Efficient blind symbol rate estimation and data symbol detection algorithms for linearly modulated signals

Blind estimation of unknown channel parameters and data symbol detection represent major open problems in non-cooperative communication systems such as automatic modulation classification (AMC). This thesis focuses on estimating the symbol rate and detecting the data symbols. A blind oversampling-based signal detector under the circumstance of unknown symbol period is proposed. The thesis consists of two parts: a symbol rate estimator and a symbol detector. First, the symbol rate is estimated using the EM algorithm. In the EM algorithm, it is difficult to obtain the closed form of the log-likelihood function and the density function. Therefore, both functions are approximated by using the Particle Filter (PF) technique. In addition, the symbol rate estimator based on cyclic correlation is proposed as an initialization estimator since the EM algorithm requires initial estimates. To take advantage of the cyclostationary property of the received signal, there is a requirement that the sampling period should be at least four times less than the symbol period on the receiver side. Second, the blind data symbol detector based on the PF algorithm is designed. Since the signal is oversampled at the receiver side, a delayed multi-sampling PF detector is proposed to manage inter-symbol interference, which is caused by over- sampling, and to improve the demodulation performance of the data symbols. In the PF algorithm, the hybrid importance function is used to generate both data samples and channel model coe±cients, and the Mixture Kalman Filter (MKF) algorithm is used to marginalize out the fading channel coe±cients. At the end, two resampling schemes are adopted

Multiple-input multiple-output wireless communications with imperfect channel knowledge

In the first work a recurrent neural network (RNN) is employed for MIMO channel prediction. A novel PSO-EA-DEPSO off-line training algorithm is presented and is shown to outperform PSO, PSO-EA, and DEPSO. This predictor is shown to be robust to varying channel scenarios. New expressions for the received SNR, array gain, average probability of error, and diversity gain are derived. Next, a new expression for the outage capacity of a MIMO system with no CSI at the transmitter and an estimate at the receiver is presented. Since the outage capacity is a function of the first and second moments of the mutual information, new closed form approximations are derived at low and high effective SNR. Also at low effective SNR a new result for the outage capacity is presented. Finally, the outage capacity for a frequency selective channel is derived. This is followed by a MIMO RNN predictor that operates online. A single RNN is constructed to predict all of the MIMO sub-channels instantaneously. The extended Kalman filter (EKF) and real-time recurrent learning (RTRL) algorithms are applied to compare the MSE of the prediction error. A new expression for the channel estimation error of a continuously varying MIMO channel is derived next. The optimal amount of time to send training pilots is investigated for different channel scenarios. Special cases of the new expression for the channel estimation error lead to previously established results. The last work investigates the performance of a MIMO aeronautical system in a two- ray ground reflection scenario. The ergodic capacity is analyzed when the altitude, horizontal displacement, antenna separation, and aircraft velocity are varied --Abstract, page iv

Pilot based channel estimation improvement in orthogonal frequency-division multiplexing systems using linear predictive coding

Pilot based least square (LS) channel estimation is a commonly used channel estimation technique in orthogonal frequency-division multiplexing based systems due to its simplicity. However, LS estimation does not handle the noise effect and hence suffers from performance degradation. Since the channel coefficients are correlated in time and hence show a slower variation than the noise, it is possible to encode the channel using linear predictive coding (LPC) without the noise. In this work, the channel is estimated from the pilots using LS estimation and in a second step the channel’s LS estimated is encoded as LPC coefficients to produce an improved channel estimation. The estimation technique is simulated for space-time block coding (STBC) based orthogonal frequency-division multiplexing (OFDM) system and the bit error rate (BER) curves show improvement of the LPC estimation over the LS estimation of the channel

Infinite Factorial Finite State Machine for Blind Multiuser Channel Estimation

New communication standards need to deal with machine-to-machine communications, in which users may start or stop transmitting at any time in an asynchronous manner. Thus, the number of users is an unknown and time-varying parameter that needs to be accurately estimated in order to properly recover the symbols transmitted by all users in the system. In this paper, we address the problem of joint channel parameter and data estimation in a multiuser communication channel in which the number of transmitters is not known. For that purpose, we develop the infinite factorial finite state machine model, a Bayesian nonparametric model based on the Markov Indian buffet that allows for an unbounded number of transmitters with arbitrary channel length. We propose an inference algorithm that makes use of slice sampling and particle Gibbs with ancestor sampling. Our approach is fully blind as it does not require a prior channel estimation step, prior knowledge of the number of transmitters, or any signaling information. Our experimental results, loosely based on the LTE random access channel, show that the proposed approach can effectively recover the data-generating process for a wide range of scenarios, with varying number of transmitters, number of receivers, constellation order, channel length, and signal-to-noise ratio.Comment: 15 pages, 15 figure

Pilot sequence based IQ imbalance estimation and compensation

Abstract. As modern radio access technologies strive to achieve progressively higher data rates and to become increasingly more reliable, minimizing the effects of hardware imperfections becomes a priority. One of those imperfections is in-phase quadrature imbalance (IQI), caused by amplitude and phase response differences between the I and Q branches of the IQ demodulation process. IQI has been shown to deteriorate bit error rates, possibly compromise positioning performance, amongst other effects. Minimizing IQI by tightening hardware manufacturing constraints is not always a commercially viable approach, thus, baseband processing for IQI compensation provides an alternative. The thesis begins by presenting a study in IQI modeling for direct conversion receivers, we then derive a model for general imbalances and show that it reproduces the two most common models in the bibliography. We proceed by exploring some of the existing IQI compensation techniques and discussing their underlying assumptions, advantages, and possible relevant issues. A novel pilot-sequence based approach for tackling IQI estimation and compensation is introduced in this thesis. The idea is to minimize the square Frobenius norm of the error between candidate covariance matrices, which are functions of the candidate IQI parameters, and the sample covariance matrices, obtained from measurements. This new method is first presented in a positioning context with flat fading channels, where IQI compensation is used to improve the positioning estimates mean square error. The technique is then adapted to orthogonal frequency division multiplexing (OFDM) systems,including an version that exploits the 5G New Radio reference signals to estimate the IQI coefficients. We further generalize the new approach to solve joint transmitter and receiver IQI estimation and discuss the implementation details and suggested optimization techniques. The introduced methods are evaluated numerically in their corresponding chapters under a set of different conditions, such as varying signal-to-noise ratio, pilot sequence length, channel model, number of subcarriers, etc. Finally, the proposed compensation approach is compared to other well-established methods by evaluating the bit error rate curves of 5G transmissions. We consistently show that the proposed method is capable of outperforming these other methods if the SNR and pilot sequence length values are sufficiently high. In the positioning simulations, the proposed IQI compensation method was able to improve the root mean squared error (RMSE) of the position estimates by approximately 25 cm. In the OFDM scenario, with high SNR and a long pilot sequence, the new method produced estimates with mean squared error (MSE) about a million times smaller than those from a blind estimator. In bit error rate (BER) simulations, the new method was the only compensation technique capable of producing BER curves similar to the curves without IQI in all of the studied scenarios