Synchronization Algorithms for FBMC Systems

Filter bank multicarrier (FBMC) systems, such as FMT and OFDM/OQAM systems, can provide reduced sensitivity to narrowband interference, high flexibility to allocate group of subchannels to different users and a high spectral containment. On the other hand, as all the multicarrier modulation schemes, one of their major drawbacks is their sensitivity to CFO and symbol timing errors. In this thesis the problem of CFO and symbol timing synchronization is examined and new data-aided and blind estimation techniques are proposed. Specifically, it is presented a new joint symbol timing and CFO synchronization algorithm based on the LS approach. Moreover, the joint ML phase offset, CFO and symbol timing estimator for a multiple access OFDM/OQAM system is considered. It is also proposed a closed-form CFO estimator based on the best linear unbiased estimation principle for FMT systems. Blind CFO estimators based on the ML principle for low SNR are also considered and, moreover, a closed-form CFO synchronization algorithm based on the LS method is derived. Finally, it is also proposed, under the assumption of low SNR, the joint ML symbol timing and phase offset estimator

Low complexity channel shortening and equalization for multi-carrier systems

A new time domain blind adaptive channel shortening algorithm for Discrete Multi Tone (DMT)-based multicarrier systems is first proposed. It is computationally less expensive, and more robust to non- Gaussian impulsive noise environments than a recently reported Sum squared Autocorrelation Minimization (SAM) algorithm. A "left" initialization scheme is also suggested for Carrier Serving Area (CSA) loop Asymmetric Digital Subscriber Line (ADSL) channels. Simulation studies show that by a proper selection of the learning parameter i.e., the step size, the bit rates achieved by the SAM algorithm when operating in an environment contaminated by Additive White Gaussian Noise (AWGN) can be further improved. Next a novel time domain low complexity blind adaptive channel short ening algorithm called Single Lag Autocorrelation Minimization (SLAM) is introduced. The algorithm is totally blind in the sense that it does not require a prior knowledge about the length of the channel impulse response. The proposed novel stopping criterion freezes the adaptation of the SLAM algorithm when the maximum amount of Inter Symbol Interference (ISI) is cancelled. As such, the stopping criterion can also be used with SAM. An attractive alternate frequency domain equalization approach for multicarrier systems is Per Tone Equalization (PTEQ). This scheme en- ables true signal-tonoise ratio optimization to be implemented for each tone and it always achieves higher bit rates than Time domain Equalizer (TEQ) based channel shortening schemes but at the price of increased computational complexity and higher memory requirements. A low complexity (PTEQ) scheme is, therefore, finally proposed. The com plexity of the PTEQ can be traded off with the complexity of the timing synchronization within the system. In particular, it is shown that the use of more than one difference terms and hence a long equalizer in the PTEQ scheme is generally redundant. The PTEQ scheme assumes knowledge of the channel impulse response. In this case synchronization is trivial and it is possible to use only a length two PTEQ equalizer and attain essentially identical bit rate performance to a PTEQ equalizer with length matched to the cyclic prefix. This observation allows for a substantial reduction in computational complexity of the PTEQ scheme in both initialization and data transmission modes. For a reasonable range of values of synchronization error, <5, around the optimal value of 5 = 0, the performance of this length two equalizer is shown to remain relatively constant. For positive synchronization errors, however, the required PTEQ equalizer length is proportional to the synchronization error. A low complexity blind synchronization method is ultimately suggested which is based on the construction of the difference terms of the PTEQ scheme

NOVEL OFDM SYSTEM BASED ON DUAL-TREE COMPLEX WAVELET TRANSFORM

The demand for higher and higher capacity in wireless networks, such as cellular, mobile and local area network etc, is driving the development of new signaling techniques with improved spectral and power efficiencies. At all stages of a transceiver, from the bandwidth efficiency of the modulation schemes through highly nonlinear power amplifier of the transmitters to the channel sharing between different users, the problems relating to power usage and spectrum are aplenty. In the coming future, orthogonal frequency division multiplexing (OFDM) technology promises to be a ready solution to achieving the high data capacity and better spectral efficiency in wireless communication systems by virtue of its well-known and desirable characteristics. Towards these ends, this dissertation investigates a novel OFDM system based on dual-tree complex wavelet transform (D

Doctor of Philosophy

dissertationThe demand for high speed communication has been increasing in the past two decades. Multicarrier communication technology has been suggested to address this demand. Orthogonal frequency-division multiplexing (OFDM) is the most widely used multicarrier technique. However, OFDM has a number of disadvantages in time-varying channels, multiple access, and cognitive radios. On the other hand, filterbank multicarrier (FBMC) communication has been suggested as an alternative to OFDM that can overcome the disadvantages of OFDM. In this dissertation, we investigate the application of filtered multitone (FMT), a subset of FBMC modulation methods, to slow fading and fast fading channels. We investigate the FMT transmitter and receiver in continuous and discrete time domains. An efficient implementation of FMT systems is derived and the conditions for perfect reconstruction in an FBMC communication system are presented. We derive equations for FMT in slow fading channels that allow evaluation of FMT when applied to mobile wireless communication systems. We consider using fractionally spaced per tone channel equalizers with different number of taps. The numerical results are presented to investigate the performance of these equalizers. The numerical results show that single-tap equalizers suffice for typical wireless channels. The equalizer design study is advanced by introducing adaptive equalizers which use channel estimation. We derive equations for a minimum mean square error (MMSE) channel estimator and improve the channel estimation by considering the finite duration of channel impulse response. The results of optimum equalizers (when channel is known perfectly) are compared with those of the adaptive equalizers, and it is found that a loss of 1 dB or less incurs. We also introduce a new form of FMT which is specially designed to handle doubly dispersive channels. This method is called FMT-dd (FMT for doubly dispersive channels). The proposed FMT-dd is applied to two common methods of data symbol orientation in the time-frequency space grid; namely, rectangular and hexagonal lattices. The performance of these methods along with OFDM and the conventional FMT are compared and a significant improvement in performance is observed. The FMT-dd design is applied to real-world underwater acoustic (UWA) communication channels. The experimental results from an at-sea experiment (ACOMM10) show that this new design provides a significant gain over OFDM. The feasibility of implementing a MIMO system for multicarrier UWA communication channels is studied through computer simulations. Our study emphasizes the bandwidth efficiency of multicarrier MIMO communications .We show that the value of MIMO to UWA communication is very limited

Doctor of Philosophy

dissertationThe use of multicarrier techniques has allowed the rapid expansion of broadband wireless communications. Orthogonal frequency division multiplexing (OFDM) has been the most dominant technology in the past decade. It has been deployed in both indoor Wi-Fi and cellular environments, and has been researched for use in underwater acoustic channels. Recent works in wireless communications include the extension of OFDM to multiple access applications. Multiple access OFDM, or orthogonal frequency division multiple access (OFDMA), has been implemented in the third generation partnership project (3GPP) long- term evolution (LTE) downlink. In order to reduce the intercarrier interference (ICI) when user's synchronization is relaxed, filterbank multicarrier communication (FBMC) systems have been proposed. The first contribution made in this dissertation is a novel study of the classical FBMC systems that were presented in 1960s. We note that two distinct methods were presented then. We show that these methods are closely related through a modulation and a time/frequency scaling step. For cellular channels, OFDM also has the weakness of relatively large peak-to-average power ratios (PAPR). A special form of OFDM for the uplink of multiple access networks, called single carrier frequency division multiple access (SC-FDMA), has been developed to mitigate this issue. In this regard, this dissertation makes two contributions. First, we develop an optimization method for designing an effective precoding method for SC-FDMA systems. Second, we show how an equivalent to SC-FDMA can be developed for systems that are based on FBMC. In underwater acoustic communications applications, researchers are investigating the use of multicarrier communication systems like OFDM in underwater channels. The movement of the communicating vehicles scales the received signal along the time axis, which is often referred to as Doppler scaling. To undo the signal degradation, researchers have investigated methods to estimate the Doppler scaling factor and restore the original signal using resampling. We investigate a method called nonuniform fast Fourier transform (NUFFT) and apply that to increase the precision in the detection and correction of the Doppler scaling factor. NUFFT is applied to both OFDM and FBMC and its performance over the experimental data obtained from at sea experiments is investigated

Design and Analysis of OFDM System for Powerline Based Communication

Research on digital communication systems has been greatly developed in the past few years and offers a high quality of transmission in both wired and wireless communication environments. Coupled with advances in new modulation techniques, Orthogonal Frequency Division Multiplexing (OFDM) is a well-known digital multicarrier communication technique and one of the best methods of digital data transmission over a limited bandwidth. The main aim of this research is to design an OFDM modem for powerline-based communication in order to propose and examine a novel approach in comparing the different modulation order, different modulation type, application of Forward Error Correction (FEC) scheme and also application of different noise types and applying them to the two modelled channels, Additive White Gaussian Noise (AWGN) and Powerline modelled channel. This is an attempt to understand and recognise the most suitable technique for the transmission of message or image within a communication system. In doing so, MATLAB and embedded Digital Signal Processing (DSP) systems are used to simulate the operation of virtual transmitter and receiver. The simulation results presented in this project suggest that lower order modulation formats (Binary Phase Shift Keying (BPSK) and 4-Quadrature Amplitude Modulation (QAM)), are the most preferred modulation techniques (in both type and order) for their considerable performance. The results also indicated that, Convolutional Channel Encoding (CCE)-Soft and Block Channel Encoding (BCE)-Soft are by far the best encoding techniques (in FEC type) for their best performance in error detection and correction. Indeed, applying these techniques to the two modelled channels has proven very successful and will be accounted as a novel approach for the transmission of message or image within a powerline based communication system

Evaluation of Channel Coding in OFDM Systems

Channel coding plays a very important role in OFDM systems performance. The structure of OFDM systems makes channel coding more effective in confronting fading channels. Sometimes Coded OFDM is known as COFDM. The role of channel coding in conjunction with frequency and time interleaving is to provide a link between bits transmitted on separated carriers of the signal spectrum, in such a way that the information conveyed by faded carriers can be reconstructed in the receiver. Frequency selectivity, currently known to be a disadvantage, is then turned into an advantage that can be called frequency diversity. Using Channel State Information (CSI), channel coding can yield some additional gain. Channel state information is frequency response of the channel or signal to noise ratio in each carrier. This thesis analyzes OFDM system and the effect of channel coding in reducing BER. Along with this soft decoding and decoding with CSI is also studied. Besides, performance of convolutional codes Turbo codes in OFDM systems is compared and compared. Besides, we compare the performance of convolution and turbo codes in OFDM systems. The results have been validated through simulations. This thesis also presents Space-Frequency Coded OFDM system consisting of two transmitters and a single receiver. Simple Alamouti space time code is used. An Mary PSK modulation is used to modulate the symbols across an OFDM channel. We also proposed a variation of the scheme which tries to spread additional symbols across timefrequency attempting to increase the rate of transmission without changing the type of modulation employed or increasing the bandwidth. A Rayleigh frequency selective slow fading channel is assumed through out the analysis. SER performance of the above systems is carried out with emphasis on the modulation scheme and number of carriers

THE APPLICATION OF REAL-TIME SOFTWARE IN THE IMPLEMENTATION OF LOW-COST SATELLITE RETURN LINKS

Digital Signal Processors (DSPs) have evolved to a level where it is feasible for digital modems with relatively low data rates to be implemented entirely with software algorithms. With current technology it is still necessary for analogue processing between the RF input and a low frequency IF but, as DSP technology advances, it will become possible to shift the interface between analogue and digital domains ever closer towards the RF input. The software radio concept is a long-term goal which aims to realise software-based digital modems which are completely flexible in terms of operating frequency, bandwidth, modulation format and source coding. The ideal software radio cannot be realised until DSP, Analogue to Digital (A/D) and Digital to Analogue (D/A) technology has advanced sufficiently. Until these advances have been made, it is often necessary to sacrifice optimum performance in order to achieve real-time operation. This Thesis investigates practical real-time algorithms for carrier frequency synchronisation, symbol timing synchronisation, modulation, demodulation and FEC. Included in this work are novel software-based transceivers for continuous-mode transmission, burst-mode transmission, frequency modulation, phase modulation and orthogonal frequency division multiplexing (OFDM). Ideal applications for this work combine the requirement for flexible baseband signal processing and a relatively low data rate. Suitable applications for this work were identified in low-cost satellite return links, and specifically in asymmetric satellite Internet delivery systems. These systems employ a high-speed (>>2Mbps) DVB channel from service provider to customer and a low-cost, low-speed (32-128 kbps) return channel. This Thesis also discusses asymmetric satellite Internet delivery systems, practical considerations for their implementation and the techniques that are required to map TCP/IP traffic to low-cost satellite return links

Characterization and Emulation of Low-Voltage Power Line Channels for Narrowband and Broadband Communication

The demand for smart grid and smart home applications has raised the recent interest in power line communication (PLC) technologies, and has driven a broad set of deep surveys in low-voltage (LV) power line channels. This book proposes a set of novel approaches, to characterize and to emulate LV power line channels in the frequency range from0.15to 10 MHz, which closes gaps between the traditional narrowband (up to 500 kHz) and broadband (above1.8 MHz) ranges