Development of Advanced Closed-Loop Brain Electrophysiology Systems for Freely Behaving Rodents

[ES] La electrofisiología extracelular es una técnica ampliamente usada en investigación neurocientífica, la cual estudia el funcionamiento del cerebro mediante la medición de campos eléctricos generados por la actividad neuronal. Esto se realiza a través de electrodos implantados en el cerebro y conectados a dispositivos electrónicos para amplificación y digitalización de las señales. De los muchos modelos animales usados en experimentación, las ratas y los ratones se encuentran entre las especies más comúnmente utilizadas. Actualmente, la experimentación electrofisiológica busca condiciones cada vez más complejas, limitadas por la tecnología de los dispositivos de adquisición. Dos aspectos son de particular interés: Realimentación de lazo cerrado y comportamiento en condiciones naturales. En esta tesis se presentan desarrollos con el objetivo de mejorar diferentes facetas de estos dos problemas. La realimentación en lazo cerrado se refiere a todas las técnicas en las que los estímulos son producidos en respuesta a un evento generado por el animal. La latencia debe ajustarse a las escalas temporales bajo estudio. Los sistemas modernos de adquisición presentan latencias en el orden de los 10ms. Sin embargo, para responder a eventos rápidos, como pueden ser los potenciales de acción, se requieren latencias por debajo de 1ms. Además, los algoritmos para detectar los eventos o generar los estímulos pueden ser complejos, integrando varias entradas de datos en tiempo real. Integrar el desarrollo de dichos algoritmos en las herramientas de adquisición forma parte del diseño experimental. Para estudiar comportamientos naturales, los animales deben ser capaces de moverse libremente en entornos emulando condiciones naturales. Experimentos de este tipo se ven dificultados por la naturaleza cableada de los sistemas de adquisición. Otras restricciones físicas, como el peso de los implantes o limitaciones en el consumo de energía, pueden también afectar a la duración de los experimentos, limitándola. La experimentación puede verse enriquecida cuando los datos electrofisiológicos se ven complementados con múltiples fuentes distintas. Por ejemplo, seguimiento de los animales o miscroscopía. Herramientas capaces de integrar datos independientemente de su origen abren la puerta a nuevas posibilidades. Los avances tecnológicos presentados abordan estas limitaciones. Se han diseñado dispositivos con latencias de lazo cerrado inferiores a 200us que permiten combinar cientos de canales electrofisiológicos con otras fuentes de datos, como vídeo o seguimiento. El software de control para estos dispositivos se ha diseñado manteniendo la flexibilidad como objetivo. Se han desarrollado interfaces y estándares de naturaleza abierta para incentivar el desarrollo de herramientas compatibles entre ellas. Para resolver los problemas de cableado se siguieron dos métodos distintos. Uno fue el desarrollo de headstages ligeros combinados con cables coaxiales ultra finos y conmutadores activos, gracias al seguimiento de animales. Este desarrollo permite reducir el esfuerzo impuesto a los animales, permitiendo espacios amplios y experimentos de larga duración, al tiempo que permite el uso de headstages con características avanzadas. Paralelamente se desarrolló un tipo diferente de headstage, con tecnología inalámbrica. Se creó un algoritmo de compresión digital especializado capaz de reducir el ancho de banda a menos del 65% de su tamaño original, ahorrando energía. Esta reducción permite baterías más ligeras y mayores tiempos de operación. El algoritmo fue diseñado para ser capaz de ser implementado en una gran variedad de dispositivos. Los desarrollos presentados abren la puerta a nuevas posibilidades experimentales para la neurociencia, combinando adquisición elextrofisiológica con estudios conductuales en condiciones naturales y estímulos complejos en tiempo real.[CA] L'electrofisiologia extracel·lular és una tècnica àmpliament utilitzada en la investigació neurocientífica, la qual permet estudiar el funcionament del cervell mitjançant el mesurament de camps elèctrics generats per l'activitat neuronal. Això es realitza a través d'elèctrodes implantats al cervell, connectats a dispositius electrònics per a l'amplificació i digitalització dels senyals. Dels molts models animals utilitzats en experimentació electrofisiològica, les rates i els ratolins es troben entre les espècies més utilitzades. Actualment, l'experimentació electrofisiològica busca condicions cada vegada més complexes, limitades per la tecnologia dels dispositius d'adquisició. Dos aspectes són d'especial interès: La realimentació de sistemes de llaç tancat i el comportament en condicions naturals. En aquesta tesi es presenten desenvolupaments amb l'objectiu de millorar diferents aspectes d'aquestos dos problemes. La realimentació de sistemes de llaç tancat es refereix a totes aquestes tècniques on els estímuls es produeixen en resposta a un esdeveniment generat per l'animal. La latència ha d'ajustar-se a les escales temporals sota estudi. Els sistemes moderns d'adquisició presenten latències en l'ordre dels 10ms. No obstant això, per a respondre a esdeveniments ràpids, com poden ser els potencials d'acció, es requereixen latències per davall de 1ms. A més a més, els algoritmes per a detectar els esdeveniments o generar els estímuls poden ser complexos, integrant varies entrades de dades a temps real. Integrar el desenvolupament d'aquests algoritmes en les eines d'adquisició forma part del disseny dels experiments. Per a estudiar comportaments naturals, els animals han de ser capaços de moure's lliurement en ambients emulant condicions naturals. Aquestos experiments es veuen limitats per la natura cablejada dels sistemes d'adquisició. Altres restriccions físiques, com el pes dels implants o el consum d'energia, poden també limitar la duració dels experiments. L'experimentació es pot enriquir quan les dades electrofisiològiques es complementen amb dades de múltiples fonts. Per exemple, el seguiment d'animals o microscòpia. Eines capaces d'integrar dades independentment del seu origen obrin la porta a noves possibilitats. Els avanços tecnològics presentats tracten aquestes limitacions. S'han dissenyat dispositius amb latències de llaç tancat inferiors a 200us que permeten combinar centenars de canals electrofisiològics amb altres fonts de dades, com vídeo o seguiment. El software de control per a aquests dispositius s'ha dissenyat mantenint la flexibilitat com a objectiu. S'han desenvolupat interfícies i estàndards de naturalesa oberta per a incentivar el desenvolupament d'eines compatibles entre elles. Per a resoldre els problemes de cablejat es van seguir dos mètodes diferents. Un va ser el desenvolupament de headstages lleugers combinats amb cables coaxials ultra fins i commutadors actius, gràcies al seguiment d'animals. Aquest desenvolupament permet reduir al mínim l'esforç imposat als animals, permetent espais amplis i experiments de llarga durada, al mateix temps que permet l'ús de headstages amb característiques avançades. Paral·lelament es va desenvolupar un tipus diferent de headstage, amb tecnologia sense fil. Es va crear un algorisme de compressió digital especialitzat capaç de reduir l'amplada de banda a menys del 65% de la seua grandària original, estalviant energia. Aquesta reducció permet bateries més lleugeres i majors temps d'operació. L'algorisme va ser dissenyat per a ser capaç de ser implementat a una gran varietat de dispositius. Els desenvolupaments presentats obrin la porta a noves possibilitats experimentals per a la neurociència, combinant l'adquisició electrofisiològica amb estudis conductuals en condicions naturals i estímuls complexos en temps real.[EN] Extracellular electrophysiology is a technique widely used in neuroscience research. It can offer insights on how the brain works by measuring the electrical fields generated by neural activity. This is done through electrodes implanted in the brain and connected to amplification and digitization electronic circuitry. Of the many animal models used in electrophysiology experimentation, rodents such as rats and mice are among the most popular species. Modern electrophysiology experiments seek increasingly complex conditions that are limited by acquisition hardware technology. Two particular aspects are of special interest: Closed-loop feedback and naturalistic behavior. In this thesis, we present developments aiming to improve on different facets of these two problems. Closed-loop feedback encompasses all techniques in which stimuli is produced in response of an event generated by the animal. Latency, the time between trigger event and stimuli generation, must adjust to the biological timescale being studied. While modern acquisition systems feature latencies in the order of 10ms, response to fast events such as high-frequency electrical transients created by neuronal activity require latencies under $1ms$. In addition, algorithms for triggering or generating closed-loop stimuli can be complex, integrating multiple inputs in real-time. Integration of algorithm development into acquisition tools becomes an important part of experiment design. For electrophysiology experiments featuring naturalistic behavior, animals must be able to move freely in ecologically meaningful environments, mimicking natural conditions. Experiments featuring elements such as large arenaa, environmental objects or the presence of another animals are, however, hindered by the wired nature of acquisition systems. Other physical constraints, such as implant weight or power restrictions can also affect experiment time, limiting their duration. Beyond the technical limits, complex experiments are enriched when electrophysiology data is integrated with multiple sources, for example animal tracking or brain microscopy. Tools allowing mixing data independently of the source open new experimental possibilities. The technological advances presented on this thesis addresses these topics. We have designed devices with closed-loop latencies under 200us while featuring high-bandwidth interfaces. These allow the simultaneous acquisition of hundreds of electrophysiological channels combined with other heterogeneous data sources, such as video or tracking. The control software for these devices was designed with flexibility in mind, allowing easy implementation of closed-loop algorithms. Open interface standards were created to encourage the development of interoperable tools for experimental data integration. To solve wiring issues in behavioral experiments, we followed two different approaches. One was the design of light headstages, coupled with ultra-thin coaxial cables and active commutator technology, making use of animal tracking. This allowed to reduce animal strain to a minimum allowing large arenas and prolonged experiments with advanced headstages. A different, wireless headstage was also developed. We created a digital compression algorithm specialized for neural electrophysiological signals able to reduce data bandwidth to less than 65.5% its original size without introducing distortions. Bandwidth has a large effect on power requirements. Thus, this reduction allows for lighter batteries and extended operational time. The algorithm is designed to be able to be implemented in a wide variety of devices, requiring low hardware resources and adding negligible power requirements to a system. Combined, the developments we present open new possibilities for neuroscience experiments combining electrophysiology acquisition with natural behaviors and complex, real-time, stimuli.The research described in this thesis was carried out at the Polytechnic University of Valencia (Universitat Politècnica de València), Valencia, Spain in an extremely close collaboration with the Neuroscience Institute - Spanish National Research Council - Miguel Hernández University (Instituto de Neurociencias - Consejo Superior de Investigaciones Cientí cas - Universidad Miguel Hernández), San Juan de Alicante, Spain. The projects described in chapters 3 and 4 were developed in collabo- ration with, and funded by, Open Ephys, Cambridge, MA, USA and OEPS - Eléctronica e produção, unipessoal lda, Algés, Portugal.Cuevas López, A. (2021). Development of Advanced Closed-Loop Brain Electrophysiology Systems for Freely Behaving Rodents [Tesis doctoral]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/179718TESI

Ultrafast linear array detector for real-time imaging

KALYPSO is a novel detector operating at line rates above 10 Mfps. It consists of a detector board connected to FPGA based readout card for real time data processing. The detector board holds a Si or InGaAs linear array sensor, with spectral sensitivity ranging from 400 nm to 2600 nm, which is connected to a custom made front-end ASIC. A FPGA readout framework performs the real time data processing. In this contribution, we present the detector system, the readout electronics and the heterogeneous infrastructure for machine learning processing. The detector is currently in use at several synchrotron facilities for beam diagnostics as well as for single-pulse laser characterizations. Thanks to the shot-to-shot capability over long time scale, new attractive applications are open up for imaging in biological and medical research

Spatiotemporal Sparse Bayesian Learning with Applications to Compressed Sensing of Multichannel Physiological Signals

Energy consumption is an important issue in continuous wireless telemonitoring of physiological signals. Compressed sensing (CS) is a promising framework to address it, due to its energy-efficient data compression procedure. However, most CS algorithms have difficulty in data recovery due to non-sparsity characteristic of many physiological signals. Block sparse Bayesian learning (BSBL) is an effective approach to recover such signals with satisfactory recovery quality. However, it is time-consuming in recovering multichannel signals, since its computational load almost linearly increases with the number of channels. This work proposes a spatiotemporal sparse Bayesian learning algorithm to recover multichannel signals simultaneously. It not only exploits temporal correlation within each channel signal, but also exploits inter-channel correlation among different channel signals. Furthermore, its computational load is not significantly affected by the number of channels. The proposed algorithm was applied to brain computer interface (BCI) and EEG-based driver's drowsiness estimation. Results showed that the algorithm had both better recovery performance and much higher speed than BSBL. Particularly, the proposed algorithm ensured that the BCI classification and the drowsiness estimation had little degradation even when data were compressed by 80%, making it very suitable for continuous wireless telemonitoring of multichannel signals.Comment: Codes are available at: https://sites.google.com/site/researchbyzhang/stsb

A Neural Signal Processor for Low-Latency Spike Inference

This thesis describes the development of a system that can assign identities to a population of single-units, in multi-electrode recordings, at single-spike resolution with low-latency. The system has two parts. The first is a Field-Programmable Gate Array (FPGA)-based Neural Signal Processor (NSP) that receives raw input and generates labelled spikes as output, a process referred to as real-time spike inference. The second is a piece of software (Spiketag) that runs on a PC, communicates with the NSP, and generates a spike-sorted model to guide the real-time spike inference. The NSP provides clocks and control signals to five 32-channel INTAN RHD2132 chips to manage the acquisition of 160 channels of raw neural data. In parallel, the NSP further filters, detects and extracts extracellular spike waveforms from the raw neural data recorded by tetrodes or silicon probes and assigns single-unit identity to each detected spike. A set of Python application programming interfaces (APIs) was developed in Spiketag to enable the communication between the NSP and the PC. These APIs allow the NSP to obtain a model from the PC, which holds parameters such as reference channels, spike detection thresholds, spike feature transformation matrix and vector quantized clusters generated by spike sorting a short recording session. Using the spike-sorted model, the NSP performs data acquisition and real-time spike inference simultaneously. Algorithmic modules were implemented in the FPGA and pipelined to compute during 40 ms acquisition intervals. At the output end of the FPGA NSP, the real-time assigned single-unit identity (spike-id) is packaged with the timestamp, the electrode group, and the spike features as a spike-id packet. Spike-id packets are asynchronously transmitted through a low-latency Peripheral Component Interconnect Express (PCIe) interface to the PC, producing the real-time spike trains. The real-time spike trains can be used for further processing, such as real-time decoding. Several types of ground-truth data, including intracellular/extracellular paired recordings, synthesized tetrode extracellular waveforms with ground-truth spike timing and high-channel-count silicon probe recordings with ground-truth animal positions during navigation were used to validate the low-latency (1 ms) and high-accuracy (as high as state-of-the-art offline sorting and decoding algorithms) of the NSP’s real-time spike inference and the NSP-based real-time population decoding performance

Calibration-free and hardware-efficient neural spike detection for brain machine interfaces

Recent translational efforts in brain-machine interfaces (BMI) are demonstrating the potential to help people with neurological disorders. The current trend in BMI technology is to increase the number of recording channels to the thousands, resulting in the generation of vast amounts of raw data. This in turn places high bandwidth requirements for data transmission, which increases power consumption and thermal dissipation of implanted systems. On-implant compression and/or feature extraction are therefore becoming essential to limiting this increase in bandwidth, but add further power constraints – the power required for data reduction must remain less than the power saved through bandwidth reduction. Spike detection is a common feature extraction technique used for intracortical BMIs. In this paper, we develop a novel firing-rate-based spike detection algorithm that requires no external training and is hardware efficient and therefore ideally suited for real-time applications. Key performance and implementation metrics such as detection accuracy, adaptability in chronic deployment, power consumption, area utilization, and channel scalability are benchmarked against existing methods using various datasets. The algorithm is first validated using a reconfigurable hardware (FPGA) platform and then ported to a digital ASIC implementation in both 65 nm and 0.18MU m CMOS technologies. The 128-channel ASIC design implemented in a 65 nm CMOS technology occupies 0.096 mm2 silicon area and consumes 4.86MU W from a 1.2 V power supply. The adaptive algorithm achieves a 96% spike detection accuracy on a commonly used synthetic dataset, without the need for any prior training

Real-time neural signal processing and low-power hardware co-design for wireless implantable brain machine interfaces

Intracortical Brain-Machine Interfaces (iBMIs) have advanced significantly over the past two decades, demonstrating their utility in various aspects, including neuroprosthetic control and communication. To increase the information transfer rate and improve the devices’ robustness and longevity, iBMI technology aims to increase channel counts to access more neural data while reducing invasiveness through miniaturisation and avoiding percutaneous connectors (wired implants). However, as the number of channels increases, the raw data bandwidth required for wireless transmission also increases becoming prohibitive, requiring efficient on-implant processing to reduce the amount of data through data compression or feature extraction. The fundamental aim of this research is to develop methods for high-performance neural spike processing co-designed within low-power hardware that is scaleable for real-time wireless BMI applications. The specific original contributions include the following: Firstly, a new method has been developed for hardware-efficient spike detection, which achieves state-of-the-art spike detection performance and significantly reduces the hardware complexity. Secondly, a novel thresholding mechanism for spike detection has been introduced. By incorporating firing rate information as a key determinant in establishing the spike detection threshold, we have improved the adaptiveness of spike detection. This eventually allows the spike detection to overcome the signal degradation that arises due to scar tissue growth around the recording site, thereby ensuring enduringly stable spike detection results. The long-term decoding performance, as a consequence, has also been improved notably. Thirdly, the relationship between spike detection performance and neural decoding accuracy has been investigated to be nonlinear, offering new opportunities for further reducing transmission bandwidth by at least 30% with minor decoding performance degradation. In summary, this thesis presents a journey toward designing ultra-hardware-efficient spike detection algorithms and applying them to reduce the data bandwidth and improve neural decoding performance. The software-hardware co-design approach is essential for the next generation of wireless brain-machine interfaces with increased channel counts and a highly constrained hardware budget. The fundamental aim of this research is to develop methods for high-performance neural spike processing co-designed within low-power hardware that is scaleable for real-time wireless BMI applications. The specific original contributions include the following: Firstly, a new method has been developed for hardware-efficient spike detection, which achieves state-of-the-art spike detection performance and significantly reduces the hardware complexity. Secondly, a novel thresholding mechanism for spike detection has been introduced. By incorporating firing rate information as a key determinant in establishing the spike detection threshold, we have improved the adaptiveness of spike detection. This eventually allows the spike detection to overcome the signal degradation that arises due to scar tissue growth around the recording site, thereby ensuring enduringly stable spike detection results. The long-term decoding performance, as a consequence, has also been improved notably. Thirdly, the relationship between spike detection performance and neural decoding accuracy has been investigated to be nonlinear, offering new opportunities for further reducing transmission bandwidth by at least 30\% with only minor decoding performance degradation. In summary, this thesis presents a journey toward designing ultra-hardware-efficient spike detection algorithms and applying them to reduce the data bandwidth and improve neural decoding performance. The software-hardware co-design approach is essential for the next generation of wireless brain-machine interfaces with increased channel counts and a highly constrained hardware budget.Open Acces