remote sensing offers a wide range of instruments suitable to meet the growing need for consistent, timely and cost-effective monitoring of land cover and forested areas. One of the most important instruments is synthetic aperture radar (SAR) technology, where transfer of advanced SAR imaging techniques from mostly experimental small test-area studies to satellites enables improvements in remote assessment of land cover on a global scale. Globally, forests are very suitable for remote sensing applications due to their large dimensions and relatively poor accessibility in distant areas. In this thesis, several methods were developed utilizing Earth observation data collected using such advanced SAR techniques, as well as their application potential was assessed. The focus was on use of SAR polarimetry and SAR interferometry to improve performance and robustness in assessment of land cover and forest properties in the boreal zone. Particular advances were achieved in land cover classification and estimating several key forest variables, such as forest stem volume and forest tree height. Important results reported in this thesis include: improved polarimetric SAR model-based decomposition approach suitable for use in boreal forest at L-band; development and demonstration of normalization method for fully polarimetric SAR mosaics, resulting in improved classification performance and suitable for wide-area mapping purposes; establishing new inversion procedure for robust forest stem volume retrieval from SAR data; developing semi-empirical method and demonstrating potential for soil type separation (mineral soil, peatland) under forested areas with L-band polarimetric SAR; developing and demonstrating methodology for simultaneous retrieval of forest tree height and radiowave attenuation in forest layer from inter-ferometric SAR data, resulting in improved accuracy and more stable estimation of forest tree height

Polarimetric Synthetic Aperture Radar, Principles and Application

Demonstrates the benefits of the usage of fully polarimetric synthetic aperture radar data in applications of Earth remote sensing, with educational and development purposes. Includes numerous up-to-date examples with real data from spaceborne platforms and possibility to use a software to support lecture practicals. Reviews theoretical principles in an intuitive way for each application topic. Covers in depth five application domains (forests, agriculture, cryosphere, urban, and oceans), with reference also to hazard monitorin

Retrieving secondary forest aboveground biomass from polarimetric ALOS-2 PALSAR-2 data in the Brazilian Amazon

Secondary forests (SF) are important carbon sinks, removing CO2 from the atmosphere through the photosynthesis process and storing photosynthates in their aboveground live biomass (AGB). This process occurring at large-scales partially counteracts C emissions from land-use change, playing, hence, an important role in the global carbon cycle. The absorption rates of carbon in these forests depend on forest physiology, controlled by environmental and climatic conditions, as well as on the past land use, which is rarely considered for retrieving AGB from remotely sensed data. In this context, the main goal of this study is to evaluate the potential of polarimetric (quad-pol) ALOS-2 PALSAR-2 data for estimating AGB in a SF area. Land-use was assessed through Landsat time-series to extract the SF age, period of active land-use (PALU), and frequency of clear cuts (FC) to randomly select the SF plots. A chronosequence of 42 SF plots ranging 3-28 years (20 ha) near the Tapajós National Forest in Pará state was surveyed to quantifying AGB growth. The quad-pol data was explored by testing two regression methods, including non-linear (NL) and multiple linear regression models (MLR).We also evaluated the influence of the past land-use in the retrieving AGB through correlation analysis. The results showed that the biophysical variables were positively correlated with the volumetric scattering, meaning that SF areas presented greater volumetric scattering contribution with increasing forest age. Mean diameter, mean tree height, basal area, species density, and AGB were significant and had the highest Pearson coefficients with the Cloude decomposition (λ3), which in turn, refers to the volumetric contribution backscattering from cross-polarization (HV) (ρ = 0.57-0.66, p-value < 0.001). On the other hand, the historical use (PALU and FC) showed the highest correlation with angular decompositions, being the Touzi target phase angle the highest correlation (Φs) (ρ = 0.37 and ρ = 0.38, respectively). The combination of multiple prediction variables with MLR improved the AGB estimation by 70% comparing to the NL model (R2 adj. = 0.51; RMSE = 38.7 Mg ha-1) bias = 2.1 ± 37.9 Mg ha-1 by incorporate the angular decompositions, related to historical use, and the contribution volumetric scattering, related to forest structure, in the model. The MLR uses six variables, whose selected polarimetric attributes were strongly related with different structural parameters such as the mean forest diameter, basal area, and the mean forest tree height, and not with the AGB as was expected. The uncertainty was estimated to be 18.6% considered all methodological steps of the MLR model. This approach helped us to better understand the relationship between parameters derived from SAR data and the forest structure and its relation to the growth of the secondary forest after deforestation events

Study of the speckle noise effects over the eigen decomposition of polarimetric SAR data: a review

This paper is focused on considering the effects of speckle noise on the eigen decomposition of the co- herency matrix. Based on a perturbation analysis of the matrix, it is possible to obtain an analytical expression for the mean value of the eigenvalues and the eigenvectors, as well as for the Entropy, the Anisotroopy and the dif- ferent a angles. The analytical expressions are compared against simulated polarimetric SAR data, demonstrating the correctness of the different expressions.Peer ReviewedPostprint (published version

New target detector based on geometrical perturbation filters for polarimetric Synthetic Aperture Radar (POL-SAR)

Synthetic Aperture Radar (SAR) is an active microwave remote sensing system able to acquire high resolution images of the scattering behaviour of an observed scene. The contribution of SAR polarimetry (POLSAR) in detection and classification of objects is described and found to add valuable information compared to previous approaches. In this thesis, a new target detection/classification methodology is developed that makes novel use of the polarimetric information of the backscattered field from a target. The detector is based on a geometrical perturbation filter which correlates the target of interest with its perturbed version. Specifically, the operation is accomplished with a polarimetric coherence representing a weighted and normalised inner product between the target and its perturbed version, where the weights are extracted from the observables. The mathematical formulation is general and can be applied to any deterministic (point) target. However, in this thesis the detection is primarily focused on multiple reflections and oriented dipoles due to their extensive availability in common scenarios. An extensive validation against real data is provided exploiting different datasets. They include one airborne system: E-SAR L-band (DLR, German Aerospace Centre); and three satellite systems: ALOS-PALSAR L-band (JAXA, Japanese Aerospace Exploration Agency), RADARSAT-2 C-band (Canadian Space Agency) and TerraSAR-X X-band (DLR). The attained detection masks reveal significant agreement with the expected results based on the theoretical description. Additionally, a comparison with another widely used detector, the Polarimetric Whitening Filter (PWF) is presented. The methodology proposed in this thesis appears to outperform the PWF in two significant ways: 1) the detector is based on the polarimetric information rather than the amplitude of the return, hence the detection is not restricted to bright targets; 2) the algorithm is able to discriminate among the detected targets (i.e. target recognition)