Diagnostics of gear faults based on EMD and automatic selection of intrinsic mode functions

Signal processing is an important tool for diagnostics of mechanical systems. Many different techniques are available to process experimental signals, among others: FFT, wavelet transform, cepstrum, demodulation analysis, second order ciclostationarity analysis, etc. However, often hypothesis about data and computational efforts restrict the application of some techniques. In order to overcome these limitations, the empirical mode decomposition has been proposed. The outputs of this adaptive approach are the intrinsic mode functions that are treated with the Hilbert transform in order to obtain the Hilbert–Huang spectrum. Anyhow, the selection of the intrinsic mode functions used for the calculation of Hilbert–Huang spectrum is normally done on the basis of user’s experience. On the contrary, in the paper a merit index is introduced that allows the automatic selection of the intrinsic mode functions that should be used. The effectiveness of the improvement is proven by the result of the experimental tests presented and performed on a test-rig equipped with a spiral bevel gearbox, whose high contact ratio made difficult to diagnose also serious damages of the gears. This kind of gearbox is normally never employed for benchmarking diagnostics techniques. By using the merit index, the defective gearbox is always univocally identified, also considering transient operating conditions

Gear fault diagnosis and damage level identification based on Hilbert transform and Euclidean distance technique

This paper deals with the problem of gear fault diagnosis with multiple possible fault modes and damage levels. Gears are the most essential parts in rotating machinery. Their health status is a significant index to indicate whether machines can run continually or not. So, gear fault diagnosis and damage level identification is very important in engineering practice. An accuracy way to identify the state of gears is urgently needed for the maintenance decision making. In this paper, a novel gear fault diagnosis and damage level identification method based on Hilbert transform (HT) and Euclidean distance technique (EDT) is developed. The energies of six frequency bands are used as the fault feature through the contrast with other two parameters, kurtosis and skewness. Then HT is used to obtain analytic signal. Finally, EDT is utilized to recognize the different fault modes and damage levels. This method is implemented by two stages, i.e., classifying different fault modes and identifying damage levels for every fault mode. The effectiveness of this methodology is demonstrated by compare to fisher discriminant analysis (FDA) using experiment data acquired from a real gearbox. In addition, industrial data is also used to validate the effectiveness of the proposed method

PHM survey: implementation of signal processing methods for monitoring bearings and gearboxes

The reliability and safety of industrial equipments are one of the main objectives of companies to remain competitive in sectors that are more and more exigent in terms of cost and security. Thus, an unexpected shutdown can lead to physical injury as well as economic consequences. This paper aims to show the emergence of the Prognostics and Health Management (PHM) concept in the industry and to describe how it comes to complement the different maintenance strategies. It describes the benefits to be expected by the implementation of signal processing, diagnostic and prognostic methods in health-monitoring. More specifically, this paper provides a state of the art of existing signal processing techniques that can be used in the PHM strategy. This paper allows showing the diversity of possible techniques and choosing among them the one that will define a framework for industrials to monitor sensitive components like bearings and gearboxes

A Machine Learning Approach for Gearbox System Fault Diagnosis

This study proposes a fully automated gearbox fault diagnosis approach that does not require knowledge about the specific gearbox construction and its load. The proposed approach is based on evaluating an adaptive filter's prediction error. The obtained prediction error's standard deviation is further processed with a support-vector machine to classify the gearbox's condition. The proposed method was cross-validated on a public dataset, segmented into 1760 test samples, against two other reference methods. The accuracy achieved by the proposed method was better than the accuracies of the reference methods. The accuracy of the proposed method was on average 9% higher compared to both reference methods for different support vector settings

Development of new fault detection methods for rotating machines (roller bearings)

Abstract Early fault diagnosis of roller bearings is extremely important for rotating machines, especially for high speed, automatic and precise machines. Many research efforts have been focused on fault diagnosis and detection of roller bearings, since they constitute one the most important elements of rotating machinery. In this study a combination method is proposed for early damage detection of roller bearing. Wavelet packet transform (WPT) is applied to the collected data for denoising and the resulting clean data are break-down into some elementary components called Intrinsic mode functions (IMFs) using Ensemble empirical mode decomposition (EEMD) method. The normalized energy of three first IMFs are used as input for Support vector machine (SVM) to recognize whether signals are sorting out from healthy or faulty bearings. Then, since there is no robust guide to determine amplitude of added noise in EEMD technique, a new Performance improved EEMD (PIEEMD) is proposed to determine the appropriate value of added noise. A novel feature extraction method is also proposed for detecting small size defect using Teager-Kaiser energy operator (TKEO). TKEO is applied to IMFs obtained to create new feature vectors as input data for one-class SVM. The results of applying the method to acceleration signals collected from an experimental bearing test rig demonstrated that the method can be successfully used for early damage detection of roller bearings. Most of the diagnostic methods that have been developed up to now can be applied for the case stationary working conditions only (constant speed and load). However, bearings often work at time-varying conditions such as wind turbine supporting bearings, mining excavator bearings, vehicles, robots and all processes with run-up and run-down transients. Damage identification for bearings working under non-stationary operating conditions, especially for early/small defects, requires the use of appropriate techniques, which are generally different from those used for the case of stationary conditions, in order to extract fault-sensitive features which are at the same time insensitive to operational condition variations. Some methods have been proposed for damage detection of bearings working under time-varying speed conditions. However, their application might increase the instrumentation cost because of providing a phase reference signal. Furthermore, some methods such as order tracking methods still can be applied when the speed variation is limited. In this study, a novel combined method based on cointegration is proposed for the development of fault features which are sensitive to the presence of defects while in the same time they are insensitive to changes in the operational conditions. It does not require any additional measurements and can identify defects even for considerable speed variations. The signals acquired during run-up condition are decomposed into IMFs using the performance improved EEMD method. Then, the cointegration method is applied to the intrinsic mode functions to extract stationary residuals. The feature vectors are created by applying the Teager-Kaiser energy operator to the obtained stationary residuals. Finally, the feature vectors of the healthy bearing signals are utilized to construct a separating hyperplane using one-class support vector machine. Eventually the proposed method was applied to vibration signals measured on an experimental bearing test rig. The results verified that the method can successfully distinguish between healthy and faulty bearings even if the shaft speed changes dramatically

A time-frequency analysis approach for condition monitoring of a wind turbine gearbox under varying load conditions

This paper deals with the condition monitoring of wind turbine gearboxes under varying operating conditions. Generally, gearbox systems include nonlinearities so a simplified nonlinear gear model is developed, on which the time–frequency analysis method proposed is first applied for the easiest understanding of the challenges faced. The effect of varying loads is examined in the simulations and later on in real wind turbine gearbox experimental data. The Empirical Mode Decomposition (EMD) method is used to decompose the vibration signals into meaningful signal components associated with specific frequency bands of the signal. The mode mixing problem of the EMD is examined in the simulation part and the results in that part of the paper suggest that further research might be of interest in condition monitoring terms. For the amplitude–frequency demodulation of the signal components produced, the Hilbert Transform (HT) is used as a standard method. In addition, the Teager–Kaiser energy operator (TKEO), combined with an energy separation algorithm, is a recent alternative method, the performance of which is tested in the paper too. The results show that the TKEO approach is a promising alternative to the HT, since it can improve the estimation of the instantaneous spectral characteristics of the vibration data under certain conditions

Utilisation of ensemble empirical mode decomposition in conjunction with cyclostationary technique for wind turbine gearbox fault detection

In this paper the application of cyclostationary signal processing in conjunction with Ensemble Empirical Mode Decomposition (EEMD) technique, on the fault diagnostics of wind turbine gearboxes is investigated and has been highlighted. It is shown that the EEMD technique together with cyclostationary analysis can be used to detect the damage in complex and non-linear systems such as wind turbine gearbox, where the vibration signals are modulated with carrier frequencies and are superimposed. In these situations when multiple faults alongside noisy environment are present together, the faults are not easily detectable by conventional signal processing techniques such as FFT and RMS

Methods for Advanced Wind Turbine Condition Monitoring and Early Diagnosis: A Literature Review

Condition monitoring and early fault diagnosis for wind turbines have become essential industry practice as they help improve wind farm reliability, overall performance and productivity. If not detected and rectified at early stages, some faults can be catastrophic with significant loss or revenue along with interruption to the business relying mainly on wind energy. The failure of Wind turbine results in system downtime and repairing or replacement expenses that significantly reduce the annual income. Such failures call for more systematized operation and maintenance schemes to ensure the reliability of wind energy conversion systems. Condition monitoring and fault diagnosis systems of wind turbine play an important role in reducing maintenance and operational costs and increase system reliability. This paper is aimed at providing the reader with the overall feature for wind turbine condition monitoring and fault diagnosis which includes various potential fault types and locations along with the signals to be analyzed with different signal processing methods