Separation Framework: An Enabler for Cooperative and D2D Communication for Future 5G Networks

Soaring capacity and coverage demands dictate that future cellular networks need to soon migrate towards ultra-dense networks. However, network densification comes with a host of challenges that include compromised energy efficiency, complex interference management, cumbersome mobility management, burdensome signaling overheads and higher backhaul costs. Interestingly, most of the problems, that beleaguer network densification, stem from legacy networks' one common feature i.e., tight coupling between the control and data planes regardless of their degree of heterogeneity and cell density. Consequently, in wake of 5G, control and data planes separation architecture (SARC) has recently been conceived as a promising paradigm that has potential to address most of aforementioned challenges. In this article, we review various proposals that have been presented in literature so far to enable SARC. More specifically, we analyze how and to what degree various SARC proposals address the four main challenges in network densification namely: energy efficiency, system level capacity maximization, interference management and mobility management. We then focus on two salient features of future cellular networks that have not yet been adapted in legacy networks at wide scale and thus remain a hallmark of 5G, i.e., coordinated multipoint (CoMP), and device-to-device (D2D) communications. After providing necessary background on CoMP and D2D, we analyze how SARC can particularly act as a major enabler for CoMP and D2D in context of 5G. This article thus serves as both a tutorial as well as an up to date survey on SARC, CoMP and D2D. Most importantly, the article provides an extensive outlook of challenges and opportunities that lie at the crossroads of these three mutually entangled emerging technologies.Comment: 28 pages, 11 figures, IEEE Communications Surveys & Tutorials 201

A Light Signalling Approach to Node Grouping for Massive MIMO IoT Networks

Massive MIMO is a promising technology to connect very large numbers of energy constrained nodes, as it offers both extensive spatial multiplexing and large array gain. A challenge resides in partitioning the many nodes in groups that can communicate simultaneously such that the mutual interference is minimized. We here propose node partitioning strategies that do not require full channel state information, but rather are based on nodes' respective directional channel properties. In our considered scenarios, these typically have a time constant that is far larger than the coherence time of the channel. We developed both an optimal and an approximation algorithm to partition users based on directional channel properties, and evaluated them numerically. Our results show that both algorithms, despite using only these directional channel properties, achieve similar performance in terms of the minimum signal-to-interference-plus-noise ratio for any user, compared with a reference method using full channel knowledge. In particular, we demonstrate that grouping nodes with related directional properties is to be avoided. We hence realise a simple partitioning method requiring minimal information to be collected from the nodes, and where this information typically remains stable over a long term, thus promoting their autonomy and energy efficiency

Relay assisted device-to-device communication with channel uncertainty

The gains of direct communication between user equipment in a network may not be fully realised due to the separation between the user equipment and due to the fading that the channel between these user equipment experiences. In order to fully realise the gains that direct (device-to-device) communication promises, idle user equipment can be exploited to serve as relays to enforce device-to-device communication. The availability of potential relay user equipment creates a problem: a way to select the relay user equipment. Moreover, unlike infrastructure relays, user equipment are carried around by people and these users are self-interested. Thus the problem of relay selection goes beyond choosing which device to assist in relayed communication but catering for user self-interest. Another problem in wireless communication is the unavailability of perfect channel state information. This reality creates uncertainty in the channel and so in designing selection algorithms, channel uncertainty awareness needs to be a consideration. Therefore the work in this thesis considers the design of relay user equipment selection algorithms that are not only device centric but that are relay user equipment centric. Furthermore, the designed algorithms are channel uncertainty aware. Firstly, a stable matching based relay user equipment selection algorithm is put forward for underlay device-to-device communication. A channel uncertainty aware approach is proposed to cater to imperfect channel state information at the devices. The algorithm is combined with a rate based mode selection algorithm. Next, to cater to the queue state at the relay user equipment, a cross-layer selection algorithm is proposed for a twoway decode and forward relay set up. The algorithm proposed employs deterministic uncertainty constraint in the interference channel, solving the selection algorithm in a heuristic fashion. Then a cluster head selection algorithm is proposed for device-to-device group communication constrained by channel uncertainty in the interference channel. The formulated rate maximization problem is solved for deterministic and probabilistic constraint scenarios, and the problem extended to a multiple-input single-out scenario for which robust beamforming was designed. Finally, relay utility and social distance based selection algorithms are proposed for full duplex decode and forward device-to-device communication set up. A worst-case approach is proposed for a full channel uncertainty scenario. The results from computer simulations indicate that the proposed algorithms offer spectral efficiency, fairness and energy efficiency gains. The results also showed clearly the deterioration in the performance of networks when perfect channel state information is assumed

Integrated cellular and device-to-device networks

textDevice-to-device (D2D) networking enables direct discovery and communication between cellular subscribers that are in proximity, thus bypassing the base stations (BSs). In principle, exploiting direct communication between nearby mobile devices will improve spectrum utilization, overall throughput, and energy consumption, while enabling new peer-to-peer and location-based applications and services. D2D-enabled broadband communication technology is also required by public safety networks that must function when cellular networks are not available. Integrating D2D into cellular networks, however, poses many challenges and risks to the long-standing cellular architecture, which is centered around the BSs. This dissertation identifies outstanding technical challenges in D2D-enabled cellular networks and addresses them with novel models and fundamental analysis. First, this dissertation develops a baseline hybrid network model consisting of both ad hoc nodes and cellular infrastructure. This model uses Poisson point processes to model the random and unpredictable locations of mobile users. It also captures key features of multicast D2D including multicast receiver heterogeneity and retransmissions while being tractable for analytical purpose. Several important multicast D2D metrics including coverage probability, mean number of covered receivers per multicast session, and multicast throughput are analytically characterized under the proposed model. Second, D2D mode selection which means that a potential D2D pair can switch between direct and cellular modes is incorporated into the hybrid network model. The extended model is applied to study spectrum sharing between cellular and D2D communications. Two spectrum sharing models, overlay and underlay, are investigated under a unified analytical framework. Analytical rate expressions are derived and applied to optimize the design of spectrum sharing. It is found that, from an overall mean-rate perspective, both overlay and underlay bring performance improvements (vs. pure cellular). Third, the single-antenna hybrid network model is extended to multi-antenna transmission to study the interplay between massive MIMO (multi-input multiple-output) and underlaid D2D networking. The spectral efficiency of such multi-antenna hybrid networks is investigated under both perfect and imperfect channel state information (CSI) assumptions. Compared to the case without D2D, there is a loss in cellular spectral efficiency due to D2D underlay. With perfect CSI, the loss can be completely overcome if the number of canceled D2D interfering signals is scaled appropriately. With imperfect CSI, in addition to pilot contamination, a new asymptotic underlay contamination effect arises. Finally, motivated by the fact that transmissions in D2D discovery are usually not or imperfectly synchronized, this dissertation studies the effect of asynchronous multicarrier transmission and proposes a tractable signal-to-interference-plus-noise ratio (SINR) model. The proposed model is used to analytically characterize system-level performance of asynchronous wireless networks. The loss from lack of synchronization is quantified, and several solutions are proposed and compared to mitigate the loss.Electrical and Computer Engineerin

Codebook Based Hybrid Precoding for Millimeter Wave Multiuser Systems

In millimeter wave (mmWave) systems, antenna architecture limitations make it difficult to apply conventional fully digital precoding techniques but call for low cost analog radio-frequency (RF) and digital baseband hybrid precoding methods. This paper investigates joint RF-baseband hybrid precoding for the downlink of multiuser multi-antenna mmWave systems with a limited number of RF chains. Two performance measures, maximizing the spectral efficiency and the energy efficiency of the system, are considered. We propose a codebook based RF precoding design and obtain the channel state information via a beam sweep procedure. Via the codebook based design, the original system is transformed into a virtual multiuser downlink system with the RF chain constraint. Consequently, we are able to simplify the complicated hybrid precoding optimization problems to joint codeword selection and precoder design (JWSPD) problems. Then, we propose efficient methods to address the JWSPD problems and jointly optimize the RF and baseband precoders under the two performance measures. Finally, extensive numerical results are provided to validate the effectiveness of the proposed hybrid precoders.Comment: 35 pages, 9 figures, to appear in Trans. on Signal Process, 201

Characterization and optimization of MIMO systems

In recent years demand for wireless products and networks has experienced substantial growth in the area of digital communications, evolving from novelty into necessity. The deployment has been remarkable in the new generation of IEEE 802.11n-based Wi-Fi technology, which has introduced several enhancements in wireless LAN performance. The most significant innovation has been the introduction of MIMO (multiple-input-multiple-output) interface. MIMO employs an antenna system with multiple transmitters and receivers, improving RF signal quality and increasing efficiency, reliability and throughput. This technology implements advanced signal processing and modulation techniques, added to exploit multiple antennas and wider channels. The potential of MIMO systems bring along several topics. One of these is the choice of design parameters, like, for example, symbol rate, modulation and coding, constellation size and many other. Since the propagation situation can quickly changes, the performance of MIMO systems is determined by its ability to adapt to the changing channel conditions. Thus sophisticated techniques have been proposed to improve the data rate by adapting some of these parameters to the time-varying channel. Another major question is figuring out the ways multiple antennas should be positioned for uncorrelated reception. Due to the fact that antenna elements and propagation channel interact in MIMO systems, the array arrangement strongly influences performance. The configuration has to be chosen carefully with the aim of getting high efficiency in terms of power and a low correlation by exploiting various propagation paths

On the Non-Orthogonal Layered Broadcast Codes in Cooperative Wireless Networks

A multi-fold increase in spectral efficiency and throughput are envisioned in the fifth generation of cellular networks to meet the requirements of International Telecommunication Union (ITU) IMT-2020 on massive connectivity and tremendous data traffic. This is achieved by evolution in three aspects of current networks. The first aspect is shrinking the cell sizes and deploying dense picocells and femtocells to boost the spectral reuse. The second is to allocate more spectrum resources including millimeter-wave bands. The third is deploying highly efficient communications and multiple access techniques. Non-orthogonal multiple access (NOMA) is a promising communication technique that complements the current commercial spectrum access approach to boost the spectral efficiency, where different data streams/users’ data share the same time, frequency and code resource blocks (sub-bands) via superimposition with each other. The receivers decode their own messages by deploying the successive interference cancellation (SIC) decoding rule. It is known that the NOMA coding is superior to conventional orthogonal multiple access (OMA) coding, where the resources are split among the users in either time or frequency domain. The NOMA based coding has been incorporated into other coding techniques including multi-input multi-output (MIMO), orthogonal frequency division multiplexing (OFDM), cognitive radio and cooperative techniques. In cooperative NOMA codes, either dedicated relay stations or stronger users with better channel conditions, act as relay to leverage the spatial diversity and to boost the performance of the other users. The advantage of spatial diversity gain in relay-based NOMA codes, is deployed to extend the coverage area of the network, to mitigate the fading effect of multipath channel and to increase the system throughput, hence improving the system efficiency. In this dissertation we consider the multimedia content delivery and machine type communications over 5G networks, where scalable content and low complexity encoders is of interest. We propose cross-layer design for transmission of successive refinement (SR) source code interplayed with non-orthogonal layered broadcast code for deployment in several cooperative network architectures. Firstly, we consider a multi-relay coding scheme where a source node is assisted by a half-duplex multi-relay non-orthogonal amplify-forward (NAF) network to communicate with a destination node. Assuming the channel state information (CSI) is not available at the source node, the achievable layered diversity multiplexing tradeoff (DMT) curve is derived. Then, by taking distortion exponent (DE) as the figure of merit, several achievable lower bounds are proved, and the optimal expected distortion performance under high signal to noise ratio (SNR) approximation is explicitly obtained. It is shown that the proposed coding can achieve the multi-input single-output (MISO) upper bound under certain regions of bandwidth ratios, by which the optimal performance in these regions can be explicitly characterized. Further the non-orthogonal layered coding scheme is extended to a multi-hop MIMO decode-forward (DF) relay network where a set of DE lower bounds is derived. Secondly, we propose a layered cooperative multi-user scheme based on non-orthogonal amplify-forward (NAF) relaying and non-orthogonal multiple access (NOMA) codes, aiming to achieve multi-user uplink transmissions with low complexity and low signaling overhead, particularly applicable to the machine type communications (MTC) and internet of things (IoT) systems. By assuming no CSI available at the transmitting nodes, the proposed layered codes make the transmission rate of each user adaptive to the channel realization. We derive the close-form analytical results on outage probability and the DMT curve of the proposed layered NAF codes in the asymptotic regime of high SNR, and optimize the end-to-end performance in terms of the exponential decay rate of expected distortion. Thirdly, we consider a single relay network and study the non-orthogonal layered scheme in the general SNR regime. A layered relaying scheme based on compress-forward (CF) is introduced, where optimization of end to end performance in terms of expected distortion is conducted to jointly determine network parameters. We further derive the explicit analytical optimal solution with two layers in the absence of channel knowledge. Finally, we consider the problem of multicast of multi-resolution layered messages over downlink of a cellular system with the assumption of CSI is not available at the base station (BS). Without loss generality, spatially random users are divided into two groups, where the near group users with better channel conditions decode for both layers, while the users in the second group decode for base layer only. Once the BS launches a multicast message, the first group users who successfully decoded the message, deploy a distributed cooperating scheme to assist the transmission to the other users. The cooperative scheme is naive but we will prove it can effectively enhance the network capacity. Closed form outage probability is explicitly derived for the two groups of users. Further it is shown that diversity order equal to the number of users in the near group is achievable, hence the coding gain of the proposed distributed scheme fully compensate the lack of CSI at the BS in terms of diversity order

Multibeam Joint Processing in Satellite Communications

Cooperative Satellite Communications (SatComs) involve multi-antenna satellites enabled for the joint transmission and reception of signals. This joint processing of baseband signals is realized amongst the distinct but interconnected antennas. Advanced signal processing techniques –namely precoding and Multiuser Detection (MUD)– are herein examined in the multibeam satellite context. The aim of this thesis is to establish the prominence of such methods in the next generation of broadband satellite networks. To this end, two approaches are followed. On one hand, the performance of the well established and theoretically concrete MUD is analysed over the satellite environments. On the other, optimal signal processing designs are developed and evaluated for the forward link. In more detail, the present dissertation begins by introducing the topic of multibeam joint processing. Thus, the most significant practical constraints that hinder the application of advanced interference mitigation techniques in satellite networks are identified and discussed. Prior to presenting the contributions of this work, the multi-antenna joint processing problem is formulated using the generic Multiuser (MU) Multiple InputMultiple Output (MIMO) baseband signal model. This model is also extended to apply in the SatComs context. A detailed presentation of the related work, starting from a generic signal processing perspective and then focusing on the SatComs field, is then given. With this review, the main open research topics are identified. Following the comprehensive literature review, the first contribution of this work, is presented. This involves the performance evaluation of MUD in the Return Link (RL) of multiuser multibeam SatComs systems. Novel, analytical expressions are derived to describe the information theoretic channel capacity as well as the performance of practical receivers over realistic satellite channels. Based on the derived formulas, significant insights for the design of the RL of next generation cooperative satellite systems are provided. In the remaining of this thesis, the focus is set on the Forward Link (FL) of multibeam SatComs, where precoding, combined with aggressive frequency reuse configurations, are proposed to enhance the offered throughput. In this context, the alleviation of practical constraints imposed by the satellite channel is the main research challenge. Focusing on the rigid framing structure of the legacy SatCom standards, the fundamental frame-based precoding problem is examined. Based on the necessity to serve multiple users by a single transmission, the connection of the frame-based precoding and the fundamental signal processing problem of physical layer multigroup multicasting is established. In this framework and to account for the power limitations imposed by a dedicated High Power Amplifier (HPA) per transmit element, a novel solution for multigroup multicasting under Per Anntenna Constraints (PACs) is derived. Therefore, the gains offered by multigroup multicasting in frame-based systems are quantified over an accurate simulation setting. Finally, advanced multicast and interference aware scheduling algorithms are proposed to glean significant gains in the rich multiuser satellite environment. The thesis concludes with the main research findings and the identification of new research challenges, which will pave the way for the deployment of cooperative multibeam satellite systems

Broadcast-oriented wireless network-on-chip : fundamentals and feasibility

Premi extraordinari doctorat UPC curs 2015-2016, àmbit Enginyeria de les TICRecent years have seen the emergence and ubiquitous adoption of Chip Multiprocessors (CMPs), which rely on the coordinated operation of multiple execution units or cores. Successive CMP generations integrate a larger number of cores seeking higher performance with a reasonable cost envelope. For this trend to continue, however, important scalability issues need to be solved at different levels of design. Scaling the interconnect fabric is a grand challenge by itself, as new Network-on-Chip (NoC) proposals need to overcome the performance hurdles found when dealing with the increasingly variable and heterogeneous communication demands of manycore processors. Fast and flexible NoC solutions are needed to prevent communication become a performance bottleneck, situation that would severely limit the design space at the architectural level and eventually lead to the use of software frameworks that are slow, inefficient, or less programmable. The emergence of novel interconnect technologies has opened the door to a plethora of new NoCs promising greater scalability and architectural flexibility. In particular, wireless on-chip communication has garnered considerable attention due to its inherent broadcast capabilities, low latency, and system-level simplicity. Most of the resulting Wireless Network-on-Chip (WNoC) proposals have set the focus on leveraging the latency advantage of this paradigm by creating multiple wireless channels to interconnect far-apart cores. This strategy is effective as the complement of wired NoCs at moderate scales, but is likely to be overshadowed at larger scales by technologies such as nanophotonics unless bandwidth is unrealistically improved. This dissertation presents the concept of Broadcast-Oriented Wireless Network-on-Chip (BoWNoC), a new approach that attempts to foster the inherent simplicity, flexibility, and broadcast capabilities of the wireless technology by integrating one on-chip antenna and transceiver per processor core. This paradigm is part of a broader hybrid vision where the BoWNoC serves latency-critical and broadcast traffic, tightly coupled to a wired plane oriented to large flows of data. By virtue of its scalable broadcast support, BoWNoC may become the key enabler of a wealth of unconventional hardware architectures and algorithmic approaches, eventually leading to a significant improvement of the performance, energy efficiency, scalability and programmability of manycore chips. The present work aims not only to lay the fundamentals of the BoWNoC paradigm, but also to demonstrate its viability from the electronic implementation, network design, and multiprocessor architecture perspectives. An exploration at the physical level of design validates the feasibility of the approach at millimeter-wave bands in the short term, and then suggests the use of graphene-based antennas in the terahertz band in the long term. At the link level, this thesis provides an insightful context analysis that is used, afterwards, to drive the design of a lightweight protocol that reliably serves broadcast traffic with substantial latency improvements over state-of-the-art NoCs. At the network level, our hybrid vision is evaluated putting emphasis on the flexibility provided at the network interface level, showing outstanding speedups for a wide set of traffic patterns. At the architecture level, the potential impact of the BoWNoC paradigm on the design of manycore chips is not only qualitatively discussed in general, but also quantitatively assessed in a particular architecture for fast synchronization. Results demonstrate that the impact of BoWNoC can go beyond simply improving the network performance, thereby representing a possible game changer in the manycore era.Avenços en el disseny de multiprocessadors han portat a una àmplia adopció dels Chip Multiprocessors (CMPs), que basen el seu potencial en la operació coordinada de múltiples nuclis de procés. Generacions successives han anat integrant més nuclis en la recerca d'alt rendiment amb un cost raonable. Per a que aquesta tendència continuï, però, cal resoldre importants problemes d'escalabilitat a diferents capes de disseny. Escalar la xarxa d'interconnexió és un gran repte en ell mateix, ja que les noves propostes de Networks-on-Chip (NoC) han de servir un tràfic eminentment variable i heterogeni dels processadors amb molts nuclis. Són necessàries solucions ràpides i flexibles per evitar que les comunicacions dins del xip es converteixin en el pròxim coll d'ampolla de rendiment, situació que limitaria en gran mesura l'espai de disseny a nivell d'arquitectura i portaria a l'ús d'arquitectures i models de programació lents, ineficients o poc programables. L'aparició de noves tecnologies d'interconnexió ha possibilitat la creació de NoCs més flexibles i escalables. En particular, la comunicació intra-xip sense fils ha despertat un interès considerable en virtut de les seva baixa latència, simplicitat, i bon rendiment amb tràfic broadcast. La majoria de les Wireless NoC (WNoC) proposades fins ara s'han centrat en aprofitar l'avantatge en termes de latència d'aquest nou paradigma creant múltiples canals sense fils per interconnectar nuclis allunyats entre sí. Aquesta estratègia és efectiva per complementar a NoCs clàssiques en escales mitjanes, però és probable que altres tecnologies com la nanofotònica puguin jugar millor aquest paper a escales més grans. Aquesta tesi presenta el concepte de Broadcast-Oriented WNoC (BoWNoC), un nou enfoc que intenta rendibilitzar al màxim la inherent simplicitat, flexibilitat, i capacitats broadcast de la tecnologia sense fils integrant una antena i transmissor/receptor per cada nucli del processador. Aquest paradigma forma part d'una visió més àmplia on un BoWNoC serviria tràfic broadcast i urgent, mentre que una xarxa convencional serviria fluxos de dades més pesats. En virtut de la escalabilitat i del seu suport broadcast, BoWNoC podria convertir-se en un element clau en una gran varietat d'arquitectures i algoritmes poc convencionals que milloressin considerablement el rendiment, l'eficiència, l'escalabilitat i la programabilitat de processadors amb molts nuclis. El present treball té com a objectius no només estudiar els aspectes fonamentals del paradigma BoWNoC, sinó també demostrar la seva viabilitat des dels punts de vista de la implementació, i del disseny de xarxa i arquitectura. Una exploració a la capa física valida la viabilitat de l'enfoc usant tecnologies longituds d'ona milimètriques en un futur proper, i suggereix l'ús d'antenes de grafè a la banda dels terahertz ja a més llarg termini. A capa d'enllaç, la tesi aporta una anàlisi del context de l'aplicació que és, més tard, utilitzada per al disseny d'un protocol d'accés al medi que permet servir tràfic broadcast a baixa latència i de forma fiable. A capa de xarxa, la nostra visió híbrida és avaluada posant èmfasi en la flexibilitat que aporta el fet de prendre les decisions a nivell de la interfície de xarxa, mostrant grans millores de rendiment per una àmplia selecció de patrons de tràfic. A nivell d'arquitectura, l'impacte que el concepte de BoWNoC pot tenir sobre el disseny de processadors amb molts nuclis no només és debatut de forma qualitativa i genèrica, sinó també avaluat quantitativament per una arquitectura concreta enfocada a la sincronització. Els resultats demostren que l'impacte de BoWNoC pot anar més enllà d'una millora en termes de rendiment de xarxa; representant, possiblement, un canvi radical a l'era dels molts nuclisAward-winningPostprint (published version