Near Optimum Low Complexity Smoothing Loops for Dynamical Phase Estimation—Application to BPSK Modulated Signals

International audience—This correspondence provides and analyzes a low complexity, near optimum, fixed-interval smoothing algorithm that approaches the performance of an optimal smoother for the price of two low complexity sequential estimators, i.e., two phase-locked loops (PLLs). Based on a linear approximation of the problem, a theoretical performance evaluation is given. The theoretical results are compared to some simulation results and to the Bayesian and hybrid Cramér–Rao bounds. They illustrate the good performance of the proposed smoothing PLL (S-PLL) algorithm. Index Terms—Dynamical phase estimation, phase-locked loop (PLL), smoothing algorithm

Blind Carrier Phase Recovery for General 2{\pi}/M-rotationally Symmetric Constellations

This paper introduces a novel blind carrier phase recovery estimator for general 2{\Pi}/M-rotationally symmetric constellations. This estimation method is a generalization of the non-data-aided (NDA) nonlinear Phase Metric Method (PMM) estimator already designed for general quadrature amplitude constellations. This unbiased estimator is seen here as a fourth order PMM then generalized to Mth order (Mth PMM) in such manner that it covers general 2{\Pi}/M-rotationally symmetric constellations such as PAM, QAM, PSK. Simulation results demonstrate the good performance of this Mth PMM estimation algorithm against competitive blind phase estimators already published for various modulation systems of practical interest.Comment: 14 pages, 12 figures, International Journal of Wireless & Mobile Networks (IJWMN

Feasibility study of 5G low-latency packet radio communications without preambles

This thesis deals with the feasibility of having lower latency for radio communication of short packets, which is the major traffic in the fifth generation (5G) of cellular systems. We will examine the possibility of using turbo synchronization instead of using a long preamble, which is needed for Data-Aided (DA) synchronization. The idea behind this is that short packets are required in low-latency applications. The overhead of preambles is very significant in case of short packets. Turbo synchronization allows to work with short or null preambles. The simulations will be run for a turbo synchronizer which has been implemented according to the Expectation Maximization (EM) formulation of the problem. The simulation results show that the implemented turbo synchronizer outperforms or attains the DA synchronizer in terms of reliability, accuracy and acquisition range for carrier phase synchronization. It means that the idea of eliminating the preamble from the short packet seems practical. The only downward is that there is a packet size limitation for the effective functionality of turbo synchronizer. Simulations indicate that the number of transmitted symbols should be higher than 128 coded symbols

Signal to noise ratio estimation using the Expectation Maximization Algorithm

Signal to Noise Ratio (SNR) estimation when the transmitted symbols are unknown is a common problem in many communication systems, especially those which require an accurate SNR estimation. For instance, modern wireless communication systems usually require accurate estimate of SNR without knowledge of the transmitted symbols. In addition, SNR estimation is required in order to perform efficient signal detection, power control, and adaptive modulation In this study, Non data Aided (NDA) SNR estimation for Binary Phase Shift Keying (PBSK) and Quadrature Phase Shift Keying (QPSK) using the Expectation Maximization (EM) algorithm is developed. The assumption here is that the received data samples are drawn from a mixture of Gaussians distribution and they are independent and identically distributed (i.i.d.). The quality of the proposed estimator is examined via the Cramer-Rao Lower Bound (CRLB) of NDA SNR estimator. It is also assumed that the channel gain is constant during each symbol interval, and the noise is Additive White Gaussian (AWGN). Maximum Likelihood estimator is being used if we have access to the complete data, in this case the problem would be much easier since we get the exact closed form solution, but when the observed data are incomplete or partially available, the EM algorithm will be used. This approach is an iterative method to get an approximated result which is either an approximated global maximum or local maximum. However, in the NDA SNR estimation, we only have a global maximum since our assumption is that the distribution is a mixture of Gaussians. This is being investigated for the cases of Single Input Single Output (SISO) and Single Input Multiple Output (SIMO). The main concern about the receive diversity is the cost, size, and power, that is why we resort to the transmit diversity such as Multiple Input single Output(MISO) with space time block codes (STBC). The base station usually serves hundreds to thousands of remote units which is the sole reason of using transmit diversity at the base station instead of at every remote unit covered by the base station. It is more economical in this case to add equipment to the base station instead of the remote units. Alamouti used a simple transmit diversity technique and assumed in his paper that the receiver has perfect knowledge of the channel transition matrix. However, this assumption may seem highly unrealistic. One of our contributions is to estimate the channel information, as well as the noise variance which would be used in estimating the SNR and deriving the CRLB for both DA and NDA case. The performance of our estimator would be empirically assessed using Monte-Carlo simulations, with CRLB as a performance metric

Doppler Spread Estimation in MIMO Frequency-Selective Fading Channels

One of the main challenges in high-speed mobile communications is the presence of large Doppler spreads. Thus, accurate estimation of maximum Doppler spread (MDS) plays an important role in improving the performance of the communication link. In this paper, we derive the data-aided (DA) and non-data-aided (NDA) Cramér-Rao lower bounds (CRLBs) and maximum likelihood estimators (MLEs) for the MDS in multiple-input multiple-output (MIMO) frequency-selective fading channel. Moreover, a low-complexity NDA-moment-based estimator (MBE) is proposed. The proposed NDA-MBE relies on the second- and fourth-order moments of the received signal, which are employed to estimate the normalized squared autocorrelation function of the fading channel. Then, the problem of MDS estimation is formulated as a non-linear regression problem, and the least-squares curve-fitting optimization technique is applied to determine the estimate of the MDS. This is the first time in the literature, when DA- and NDA-MDS estimation is investigated for MIMO frequency-selective fading channel. Simulation results show that there is no significant performance gap between the derived NDA-MLE and NDA-CRLB, even when the observation window is relatively small. Furthermore, the significant reduced-complexity in the NDA-MBE leads to low root-mean-square error over a wide range of MDSs, when the observation window is selected large enough

Advanced methods in automatic modulation classification for emerging technologies

Modulation classification (MC) is of large importance in both military and commercial communication applications. It is a challenging problem, especially in non-cooperative wireless environments, where channel fading and no prior knowledge on the incoming signal are major factors that deteriorate the reception performance. Although the average likelihood ratio test method can provide an optimal solution to the MC problem with unknown parameters, it suffers from high computational complexity and in some cases mathematical intractability. Instead, in this research, an array-based quasi-hybrid likelihood ratio test (qHLRT) algorithm is proposed, which depicts two major advantages. First, it is simple yet accurate enough parameter estimation with reduced complexity. Second the incorporation of antenna arrays offers an effective ability to combat fading. Furthermore, a practical array-based qHLRT classifier scheme is implemented, which applies maximal ratio combining (MRC) to increase the accuracy of both carrier frequency offset (CFO) estimation and likelihood function calculation in channel fading. In fact, double CFO estimations are executed in this classifier. With the first the unknown CFO, phase offsets and amplitudes are estimated as prerequisite for MRC operation. Then, MRC is performed using these estimates, followed by a second CFO estimator. Since the input of the second CFO estimator is the output of the MRC, fading effects on the incoming signals are removed significantly and signal-to-noise ratio (SNR) is augmented. As a result, a more accurate CFO estimate is obtained. Consequently, the overall classification performance is improved, especially in low SNR environment. Recently, many state-of-the-arts communication technologies, such as orthogonal frequency division multiplexing (OFDM) modulations, have been emerging. The need for distinguishing OFDM signal from single carrier has become obvious. Besides, some vital parameters of OFDM signals should be extracted for further processing. In comparison to the research on MC for single carrier single antenna transmission, much less attention has been paid to the MC for emerging modulation methods. A comprehensive classification system is proposed for recognizing the OFDM signal and extracting its parameters. An automatic OFDM modulation classifier is proposed, which is based on the goodness-of-fittest. Since OFDM signal is Gaussian, Cramer-von Mises technique, working on the empirical distribution function, has been applied to test the presence of the normality. Numerical results show that such approach can successfully identify OFDM signals from single carrier modulations over a wide SNR range. Moreover, the proposed scheme can provide the acceptable performance when frequency-selective fading is present. Correlation test is then applied to estimate OFDM cyclic prefix duration. A two-phase searching scheme, which is based on Fast Fourier Transform (FFT) as well as Gaussianity test, is devised to detect the number of subcarriers. In the first phase, a coarse search is carried out iteratively. The exact number of subcarriers is determined by the fine tune in the second phase. Both analytical work and numerical results are presented to verify the efficiency of the proposed scheme

OFDM Waveform Optimisation for Joint Communications and Sensing

Radar systems are radios to sense objects in their surrounding environment. These operate at a defined set of frequency ranges. Communication systems are used to transfer information between two points. In the present day, proliferation of mobile devices and the advancement of technology have led to communication systems being ubiquitous. This has made these systems to operate at the frequency bands already used by the radar systems. Thus, the communication signal interferes a radar receiver and vice versa, degrading performance of both systems. Different methods have been proposed to combat this phenomenon. One of the novel topics in this is the RF convergence, where a given bandwidth is used jointly by both systems. A differentiation criterion must be adopted between the two systems so that a receiver is able to separately extract radar and communication signals. The hardware convergence due to the emergence of software-defined radios also motivated a single system be used for both radar and communication. A joint waveform is adopted for both radar and communication systems, as the transmit signal. As orthogonal frequency-division multiplexing (OFDM) waveform is the most prominent in mobile communications, it is selected as the joint waveform. Considering practical cellular communication systems adopting OFDM, there often exist unused subcarriers within OFDM symbols. These can be filled up with arbitrary data to improve the performance of the radar system. This is the approach used, where the filling up is performed through an optimisation algorithm. The filled subcarriers are termed as radar subcarriers while the rest as communication subcarriers, throughout the thesis. The optimisation problem minimises the Cramer--Rao lower bounds of the delay and Doppler estimates made by the radar system subject to a set of constraints. It also outputs the indices of the radar and communication subcarriers within an OFDM symbol, which minimise the lower bounds. The first constraint allocates power between radar and communication subcarriers depending on their subcarrier ratio in an OFDM symbol. The second constraint ensures the peak-to-average power ratio (PAPR) of the joint waveform has an acceptable level of PAPR. The results show that the optimised waveform provides significant improvement in the Cramer--Rao lower bounds compared with the unoptimised waveform. In compensation for this, the power allocated to the communication subcarriers needs to be reduced. Thus, improving the performances of the radar and communication systems are a trade-off. It is also observed that for the minimum lower bounds, radar subcarriers need to be placed at the two edges of an OFDM symbol. Optimisation is also seen to improve the estimation performance of a maximum likelihood estimator, concluding that optimising the subcarriers to minimise a theoretical bound enables to achieve improvement for practical systems

New advances in synchronization of digital communication receivers

Synchronization is a challenging but very important task in communications. In digital communication systems, a hierarchy of synchronization problems has to be considered: carrier synchronization, symbol timing synchronization and frame synchronization. For bandwidth efficiency and burst transmission reasons, the former two synchronization steps tend to favor non-data aided (NDA or blind) techniques, while in general, the last one is usually solved by inserting repetitively known bits or words into the data sequence, and is referred to as a data-aided (DA) approach. Over the last two decades, extensive research work has been carried out to design nondata-aided timing recovery and carrier synchronization algorithms. Despite their importance and spread use, most of the existing blind synchronization algorithms are derived in an ad-hoc manner without exploiting optimally the entire available statistical information. In most cases their performance is evaluated by computer simulations, rigorous and complete performance analysis has not been performed yet. It turns out that a theoretical oriented approach is indispensable for studying the limit or bound of algorithms and comparing different methods. The main goal of this dissertation is to develop several novel signal processing frameworks that enable to analyze and improve the performance of the existing timing recovery and carrier synchronization algorithms. As byproducts of this analysis, unified methods for designing new computationally and statistically efficient (i.e., minimum variance estimators) blind feedforward synchronizers are developed. Our work consists of three tightly coupled research directions. First, a general and unified framework is proposed to develop optimal nonlinear least-squares (NLS) carrier recovery scheme for burst transmissions. A family of blind constellation-dependent optimal "matched" NLS carrier estimators is proposed for synchronization of burst transmissions fully modulated by PSK and QAM-constellations in additive white Gaussian noise channels. Second, a cyclostationary statistics based framework is proposed for designing computationally and statistically efficient robust blind symbol timing recovery for time-selective flat-fading channels. Lastly, dealing with the problem of frame synchronization, a simple and efficient data-aided approach is proposed for jointly estimating the frame boundary, the frequency-selective channel and the carrier frequency offset