Synchronization Algorithms for FBMC Systems

Filter bank multicarrier (FBMC) systems, such as FMT and OFDM/OQAM systems, can provide reduced sensitivity to narrowband interference, high flexibility to allocate group of subchannels to different users and a high spectral containment. On the other hand, as all the multicarrier modulation schemes, one of their major drawbacks is their sensitivity to CFO and symbol timing errors. In this thesis the problem of CFO and symbol timing synchronization is examined and new data-aided and blind estimation techniques are proposed. Specifically, it is presented a new joint symbol timing and CFO synchronization algorithm based on the LS approach. Moreover, the joint ML phase offset, CFO and symbol timing estimator for a multiple access OFDM/OQAM system is considered. It is also proposed a closed-form CFO estimator based on the best linear unbiased estimation principle for FMT systems. Blind CFO estimators based on the ML principle for low SNR are also considered and, moreover, a closed-form CFO synchronization algorithm based on the LS method is derived. Finally, it is also proposed, under the assumption of low SNR, the joint ML symbol timing and phase offset estimator

MIMO signal processing in offset-QAM based filter bank multicarrier systems

Next-generation communication systems have to comply with very strict requirements for increased flexibility in heterogeneous environments, high spectral efficiency, and agility of carrier aggregation. This fact motivates research in advanced multicarrier modulation (MCM) schemes, such as filter bank-based multicarrier (FBMC) modulation. This paper focuses on the offset quadrature amplitude modulation (OQAM)-based FBMC variant, known as FBMC/OQAM, which presents outstanding spectral efficiency and confinement in a number of channels and applications. Its special nature, however, generates a number of new signal processing challenges that are not present in other MCM schemes, notably, in orthogonal-frequency-division multiplexing (OFDM). In multiple-input multiple-output (MIMO) architectures, which are expected to play a primary role in future communication systems, these challenges are intensified, creating new interesting research problems and calling for new ideas and methods that are adapted to the particularities of the MIMO-FBMC/OQAM system. The goal of this paper is to focus on these signal processing problems and provide a concise yet comprehensive overview of the recent advances in this area. Open problems and associated directions for future research are also discussed.Peer ReviewedPostprint (author's final draft

Joint Symbol Timing and CFO Estimation for OFDM/OQAM Systems in Multipath Channels

The problem of data-aided synchronization for orthogonal frequency division multiplexing (OFDM) systems based on offset quadrature amplitude modulation (OQAM) in multipath channels is considered. In particular, the joint maximum-likelihood (ML) estimator for carrier-frequency offset (CFO), amplitudes, phases, and delays, exploiting a short known preamble, is derived. The ML estimators for phases and amplitudes are in closed form. Moreover, under the assumption that the CFO is sufficiently small, a closed form approximate ML (AML) CFO estimator is obtained. By exploiting the obtained closed form solutions a cost function whose peaks provide an estimate of the delays is derived. In particular, the symbol timing (i.e., the delay of the first multipath component) is obtained by considering the smallest estimated delay. The performance of the proposed joint AML estimator is assessed via computer simulations and compared with that achieved by the joint AML estimator designed for AWGN channel and that achieved by a previously derived joint estimator for OFDM systems

Efficient implementation of filter bank multicarrier systems using circular fast convolution

In this paper, filter bank-based multicarrier systems using a fast convolution approach are investigated. We show that exploiting offset quadrature amplitude modulation enables us to perform FFT/IFFT-based convolution without overlapped processing, and the circular distortion can be discarded as a part of orthogonal interference terms. This property has two advantages. First, it leads to spectral efficiency enhancement in the system by removing the prototype filter transients. Second, the complexity of the system is significantly reduced as the result of using efficient FFT algorithms for convolution. The new scheme is compared with the conventional waveforms in terms of out-of-band radiation, orthogonality, spectral efficiency, and complexity. The performance of the receiver and the equalization methods are investigated and compared with other waveforms through simulations. Moreover, based on the time variant nature of the filter response of the proposed scheme, a pilot-based channel estimation technique with controlled transmit power is developed and analyzed through lower-bound derivations. The proposed transceiver is shown to be a competitive solution for future wireless networks

Filter Bank Multicarrier for Massive MIMO

This paper introduces filter bank multicarrier (FBMC) as a potential candidate in the application of massive MIMO communication. It also points out the advantages of FBMC over OFDM (orthogonal frequency division multiplexing) in the application of massive MIMO. The absence of cyclic prefix in FBMC increases the bandwidth efficiency. In addition, FBMC allows carrier aggregation straightforwardly. Self-equalization, a property of FBMC in massive MIMO that is introduced in this paper, has the impact of reducing (i) complexity; (ii) sensitivity to carrier frequency offset (CFO); (iii) peak-to-average power ratio (PAPR); (iv) system latency; and (v) increasing bandwidth efficiency. The numerical results that corroborate these claims are presented.Comment: 7 pages, 6 figure

Waveform Advancements and Synchronization Techniques for Generalized Frequency Division Multiplexing

To enable a new level of connectivity among machines as well as between people and machines, future wireless applications will demand higher requirements on data rates, response time, and reliability from the communication system. This will lead to a different system design, comprising a wide range of deployment scenarios. One important aspect is the evolution of physical layer (PHY), specifically the waveform modulation. The novel generalized frequency division multiplexing (GFDM) technique is a prominent proposal for a flexible block filtered multicarrier modulation. This thesis introduces an advanced GFDM concept that enables the emulation of other prominent waveform candidates in scenarios where they perform best. Hence, a unique modulation framework is presented that is capable of addressing a wide range of scenarios and to upgrade the PHY for 5G networks. In particular, for a subset of system parameters of the modulation framework, the problem of symbol time offset (STO) and carrier frequency offset (CFO) estimation is investigated and synchronization approaches, which can operate in burst and continuous transmissions, are designed. The first part of this work presents the modulation principles of prominent 5G candidate waveforms and then focuses on the GFDM basic and advanced attributes. The GFDM concept is extended towards the use of OQAM, introducing the novel frequency-shift OQAM-GFDM, and a new low complexity model based on signal processing carried out in the time domain. A new prototype filter proposal highlights the benefits obtained in terms of a reduced out-of-band (OOB) radiation and more attractive hardware implementation cost. With proper parameterization of the advanced GFDM, the achieved gains are applicable to other filtered OFDM waveforms. In the second part, a search approach for estimating STO and CFO in GFDM is evaluated. A self-interference metric is proposed to quantify the effective SNR penalty caused by the residual time and frequency misalignment or intrinsic inter-symbol interference (ISI) and inter-carrier interference (ICI) for arbitrary pulse shape design in GFDM. In particular, the ICI can be used as a non-data aided approach for frequency estimation. Then, GFDM training sequences, defined either as an isolated preamble or embedded as a midamble or pseudo-circular pre/post-amble, are designed. Simulations show better OOB emission and good estimation results, either comparable or superior, to state-of-the-art OFDM system in wireless channels

Analysis of Candidate Waveforms for 5G Cellular Systems

Choice of a suitable waveform is a key factor in the design of 5G physical layer. New waveform/s must be capable of supporting a greater density of users, higher data throughput and should provide more efficient utilization of available spectrum to support 5G vision of “everything everywhere and always connected” with “perception of infinite capacity”. Although orthogonal frequency division multiplexing (OFDM) has been adopted as the transmission waveform in wired and wireless systems for years, it has several limitations that make it unsuitable for use in future 5G air interface. In this chapter, we investigate and analyse alternative waveforms that are promising candidate solutions to address the challenges of diverse applications and scenarios in 5G