D13.2 Techniques and performance analysis on energy- and bandwidth-efficient communications and networking

Deliverable D13.2 del projecte europeu NEWCOM#The report presents the status of the research work of the various Joint Research Activities (JRA) in WP1.3 and the results that were developed up to the second year of the project. For each activity there is a description, an illustration of the adherence to and relevance with the identified fundamental open issues, a short presentation of the main results, and a roadmap for the future joint research. In the Annex, for each JRA, the main technical details on specific scientific activities are described in detail.Peer ReviewedPostprint (published version

A Vision and Framework for the High Altitude Platform Station (HAPS) Networks of the Future

A High Altitude Platform Station (HAPS) is a network node that operates in the stratosphere at an of altitude around 20 km and is instrumental for providing communication services. Precipitated by technological innovations in the areas of autonomous avionics, array antennas, solar panel efficiency levels, and battery energy densities, and fueled by flourishing industry ecosystems, the HAPS has emerged as an indispensable component of next-generations of wireless networks. In this article, we provide a vision and framework for the HAPS networks of the future supported by a comprehensive and state-of-the-art literature review. We highlight the unrealized potential of HAPS systems and elaborate on their unique ability to serve metropolitan areas. The latest advancements and promising technologies in the HAPS energy and payload systems are discussed. The integration of the emerging Reconfigurable Smart Surface (RSS) technology in the communications payload of HAPS systems for providing a cost-effective deployment is proposed. A detailed overview of the radio resource management in HAPS systems is presented along with synergistic physical layer techniques, including Faster-Than-Nyquist (FTN) signaling. Numerous aspects of handoff management in HAPS systems are described. The notable contributions of Artificial Intelligence (AI) in HAPS, including machine learning in the design, topology management, handoff, and resource allocation aspects are emphasized. The extensive overview of the literature we provide is crucial for substantiating our vision that depicts the expected deployment opportunities and challenges in the next 10 years (next-generation networks), as well as in the subsequent 10 years (next-next-generation networks).Comment: To appear in IEEE Communications Surveys & Tutorial

Resource Management in Multicarrier Based Cognitive Radio Systems

The ever-increasing growth of the wireless application and services affirms the importance of the effective usage of the limited radio spectrum. Existing spectrum management policies have led to significant spectrum under-utilization. Recent measurements showed that large range of the spectrum is sparsely used in both temporal and spatial manner. This conflict between the inefficient usage of the spectrum and the continuous evolution in the wireless communication calls upon the development of more flexible management policies. Cognitive radio (CR) with the dynamic spectrum access (DSA) is considered to be a key technology in making the best solution of this conflict by allowing a group of secondary users (SUs) to share the radio spectrum originally allocated to the primary user (PUs). The operation of CR should not negatively alter the performance of the PUs. Therefore, the interference control along with the highly dynamic nature of PUs activities open up new resource allocation problems in CR systems. The resource allocation algorithms should ensure an effective share of the temporarily available frequency bands and deliver the solutions in timely fashion to cope with quick changes in the network. In this dissertation, the resource management problem in multicarrier based CR systems is considered. The dissertation focuses on three main issues: 1) design of efficient resource allocation algorithms to allocate subcarriers and powers between SUs such that no harmful interference is introduced to PUs, 2) compare the spectral efficiency of using different multicarrier schemes in the CR physical layer, specifically, orthogonal frequency division multiplexing (OFDM) and filter bank multicarrier (FBMC) schemes, 3) investigate the impact of the different constraints values on the overall performance of the CR system. Three different scenarios are considered in this dissertation, namely downlink transmission, uplink transmission, and relayed transmission. For every scenario, the optimal solution is examined and efficient sub-optimal algorithms are proposed to reduce the computational burden of obtaining the optimal solution. The suboptimal algorithms are developed by separate the subcarrier and power allocation into two steps in downlink and uplink scenarios. In the relayed scenario, dual decomposition technique is used to obtain an asymptotically optimal solution, and a joint heuristic algorithm is proposed to find the suboptimal solution. Numerical simulations show that the proposed suboptimal algorithms achieve a near optimal performance and perform better than the existing algorithms designed for cognitive and non-cognitive systems. Eventually, the ability of FBMC to overcome the OFDM drawbacks and achieve more spectral efficiency is verified which recommends the consideration of FBMC in the future CR systems.El crecimiento continuo de las aplicaciones y servicios en sistemas inal´ambricos, indica la importancia y necesidad de una utilizaci´on eficaz del espectro radio. Las pol´ıticas actuales de gesti´on del espectro han conducido a una infrautilizaci´on del propio espectro radioel´ectrico. Recientes mediciones en diferentes entornos han mostrado que gran parte del espectro queda poco utilizado en sus ambas vertientes, la temporal, y la espacial. El permanente conflicto entre el uso ineficiente del espectro y la evoluci´on continua de los sistemas de comunicaci´on inal´ambrica, hace que sea urgente y necesario el desarrollo de esquemas de gesti´on del espectro m´as flexibles. Se considera el acceso din´amico (DSA) al espectro en los sistemas cognitivos como una tecnolog´ıa clave para resolver este conflicto al permitir que un grupo de usuarios secundarios (SUs) puedan compartir y acceder al espectro asignado inicialmente a uno o varios usuarios primarios (PUs). Las operaciones de comunicaci´on llevadas a cabo por los sistemas radio cognitivos no deben en ning´un caso alterar (interferir) los sistemas primarios. Por tanto, el control de la interferencia junto al gran dinamismo de los sistemas primarios implica nuevos retos en el control y asignaci´on de los recursos radio en los sistemas de comunicaci´on CR. Los algoritmos de gesti´on y asignaci´on de recursos (Radio Resource Management-RRM) deben garantizar una participaci´on efectiva de las bandas con frecuencias disponibles temporalmente, y ofrecer en cada momento oportunas soluciones para hacer frente a los distintos cambios r´apidos que influyen en la misma red. En esta tesis doctoral, se analiza el problema de la gesti´on de los recursos radio en sistemas multiportadoras CR, proponiendo varias soluciones para su uso eficaz y coexistencia con los PUs. La tesis en s´ı, se centra en tres l´ıneas principales: 1) el dise˜no de algoritmos eficientes de gesti´on de recursos para la asignaci´on de sub-portadoras y distribuci´on de la potencia en sistemas segundarios, evitando asi cualquier interferencia que pueda ser perjudicial para el funcionamiento normal de los usuarios de la red primaria, 2) analizar y comparar la eficiencia espectral alcanzada a la hora de utilizar diferentes esquema de transmisi´on multiportadora en la capa f´ısica del sistema CR, espec´ıficamente en sistemas basados en OFDM y los basados en banco de filtros multiportadoras (Filter bank Multicarrier-FBMC), 3) investigar el impacto de las diferentes limitaciones en el rendimiento total del sistema de CR. Los escenarios considerados en esta tesis son tres, es decir; modo de transmisi´on descendente (downlink), modo de transmisi´on ascendente (uplink), y el modo de transmisi´on ”Relay”. En cada escenario, la soluci´on ´optima es examinada y comparada con algoritmos sub- ´optimos que tienen como objetivo principal reducir la carga computacional. Los algoritmos sub-´optimos son llevados a cabo en dos fases mediante la separaci´on del propio proceso de distribuci´on de subportadoras y la asignaci´on de la potencia en los modos de comunicaci´on descendente (downlink), y ascendente (uplink). Para los entornos de tipo ”Relay”, se ha utilizado la t´ecnica de doble descomposici´on (dual decomposition) para obtener una soluci´on asint´oticamente ´optima. Adem´as, se ha desarrollado un algoritmo heur´ıstico para poder obtener la soluci´on ´optima con un reducido coste computacional. Los resultados obtenidos mediante simulaciones num´ericas muestran que los algoritmos sub-´optimos desarrollados logran acercarse a la soluci´on ´optima en cada uno de los entornos analizados, logrando as´ı un mayor rendimiento que los ya existentes y utilizados tanto en entornos cognitivos como no-cognitivos. Se puede comprobar en varios resultados obtenidos en la tesis la superioridad del esquema multiportadora FBMC sobre los sistemas basados en OFDM para los entornos cognitivos, causando una menor interferencia que el OFDM en los sistemas primarios, y logrando una mayor eficiencia espectral. Finalmente, en base a lo analizado en esta tesis, podemos recomendar al esquema multiportadora FBMC como una id´onea y potente forma de comunicaci´on para las futuras redes cognitivas

Cognitive Radio Systems

Cognitive radio is a hot research area for future wireless communications in the recent years. In order to increase the spectrum utilization, cognitive radio makes it possible for unlicensed users to access the spectrum unoccupied by licensed users. Cognitive radio let the equipments more intelligent to communicate with each other in a spectrum-aware manner and provide a new approach for the co-existence of multiple wireless systems. The goal of this book is to provide highlights of the current research topics in the field of cognitive radio systems. The book consists of 17 chapters, addressing various problems in cognitive radio systems

Resource allocation technique for powerline network using a modified shuffled frog-leaping algorithm

Resource allocation (RA) techniques should be made efficient and optimized in order to enhance the QoS (power & bit, capacity, scalability) of high-speed networking data applications. This research attempts to further increase the efficiency towards near-optimal performance. RA’s problem involves assignment of subcarriers, power and bit amounts for each user efficiently. Several studies conducted by the Federal Communication Commission have proven that conventional RA approaches are becoming insufficient for rapid demand in networking resulted in spectrum underutilization, low capacity and convergence, also low performance of bit error rate, delay of channel feedback, weak scalability as well as computational complexity make real-time solutions intractable. Mainly due to sophisticated, restrictive constraints, multi-objectives, unfairness, channel noise, also unrealistic when assume perfect channel state is available. The main goal of this work is to develop a conceptual framework and mathematical model for resource allocation using Shuffled Frog-Leap Algorithm (SFLA). Thus, a modified SFLA is introduced and integrated in Orthogonal Frequency Division Multiplexing (OFDM) system. Then SFLA generated random population of solutions (power, bit), the fitness of each solution is calculated and improved for each subcarrier and user. The solution is numerically validated and verified by simulation-based powerline channel. The system performance was compared to similar research works in terms of the system’s capacity, scalability, allocated rate/power, and convergence. The resources allocated are constantly optimized and the capacity obtained is constantly higher as compared to Root-finding, Linear, and Hybrid evolutionary algorithms. The proposed algorithm managed to offer fastest convergence given that the number of iterations required to get to the 0.001% error of the global optimum is 75 compared to 92 in the conventional techniques. Finally, joint allocation models for selection of optima resource values are introduced; adaptive power and bit allocators in OFDM system-based Powerline and using modified SFLA-based TLBO and PSO are propose

Cross-Layer Optimization and Dynamic Spectrum Access for Distributed Wireless Networks

We proposed a novel spectrum allocation approach for distributed cognitive radio networks. Cognitive radio systems are capable of sensing the prevailing environmental conditions and automatically adapting its operating parameters in order to enhance system and network performance. Using this technology, our proposed approach optimizes each individual wireless device and its single-hop communication links using the partial operating parameter and environmental information from adjacent devices within the wireless network. Assuming stationary wireless nodes, all wireless communication links employ non-contiguous orthogonal frequency division multiplexing (NC-OFDM) in order to enable dynamic spectrum access (DSA). The proposed approach will attempt to simultaneously minimize the bit error rate, minimize out-of-band (OOB) interference, and maximize overall throughput using a multi-objective fitness function. Without loss in generality, genetic algorithms are employed to perform the actual optimization. Two generic optimization approaches, subcarrier-wise approach and block-wise approach, were proposed to access spectrum. We also proposed and analyzed several approaches implemented via genetic algorithms (GA), such as quantizing variables, using adaptive variable ranges, and Multi-Objective Genetic Algorithms, for increasing the speed and improving the results of combined spectrum utilization/cross-layer optimization approaches proposed, together with several assisting processes and modifications devised to make the optimization to improve efficiency and execution time

Design of Multi-Layer Protocol Architecture using Hybrid Optimal Link State Routing (HOLSR) Protocol for CR Networks

There is a lack of spectrum due to the rising demand for sensing device communication and the inefficient use of the existing available spectrum. Through opportunistic access to licenced bands, which does not obstruct the primary sensory users (PU), it is feasible to enhance the inefficient use of the current sensor device frequency spectrum. Cognitive settings are a demanding environment in which to carry out tasks like sensor network routing and spectrum access since it is difficult to access channels due to the presence of PUs. The basic goal of the routing problem in sensor networks is to establish and maintain wireless sensor multihop paths between cognitive sensor nodes. The frequency to be used as well as the number of hops at each sensor node along the path must be determined for this assignment. In order to improve performance while using less energy, scientists suggested a unique adaptive cross-layer optimisation subcarrier distribution technique with the HOLSR protocol for wireless sensor nodes. Throughput and energy consumption parameters are used to analyse the sensor network architecture protocol that has been developed. The energy usage of the sensor nodes in the network has increased by 50%. The performance of the proposed HOLSR algorithm is assessed using the simulation results, and the results are contrasted with those of a conventional multicarrier (MC) system in terms of bit error rate and throughput