200 Gbps/lane IM/DD Technologies for Short Reach Optical Interconnects

Client-side optics are facing an ever-increasing upgrading pace, driven by upcoming 5G related services and datacenter applications. The demand for a single lane data rate is soon approaching 200 Gbps. To meet such high-speed requirement, all segments of traditional intensity modulation direct detection (IM/DD) technologies are being challenged. The characteristics of electrical and optoelectronic components and the performance of modulation, coding, and digital signal processing (DSP) techniques are being stretched to their limits. In this context, we witnessed technological breakthroughs in several aspects, including development of broadband devices, novel modulation formats and coding, and high-performance DSP algorithms for the past few years. A great momentum has been accumulated to overcome the aforementioned challenges. In this article, we focus on IM/DD transmissions, and provide an overview of recent research and development efforts on key enabling technologies for 200 Gbps per lane and beyond. Our recent demonstrations of 200 Gbps short-reach transmissions with 4-level pulse amplitude modulation (PAM) and discrete multitone signals are also presented as examples to show the system requirements in terms of device characteristics and DSP performance. Apart from digital coherent technologies and advanced direct detection systems, such as Stokes–vector and Kramers–Kronig schemes, we expect high-speed IM/DD systems will remain advantageous in terms of system cost, power consumption, and footprint for short reach applications in the short- to mid- term perspective

Advanced DSP Techniques for High-Capacity and Energy-Efficient Optical Fiber Communications

The rapid proliferation of the Internet has been driving communication networks closer and closer to their limits, while available bandwidth is disappearing due to an ever-increasing network load. Over the past decade, optical fiber communication technology has increased per fiber data rate from 10 Tb/s to exceeding 10 Pb/s. The major explosion came after the maturity of coherent detection and advanced digital signal processing (DSP). DSP has played a critical role in accommodating channel impairments mitigation, enabling advanced modulation formats for spectral efficiency transmission and realizing flexible bandwidth. This book aims to explore novel, advanced DSP techniques to enable multi-Tb/s/channel optical transmission to address pressing bandwidth and power-efficiency demands. It provides state-of-the-art advances and future perspectives of DSP as well

Transmissores-recetores de baixa complexidade para redes óticas

Traditional coherent (COH) transceivers allow encoding of information in both quadratures and the two orthogonal polarizations of the electric field. Nevertheless, such transceivers used today are based on the intradyne scheme, which requires two 90o optical hybrids and four pairs of balanced photodetectors for dual-polarization transmission systems, making its overall cost unattractive for short-reach applications. Therefore, SSB methods with DD reception, commonly referred to as self-coherent (SCOH) transceivers, can be employed as a cost-effective alternative to the traditional COH transceivers. Nevertheless, the performance of SSB systems is severely degraded. This work provides a novel SCOH transceiver architecture with improved performance for short-reach applications. In particular, the development of phase reconstruction digital signal processing (DSP) techniques, the development of other DSP subsystems that relax the hardware requirement, and their performance optimization are the main highlights of this research. The fundamental principle of the proposed transceiver is based on the reception of the signal that satisfies the minimum phase condition upon DD. To reconstruct the missing phase information imposed by DD, a novel DCValue method exploring the SSB and the DC-Value properties of the minimum phase signal is developed in this Ph.D. study. The DC-Value method facilitates the phase reconstruction process at the Nyquist sampling rate and requires a low intensity pilot signal. Also, the experimental validation of the DC-Value method was successfully carried out for short-reach optical networks. Additionally, an extensive study was performed on the DC-Value method to optimize the system performance. In the optimization process, it was found that the estimation of the CCF is an important parameter to exploit all advantages of the DC-Value method. A novel CCF estimation technique was proposed. Further, the performance of the DC-Value method is optimized employing the rate-adaptive probabilistic constellation shaping.Os sistemas de transcetores coerentes tradicionais permitem a codificação de informação em ambas quadraturas e em duas polarizações ortogonais do campo elétrico. Contudo, estes transcetores utilizados atualmente são baseados num esquema intradino, que requer dois híbridos óticos de 90o e quatro pares de foto detetores para sistemas de transmissão com polarização dupla, fazendo com que o custo destes sistemas seja pouco atrativo para aplicações de curto alcance. Por isso, métodos de banda lateral única com deteção direta, também referidos como transcetores coerentes simplificados, podem ser implementados como uma alternativa de baixo custo aos sistemas coerentes tradicionais. Contudo, o desempenho de sistemas de banda lateral única tradicionais é gravemente degradado pelo batimento sinal-sinal. Nesta tese foi desenvolvida uma nova arquitetura de transcetor coerente simplificada com um melhor desempenho para aplicações de curto alcance. Em particular, o desenvolvimento de técnicas de processamento digital de sinal para a reconstrução de fase, bem como de outros subsistemas de processamento digital de sinal que minimizem os requerimentos de hardware e a sua otimização de desempenho são o foco principal desta tese. O princípio fundamental do transcetor proposto é baseado na receção de um sinal que satisfaz a condição mínima de fase na deteção direta. Para reconstruir a informação de fase em falta causada pela deteção direta, um novo método de valor DC que explora sinais de banda lateral única e as propriedades DC da condição de fase mínima é desenvolvido nesta tese. O método de valor DC facilita a reconstrução da fase à frequência de amostragem de Nyquist e requer um sinal piloto de baixa intensidade. Além disso, a validação experimental do método de valor DC foi executada com sucesso em ligações óticas de curto alcance. Adicionalmente, foi realizado um estudo intensivo do método de valor DC para otimizar o desempenho do sistema. Neste processo de otimização, verificou-se que o fator de contribuição da portadora é um parâmetro importante para explorar todas as vantagens do método de valor DC. Neste contexto, é proposto um novo método para a sua estimativa. Por último, o desempenho do método de valor DC é otimizado recorrendo a mapeamento probabilístico de constelação com taxa adaptativa.Programa Doutoral em Engenharia Eletrotécnic

Universality of preference behaviors in online music-listener bipartite networks: A Big Data analysis

We investigate the formation of musical preferences of millions of users of the NetEase Cloud Music (NCM), one of the largest online music platforms in China. We combine the methods from complex networks theory and information sciences within the context of Big Data analysis to unveil statistical patterns and community structures underlying the formation and evolution of musical preference behaviors. Our analyses address the decay patterns of music influence, users' sensitivity to music, age and gender differences, and their relationship to regional economic indicators. Employing community detection in user-music bipartite networks, we identified eight major cultural communities in the population of NCM users. Female users exhibited higher within-group variability in preference behavior than males, with a major transition occurring around the age of 25. Moreveor, the musical tastes and the preference diversity measures of women were also more strongly associated with economic factors. However, in spite of the highly variable popularity of music tracks and the identified cultural and demographic differences, we observed that the evolution of musical preferences over time followed a power-law-like decaying function, and that NCM listeners showed the highest sensitivity to music released in their adolescence, peaking at the age of 13. Our findings suggest the existence of universal properties in the formation of musical tastes but also their culture-specific relationship to demographic factors, with wide-ranging implications for community detection and recommendation system design in online music platforms.Comment: 23 pages, 15 Figures, 4 Table

Otimização de soluções de fotónica integrada para sistemas óticos de nova geração

Next generation optical systems can highly benefit from optimized photonic integrated solutions. Photonic integrated circuits (PIC) appear as a promising technology under the current demand for flexibility/reconfigurability in optical systems and telecommunications networks. PIC-based optical systems offer an efficient and cost-effective solution to data transmission increasing claims. In order to contribute to the development of integrated photonic technology, optimized PIC solutions addressing different steps of the PIC development chain, mainly design, testing, and packaging processes, are investigated. Optical signal data compression techniques are progressing to sustain the fast processing/storing of large amounts of bandwidth demanding data, with the advantage of resorting to photonic integrated solutions for the implementation of optical transforms, e.g., Haar transform (HT). This demand motivated the research of an optimized PIC design solution in silicon nitride (Si3N4) based platform comprising a two-level HT network for compression, and a switching network as a framework that supplies all logical inputs of the HT network for testing/characterization purposes. Optimized design models for the multimode interference key building block structure of the PIC design solution, are proposed. Additionally, a first test and characterization of PIC solutions implementing the HT for compression applications in indium phosphide (InP) based platform and in a new organic-inorganic hybrid material were realized. Taking advantage of a tunable lattice filter dispersion compensator in Si3N4-based integrated platform, it was demonstrated a real-time extended reach PAM-4 transmission over 40 km enabled by the photonic integrated dispersion compensator, with application in data center interconnects. Under photonic integrated high-Q resonators need for accurate performance measurement, a technique based on RF calibrated Mach-Zehnder interferometer, and Brillouin gain measurements through Lorentzian fitting analysis were successfully attained. Finally, as technical and functional requirements of PIC demand a thorough characterization/testing to provide an accurate prediction of its performance, and current testing platforms can be expensive and have low flexibility, a proof of concept of a new soft-packaging flexible platform for photonic integrated processors and spatial division multiplexing systems, based in spatial light modulation operation principle is proposed.Os sistemas óticos de nova geração beneficiam com a otimização de fotónica integrada. Com os circuitos de fotónica integrada (PIC) avançados a surgir como uma tecnologia promissora, dentro da crescente procura por flexibilidade/ reconfigurabilidade dos sistemas óticos e redes de telecomunicações. Os sistemas óticos baseados em PIC oferecem soluções eficientes e rentáveis em resposta às necessidades crescentes de transmissão de dados. De modo a contribuir para o desenvolvimento tecnológico associado à fotónica integrada, são investigados no âmbito desta dissertação diferentes soluções otimizadas de PIC, abordando diferentes estágios do seu desenvolvimento, nomeadamente projeto/design, teste e encapsulamento. Técnicas de compressão de sinais óticos estão a progredir no sentido de apoiar a expansão de velocidade de processamento e quantidade de armazenamento com elevada largura de banda associada. São esperadas vantagens recorrendo a PIC para a implementação de transformadas óticas, e.g., transformada de Haar (HT). Esta necessidade motivou a investigação de soluções de PIC com design otimizado, desenvolvidas em plataforma integrada de nitreto de silício (Si3N4). O PIC desenhado é constituído por uma rede 2D a executar a HT para fins de compressão e uma rede de comutação para produzir todas as entradas lógicas esperadas para teste e caracterização. São propostos modelos de design otimizados para a estrutura elementar que compõe o PIC, i.e., componente de interferência multimodal. Adicionalmente, foi realizado o primeiro teste e caracterização experimental de um PIC implementando a HT para fins de compressão, numa plataforma integrada de fosfato de índio (InP) e num material orgânico-inorgânico híbrido. Tirando partido de um filtro sintonizável para compensação de dispersão, desenvolvido em plataforma integrada de Si3N4, foi demostrado um link de transmissão alargada (40 km) em modulação PAM-4, com possível aplicação em centros de processamento de dados de interconexão. A necessidade de medições precisas de desempenho para a caracterização efetiva de soluções integradas de ressoadores de elevado fator de qualidade, motivou a implementação de uma técnica de medição eficaz. Esta é baseada num interferómetro de Mach-Zehnder calibrado em rádio frequência e na realização de mediações de ganho de Brillouin por análise Lorentziana de ajuste de curva. Por fim, tendo em conta os rigorosos requisitos técnicos e funcionais associados ao teste/caracterização precisa de PIC e o facto de as atuais soluções serem dispendiosas e pouco flexíveis. Uma prova de conceito de uma nova plataforma flexível de encapsulamento por software é proposta com aplicação em processadores PIC e sistemas com multiplexagem por divisão espacial.Programa Doutoral em Telecomunicaçõe

Future Challenges and Mitigation Methods for High Photovoltaic Penetration: A Survey

: Integration of high volume (high penetration) of photovoltaic (PV) generation with power grids consequently leads to some technical challenges that are mainly due to the intermittent nature of solar energy, the volume of data involved in the smart grid architecture, and the impact power electronic-based smart inverters. These challenges include reverse power flow, voltage fluctuations, power quality issues, dynamic stability, big data challenges and others. This paper investigates the existing challenges with the current level of PV penetration and looks into the challenges with high PV penetration in future scenarios such as smart cities, transactive energy, proliferation of plug-in hybrid electric vehicles (PHEVs), possible eclipse events, big data issues and environmental impacts. Within the context of these future scenarios, this paper reviewed the existing solutions and provides insights to new and future solutions that could be explored to ultimately address these issues and improve the smart grid’s security, reliability and resilienc

Network-on-Chip

Limitations of bus-based interconnections related to scalability, latency, bandwidth, and power consumption for supporting the related huge number of on-chip resources result in a communication bottleneck. These challenges can be efficiently addressed with the implementation of a network-on-chip (NoC) system. This book gives a detailed analysis of various on-chip communication architectures and covers different areas of NoCs such as potentials, architecture, technical challenges, optimization, design explorations, and research directions. In addition, it discusses current and future trends that could make an impactful and meaningful contribution to the research and design of on-chip communications and NoC systems

Spectral Properties of Phase Noises and the Impact on the Performance of Optical Interconnects

The non-ending growth of data traffic resulting from the continuing emergence of Internet applications with high data-rate demands sets huge capacity requirements on optical interconnects and transport networks. This requires the adoption of optical communication technologies that can make the best possible use of the available bandwidths of electronic and electro-optic components to enable data transmission with high spectral efficiency (SE). Therefore, advanced modulation formats are required to be used in conjunction with energy-efficient and cost-effective transceiver schemes, especially for medium- and short-reach applications. Important challenges facing these goals are the stringent requirements on the characteristics of optical components comprising these systems, especially laser sources. Laser phase noise is one of the most important performance-limiting factors in systems with high spectral efficiency. In this research work, we study the effects of the spectral characteristics of laser phase noise on the characterization of lasers and their impact on the performance of digital coherent and self-coherent optical communication schemes. The results of this study show that the commonly-used metric to estimate the impact of laser phase noise on the performance, laser linewidth, is not reliable for all types of lasers. Instead, we propose a Lorentzian-equivalent linewidth as a general characterization parameter for laser phase noise to assess phase noise-related system performance. Practical aspects of determining the proposed parameter are also studied and its accuracy is validated by both numerical and experimental demonstrations. Furthermore, we study the phase noises in quantum-dot mode-locked lasers (QD-MLLs) and assess the feasibility of employing these devices in coherent applications at relatively low symbol rates with high SE. A novel multi-heterodyne scheme for characterizing the phase noise of laser frequency comb sources is also proposed and validated by experimental results with the QD-MLL. This proposed scheme is capable of measuring the differential phase noise between multiple spectral lines instantaneously by a single measurement. Moreover, we also propose an energy-efficient and cost-effective transmission scheme based on direct detection of field-modulated optical signals with advanced modulation formats, allowing for higher SE compared to the current pulse-amplitude modulation schemes. The proposed system combines the Kramers-Kronig self-coherent receiver technique, with the use of QD-MLLs, to transmit multi-channel optical signals using a single diode laser source without the use of the additional RF or optical components required by traditional techniques. Semi-numerical simulations based on experimentally captured waveforms from practical lasers show that the proposed system can be used even for metro scale applications. Finally, we study the properties of phase and intensity noise changes in unmodulated optical signals passing through saturated semiconductor optical amplifiers for intensity noise reduction. We report, for the first time, on the effect of phase noise enhancement that cannot be assessed or observed by traditional linewidth measurements. We demonstrate the impact of this phase noise enhancement on coherent transmission performance by both semi-numerical simulations and experimental validation

Energy Storage Roadmap for Northern Appalachia 2022

The Northern Appalachian counties (Western PA, Eastern OH and West Virginia) have legacy energy industry engineering, workforce and research advantages that have made the region a prime location for the development of energy storage manufacturing and deployment. Already over 200 private companies are engaged in the energy storage business regionally. Further assets include the many research universities and laboratories in the region, together with a low cost of living compared to other energy storage clusters. The study identifies the energy storage industry assets and explores strategies for cluster development in Northern Appalachia