Participatory Modelling and Decision Support for Natural Resources Management in Climate Change Research

The ever greater role given to public participation by laws and regulations, in particular in the field of environmental management calls for new operational methods and tools for managers and practitioners. This paper analyses the potentials and the critical limitations of current approaches in the fields of simulation modelling (SM), public participation (PP) and decision analysis (DA), for natural resources management within the context of climate change research. The potential synergies of combining SM, PP and DA into an integrated methodological framework are identified and a methodological proposal is presented, called NetSyMoD (Network Analysis – Creative System Modelling – Decision Support), which aims at facilitating the involvement of stakeholders or experts in policy - or decision-making processes (P/DMP). A generic P/DMP is formalised in NetSyMoD as a sequence of six main phases: (i) Actors analysis; (ii) Problem analysis; (iii) Creative System Modelling; (iv) DSS design; (v) Analysis of Options; and (vi) Action taking and monitoring. Several variants of the NetSyMoD approach have been adapted to different contexts such as integrated water resources management and coastal management, and, recently it has been applied in climate change research projects. Experience has shown that NetSyMoD may be a useful framework for skilled professionals, for guiding the P/DMP, and providing practical solutions to problems encountered in the different phases of the decision/policy making process, in particular when future scenarios or projections have to be considered, such as in the case of developing and selecting adaptation policies. The various applications of NetSyMoD share the same approach for problem analysis and communication within the group of selected actors, based upon the use of creative thinking techniques, the formalisation of human-environment relationships through the DPSIR framework, and the use of multi-criteria analysis through a Decision Support System (DSS) software.Modelling, Public Participation, Natural Resource Management, Policy, Decision-Making, Governance, DSS

Hierarchical methodology to optimize the design of stand-alone electrification systems for rural communities considering technical and social criteria

Stand-alone electrification systems based on the use of renewable energies are suitable to electrify isolated rural communities in developing countries. For their design several support tools exist, but they do not cover some of the technical and social existing constraints and they do not consider the project detail. In this context, this research aims to develop a methodology to optimize the design of such systems, combining the wind and solar generation technologies as well as microgrids and individual systems as distribution scheme, and including economical, technical and social considerations. The design methodology is divided in three stages. First, the characteristics of the target community are gathered. Secondly, the design process is realized in three decision levels, ordered according to the importance of the decisions taken. At each level several electrification alternatives are generated and then the most appropriate is selected. Third, the final solution cost can be optionally tried to be improved, maintaining the decisions previously taken. The design methodology has been applied to a community to show its suitability to assist rural electrification promoters to design socially adapted and sustainable projects.Postprint (author's final draft

Municipal solid waste management system: decision support through systems analysis

Thesis submitted to the Universidade Nova de Lisboa, Faculdade de Ciências e Tecnologia for the degree of Doctor of Philosophy in Environmental EngineeringThe present study intends to show the development of systems analysis model applied to solid waste management system, applied into AMARSUL, a solid waste management system responsible for the management of municipal solid waste produced in Setúbal peninsula, Portugal. The model developed intended to promote sustainable decision making, covering the four columns: technical, environmental, economic and social aspects. To develop the model an intensive literature review have been conducted. To simplify the discussion, the spectrum of these systems engineering models and system assessment tools was divided into two broadly-based domains associated with fourteen categories although some of them may be intertwined with each other. The first domain comprises systems engineering models including cost-benefit analysis, forecasting analysis, simulation analysis, optimization analysis, and integrated modeling system whereas the second domain introduces system assessment tools including management information systems, scenario development, material flow analysis, life cycle assessment (LCA), risk assessment, environmental impact assessment, strategic environmental assessment, socio-economic assessment, and sustainable assessment. The literature performed have indicated that sustainable assessment models have been one of the most applied into solid waste management, being methods like LCA and optimization modeling (including multicriteria decision making(MCDM)) also important systems analysis methods. These were the methods (LCA and MCDM) applied to compose the system analysis model for solid waste. The life cycle assessment have been conducted based on ISO 14040 family of norms; for multicriteria decision making there is no procedure neither guidelines, being applied analytic hierarchy process (AHP) based Fuzzy Interval technique for order performance by similarity to ideal solution (TOPSIS). Multicriteria decision making have included several data from life cycle assessment to construct environmental, social and technical attributes, plus economic criteria obtained from collected data from stakeholders involved in the study. The results have shown that solutions including anaerobic digestion in mechanical biological treatment plant plus anaerobic digestion of biodegradable municipal waste from source separation, with energetic recovery of refuse derived fuel (RDF) and promoting pays-as-you-throw instrument to promote recycling targets compliance would be the best solutions to implement in AMARSUL system. The direct burning of high calorific fraction instead of RDF has not been advantageous considering all criteria, however, during LCA, the results were the reversal. Also it refers that aerobic mechanical biological treatment should be closed.Fundação para a Ciência e Tecnologia - SFRH/BD/27402/200

Operationalizing the circular city model for naples' city-port: A hybrid development strategy

The city-port context involves a decisive reality for the economic development of territories and nations, capable of significantly influencing the conditions of well-being and quality of life, and of making the Circular City Model (CCM) operational, preserving and enhancing seas and marine resources in a sustainable way. This can be achieved through the construction of appropriate production and consumption models, with attention to relations with the urban and territorial system. This paper presents an adaptive decision-making process for Naples (Italy) commercial port's development strategies, aimed at re-establishing a sustainable city-port relationship and making Circular Economy (CE) principles operative. The approach has aimed at implementing a CCM by operationalizing European recommendations provided within both the Sustainable Development Goals (SDGs) framework-specifically focusing on goals 9, 11 and 12-and the Maritime Spatial Planning European Directive 2014/89, to face conflicts about the overlapping areas of the city-port through multidimensional evaluations' principles and tools. In this perspective, a four-step methodological framework has been structured applying a place-based approach with mixed evaluation methods, eliciting soft and hard knowledge domains, which have been expressed and assessed by a core set of Sustainability Indicators (SI), linked to SDGs. The contribution outcomes have been centred on the assessment of three design alternatives for the East Naples port and the development of a hybrid regeneration scenario consistent with CE and sustainability principles. The structured decision-making process has allowed us to test how an adaptive approach can expand the knowledge base underpinning policy design and decisions to achieve better outcomes and cultivate a broad civic and technical engagement, that can enhance the legitimacy and transparency of policies

Methodology for the evaluation and design of projects considering multiple criteria and uncertainty. Application to the development of energy projects in rural areas

Tesi en modalitat de compendi de publicacionsIn 2015, the United Nations defined the Sustainable Development Goals in a transition towards a world without poverty and where human rights, equity and sustainability are prioritized. In particular, modern energy services are considered crucial not only to achieve universal access to energy by 2030, but due to their contribution to alleviate chronical poverty, reduce food insecurity, promote the access to modern information in schools and enhance the start of productive activities. However, the aim of global access by 2030 is still far from being complete, with more than 700 million people living in rural areas without access to electricity and using firewood and other polluting traditional biomass for cooking and heating. Decentralized energy systems are gaining attention as a more feasible solution than grid extension to provide energy to rural and inaccessible areas. The evaluation and design of decentralized systems is a complex process that needs to take into account multiple alternatives and criteria to ensure a long-term sustainability, but usually available studies in literature focus exclusively in technical and economic aspects. Also, the minority of studies following a multicriteria decision-making approach underestimate the effect of the potential lack of confidence of the experts and users consulted to weight the importance of each criterion or to evaluate a specific alternative. In this context, the objective of this thesis is to develop multicriteria procedures considering uncertainty to increase the robustness of the results. These procedures are applied to projects that foster access to energy services and promote therefore the development of rural and underprivileged areas. The thesis begins with two multicriteria procedures presented for the evaluation and the design, respectively, of rural electrification projects. These procedures are applied to two real case studies in Peru and Nigeria. Both applications provide valuable insights, for local authorities and other promoters of electrification systems in similar contexts, regarding which technologies and configurations to use in determined circumstances. At the same time, the analysis carried out enable an improvement regarding the robustness of results through the consideration of the lack of confidence of the opinions collected about the importance of the criteria and the evaluation of the alternatives. In this regard, A Methodology for Multicriteria Decision-making considering Uncertainty (MIMDU) is then developed based on fuzzy numbers to include the lack of confidence experts and users might have when weighting a criterion or evaluating an alternative. The methodology designed includes a novel procedure to quantify human opinions with non-pre-defined fuzzy numbers and a systematic process to calculate diverse rankings of alternatives and provide complimentary information that leads to a more robust decision-making. Indeed, the potential of the methodology is illustrated with an example case that shows how the lack of confidence can affect the alternatives ranking and the subsequent decision. Finally, the methodology is applied to a real case study in Colombia to select the best alternative for digestate post-treatment before its application to agricultural soil as a fertilizer. The use of MIMDU presents three major beneficial outcomes for multicriteria decision-making to foster rural development. First, the consideration of the lack of confidence of the respondents can reduce the pressure they might feel when providing an answer without complete knowledge. Second, it allows a more accurate quantification of the opinions given, turning, for example, more hesitant answers into less reliable evaluations of an alternative, that worsens its final ranking. And third, more robust decisions can be taken due to the major precision in the modelling of opinions and the possibility of comparing crisp and fuzzy-based rankings of the alternatives.Dins dels objectius de desenvolupament sostenibles, els serveis energètics moderns es consideren crucials no només per aconseguir l'accés universal a l'energia el 2030, sinó per la seva contribució a pal·liar la pobresa crònica, reduir la inseguretat alimentària, promoure l'accés a la informació moderna a les escoles i permetre l'inici d'activitats productives. Tot i això, l’objectiu d’accés mundial per al 2030 encara està lluny d’acomplir-se, ja que més de 700 milions de persones viuen a les zones rurals sense accés a l’electricitat i utilitzen llenya i altres biomasses tradicionals contaminants per cuinar i escalfar. Els sistemes energètics descentralitzats guanyen pes respecte l’extensió de la xarxa per proporcionar energia a zones rurals i inaccessibles. L’avaluació i el disseny d’aquests sistemes és un procés complex que ha de tenir en compte múltiples alternatives i criteris per garantir una sostenibilitat a llarg termini, però els estudis de literatura disponibles generalment se centren exclusivament en aspectes tècniques i econòmiques. A més, la minoria d’estudis que segueixen un enfocament multicriteri subestimen l’efecte de la manca de confiança potencial dels experts i usuaris consultats per ponderar la importància de cada criteri o avaluar una alternativa específica. En aquest context, l'objectiu d'aquesta tesi és desenvolupar procediments multicriteri considerant la incertesa per afavorir l’obtenció de resultats robustos. Aquests procediments s’apliquen a projectes que afavoreixen l’accés als serveis energètics i promouen, per tant, el desenvolupament de zones rurals i desfavorides. La tesi comença amb dos procediments multicriteri presentats per a l'avaluació i el disseny, respectivament, de projectes d'electrificació rural. Aquests procediments s'apliquen a dos casos pràctics reals al Perú i Nigèria. Ambdues aplicacions proporcionen informació valuosa, per a les autoritats locals i altres promotors de sistemes d’electrificació en contextos similars, sobre quines tecnologies i configuracions a utilitzar en determinades circumstàncies. Al mateix temps, les anàlisis realitzades permeten una millora en quant a la solidesa dels resultats mitjançant la consideració de la manca de confiança de les opinions recollides sobre la importància dels criteris i l’avaluació de les alternatives. Per fer-ho, es desenvolupa una metodologia per a la presa de decisions multicriteri que té en compte la incertesa (MIMDU) basada en nombres difusos per incloure la manca de confiança que els experts i usuaris podrien tenir quan ponderen un criteri o avaluen una alternativa. La metodologia dissenyada inclou un nou procediment per quantificar opinions humanes amb nombres difusos no predefinits i un procés sistemàtic per calcular diversos rànquings d’alternatives i proporcionar informació complementària que condueix a una presa de decisions més robusta. De fet, el potencial de la metodologia s’il·lustra amb un cas d’exemple que mostra com la manca de confiança pot afectar el rànquing d’alternatives i la decisió posterior. Finalment, la metodologia s'aplica a un estudi de cas real a Colòmbia per seleccionar la millor alternativa per al post-tractament del digestat abans de la seva aplicació a sòl agrícola com a fertilitzant. L’ús de MIMDU presenta tres grans beneficis per a la presa de decisions multicriteri per fomentar el desenvolupament rural. En primer lloc, la consideració de la manca de confiança dels enquestats pot reduir la pressió que podrien sentir al donar una resposta sense coneixement complet. En segon lloc, permet una quantificació més precisa de les opinions donades, convertint, per exemple, respostes més dubtoses en avaluacions menys fiables d’una alternativa, que empitjora la seva classificació final. I, en tercer lloc, es poden prendre decisions més robustes a causa de la precisió en la modelització d’opinionsEn 2015, la Organización de las Naciones Unidas definió los Objetivos de Desarrollo Sostenible en una transición hacia un mundo sin pobreza y donde se priorizan los derechos humanos, la equidad y la sostenibilidad. En particular, los servicios energéticos modernos se consideran cruciales no solo para lograr el acceso universal a la energía en 2030, sino por su contribución para aliviar la pobreza crónica, reducir la inseguridad alimentaria, promover el acceso a la información en las escuelas y permitir el inicio de actividades productivas. Sin embargo, el objetivo de acceso global a la energía para 2030 aún está lejos de ser completo, con más de 700 millones de personas viviendo en áreas rurales sin acceso a electricidad y utilizando leña y otra biomasa tradicional contaminante, para cocinar y calentar. Los sistemas de energía descentralizados están ganando peso respecto a la extensión de la red para proporcionar energía a áreas rurales e inaccesibles. La evaluación y el diseño de sistemas descentralizados es un proceso complejo que precisa considerar múltiples alternativas y criterios para que sea sostenible a largo plazo, pero los estudios disponibles en la literatura generalmente se enfocan exclusivamente en aspectos técnicos y económicos. Asimismo, la minoría de estudios que siguen un enfoque de toma de decisiones multicriterio subestiman el efecto de la potencial falta de confianza de los expertos y usuarios consultados para ponderar la importancia de cada criterio o para evaluar una alternativa específica. En este contexto, el objetivo de esta tesis es desarrollar procedimientos multicriterio considerando la incertidumbre para aumentar la robustez de los resultados. Estos procedimientos se aplican a proyectos que fomentan el acceso a los servicios energéticos y, por tanto, promueven el desarrollo de zonas rurales y desfavorecidas. La tesis comienza con dos procedimientos multicriterio presentados para la evaluación y el diseño, respectivamente, de proyectos de electrificación rural. Estos procedimientos se aplican a dos estudios de casos reales en Perú y Nigeria. Ambas aplicaciones pueden proporcionar información valiosa, para las autoridades locales y otros promotores de sistemas de electrificación en contextos similares, sobre qué tecnologías y configuraciones utilizar en determinadas circunstancias. Al mismo tiempo, los análisis realizados permiten una mejora en cuanto a la robustez de los resultados a través de la consideración de la falta de confianza de las opiniones recogidas acerca de la importancia de los criterios y de la evaluación de las alternativas. Para ello, se desarrolla una Metodología para la toma de decisiones multicriterio considerando la incertidumbre (MIMDU) basada en números difusos para incluir la falta de confianza que los expertos y los usuarios pueden tener al ponderar un criterio o evaluar una alternativa La metodología diseñada incluye un procedimiento novedoso para cuantificar opiniones humanas con números difusos no predefinidos y un proceso sistemático para proponer rankings de alternativas y brindar información complementaria que conduce a una toma de decisiones más robusta. El potencial de la metodología se ilustra con un caso de ejemplo que muestra cómo la falta de confianza puede afectar el ranking de alternativas y la decisión posterior. Finalmente, la metodología diseñada se aplica a un estudio de caso real en Colombia para seleccionar la mejor alternativa para el digestato post-tratamiento previo a su aplicación al suelo agrícola como fertilizante. El uso de MIMDU presenta tres importantes beneficios para la toma de decisiones multicriterio en contextos de desarrollo rural. En primer lugar, la consideración de la falta de confianza de los encuestados puede reducir la presión al dar una respuesta sin un conocimiento completo. En segundo lugar, permite una cuantificación más precisa de las opiniones emitidas, convirtiendo, por ejemplo, respuestas más vacilantes en valoraciones menos fiables de una alternativa, que empeora su clasificación final. Y tercero, se pueden tomar decisiones más sólidas debido a la mayor precisión en el modelado de opiniones y la posibilidad de comparar rankings deterministas y difusos de las alternativas.Postprint (published version

State-of-the-Art Report on Systems Analysis Methods for Resolution of Conflicts in Water Resources Management

Water is an important factor in conflicts among stakeholders at the local, regional, and even international level. Water conflicts have taken many forms, but they almost always arise from the fact that the freshwater resources of the world are not partitioned to match the political borders, nor are they evenly distributed in space and time. Two or more countries share the watersheds of 261 major rivers and nearly half of the land area of the wo rld is in international river basins. Water has been used as a military and political goal. Water has been a weapon of war. Water systems have been targets during the war. A role of systems approach has been investigated in this report as an approach for resolution of conflicts over water. A review of systems approach provides some basic knowledge of tools and techniques as they apply to water management and conflict resolution. Report provides a classification and description of water conflicts by addressing issues of scale, integrated water management and the role of stakeholders. Four large-scale examples are selected to illustrate the application of systems approach to water conflicts: (a) hydropower development in Canada; (b) multipurpose use of Danube river in Europe; (c) international water conflict between USA and Canada; and (d) Aral See in Asia. Water conflict resolution process involves various sources of uncertainty. One section of the report provides some examples of systems tools that can be used to address objective and subjective uncertainties with special emphasis on the utility of the fuzzy set theory. Systems analysis is known to be driven by the development of computer technology. Last section of the report provides one view of the future and systems tools that will be used for water resources management. Role of the virtual databases, computer and communication networks is investigated in the context of water conflicts and their resolution.https://ir.lib.uwo.ca/wrrr/1005/thumbnail.jp

An Integration of Rank Order Centroid, Modified Analytical Hierarchy Process and 0-1 Integer Programming in Solving A Facility Location Problem

Hadhramout province is the major producer of dates in The Republic of Yemen. Despite producing substantial quantity and quality of dates, the business losses are still high. The situation worsens with the widespread of the black market activities. Recently, the Yemeni government has issued an agreement stating the importance of building a date palm packaging factory as a resolution to the problems. Hence, this study aims to identify the best location for a date palm packaging factory among the seven districts which produce most of the date palm supplies in Hadhramout. The selection was based on eleven criteria identified by several representatives from the farmers and the local councils. These criteria were market growth, proximity to the markets, proximity to the raw materials, labor, labor climate, suppliers, community, transportation cost, environmental factors, production cost, and factory set up cost. The level of importance and the respective weight of each criterion were calculated using two different approaches, namely, Analytic Hierarchy Process (AHP) and Rank Order Centroid (ROC). In applying AHP, a slight modification was made in the pairwise comparison exercises that eliminated the inconsistency problem faced by the standard AHP pairwise comparison procedure. Likewise, in applying ROC, a normalization technique was proposed to tackle the problem of assigning weights to criteria having the same priority level, which was neither clarified nor available in the standard ROC. Both proposed techniques revealed that suppliers were the most important criterion, while community was regarded to be the least important criterion in deciding the final location for the date palm factory. Combining the criteria weights together with several hard and soft constraints that were required to be satisfied by the location, the final location was determined using three different mathematical models, namely, the ROC combined with 0-1 integer programming model, the AHP combined with 0-1 integer programming model, and the mean of ROC and AHP combined with 0-1 integer programming model. The three models produced the same result; Doean was the best location. The result of this study, if implemented, would hopefully help the Yemeni government in their effort to improve the production as well as the management of the date palm tree in Hadhramout

Participatory Approach in Decision Making Processes for Water Resources Management in the Mediterranean Basin

This paper deals with the comparative analysis of different policy options for water resources management in three south-eastern Mediterranean countries. The applied methodology follows a participatory approach throughout its implementation and is supported by the use of three different software packages dealing with water allocation budget, water quality simulation, and Multi Criteria Analysis, respectively. The paper briefly describes the general objectives of the SMART project and then presents the three local case studies, the valuation objectives and the applied methodology - developed as a general replicable framework suitable for implementation in other decision-making processes. All the steps needed for a correct implementation are therefore described. Following the conceptualisation of the problem, the choice of the appropriate indicators as well as the calculation of their weighting and value functions are detailed. The paper concludes with the results of the Multi Criteria and the related Sensitivity Analyses performed, showing how the different policy responses under consideration can be assessed and furthermore compared through case studies thanks to their relative performances. The adopted methodology was found to be an effective operational approach for bridging scientific modelling and policy making by integrating the model outputs in a conceptual framework that can be understood and utilised by non experts, thus showing concrete potential for participatory decision making.Scientific Advice, Policy-Making, Participatory Modelling, Decision Support