Modeling and Design of Architectures for High-Speed ADC-Based Serial Links

There is an ongoing dramatic rise in the volume of internet traffic. Standards such as 56Gb/s OIF very short reach (VSR), medium reach (MR) and long reach (LR) standards for chip to chip communication over channels with up to 10dB, 20dB and 30dB insertion loss at the PAM 4 Nyquist frequency, respectively, are being adopted. These standards call for the spectrally efficient PAM-4 signaling over NRZ signaling. PAM-4 signaling offers challenges such as a reduced SNR at the receiver, susceptibility to nonlinearities and increased sensitivity to residual ISI. Equalization provided by traditional mixed signal architectures can be insufficient to achieve the target BER requirements for very long reach channels. ADC-based receiver architectures for PAM-4 links take advantage of the more powerful equalization techniques, which lend themselves to easier and robust digital implementations, to extend the amount of insertion loss that the receiver can handle. However, ADC-based receivers can consume more power compared to mixed-signal implementations. Techniques that model the receiver performance to understand the various system trade-offs are necessary. This research presents a fast and accurate hybrid modeling framework to efficiently investigate system trade-offs for an ADC-based receiver. The key contribution being the addition of ADC related non-idealities such as quantization noise in the presence of integral and differential nonlinearities, and time-interleaving mismatch errors such as gain mismatch, bandwidth mismatch, offset mismatch and sampling skew. The research also presents a 52Gb/s ADC-based PAM-4 receiver prototype employing a 32-way time-interleaved, 2-bit/stage, 6-bit SAR ADC and a DSP with a 12-tap FFE and a 2-tap DFE. A new DFE architecture that reduces the complexity of a PAM-4 DFE to that of an NRZ DFE while simultaneously nearly doubling the maximum achievable data rate is presented. The receiver architecture also includes an analog front-end (AFE) consisting of a programmable two stage CTLE. A digital baud-rate CDR’s utilizing a Mueller-Muller phase detector sets the sampling phase. Measurement results show that for 32Gb/s operation a BER < 10⁻⁹ is achieved for a 30dB loss channel while for 52 Gb/s operation achieves a BER < 10⁻⁶ for a 31dB loss channel with a power efficiency of 8.06pj/bit

Design of Energy-Efficient A/D Converters with Partial Embedded Equalization for High-Speed Wireline Receiver Applications

As the data rates of wireline communication links increases, channel impairments such as skin effect, dielectric loss, fiber dispersion, reflections and cross-talk become more pronounced. This warrants more interest in analog-to-digital converter (ADC)-based serial link receivers, as they allow for more complex and flexible back-end digital signal processing (DSP) relative to binary or mixed-signal receivers. Utilizing this back-end DSP allows for complex digital equalization and more bandwidth-efficient modulation schemes, while also displaying reduced process/voltage/temperature (PVT) sensitivity. Furthermore, these architectures offer straightforward design translation and can directly leverage the area and power scaling offered by new CMOS technology nodes. However, the power consumption of the ADC front-end and subsequent digital signal processing is a major issue. Embedding partial equalization inside the front-end ADC can potentially result in lowering the complexity of back-end DSP and/or decreasing the ADC resolution requirement, which results in a more energy-effcient receiver. This dissertation presents efficient implementations for multi-GS/s time-interleaved ADCs with partial embedded equalization. First prototype details a 6b 1.6GS/s ADC with a novel embedded redundant-cycle 1-tap DFE structure in 90nm CMOS. The other two prototypes explain more complex 6b 10GS/s ADCs with efficiently embedded feed-forward equalization (FFE) and decision feedback equalization (DFE) in 65nm CMOS. Leveraging a time-interleaved successive approximation ADC architecture, new structures for embedded DFE and FFE are proposed with low power/area overhead. Measurement results over FR4 channels verify the effectiveness of proposed embedded equalization schemes. The comparison of fabricated prototypes against state-of-the-art general-purpose ADCs at similar speed/resolution range shows comparable performances, while the proposed architectures include embedded equalization as well

Systems with Massive Number of Antennas: Distributed Approaches

As 5G is entering maturity, the research interest has shifted towards 6G, and specially the new use cases that the future telecommunication infrastructure needs to support. These new use cases encompass much higher requirements, specifically: higher communication data-rates, larger number of users, higher accuracy in localization, possibility to wirelessly charge devices, among others.The radio access network (RAN) has already gone through an evolution on the path towards 5G. One of the main changes was a large increment of the number of antennas in the base-station. Some of them may even reach 100 elements, in what is commonly referred as Massive MIMO. New proposals for 6G RAN point in the direction of continuing this path of increasing the number of antennas, and locate them throughout a certain area of service. Different technologies have been proposed in this direction, such as: cell-free Massive MIMO, distributed MIMO, and large intelligent surface (LIS). In this thesis we focus on LIS, whose conducted theoretical studies promise the fulfillment of the aforementioned requirements.While the theoretical capabilities of LIS have been conveniently analyzed, little has been done in terms of implementing this type of systems. When the number of antennas grow to hundreds or thousands, there are numerous challenges that need to be solved for a successful implementation. The most critical challenges are the interconnection data-rate and the computational complexity.In the present thesis we introduce the implementation challenges, and show that centralized processing architectures are no longer adequate for this type of systems. We also present different distributed processing architectures and show the benefits of this type of schemes. This work aims at giving a system-design guideline that helps the system designer to make the right decisions when designing these type of systems. For that, we provide algorithms, performance analysis and comparisons, including first order evaluation of the interconnection data-rate, processing latency, memory and energy consumption. These numbers are based on models and available data in the literature. Exact values depend on the selected technology, and will be accurately determined after building and testing these type of systems.The thesis concentrates mostly on the topic of communication, with additional exploration of other areas, such as localization. In case of localization, we benefit from the high spatial resolution of a very-large array that provides very rich channel state information (CSI). A CSI-based fingerprinting via neural network technique is selected for this case with promising results. As the communication and localization services are based on the acquisition of CSI, we foresee a common system architecture capable of supporting both cases. Further work in this direction is recommended, with the possibility of including other applications such as sensing.The obtained results indicate that the implementation of these very-large array systems is feasible, but the challenges are numerous. The proposed solutions provide encouraging results that need to be verified with hardware implementations and real measurements

Equalization Architectures for High Speed ADC-Based Serial I/O Receivers

The growth in worldwide network traffic due to the rise of cloud computing and wireless video consumption has required servers and routers to support increased serial I/O data rates over legacy channels with significant frequency-dependent attenuation. For these high-loss channel applications, ADC-based high-speed links are being considered due to their ability to enable powerful digital signal processing (DSP) algorithms for equalization and symbol detection. Relative to mixed-signal equalizers, digital implementations offer robustness to process, voltage and temperature (PVT) variations, are easier to reconfigure, and can leverage CMOS technology scaling in a straight-forward manner. Despite these advantages, ADC-based receivers are generally more complex and have higher power consumption relative to mixed-signal receivers. The ensuing digital equalization can also consume a significant amount of power which is comparable to the ADC contribution. Novel techniques to reduce complexity and improve power efficiency, both for the ADC and the subsequent digital equalization, are necessary. This dissertation presents efficient modeling and implementation approaches for ADC-based serial I/O receivers. A statistical modeling framework is developed, which is able to capture ADC related errors, including quantization noise, INL/DNL errors and time interleaving mismatch errors. A novel 10GS/s hybrid ADC-based receiver, which combines both embedded and digital equalization, is then presented. Leveraging a time-interleaved asynchronous successive approximation ADC architecture, a new structure for 3-tap embedded FFE inside the ADC with low power/area overhead is used. In addition, a dynamically-enabled digital 4-tap FFE + 3-tap DFE equalizer architecture is introduced, which uses reliable symbol detection to achieve remarkable savings in the digital equalization power. Measurement results over several FR4 channels verify the accuracy of the modeling approach and the effectiveness of the proposed receiver. The comparison of the fabricated prototype against state-of-the-art ADC-based receivers shows the ability of the proposed archi-tecture to compensate for the highest loss channel, while achieving the best power efficiency among other works

High Speed Reconfigurable NRZ/PAM4 Transceiver Design Techniques

While the majority of wireline standards use simple binary non-return-to-zero (NRZ) signaling, four-level pulse-amplitude modulation (PAM4) standards are emerging to increase bandwidth density. This dissertation proposes efficient implementations for high speed NRZ/PAM4 transceivers. The first prototype includes a dual-mode NRZ/PAM4 serial I/O transmitter which can support both modulations with minimum power and hardware overhead. A source-series-terminated (SST) transmitter achieves 1.2Vpp output swing and employs lookup table (LUT) control of a 31-segment output digital-to-analog converter (DAC) to implement 4/2-tap feed-forward equalization (FFE) in NRZ/PAM4 modes, respectively. Transmitter power is improved with low-overhead analog impedance control in the DAC cells and a quarter-rate serializer based on a tri-state inverter-based mux with dynamic pre-driver gates. The transmitter is designed to work with a receiver that implements an NRZ/PAM4 decision feedback equalizer (DFE) that employs 1 finite impulse response (FIR) and 2 infinite impulse response (IIR) taps for first post-cursor and long-tail ISI cancellation, respectively. Fabricated in GP 65-nm CMOS, the transmitter occupies 0.060mm² area and achieves 16Gb/s NRZ and 32Gb/s PAM4 operation at 10.4 and 4.9 mW/Gb/s while operating over channels with 27.6 and 13.5dB loss at Nyquist, respectively. The second prototype presents a 56Gb/s four-level pulse amplitude modulation (PAM4) quarter-rate wireline receiver which is implemented in a 65nm CMOS process. The frontend utilize a single stage continuous time linear equalizer (CTLE) to boost the main cursor and relax the pre-cursor cancelation requirement, requiring only a 2-tap pre-cursor feed-forward equalization (FFE) on the transmitter side. A 2-tap decision feedback equalizer (DFE) with one finite impulse response (FIR) tap and one infinite impulse response (IIR) tap is employed to cancel first post-cursor and longtail inter-symbol interference (ISI). The FIR tap direct feedback is implemented inside the CML slicers to relax the critical timing of DFE and maximize the achievable data-rate. In addition to the per-slice main 3 data samplers, an error sampler is utilized for background threshold control and an edge-based sampler performs both PLL-based CDR phase detection and generates information for background DFE tap adaptation. The receiver consumes 4.63mW/Gb/s and compensates for up to 20.8dB loss when operated with a 2- tap FFE transmitter. The experimental results and comparison with state-of-the-art shows superior power efficiency of the presented prototypes for similar data-rate and channel loss. The usage of proposed design techniques are not limited to these specific prototypes and can be applied for any wireline transceiver with different modulation, data-rate and CMOS technology

Wideband integrated circuits for optical communication systems

The exponential growth of internet traffic drives datacenters to constantly improvetheir capacity. Several research and industrial organizations are aiming towardsTbps Ethernet and beyond, which brings new challenges to the field of high-speedbroadband electronic circuit design. With datacenters rapidly becoming significantenergy consumers on the global scale, the energy efficiency of the optical interconnecttransceivers takes a primary role in the development of novel systems. Furthermore,wideband optical links are finding application inside very high throughput satellite(V/HTS) payloads used in the ever-expanding cloud of telecommunication satellites,enabled by the maturity of the existing fiber based optical links and the hightechnology readiness level of radiation hardened integrated circuit processes. Thereare several additional challenges unique in the design of a wideband optical system.The overall system noise must be optimized for the specific application, modulationscheme, PD and laser characteristics. Most state-of-the-art wideband circuits are builton high-end semiconductor SiGe and InP technologies. However, each technologydemands specific design decisions to be made in order to get low noise, high energyefficiency and adequate bandwidth. In order to overcome the frequency limitationsof the optoelectronic components, bandwidth enhancement and channel equalizationtechniques are used. In this work various blocks of optical communication systems aredesigned attempting to tackle some of the aforementioned challenges. Two TIA front-end topologies with 133 GHz bandwidth, a CB and a CE with shunt-shunt feedback,are designed and measured, utilizing a state-of-the-art 130 nm InP DHBT technology.A modular equalizer block built in 130 nm SiGe HBT technology is presented. Threeultra-wideband traveling wave amplifiers, a 4-cell, a single cell and a matrix single-stage, are designed in a 250 nm InP DHBT process to test the limits of distributedamplification. A differential VCSEL driver circuit is designed and integrated in a4x 28 Gbps transceiver system for intra-satellite optical communications based in arad-hard 130nm SiGe process

Implementation of Carrier Phase Recovery Circuits for Optical Communication

Fiber-optic links form a vital part of our increasingly connected world, and as the number of Internet users and the network traffic increases, reducing the power dissipation of these links becomes more important. A considerable part of the total link power is dissipated in the digital signal processing (DSP) subsystems, which show a growing complexity as more advanced modulation formats are introduced. Since DSP designers can no longer take reduced power dissipation with each new CMOS process node for granted, the design of more efficient DSPalgorithms in conjunction with circuit implementation strategies focused on power efficiency is required.One part of the DSP for a coherent fiber-optic link is the carrier phase recovery (CPR) unit, which can account for a significant portion of the DSP power dissipation, especially for shorter links. A wide range of CPR algorithms is available, but reliable estimates of their power efficiency is missing, making accurate comparisons impossible. Furthermore, much of the current literature does not account for the limited precision arithmetic of the DSP.In this thesis, we develop circuit implementations based on a range of suggested CPR algorithms, focusing on power efficiency. These circuits allow us to contrast different CPR solutions based not only on power dissipation, but also on the quality of the phase estimation, including fixed-point arithmetic aspects. We also show how different parameter settings affect the power efficiency and the implementation penalty. Additionally, the thesis includes a description of our field-programmable gate-array fiber-emulation environment, which can be used to study rare phenomena in DSP implementations, or to reach very low bit-error rates. We use this environment to evaluate the cycle-slip probability of a CPR implementation

High-speed equalization and transmission in electrical interconnections

The relentless growth of data traffic and increasing digital signal processing capabilities of integrated circuits (IC) are demanding ever faster chip-to-chip / chip-to-module serial electrical interconnects. As data rates increase, the signal quality after transmission over printed circuit board (PCB) interconnections is severely impaired. Frequency-dependent loss and crosstalk noise lead to a reduced eye opening, a reduced signal-to-noise ratio and an increased inter-symbol interference (ISI). This, in turn, requires the use of improved signal processing or PCB materials, in order to overcome the bandwidth (BW) limitations and to improve signal integrity. By applying an optimal combination of equalizer and receiver electronics together with BW-efficient modulation schemes, the transmission rate over serial electrical interconnections can be pushed further. At the start of this research, most industrial backplane connectors, meeting the IEEE and OIF specifications such as manufactured by e.g. FCI or TE connectivity, had operational capabilities of up to 25 Gb/s. This research was mainly performed under the IWT ShortTrack project. The goal of this research was to increase the transmission speed over electrical backplanes up to 100 Gb/s per channel for next-generation telecom systems and data centers. This requirement greatly surpassed the state-ofthe-art reported in previous publications, considering e.g. 25 Gb/s duobinary and 42.8 Gb/s PAM-4 transmission over a low-loss Megtron 6 electrical backplane using off-line processing. The successful implementation of the integrated transmitter (TX) and receiver (RX) (1) , clearly shows the feasibility of single lane interconnections beyond 80 Gb/s and opens the potential of realizing industrial 100 Gb/s links using a recent IC technology process. Besides the advancement of the state-of-the-art in the field of high-speed transceivers and backplane transmission systems, which led to several academic publications, the output of this work also attracts a lot of attention from the industry, showing the potential to commercialize the developed chipset and technologies used in this research for various applications: not only in high-speed electrical transmission links, but also in high-speed opto-electronic communications such as access, active optical cables and optical backplanes. In this dissertation, the background of this research, an overview of this work and the thesis organization are illustrated in Chapter 1. In Chapter 2, a system level analysis is presented, showing that the channel losses are limiting the transmission speed over backplanes. In order to enhance the serial data rate over backplanes and to eliminate the signal degradation, several technologies are discussed, such as signal equalization and modulation techniques. First, a prototype backplane channel, from project partner FCI, implemented with improved backplane connectors is characterized. Second, an integrated transversal filter as a feed-forward equalizer (FFE) is selected to perform the signal equalization, based on a comprehensive consideration of the backplane channel performance, equalization capabilities, implementation complexity and overall power consumption. NRZ, duobinary and PAM-4 are the three most common modulation schemes for ultra-high speed electrical backplane communication. After a system-level simulation and comparison, the duobinary format is selected due to its high BW efficiency and reasonable circuit complexity. Last, different IC technology processes are compared and the ST microelectronics BiCMOS9MW process (featuring a fT value of over 200 GHz) is selected, based on a trade-off between speed and chip cost. Meanwhile it also has a benefit for providing an integrated microstrip model, which is utilized for the delay elements of the FFE. Chapter 3 illustrates the chip design of the high-speed backplane TX, consisting of a multiplexer (MUX) and a 5-tap FFE. The 4:1 MUX combines four lower rate streams into a high-speed differential NRZ signal up to 100 Gb/s as the FFE input. The 5-tap FFE is implemented with a novel topology for improved testability, such that the FFE performance can be individually characterized, in both frequency- and time-domain, which also helps to perform the coefficient optimization of the FFE. Different configurations for the gain cell in the FFE are compared. The gilbert configuration shows most advantages, in both a good high-frequency performance and an easy way to implement positive / negative amplification. The total chip, including the MUX and the FFE, consumes 750mW from a 2.5V supply and occupies an area of 4.4mm × 1.4 mm. In Chapter 4, the TX chip is demonstrated up to 84 Gb/s. First, the FFE performance is characterized in the frequency domain, showing that the FFE is able to work up to 84 Gb/s using duobinary formats. Second, the combination of the MUX and the FFE is tested. The equalized TX outputs are captured after different channels, for both NRZ and duobinary signaling at speeds from 64 Gb/s to 84 Gb/s. Then, by applying the duobinary RX 2, a serial electrical transmission link is demonstrated across a pair of 10 cm coax cables and across a 5 cm FX-2 differential stripline. The 5-tap FFE compensates a total loss between the TX and the RX chips of about 13.5 dB at the Nyquist frequency, while the RX receives the equalized signal and decodes the duobinary signal to 4 quarter rate NRZ streams. This shows a chip-to-chip data link with a bit error rate (BER) lower than 10−11. Last, the electrical data transmission between the TX and the RX over two commercial backplanes is demonstrated. An error-free, serial duobinary transmission across a commercial Megtron 6, 11.5 inch backplane is demonstrated at 48 Gb/s, which indicates that duobinary outperforms NRZ for attaining higher speed or longer reach backplane applications. Later on, using an ExaMAX® backplane demonstrator, duobinary transmission performance is verified and the maximum allowed channel loss at 40 Gb/s transmission is explored. The eye diagram and BER measurements over a backplane channel up to 26.25 inch are performed. The results show that at 40 Gb/s, a total channel loss up to 37 dB at the Nyquist frequency allows for error-free duobinary transmission, while a total channel loss of 42 dB was overcome with a BER below 10−8. An overview of the conclusions is summarized in Chapter 5, along with some suggestions for further research in this field. (1) The duobinary receiver was developed by my colleague Timothy De Keulenaer, as described in his PhD dissertation. (2) Described in the PhD dissertation of Timothy De Keulenaer

A Multi-Stage CTLE Design and Optimization for PCI Express Gen6.0 Link Equalization

The continuously increasing bandwidth demand from new applications has led to the development of the new peripheral component interconnect express (PCIe) Gen6, reaching data rates of 64 giga-transfers per second (GT/s) and adopting the pulse amplitude modulation 4-level (PAM4) signaling scheme. While PAM4 solves the bandwidth requirements, it brings new challenges for the physical channel design. PAM4 is more susceptible to errors due to various noise sources caused by reduced voltage (and timing) ranges, yielding a higher bit error rate (BER). It also introduces new challenges in slicers, transition jitter, and equalizers, making of equalization (EQ) a critical process for PAM4 signaling. In this paper, we propose a multi-stage continuous-time linear equalizer (CTLE) with high-band, mid-band, and low-band frequency boost stages to deal with highly lossy channels. Given the complexity of EQ of multi-level signals, optimization techniques are used, including an efficient optimization of the transmitter finite impulse response (FIR) filter and the receiver CTLE tuning.ITESO, A.C

Design tradeoffs and challenges in practical coherent optical transceiver implementations

This tutorial discusses the design and ASIC implementation of coherent optical transceivers. Algorithmic and architectural options and tradeoffs between performance and complexity/power dissipation are presented. Particular emphasis is placed on flexible (or reconfigurable) transceivers because of their importance as building blocks of software-defined optical networks. The paper elaborates on some advanced digital signal processing (DSP) techniques such as iterative decoding, which are likely to be applied in future coherent transceivers based on higher order modulations. Complexity and performance of critical DSP blocks such as the forward error correction decoder and the frequency-domain bulk chromatic dispersion equalizer are analyzed in detail. Other important ASIC implementation aspects including physical design, signal and power integrity, and design for testability, are also discussed.Fil: Morero, Damián Alfonso. Universidad Nacional de Córdoba. Facultad de Ciencias Exactas, Físicas y Naturales; Argentina. ClariPhy Argentina S.A.; ArgentinaFil: Castrillon, Alejandro. Universidad Nacional de Córdoba. Facultad de Ciencias Exactas, Físicas y Naturales; ArgentinaFil: Aguirre, Alejandro. ClariPhy Argentina S.A.; ArgentinaFil: Hueda, Mario Rafael. Consejo Nacional de Investigaciones Científicas y Técnicas. Centro Científico Tecnológico Conicet - Córdoba. Instituto de Estudios Avanzados en Ingeniería y Tecnología. Universidad Nacional de Córdoba. Facultad de Ciencias Exactas Físicas y Naturales. Instituto de Estudios Avanzados en Ingeniería y Tecnología; ArgentinaFil: Agazzi, Oscar Ernesto. Universidad Nacional de Córdoba. Facultad de Ciencias Exactas, Físicas y Naturales; Argentina. ClariPhy Argentina S.A.; Argentin