Retrieval of Melt Ponds on Arctic Multiyear Sea Ice in Summer from TerraSAR-X Dual-Polarization Data Using Machine Learning Approaches: A Case Study in the Chukchi Sea with Mid-Incidence Angle Data

Melt ponds, a common feature on Arctic sea ice, absorb most of the incoming solar radiation and have a large effect on the melting rate of sea ice, which significantly influences climate change. Therefore, it is very important to monitor melt ponds in order to better understand the sea ice-climate interaction. In this study, melt pond retrieval models were developed using the TerraSAR-X dual-polarization synthetic aperture radar (SAR) data with mid-incidence angle obtained in a summer multiyear sea ice area in the Chukchi Sea, the Western Arctic, based on two rule-based machine learning approachesdecision trees (DT) and random forest (RF)in order to derive melt pond statistics at high spatial resolution and to identify key polarimetric parameters for melt pond detection. Melt ponds, sea ice and open water were delineated from the airborne SAR images (0.3-m resolution), which were used as a reference dataset. A total of eight polarimetric parameters (HH and VV backscattering coefficients, co-polarization ratio, co-polarization phase difference, co-polarization correlation coefficient, alpha angle, entropy and anisotropy) were derived from the TerraSAR-X dual-polarization data and then used as input variables for the machine learning models. The DT and RF models could not effectively discriminate melt ponds from open water when using only the polarimetric parameters. This is because melt ponds showed similar polarimetric signatures to open water. The average and standard deviation of the polarimetric parameters based on a 15 x 15 pixel window were supplemented to the input variables in order to consider the difference between the spatial texture of melt ponds and open water. Both the DT and RF models using the polarimetric parameters and their texture features produced improved performance for the retrieval of melt ponds, and RF was superior to DT. The HH backscattering coefficient was identified as the variable contributing the most, and its spatial standard deviation was the next most contributing one to the classification of open water, sea ice and melt ponds in the RF model. The average of the co-polarization phase difference and the alpha angle in a mid-incidence angle were also identified as the important variables in the RF model. The melt pond fraction and sea ice concentration retrieved from the RF-derived melt pond map showed root mean square deviations of 2.4% and 4.9%, respectively, compared to those from the reference melt pond maps. This indicates that there is potential to accurately monitor melt ponds on multiyear sea ice in the summer season at a local scale using high-resolution dual-polarization SAR data.open

Crop classification from full-year fully-polarimetric L-band UAVSAR time-series using the Random Forest algorithm

Accurate and timely information on the distribution of crop types is vital to agricultural management, ecosystem services valuation and food security assessment. Synthetic Aperture Radar (SAR) systems have become increasingly popular in the field of crop monitoring and classification. However, the potential of time-series polarimetric SAR data has not been explored extensively, with several open scientific questions (e.g. the optimal combination of image dates for crop classification) that need to be answered. In this research, the usefulness of full year (both 2011 and 2014) L-band fully-polarimetric Uninhabited Aerial Vehicle Synthetic Aperture Radar (UAVSAR) data in crop classification was fully investigated over an agricultural region with a heterogeneous distribution of crop categories. In total, 11 crop classes including tree crops (almond and walnut), forage crops (grass, alfalfa, hay, and clover), a spring crop (winter wheat), and summer crops (corn, sunflower, tomato, and pepper), were discriminated using the Random Forest (RF) algorithm. The SAR input variables included raw linear polarization channels as well as polarimetric parameters derived from Cloude-Pottier (CP) and Freeman-Durden (FD) decompositions. Results showed clearly that the polarimetric parameters yielded much higher classification accuracies than linear polarizations. The combined use of all variables (linear polarizations and polarimetric parameters) produced the maximum overall accuracy of 90.50 % and 84.93 % for 2011 and 2014, respectively, with a significant increase of approximately 8 percentage points compared with linear polarizations alone. The variable importance provided by the RF illustrated that the polarimetric parameters had a far greater influence than linear polarizations, with the CP parameters being much more important than the FD parameters. The most important acquisitions were the images dated during the peak biomass stage (July and August) when the differences in structural characteristics between most crops were the largest. At the same time, the images in spring (April and May) and autumn (October) also contributed to the crop classification since they respectively provided unique information for discriminating fruit crops (almond and walnut) as well as summer crops (corn, sunflower, and tomato). As a result, the combined use of only four acquisitions (dated May, July, August, and October for 2011 and April, June, August, and October for 2014) was adequate to achieve a nearly-optimal overall accuracy. In light of the promising classification accuracies demonstrated in this research, it becomes increasingly viable to provide accurate and up-to-date crops inventories over large areas based solely on multitemporal polarimetric SAR

Quantitative Estimation of Surface Soil Moisture in Agricultural Landscapes using Spaceborne Synthetic Aperture Radar Imaging at Different Frequencies and Polarizations

Soil moisture and its distribution in space and time plays an important role in the surface energy balance at the soil-atmosphere interface. It is a key variable influencing the partitioning of solar energy into latent and sensible heat flux as well as the partitioning of precipitation into runoff and percolation. Due to their large spatial variability, estimation of spatial patterns of soil moisture from field measurements is difficult and not feasible for large scale analyses. In the past decades, Synthetic Aperture Radar (SAR) remote sensing has proven its potential to quantitatively estimate near surface soil moisture at high spatial resolutions. Since the knowledge of the basic SAR concepts is important to understand the impact of different natural terrain features on the quantitative estimation of soil moisture and other surface parameters, the fundamental principles of synthetic aperture radar imaging are discussed. Also the two spaceborne SAR missions whose data was used in this study, the ENVISAT of the European Space Agency (ESA) and the ALOS of the Japanese Aerospace Exploration Agency (JAXA), are introduced. Subsequently, the two essential surface properties in the field of radar remote sensing, surface soil moisture and surface roughness are defined, and the established methods of their measurement are described. The in situ data used in this study, as well as the research area, the River Rur catchment, with the individual test sites where the data was collected between 2007 and 2010, are specified. On this basis, the important scattering theories in radar polarimetry are discussed and their application is demonstrated using novel polarimetric ALOS/PALSAR data. A critical review of different classical approaches to invert soil moisture from SAR imaging is provided. Five prevalent models have been chosen with the aim to provide an overview of the evolution of ideas and techniques in the field of soil moisture estimation from active microwave data. As the core of this work, a new semi-empirical model for the inversion of surface soil moisture from dual polarimetric L-band SAR data is introduced. This novel approach utilizes advanced polarimetric decomposition techniques to correct for the disturbing effects from surface roughness and vegetation on the soil moisture retrieval without the use of a priori knowledge. The land use specific algorithms for bare soil, grassland, sugar beet, and winter wheat allow quantitative estimations with accuracies in the order of 4 Vol.-%. Application of remotely sensed soil moisture patterns is demonstrated on the basis of mesoscale SAR data by investigating the variability of soil moisture patterns at different spatial scales ranging from field scale to catchment scale. The results show that the variability of surface soil moisture decreases with increasing wetness states at all scales. Finally, the conclusions from this dissertational research are summarized and future perspectives on how to extend the proposed model by means of improved ground based measurements and upcoming advances in sensor technology are discussed. The results obtained in this thesis lead to the conclusion that state-of-the-art spaceborne dual polarimetric L-band SAR systems are not only suitable to accurately retrieve surface soil moisture contents of bare as well as of vegetated agricultural fields and grassland, but for the first time also allow investigating within-field spatial heterogeneities from space

Polarimetric Synthetic Aperture Radar

This open access book focuses on the practical application of electromagnetic polarimetry principles in Earth remote sensing with an educational purpose. In the last decade, the operations from fully polarimetric synthetic aperture radar such as the Japanese ALOS/PalSAR, the Canadian Radarsat-2 and the German TerraSAR-X and their easy data access for scientific use have developed further the research and data applications at L,C and X band. As a consequence, the wider distribution of polarimetric data sets across the remote sensing community boosted activity and development in polarimetric SAR applications, also in view of future missions. Numerous experiments with real data from spaceborne platforms are shown, with the aim of giving an up-to-date and complete treatment of the unique benefits of fully polarimetric synthetic aperture radar data in five different domains: forest, agriculture, cryosphere, urban and oceans

Crop Monitoring and Classification Using Polarimetric RADARSAT-2 Time-Series Data Across Growing Season: A Case Study in Southwestern Ontario, Canada

Multitemporal polarimetric synthetic aperture radar (PolSAR) has proven as a very effective technique in agricultural monitoring and crop classification. This study presents a comprehensive evaluation of crop monitoring and classification over an agricultural area in southwestern Ontario, Canada. The time-series RADARSAT-2 C-Band PolSAR images throughout the entire growing season were exploited. A set of 27 representative polarimetric observables categorized into ten groups was selected and analyzed in this research. First, responses and temporal evolutions of each of the polarimetric observables over different crop types were quantitatively analyzed. The results reveal that the backscattering coefficients in cross-pol and Pauli second channel, the backscattering ratio between HV and VV channels (HV/VV), the polarimetric decomposition outputs, the correlation coefficient between HH and VV channel ρHHVV, and the radar vegetation index (RVI) show the highest sensitivity to crop growth. Then, the capability of PolSAR time-series data of the same beam mode was also explored for crop classification using the Random Forest (RF) algorithm. The results using single groups of polarimetric observables show that polarimetric decompositions, backscattering coefficients in Pauli and linear polarimetric channels, and correlation coefficients produced the best classification accuracies, with overall accuracies (OAs) higher than 87%. A forward selection procedure to pursue optimal classification accuracy was expanded to different perspectives, enabling an optimal combination of polarimetric observables and/or multitemporal SAR images. The results of optimal classifications show that a few polarimetric observables or a few images on certain critical dates may produce better accuracies than the whole dataset. The best result was achieved using an optimal combination of eight groups of polarimetric observables and six SAR images, with an OA of 94.04%. This suggests that an optimal combination considering both perspectives may be valuable for crop classification, which could serve as a guideline and is transferable for future research.This research was funded in part by the National Natural Science Foundation of China (Grant No. 41,804,004, 41,820,104,005, 41,531,068, 41,904,004), the Canadian Space Agency SOAR-E Program (Grant No. SOAR-E-5489), the Fundamental Research Funds for the Central Universities, China University of Geosciences (Wuhan) (Grant No. CUG190633), and the Spanish Ministry of Science, Innovation and Universities, State Research Agency (AEI) and the European Regional Development Fund under project TEC2017-85244-C2-1-P

Time Series of Sentinel-1 Interferometric Coherence and Backscatter for Crop-Type Mapping

The potential use of the interferometric coherence measured with Sentinel-1 satellites as input feature for crop classification is explored in this study. A one-year time series of Sentinel-1 images acquired over an agricultural area in Spain, in which 17 crop species are present, is exploited for this purpose. Different options regarding temporal baselines, polarisation, and combination with radiometric data (backscattering coefficient) are analysed. Results show that both radiometric and interferometric features provide notable classification accuracy when used individually (overall accuracy lies between 70% and 80%). It is found that the shortest temporal baseline coherences (6 days) and the use of all available intensity images perform best, hence proving the advantage of the 6-day revisit time provided by the Sentinel-1 constellation with respect to longer revisit times. It is also shown that dual-pol data always provide better classification results than single-pol ones. More importantly, when both coherence and backscattering coefficient are jointly used, a significant increase of accuracy is obtained (greater than 7% in overall accuracy). Individual accuracies of all crop types are increased, and an overall accuracy above 86% is reached. This proves that both features provide complementary information, and that the combination of interferometric and radiometric radar data constitute a solid information source for this application.This work was supported in part by the European Space Agency via the ESA SEOM Program ITT under Grant AO/1-8306/15/I-NB “SEOM-S14SCI Land,” and in part by the Spanish Ministry of Science, Innovation and Universities, the State Agency of Research (AEI), and the European Funds for Regional Development (EFRD) under Project TEC2017-85244-C2-1-P

Advances in Radar Remote Sensing of Agricultural Crops: A Review

There are enormous advantages of a review article in the field of emerging technology like radar remote sensing applications in agriculture. This paper aims to report select recent advancements in the field of Synthetic Aperture Radar (SAR) remote sensing of crops. In order to make the paper comprehensive and more meaningful for the readers, an attempt has also been made to include discussion on various technologies of SAR sensors used for remote sensing of agricultural crops viz. basic SAR sensor, SAR interferometry (InSAR), SAR polarimetry (PolSAR) and polarimetric interferometry SAR (PolInSAR). The paper covers all the methodologies used for various agricultural applications like empirically based models, machine learning based models and radiative transfer theorem based models. A thorough literature review of more than 100 research papers indicates that SAR polarimetry can be used effectively for crop inventory and biophysical parameters estimation such are leaf area index, plant water content, and biomass but shown less sensitivity towards plant height as compared to SAR interferometry. Polarimetric SAR Interferometry is preferable for taking advantage of both SAR polarimetry and SAR interferometry. Numerous studies based upon multi-parametric SAR indicate that optimum selection of SAR sensor parameters enhances SAR sensitivity as a whole for various agricultural applications. It has been observed that researchers are widely using three models such are empirical, machine learning and radiative transfer theorem based models. Machine learning based models are identified as a better approach for crop monitoring using radar remote sensing data. It is expected that the review article will not only generate interest amongst the readers to explore and exploit radar remote sensing for various agricultural applications but also provide a ready reference to the researchers working in this field