Fusion of face and iris biometrics in security verification systems.

Master of Science in Computer Science. University of KwaZulu-Natal, Durban, 2016.Abstract available in PDF file

Performance analysis of multimodal biometric fusion

Biometrics is constantly evolving technology which has been widely used in many official and commercial identification applications. In fact in recent years biometric-based authentication techniques received more attention due to increased concerns in security. Most biometric systems that are currently in use typically employ a single biometric trait. Such systems are called unibiometric systems. Despite considerable advances in recent years, there are still challenges in authentication based on a single biometric trait, such as noisy data, restricted degree of freedom, intra-class variability, non-universality, spoof attack and unacceptable error rates. Some of the challenges can be handled by designing a multimodal biometric system. Multimodal biometric systems are those which utilize or are capable of utilizing, more than one physiological or behavioural characteristic for enrolment, verification, or identification. In this thesis, we propose a novel fusion approach at a hybrid level between iris and online signature traits. Online signature and iris authentication techniques have been employed in a range of biometric applications. Besides improving the accuracy, the fusion of both of the biometrics has several advantages such as increasing population coverage, deterring spoofing activities and reducing enrolment failure. In this doctoral dissertation, we make a first attempt to combine online signature and iris biometrics. We principally explore the fusion of iris and online signature biometrics and their potential application as biometric identifiers. To address this issue, investigations is carried out into the relative performance of several statistical data fusion techniques for integrating the information in both unimodal and multimodal biometrics. We compare the results of the multimodal approach with the results of the individual online signature and iris authentication approaches. This dissertation describes research into the feature and decision fusion levels in multimodal biometrics.State of Kuwait – The Public Authority of Applied Education and Trainin

One-class Classification: An Approach to Handle Class Imbalance in Multimodal Biometric Authentication

Biometric verification is the process of authenticating a person‟s identity using his/her physiological and behavioural characteristics. It is well-known that multimodal biometric systems can further improve the authentication accuracy by combining information from multiple biometric traits at various levels, namely sensor, feature, match score and decision levels. Fusion at match score level is generally preferred due to the trade-off between information availability and fusion complexity. However, combining match scores poses a number of challenges, when treated as a two-class classification problem due to the highly imbalanced class distributions. Most conventional classifiers assume equally balanced classes. They do not work well when samples of one class vastly outnumber the samples of the other class. These challenges become even more significant, when the fusion is based on user-specific processing due to the limited availability of the genuine samples per user. This thesis aims at exploring the paradigm of one-class classification to advance the classification performance of imbalanced biometric data sets. The contributions of the research can be enumerated as follows. Firstly, a thorough investigation of the various one-class classifiers, including Gaussian Mixture Model, k-Nearest Neighbour, K-means clustering and Support Vector Data Description, has been provided. These classifiers are applied in learning the user-specific and user-independent descriptions for the biometric decision inference. It is demonstrated that the one-class classifiers are particularly useful in handling the imbalanced learning problem in multimodal biometric authentication. User-specific approach is a better alternative with respect to user-independent counterpart because it is able to overcome the so-called within-class sub-concepts problem, which arises very often in multimodal biometric systems due to the existence of user variation. Secondly, a novel adapted score fusion scheme that consists of one-class classifiers and is trained using both the genuine user and impostor samples has been proposed. This method also replaces user-independent by user-specific description to learn the characteristics of the impostor class, and thus, reducing the degree of imbalanced proportion of data for different classes. Extensive experiments are conducted on the BioSecure DS2 and XM2VTS databases to illustrate the potential of the proposed adapted score fusion scheme, which provides a relative improvement in terms of Equal Error Rate of 32% and 20% as compared to the standard sum of scores and likelihood ratio based score fusion, respectively. Thirdly, a hybrid boosting algorithm, called r-ABOC has been developed, which is capable of exploiting the natural capabilities of both the well-known Real AdaBoost and one-class classification to further improve the system performance without causing overfitting. However, unlike the conventional Real AdaBoost, the individual classifiers in the proposed schema are trained on the same data set, but with different parameter choices. This does not only generate a high diversity, which is vital to the success of r-ABOC, but also reduces the number of user-specified parameters. A comprehensive empirical study using the BioSecure DS2 and XM2VTS databases demonstrates that r-ABOC may achieve a performance gain in terms of Half Total Error Rate of up to 28% with respect to other state-of-the-art biometric score fusion techniques. Finally, a Robust Imputation based on Group Method of Data Handling (RIBG) has been proposed to handle the missing data problem in the BioSecure DS2 database. RIBG is able to provide accurate predictions of incomplete score vectors. It is observed to achieve a better performance with respect to the state-of-the-art imputation techniques, including mean, median and k-NN imputations. An important feature of RIBG is that it does not require any parameter fine-tuning, and hence, is amendable to immediate applications

BIOMETRIC TECHNOLOGIES FOR AMBIENT INTELLIGENCE

Il termine Ambient Intelligence (AmI) si riferisce a un ambiente in grado di riconoscere e rispondere alla presenza di diversi individui in modo trasparente, non intrusivo e spesso invisibile. In questo tipo di ambiente, le persone sono circondate da interfacce uomo macchina intuitive e integrate in oggetti di ogni tipo. Gli scopi dell\u2019AmI sono quelli di fornire un supporto ai servizi efficiente e di facile utilizzo per accrescere le potenzialit\ue0 degli individui e migliorare l\u2019interazioni uomo-macchina. Le tecnologie di AmI possono essere impiegate in contesti come uffici (smart offices), case (smart homes), ospedali (smart hospitals) e citt\ue0 (smart cities). Negli scenari di AmI, i sistemi biometrici rappresentano tecnologie abilitanti al fine di progettare servizi personalizzati per individui e gruppi di persone. La biometria \ue8 la scienza che si occupa di stabilire l\u2019identit\ue0 di una persona o di una classe di persone in base agli attributi fisici o comportamentali dell\u2019individuo. Le applicazioni tipiche dei sistemi biometrici includono: controlli di sicurezza, controllo delle frontiere, controllo fisico dell\u2019accesso e autenticazione per dispositivi elettronici. Negli scenari basati su AmI, le tecnologie biometriche devono funzionare in condizioni non controllate e meno vincolate rispetto ai sistemi biometrici comunemente impiegati. Inoltre, in numerosi scenari applicativi, potrebbe essere necessario utilizzare tecniche in grado di funzionare in modo nascosto e non cooperativo. In questo tipo di applicazioni, i campioni biometrici spesso presentano una bassa qualit\ue0 e i metodi di riconoscimento biometrici allo stato dell\u2019arte potrebbero ottenere prestazioni non soddisfacenti. \uc8 possibile distinguere due modi per migliorare l\u2019applicabilit\ue0 e la diffusione delle tecnologie biometriche negli scenari basati su AmI. Il primo modo consiste nel progettare tecnologie biometriche innovative che siano in grado di funzionare in modo robusto con campioni acquisiti in condizioni non ideali e in presenza di rumore. Il secondo modo consiste nel progettare approcci biometrici multimodali innovativi, in grado di sfruttare a proprio vantaggi tutti i sensori posizionati in un ambiente generico, al fine di ottenere un\u2019elevata accuratezza del riconoscimento ed effettuare autenticazioni continue o periodiche in modo non intrusivo. Il primo obiettivo di questa tesi \ue8 la progettazione di sistemi biometrici innovativi e scarsamente vincolati in grado di migliorare, rispetto allo stato dell\u2019arte attuale, la qualit\ue0 delle tecniche di interazione uomo-macchine in diversi scenari applicativi basati su AmI. Il secondo obiettivo riguarda la progettazione di approcci innovativi per migliorare l\u2019applicabilit\ue0 e l\u2019integrazione di tecnologie biometriche eterogenee negli scenari che utilizzano AmI. In particolare, questa tesi considera le tecnologie biometriche basate su impronte digitali, volto, voce e sistemi multimodali. Questa tesi presenta le seguenti ricerche innovative: \u2022 un metodo per il riconoscimento del parlatore tramite la voce in applicazioni che usano AmI; \u2022 un metodo per la stima dell\u2019et\ue0 dell\u2019individuo da campioni acquisiti in condizioni non-ideali nell\u2019ambito di scenari basati su AmI; \u2022 un metodo per accrescere l\u2019accuratezza del riconoscimento biometrico in modo protettivo della privacy e basato sulla normalizzazione degli score biometrici tramite l\u2019analisi di gruppi di campioni simili tra loro; \u2022 un approccio per la fusione biometrica multimodale indipendente dalla tecnologia utilizzata, in grado di combinare tratti biometrici eterogenei in scenari basati su AmI; \u2022 un approccio per l\u2019autenticazione continua multimodale in applicazioni che usano AmI. Le tecnologie biometriche innovative progettate e descritte in questa tesi sono state validate utilizzando diversi dataset biometrici (sia pubblici che acquisiti in laboratorio), i quali simulano le condizioni che si possono verificare in applicazioni di AmI. I risultati ottenuti hanno dimostrato la realizzabilit\ue0 degli approcci studiati e hanno mostrato che i metodi progettati aumentano l\u2019accuratezza, l\u2019applicabilit\ue0 e l\u2019usabilit\ue0 delle tecnologie biometriche rispetto allo stato dell\u2019arte negli scenari basati su AmI.Ambient Intelligence (AmI) refers to an environment capable of recognizing and responding to the presence of different individuals in a seamless, unobtrusive and often invisible way. In this environment, people are surrounded by intelligent intuitive interfaces that are embedded in all kinds of objects. The goals of AmI are to provide greater user-friendliness, more efficient services support, user-empowerment, and support for human interactions. Examples of AmI scenarios are smart cities, smart homes, smart offices, and smart hospitals. In AmI, biometric technologies represent enabling technologies to design personalized services for individuals or groups of people. Biometrics is the science of establishing the identity of an individual or a class of people based on the physical, or behavioral attributes of the person. Common applications include: security checks, border controls, access control to physical places, and authentication to electronic devices. In AmI, biometric technologies should work in uncontrolled and less-constrained conditions with respect to traditional biometric technologies. Furthermore, in many application scenarios, it could be required to adopt covert and non-cooperative technologies. In these non-ideal conditions, the biometric samples frequently present poor quality, and state-of-the-art biometric technologies can obtain unsatisfactory performance. There are two possible ways to improve the applicability and diffusion of biometric technologies in AmI. The first one consists in designing novel biometric technologies robust to samples acquire in noisy and non-ideal conditions. The second one consists in designing novel multimodal biometric approaches that are able to take advantage from all the sensors placed in a generic environment in order to achieve high recognition accuracy and to permit to perform continuous or periodic authentications in an unobtrusive manner. The first goal of this thesis is to design innovative less-constrained biometric systems, which are able to improve the quality of the human-machine interaction in different AmI environments with respect to the state-of-the-art technologies. The second goal is to design novel approaches to improve the applicability and integration of heterogeneous biometric systems in AmI. In particular, the thesis considers technologies based on fingerprint, face, voice, and multimodal biometrics. This thesis presents the following innovative research studies: \u2022 a method for text-independent speaker identification in AmI applications; \u2022 a method for age estimation from non-ideal samples acquired in AmI scenarios; \u2022 a privacy-compliant cohort normalization technique to increase the accuracy of already deployed biometric systems; \u2022 a technology-independent multimodal fusion approach to combine heterogeneous traits in AmI scenarios; \u2022 a multimodal continuous authentication approach for AmI applications. The designed novel biometric technologies have been tested on different biometric datasets (both public and collected in our laboratory) simulating the acquisitions performed in AmI applications. Results proved the feasibility of the studied approaches and shown that the studied methods effectively increased the accuracy, applicability, and usability of biometric technologies in AmI with respect to the state-of-the-art

Recent Application in Biometrics

In the recent years, a number of recognition and authentication systems based on biometric measurements have been proposed. Algorithms and sensors have been developed to acquire and process many different biometric traits. Moreover, the biometric technology is being used in novel ways, with potential commercial and practical implications to our daily activities. The key objective of the book is to provide a collection of comprehensive references on some recent theoretical development as well as novel applications in biometrics. The topics covered in this book reflect well both aspects of development. They include biometric sample quality, privacy preserving and cancellable biometrics, contactless biometrics, novel and unconventional biometrics, and the technical challenges in implementing the technology in portable devices. The book consists of 15 chapters. It is divided into four sections, namely, biometric applications on mobile platforms, cancelable biometrics, biometric encryption, and other applications. The book was reviewed by editors Dr. Jucheng Yang and Dr. Norman Poh. We deeply appreciate the efforts of our guest editors: Dr. Girija Chetty, Dr. Loris Nanni, Dr. Jianjiang Feng, Dr. Dongsun Park and Dr. Sook Yoon, as well as a number of anonymous reviewers

Security of multimodal biometric systems against spoof attacks

A biometric system is essentially a pattern recognition system being used in ad-versarial environment. Since, biometric system like any conventional security system is exposed to malicious adversaries, who can manipulate data to make the system ineffective by compromising its integrity. Current theory and de- sign methods of biometric systems do not take into account the vulnerability to such adversary attacks. Therefore, evaluation of classical design methods is an open problem to investigate whether they lead to design secure systems. In order to make biometric systems secure it is necessary to understand and evalu-ate the threats and to thus develop effective countermeasures and robust system designs, both technical and procedural, if necessary. Accordingly, the extension of theory and design methods of biometric systems is mandatory to safeguard the security and reliability of biometric systems in adversarial environments. In this thesis, we provide some contributions towards this direction. Among all the potential attacks discussed in the literature, spoof attacks are one of the main threats against the security of biometric systems for identity recognition. Multimodal biometric systems are commonly believed to be in-trinsically more robust to spoof attacks than systems based on a single biomet-ric trait, as they combine information coming from different biometric traits. However, recent works have question such belief and shown that multimodal systems can be misled by an attacker (impostor) even by spoofing only one of the biometric traits. Therefore, we first provide a detailed review of state-of-the-art works in multimodal biometric systems against spoof attacks. The scope ofstate-of-the-art results is very limited, since they were obtained under a very restrictive “worst-case” hypothesis, where the attacker is assumed to be able to fabricate a perfect replica of a biometric trait whose matching score distribu-tion is identical to the one of genuine traits. Thus, we argue and investigate the validity of “worst-case” hypothesis using large set of real spoof attacks and provide empirical evidence that “worst-case” scenario can not be representa- ixtive of real spoof attacks: its suitability may depend on the specific biometric trait, the matching algorithm, and the techniques used to counterfeit the spoofed traits. Then, we propose a security evaluation methodology of biometric systems against spoof attacks that can be used in real applications, as it does not require fabricating fake biometric traits, it allows the designer to take into account the different possible qualities of fake traits used by different attackers, and it exploits only information on genuine and impostor samples which is col- lected for the training of a biometric system. Our methodology evaluates the performances under a simulated spoof attack using model of the fake score distribution that takes into account explicitly different degrees of the quality of fake biometric traits. In particular, we propose two models of the match score distribution of fake traits that take into account all different factors which can affect the match score distribution of fake traits like the particular spoofed biometric, the sensor, the algorithm for matching score computation, the technique used to construct fake biometrics, and the skills of the attacker. All these factors are summarized in a single parameter, that we call “attack strength”. Further, we propose extension of our security evaluation method to rank several biometric score fusion rules according to their relative robustness against spoof attacks. This method allows the designer to choose the most robust rule according to the method prediction. We then present empirical analysis, using data sets of face and fingerprints including real spoofed traits, to show that our proposed models provide a good approximation of fake traits’ score distribution and our method thus providing an adequate estimation of the security1 of biometric systems against spoof attacks. We also use our method to show how to evaluate the security of different multimodal systems on publicly available benchmark data sets without spoof attacks. Our experimental results show that robustness of multimodal biometric systems to spoof attacks strongly depends on the particular matching algorithm, the score fusion rule, and the attack strength of fake traits. We eventually present evidence, considering a multimodal system based on face and fingerprint biometrics, that the proposed methodology to rank score fusion rules is capable of providing correct ranking of score fusion rules under spoof attacks