Low-complexity iterative receiver algorithms for multiple-input multiple-output underwater wireless communications

This dissertation proposes three low-complexity iterative receiver algorithms for multiple-input multiple-output (MIMO) underwater acoustic (UWA) communications. First is a bidirectional soft-decision feedback Turbo equalizer (Bi-SDFE) which harvests the time-reverse diversity in severe multipath MIMO channels. The Bi-SDFE outperforms the original soft-decision feedback Turbo equalizer (SDFE) while keeping its total computational complexity similar to that of the SDFE. Second, this dissertation proposes an efficient direct adaptation Turbo equalizer for MIMO UWA communications. Benefiting from the usage of soft-decision reference symbols for parameter adaptation as well as the iterative processing inside the adaptive equalizer, the proposed algorithm is efficient in four aspects: robust performance in tough channels, high spectral efficiency with short training overhead, time efficient with fast convergence and low complexity in hardware implementation. Third, a frequency-domain soft-decision block iterative equalizer combined with iterative channel estimation is proposed for the uncoded single carrier MIMO systems with high data efficiency. All the three new algorithms are evaluated by data recorded in real world ocean experiment or pool experiment. Finally, this dissertation also compares several Turbo equalizers in single-input single-output (SISO) UWA channels. Experimental results show that the channel estimation based Turbo equalizers are robust in SISO underwater transmission under harsh channel conditions --Abstract, page iv

Soft-Decision-Driven Sparse Channel Estimation and Turbo Equalization for MIMO Underwater Acoustic Communications

Multi-input multi-output (MIMO) detection based on turbo principle has been shown to provide a great enhancement in the throughput and reliability of underwater acoustic (UWA) communication systems. Benefits of the iterative detection in MIMO systems, however, can be obtained only when a high quality channel estimation is ensured. In this paper, we develop a new soft-decision-driven sparse channel estimation and turbo equalization scheme in the triply selective MIMO UWA. First, the Homotopy recursive least square dichotomous coordinate descent (Homotopy RLS-DCD) adaptive algorithm, recently proposed for sparse single-input single-output system identification, is extended to adaptively estimate rapid time-varying MIMO sparse channels. Next, the more reliable a posteriori soft-decision symbols, instead of the hard decision symbols or the a priori soft-decision symbols, at the equalizer output, are not only feedback to the Homotopy RLS-DCD-based channel estimator but also to the minimum mean-square-error (MMSE) equalizer. As the turbo iterations progress, the accuracy of channel estimation and the quality of the MMSE equalizer are improved gradually, leading to the enhancement in the turbo equalization performance. This also allows the reduction in pilot overhead. The proposed receiver has been tested by using the data collected from the SHLake2013 experiment. The performance of the receiver is evaluated for various modulation schemes, channel estimators, and MIMO sizes. Experimental results demonstrate that the proposed a posteriori soft-decision-driven sparse channel estimation based on the Homotopy RLS-DCD algorithm and turbo equalization offer considerable improvement in system performance over other turbo equalization schemes

Neural Network Equalizers and Successive Interference Cancellation for Bandlimited Channels with a Nonlinearity

Neural networks (NNs) inspired by the forward-backward algorithm (FBA) are used as equalizers for bandlimited channels with a memoryless nonlinearity. The NN-equalizers are combined with successive interference cancellation (SIC) to approach the information rates of joint detection and decoding (JDD) with considerably less complexity than JDD and other existing equalizers. Simulations for short-haul optical fiber links with square-law detection illustrate the gains of NNs as compared to the complexity-limited FBA and Gibbs sampling.Comment: Submitted to IEEE Trans. Commun. on January 11, 2024

Doctor of Philosophy

dissertationThis dissertation addresses several key challenges in multiple-antenna communications, including information-theoretical analysis of channel capacity, capacity-achieving signaling design, and practical statistical detection algorithms. The first part of the thesis studies the capacity limits of multiple-input multiple-output (MIMO) multiple access channel (MAC) via virtual representation (VR) model. The VR model captures the physical scattering environment via channel gains in the angular domain, and hence is a realistic MIMO channel model that includes many existing channel models as special cases. This study provides analytical characterization of the optimal input distribution that achieves the sum-capacity of MAC-VR. It also investigates the optimality of beamforming, which is a simple scalar coding strategy desirable in practice. For temporally correlated channels, beamforming codebook designs are proposed that can efficiently exploit channel correlation. The second part of the thesis focuses on statistical detection for time-varying frequency-selective channels. The proposed statistical detectors are developed based on Markov Chain Monte Carlo (MCMC) techniques. The complexity of such detectors grows linearly in system dimensions, which renders them applicable to inter-symbol-interference (ISI) channels with long delay spread, for which the traditional trellis-based detectors fail due to prohibitive complexity. The proposed MCMC detectors provide substantial gain over the de facto turbo minimum-mean square-error (MMSE) detector for both synthetic channel and underwater acoustic (UWA) channels. The effectiveness of the proposed MCMC detectors is successfully validated through experimental data collected from naval at-sea experiments

Performance analysis of bio-signal processing in ocean environment using soft computing techniques

Wireless communication has become an essential technology in our day-to-day life both in air and water medium. To monitor the health parameter of human begins, advancement techniques like internet of things is evolved. But to analyze underwater living organisms health parameters, researchers finding difficulties to do so. The reason behind is underwater channels has drawbacks like signal degradation due to multipath propagation, severe ambient noise and Attenuation by bottom and surface loss. In this paper Artificial Neural Networks (ANN) is used to perform data transfer in water medium. A sample EEG signal is generated and trained with 2 and 20 hidden layers. Simulation result showed that error free communication is achieved with 20 hidden layers at 10th iteration. The proposed algorithm is validated using a real time watermark toolbox. Two different modulation scheme was applied along with ANN. In the first scenario, the EEG signal is modulated using convolution code and decoded by Viterbi Algorithm. Multiplexing technique is applied in the second scenario. It is observed that energy level in the order of 40 dB is required for least error rate. It is also evident from simulation result that maximum of 5% CP can be maintained to attain the least Mean Square Error

Single-Frequency Network Terrestrial Broadcasting with 5GNR Numerology

L'abstract è presente nell'allegato / the abstract is in the attachmen

Polynomial matrix decomposition techniques for frequency selective MIMO channels

For a narrowband, instantaneous mixing multi-input, multi-output (MIMO) communications system, the channel is represented as a scalar matrix. In this scenario, singular value decomposition (SVD) provides a number of independent spatial subchannels which can be used to enhance data rates or to increase diversity. Alternatively, a QR decomposition can be used to reduce the MIMO channel equalization problem to a set of single channel equalization problems. In the case of a frequency selective MIMO system, the multipath channel is represented as a polynomial matrix. Thus conventional matrix decomposition techniques can no longer be applied. The traditional solution to this broadband problem is to reduce it to narrowband form by using a discrete Fourier transform (DFT) to split the broadband channel into N narrow uniformly spaced frequency bands and applying scalar decomposition techniques within each band. This describes an orthogonal frequency division multiplexing (OFDM) based system. However, a novel algorithm has been developed for calculating the eigenvalue decomposition of a para-Hermitian polynomial matrix, known as the sequential best rotation (SBR2) algorithm. SBR2 and its QR based derivatives allow a true polynomial singular value and QR decomposition to be formulated. The application of these algorithms within frequency selective MIMO systems results in a fundamentally new approach to exploiting spatial diversity. Polynomial matrix decomposition and OFDM based solutions are compared for a wide variety of broadband MIMO communication systems. SVD is used to create a robust, high gain communications channel for ultra low signal-to-noise ratio (SNR) environments. Due to the frequency selective nature of the channels produced by polynomial matrix decomposition, additional processing is required at the receiver resulting in two distinct equalization techniques based around turbo and Viterbi equalization. The proposed approach is found to provide identical performance to that of an existing OFDM scheme while supporting a wider range of access schemes. This work is then extended to QR decomposition based communications systems, where the proposed polynomial approach is found to not only provide superior bit-error-rate (BER) performance but significantly reduce the complexity of transmitter design. Finally both techniques are combined to create a nulti-user MIMO system that provides superior BER performance over an OFDM based scheme. Throughout the work the robustness of the proposed scheme to channel state information (CSI) error is considered, resulting in a rigorous demonstration of the capabilities of the polynomial approach

A Reduced Complexity Ungerboeck Receiver for Quantized Wideband Massive SC-MIMO

Employing low resolution analog-to-digital converters in massive multiple-input multiple-output (MIMO) has many advantages in terms of total power consumption, cost and feasibility of such systems. However, such advantages come together with significant challenges in channel estimation and data detection due to the severe quantization noise present. In this study, we propose a novel iterative receiver for quantized uplink single carrier MIMO (SC-MIMO) utilizing an efficient message passing algorithm based on the Bussgang decomposition and Ungerboeck factorization, which avoids the use of a complex whitening filter. A reduced state sequence estimator with bidirectional decision feedback is also derived, achieving remarkable complexity reduction compared to the existing receivers for quantized SC-MIMO in the literature, without any requirement on the sparsity of the transmission channel. Moreover, the linear minimum mean-square-error (LMMSE) channel estimator for SC-MIMO under frequency-selective channel, which do not require any cyclic-prefix overhead, is also derived. We observe that the proposed receiver has significant performance gains with respect to the existing receivers in the literature under imperfect channel state information.Comment: This work has been submitted to the IEEE for possible publication. Copyright may be transferred without notice, after which this version may no longer be accessibl