Cyclic Prefix-Free MC-CDMA Arrayed MIMO Communication Systems

The objective of this thesis is to investigate MC-CDMA MIMO systems where the antenna array geometry is taken into consideration. In most MC-CDMA systems, cyclic pre xes, which reduce the spectral e¢ ciency, are used. In order to improve the spectral efficiency, this research study is focused on cyclic pre x- free MC-CDMA MIMO architectures. Initially, space-time wireless channel models are developed by considering the spatio-temporal mechanisms of the radio channel, such as multipath propaga- tion. The spatio-temporal channel models are based on the concept of the array manifold vector, which enables the parametric modelling of the channel. The array manifold vector is extended to the multi-carrier space-time array (MC-STAR) manifold matrix which enables the use of spatio-temporal signal processing techniques. Based on the modelling, a new cyclic pre x-free MC- CDMA arrayed MIMO communication system is proposed and its performance is compared with a representative existing system. Furthermore, a MUSIC-type algorithm is then developed for the estimation of the channel parameters of the received signal. This proposed cyclic pre x-free MC-CDMA arrayed MIMO system is then extended to consider the effects of spatial diffusion in the wireless channel. Spatial diffusion is an important channel impairment which is often ignored and the failure to consider such effects leads to less than satisfactory performance. A subspace-based approach is proposed for the estimation of the channel parameters and spatial spread and reception of the desired signal. Finally, the problem of joint optimization of the transmit and receive beam- forming weights in the downlink of a cyclic pre x-free MC-CDMA arrayed MIMO communication system is investigated. A subcarrier-cooperative approach is used for the transmit beamforming so that there is greater flexibility in the allocation of channel symbols. The resulting optimization problem, with a per-antenna transmit power constraint, is solved by the Lagrange multiplier method and an iterative algorithm is proposed

Equalization of MIMO Channels in LTE-Advanced

LTE-Advanced is one of the most evolving and competing standards that target the high speed 4G wireless communications. In order to meet the target of this new cellular technology developed under auspices of the 3GPP standardization bodies, it is necessary to ensure that this technology is able to provide the headline requirements recommended for the terrestrial components of the IMT-Advanced radio interface for 4G broadband mobile communications. One of the key radio technologies that will enable LTE-Advanced to achieve the high data throughput rates is the use of MIMO antennas that play an important role as the conventional communications like using more bandwidths and higher modulation types are limited. Together with this are the downlink OFDMA and the uplink SC-FDMA techniques that are employed to improve the system architecture burdened with the data rates rising pretty well above what was previously in use. The combination of these technologies will help LTE-Advanced keep pace with other wireless technologies that may be competing to offer very high data rates and high level of mobility. But achieving the high data rate up to 1 Gbits/s in 4G mobile networks over wide frequency bandwidths and recovering the original information without being corrupted and downgraded has been a daunting task for engineers. Thus, this paper will briefly discuss the performances of MIMO equalization techniques such as MMSE, ZF and ZF-SIC equalizers in a Rayleigh multichannel fading.fi=Opinnäytetyö kokotekstinä PDF-muodossa.|en=Thesis fulltext in PDF format.|sv=Lärdomsprov tillgängligt som fulltext i PDF-format

Técnicas de quantização para sistemas de comunicação híbridos na banda de ondas milimétricas com um número elevado de antenas

Since the appearance of mobile communications, the users of this technology have been growing exponentially every day. The escalating mobile traffic growth it has been imposed by the proliferation of smartphones and tablets. The increasing and more intensive use of wireless communications may lead to a future breaking point, where the traditional systems will fail to support the required capability, spectral and energy efficiency. On the other hand, to cover all this current need to have more and more data it is necessary to provide a new range of data rates around the gigabits per second. Today, almost all mobile communications systems use spectrum in the range of 300MHz – 3GHz. It is needed to start looking to the range of 3GHz – 300GHz spectrum for mobile broadband applications. Millimeter waves are one way to alleviate the spectrum gridlock at lower frequencies. MIMO based systems has been researched for the last 20 years and are now part of the current standards. However, to achieve more gains, a grander view of the MIMO concept envisions the use of a large scale of antennas at each base stations, a concept referred as massive MIMO. The symbiotic combination of these technologies and other ones will lead to the development of a new generation system known as the 5G. The knowledge of the channel state information at the transmitter is very important in real massive MIMO millimeter wave systems. In this dissertation a limited feedback strategy for a hybrid massive MIMO OFDM system is proposed, where only a part of the parameters associated to the link channel are quantized and fed back. The limited feedback strategy employs a uniform-based quantization for channel amplitudes, angle of departure and angle of arrival in time domain. After being fed back, this information is used to reconstruct the overall channel in frequency domain and the transmit antenna array, which are then used to compute the hybrid analog-digital precoders. Numerical results show that the proposed quantization strategy achieve a performance close to the one obtained with perfect full channel, with a low overhead and complexityDesde o aparecimento das comunicações móveis, os utilizadores desta tecnologia têm vindo a crescer exponencialmente todos os dias. A escalada do crescimento do tráfego móvel foi imposta, principalmente, pela proliferação de smartphones e tablets. O uso crescente e intensivo das comunicações sem fios pode levar no futuro a um ponto de rutura, onde os sistemas tradicionais não suportam a capacidade requerida, a eficiência espectral e eficiência enérgica. Por outro lado, para cobrir toda esta necessidade atual de ter mais e mais dados, é necessário fornecer taxas de transmissão mais elevadas, em torno dos gigabits por segundo. Hoje, quase todos os sistemas de comunicações móveis usam espectro na faixa de 300 MHz - 3GHz. É necessário começar a procurar a gama de espectro 3GHz - 300 GHz para aplicações de banda larga móvel. Aqui vamos apresentar as ondas milimétricas, sendo esta uma maneira de aliviar espectro em frequências mais baixas. Os sistemas baseados em MIMO foram alvo de pesquisa nos últimos 20 anos e agora fazem parte dos padrões atuais. No entanto, para obter mais ganhos, uma visão mais ampla do conceito MIMO prevê o uso de uma grande quantidade de antenas em cada estação base, um conceito referido como massive MIMO. A combinação simbiótica destas tecnologias levará ao desenvolvimento de um novo sistema de geração denominado 5G. O desenvolvimento de técnicas de conhecimento da informação do canal no transmissor é muito importante em sistemas massive MIMO millimeter wave reais. Nesta dissertação é proposta e avaliada uma estratégia de envio de informação de canal para o transmissor para sistemas massive MIMO OFDM híbrido, onde apenas uma parte dos parâmetros associados ao canal são quantificados e transmitidos para o transmissor. A estratégia de feedback proposta é baseada numa quantização uniforme das amplitudes de canal, ângulos de partida e de chegada, no domínio do tempo. Depois de serem enviadas, essas informações são usadas para reconstruir o canal geral no domínio da frequência e a matriz da antena de transmissão, que são então usadas para obter os precoders híbridos analógico-digitais. Os resultados numéricos mostram que a estratégia de quantificação proposta atinge um desempenho próximo ao obtido caso se conhecesse o canal perfeito no transmissor, com um baixo overhead e complexidadeMestrado em Engenharia Eletrónica e Telecomunicaçõe

Unified Framework for Multicarrier and Multiple Access based on Generalized Frequency Division Multiplexing

The advancements in wireless communications are the key-enablers of new applications with stringent requirements in low-latency, ultra-reliability, high data rate, high mobility, and massive connectivity. Diverse types of devices, ranging from tiny sensors to vehicles, with different capabilities need to be connected under various channel conditions. Thus, modern connectivity and network techniques at all layers are essential to overcome these challenges. In particular, the physical layer (PHY) transmission is required to achieve certain link reliability, data rate, and latency. In modern digital communications systems, the transmission is performed by means of a digital signal processing module that derives analog hardware. The performance of the analog part is influenced by the quality of the hardware and the baseband signal denoted as waveform. In most of the modern systems such as fifth generation (5G) and WiFi, orthogonal frequency division multiplexing (OFDM) is adopted as a favorite waveform due to its low-complexity advantages in terms of signal processing. However, OFDM requires strict requirements on hardware quality. Many devices are equipped with simplified analog hardware to reduce the cost. In this case, OFDM does not work properly as a result of its high peak-to-average power ratio (PAPR) and sensitivity to synchronization errors. To tackle these problems, many waveforms design have been recently proposed in the literature. Some of these designs are modified versions of OFDM or based on conventional single subcarrier. Moreover, multicarrier frameworks, such as generalized frequency division multiplexing (GFDM), have been proposed to realize varieties of conventional waveforms. Furthermore, recent studies show the potential of using non-conventional waveforms for increasing the link reliability with affordable complexity. Based on that, flexible waveforms and transmission techniques are necessary to adapt the system for different hardware and channel constraints in order to fulfill the applications requirements while optimizing the resources. The objective of this thesis is to provide a holistic view of waveforms and the related multiple access (MA) techniques to enable efficient study and evaluation of different approaches. First, the wireless communications system is reviewed with specific focus on the impact of hardware impairments and the wireless channel on the waveform design. Then, generalized model of waveforms and MA are presented highlighting various special cases. Finally, this work introduces low-complexity architectures for hardware implementation of flexible waveforms. Integrating such designs with software-defined radio (SDR) contributes to the development of practical real-time flexible PHY.:1 Introduction 1.1 Baseband transmission model 1.2 History of multicarrier systems 1.3 The state-of-the-art waveforms 1.4 Prior works related to GFDM 1.5 Objective and contributions 2 Fundamentals of Wireless Communications 2.1 Wireless communications system 2.2 RF transceiver 2.2.1 Digital-analogue conversion 2.2.2 QAM modulation 2.2.3 Effective channel 2.2.4 Hardware impairments 2.3 Waveform aspects 2.3.1 Single-carrier waveform 2.3.2 Multicarrier waveform 2.3.3 MIMO-Waveforms 2.3.4 Waveform performance metrics 2.4 Wireless Channel 2.4.1 Line-of-sight propagation 2.4.2 Multi path and fading process 2.4.3 General baseband statistical channel model 2.4.4 MIMO channel 2.5 Summary 3 Generic Block-based Waveforms 3.1 Block-based waveform formulation 3.1.1 Variable-rate multicarrier 3.1.2 General block-based multicarrier model 3.2 Waveform processing techniques 3.2.1 Linear and circular filtering 3.2.2 Windowing 3.3 Structured representation 3.3.1 Modulator 3.3.2 Demodulator 3.3.3 MIMO Waveform processing 3.4 Detection 3.4.1 Maximum-likelihood detection 3.4.2 Linear detection 3.4.3 Iterative Detection 3.4.4 Numerical example and insights 3.5 Summary 4 Generic Multiple Access Schemes 57 4.1 Basic multiple access and multiplexing schemes 4.1.1 Infrastructure network system model 4.1.2 Duplex schemes 4.1.3 Common multiplexing and multiple access schemes 4.2 General multicarrier-based multiple access 4.2.1 Design with fixed set of pulses 4.2.2 Computational model 4.2.3 Asynchronous multiple access 4.3 Summary 5 Time-Frequency Analyses of Multicarrier 5.1 General time-frequency representation 5.1.1 Block representation 5.1.2 Relation to Zak transform 5.2 Time-frequency spreading 5.3 Time-frequency block in LTV channel 5.3.1 Subcarrier and subsymbol numerology 5.3.2 Processing based on the time-domain signal 5.3.3 Processing based on the frequency-domain signal 5.3.4 Unified signal model 5.4 summary 6 Generalized waveforms based on time-frequency shifts 6.1 General time-frequency shift 6.1.1 Time-frequency shift design 6.1.2 Relation between the shifted pulses 6.2 Time-frequency shift in Gabor frame 6.2.1 Conventional GFDM 6.3 GFDM modulation 6.3.1 Filter bank representation 6.3.2 Block representation 6.3.3 GFDM matrix structure 6.3.4 GFDM demodulator 6.3.5 Alternative interpretation of GFDM 6.3.6 Orthogonal modulation and GFDM spreading 6.4 Summary 7 Modulation Framework: Architectures and Applications 7.1 Modem architectures 7.1.1 General modulation matrix structure 7.1.2 Run-time flexibility 7.1.3 Generic GFDM-based architecture 7.1.4 Flexible parallel multiplications architecture 7.1.5 MIMO waveform architecture 7.2 Extended GFDM framework 7.2.1 Architectures complexity and flexibility analysis 7.2.2 Number of multiplications 7.2.3 Hardware analysis 7.3 Applications of the extended GFDM framework 7.3.1 Generalized FDMA 7.3.2 Enchantment of OFDM system 7.4 Summary 7 Conclusions and Future work

Comparative study and performance evaluation of MC-CDMA and OFDM over AWGN and fading channels environment

Η απαίτηση για εφαρμογές υψηλής ταχύτητας μετάδοσης δεδομένων έχει αυξηθεί σημαντικά τα τελευταία χρόνια. Η πίεση των χρηστών σήμερα για ταχύτερες επικοινωνίες, ανεξαρτήτως κινητής ή σταθερής, χωρίς επιπλέον κόστος είναι μια πραγματικότητα. Για να πραγματοποιηθούν αυτές οι απαιτήσεις, προτάθηκε ένα νέο σχήμα που συνδυάζει ψηφιακή διαμόρφωση και πολλαπλές προσβάσεις, για την ακρίβεια η Πολλαπλή Πρόσβαση με διαίρεση Κώδικα Πολλαπλού Φέροντος (Multi-Carrier Code Division Multiple Access MC-CDMA). Η εφαρμογή του Γρήγορου Μετασχηματισμού Φουριέ (Fast Fourier Transform,FFT) που βασίζεται στο (Orthogonal Frequency Division Multiplexing, OFDM) χρησιμοποιεί τις περίπλοκες λειτουργίες βάσεως και αντικαθίσταται από κυματομορφές για να μειώσει το επίπεδο της παρεμβολής. Έχει βρεθεί ότι οι μετασχηματισμένες κυματομορφές (Wavelet Transform,W.T.) που βασίζονται στον Haar είναι ικανές να μειώσουν το ISI και το ICI, που προκαλούνται από απώλειες στην ορθογωνιότητα μεταξύ των φερόντων, κάτι που τις καθιστά απλούστερες για την εφαρμογή από του FFT. Επιπλέον κέρδος στην απόδοση μπορεί να επιτευχθεί αναζητώντας μια εναλλακτική λειτουργία ορθογωνικής βάσης και βρίσκοντας ένα καλύτερο μετασχηματισμό από του Φουριέ (Fourier) και τον μετασχηματισμό κυματομορφής (Wavelet Transform). Στην παρούσα εργασία, υπάρχουν τρία προτεινόμενα μοντέλα. Το 1ο, ( A proposed Model ‘1’ of OFDM based In-Place Wavelet Transform), το 2ο, A proposed Model ‘2’ based In-Place Wavelet Transform Algorithm and Phase Matrix (P.M) και το 3ο, A proposed Model ‘3’ of MC-CDMA Based on Multiwavelet Transform. Οι αποδόσεις τους συγκρίθηκαν με τα παραδοσιακά μοντέλα μονού χρήστη κάτω από διαφορετικά κανάλια (Κανάλι AWGN, επίπεδη διάλειψη και επιλεκτική διάλειψη).The demand for high data rate wireless multi-media applications has increased significantly in the past few years. The wireless user’s pressure towards faster communications, no matter whether mobile, nomadic, or fixed positioned, without extra cost is nowadays a reality. To fulfill these demands, a new scheme which combines wireless digital modulation and multiple accesses was proposed in the recent years, namely, Multicarrier-Code Division Multiple Access (MC-CDMA). The Fourier based OFDM uses the complex exponential bases functions and it is replaced by wavelets in order to reduce the level of interference. It is found that the Haar-based wavelets are capable of reducing the ISI and ICI, which are caused by the loss in orthogonality between the carriers. Further performance gains can be made by looking at alternative orthogonal basis functions and finding a better transform rather than Fourier and wavelet transform. In this thesis, there are three proposed models [Model ‘1’ (OFDM based on In-Place Wavelet Transform, Model ‘2’ (MC-CDMA based on IP-WT and Phase Matrix) and Model ‘3’ (MC-CDMA based on Multiwavelet Transform)] were created and then comparison their performances with the traditional models for single user system were compared under different channel characteristics (AWGN channel, flat fading and selective fading). The conclusion of my study as follows, the models (1) was achieved much lower bit error rates than traditional models based FFT. Therefore these models can be considered as an alternative to the conventional MC-CDMA based FFT. The main advantage of using In-Place wavelet transform in the proposed models that it does not require an additional array at each sweep such as in ordered Fast Haar wavelet transform, which makes it simpler for implementation than FFT. The model (2) gave a new algorithm based on In-Place wavelet transform with first level processing multiple by PM was proposed. The model (3) gave much lower bit error than other two models in additional to traditional models

Journal of Telecommunications and Information Technology, 2018, nr 3

kwartalni

Esquemas de pré-codificação e equalização para arquiteturas híbridas sub-conectadas na banda de ondas milimétricas

In the last years, the demand for high data rates increased substantially and the mobile communications are currently a necessity for our society. Thus, the number of users to access interactive services and applications has increased. The next generation of wireless communications (5G) is expected to be released in 2020 and it is projected to provide extremely high data rates for the users. The millimeter wave communications band and the massive MIMO are two promising keys technologies to achieve the multi Gbps for the future generations of mobile communications, in particular the 5G. The conjugation of these two technologies, allows packing a large number of antennas in the same volume than in the current frequencies and increase the spectral efficiency. However, when we have a large number of antennas, it is not reasonable to have a fully digital architecture due to the hardware constrains. On the other hand, it is not feasible to have a system that works only in the analog domain by employing a full analog beamforming since the performance is poor. Therefore, it is required a design of hybrid analog/digital architectures to reduce the complexity and achieve a good performance. Fully connected and sub-connected schemes are two examples of hybrid architectures. In the fully connected one, all RF chain connect to all antenna elements while in the sub-connected architecture, each RF chain is connected to a group of antennas. Consequently, the sub-connected architecture is more attractive due to the low complexity when compared to the fully connected one. Also, it is expected that millimeter waves be wideband, however, most of the works developed in last years for hybrid architectures are mainly focused in narrowband channels. Therefore, in this dissertation it is designed a low complex analog precoder at the user terminals and a hybrid analog-digital multi-user linear equalizer for broadband sub-connected millimeter wave massive MIMO at the base station. The analog precoder at the transmitter considers a quantized version of the average angle of departure of each cluster for its computation. In order to remove the multi-user interference, it is considered a hybrid sub-connected approach that minimizes the bit error rate (BER). The performance results show that the proposed hybrid sub-connected scheme is close to the hybrid full-connected design. However, due to the large number of connections, the full-connected scheme is slightly better than the proposed sub-connected scheme but with higher complexity. Therefore, the proposed analog precoder and hybrid sub-connected equalizer are more feasible to practical applications due to the good trade-off between performance and complexity.Nos últimos anos, a necessidade por elevadas taxas de transmissão de dados tem vindo a aumentar substancialmente uma vez que as comunicações móveis assumem cada vez mais um papel fundamental na sociedade atual. Por isso, o número de utilizadores que acedem a serviços e aplicações interativas tem vindo a aumentar. A próxima geração de comunicações móveis (5G) é esperada que seja lançada em 2020 e é projetada para fornecer elevadas taxas de transmissão de dados aos seus utilizadores. A comunicação na banda das ondas milimétricas e o MIMO massivo são duas tecnologias promissoras para alcançar os multi Gb/s para as comunicações móveis futuras, em particular o 5G. Conjugando essas duas tecnologias, permite-nos colocar um maior número de antenas no mesmo volume comparativamente às frequências atuais, aumentando assim a eficiência espectral. No entanto, quanto se tem um grande número de antenas, não é viável ter uma arquitetura totalmente digital devido às restrições de hardware. Por outro lado, não é viável ter um sistema que trabalhe apenas no domínio analógico. Assim sendo, é necessária uma arquitetura híbrida analógica-digital de modo a remover a complexidade geral do sistema. É esperado que os sistemas de comunicação baseados em ondas milimétricas sejam de banda larga, no entanto, a maioria dos trabalhos feitos para arquiteturas híbridas são focados em canais de banda estreita. Dois exemplos de soluções híbridas são as arquiteturas completamente conectada e sub-conectada. Na primeira, todas as cadeias RF estão ligadas a todas as antenas enquanto na arquitetura sub-conectada cada cadeia RF é ligada apenas a um grupo de antenas. Consequentemente, a arquitetura sub-conectada é mais interessante do ponto de vista prático devido à sua menor complexidade quando comparada à arquitetura completamente conectada. Nesta dissertação é projetado um pré-codificador analógico de baixa complexidade no terminal móvel, combinado com um equalizador multiutilizador desenhado para uma arquitetura híbrida sub-conectada, implementado na estação base. O pré-codificador no transmissor assume um conhecimento parcial da informação do canal e, de modo a remover eficientemente a interferência multiutilizador, é proposta também uma arquitetura híbrida sub-conectada que minimiza a taxa média de erro. Os resultados de desempenho mostram que o esquema híbrido sub-conectado proposto está próximo da arquitetura híbrida completamente conectada. No entanto, devido ao grande número de conexões, a arquitetura híbrida completamente conectada é ligeiramente melhor que a arquitetura sub-conectada proposta à custa de uma maior complexidade. Assim sendo, o pré-codificador analógico e o equalizador sub-conectado híbrido proposto são mais viáveis para aplicações práticas devido ao compromisso entre o desempenho e a complexidade.Mestrado em Engenharia Eletrónica e Telecomunicaçõe

Cognitive Radio Systems

Cognitive radio is a hot research area for future wireless communications in the recent years. In order to increase the spectrum utilization, cognitive radio makes it possible for unlicensed users to access the spectrum unoccupied by licensed users. Cognitive radio let the equipments more intelligent to communicate with each other in a spectrum-aware manner and provide a new approach for the co-existence of multiple wireless systems. The goal of this book is to provide highlights of the current research topics in the field of cognitive radio systems. The book consists of 17 chapters, addressing various problems in cognitive radio systems

Convergence of packet communications over the evolved mobile networks; signal processing and protocol performance

In this thesis, the convergence of packet communications over the evolved mobile networks is studied. The Long Term Evolution (LTE) process is dominating the Third Generation Partnership Project (3GPP) in order to bring technologies to the markets in the spirit of continuous innovation. The global markets of mobile information services are growing towards the Mobile Information Society. The thesis begins with the principles and theories of the multiple-access transmission schemes, transmitter receiver techniques and signal processing algorithms. Next, packet communications and Internet protocols are referred from the IETF standards with the characteristics of mobile communications in the focus. The mobile network architecture and protocols bind together the evolved packet system of Internet communications to the radio access network technologies. Specifics of the traffic models are shortly visited for their statistical meaning in the radio performance analysis. Radio resource management algorithms and protocols, also procedures, are covered addressing their relevance for the system performance. Throughout these Chapters, the commonalities and differentiators of the WCDMA, WCDMA/HSPA and LTE are covered. The main outcome of the thesis is the performance analysis of the LTE technology beginning from the early discoveries to the analysis of various system features and finally converging to an extensive system analysis campaign. The system performance is analysed with the characteristics of voice over the Internet and best effort traffic of the Internet. These traffic classes represent the majority of the mobile traffic in the converged packet networks, and yet they are simple enough for a fair and generic analysis of technologies. The thesis consists of publications and inventions created by the author that proposed several improvements to the 3G technologies towards the LTE. In the system analysis, the LTE showed by the factor of at least 2.5 to 3 times higher system measures compared to the WCDMA/HSPA reference. The WCDMA/HSPA networks are currently available with over 400 million subscribers and showing increasing growth, in the meanwhile the first LTE roll-outs are scheduled to begin in 2010. Sophisticated 3G LTE mobile devices are expected to appear fluently for all consumer segments in the following years