Online Condition Monitoring of Electric Powertrains using Machine Learning and Data Fusion

Safe and reliable operations of industrial machines are highly prioritized in industry. Typical industrial machines are complex systems, including electric motors, gearboxes and loads. A fault in critical industrial machines may lead to catastrophic failures, service interruptions and productivity losses, thus condition monitoring systems are necessary in such machines. The conventional condition monitoring or fault diagnosis systems using signal processing, time and frequency domain analysis of vibration or current signals are widely used in industry, requiring expensive and professional fault analysis team. Further, the traditional diagnosis methods mainly focus on single components in steady-state operations. Under dynamic operating conditions, the measured quantities are non-stationary, thus those methods cannot provide reliable diagnosis results for complex gearbox based powertrains, especially in multiple fault contexts. In this dissertation, four main research topics or problems in condition monitoring of gearboxes and powertrains have been identified, and novel solutions are provided based on data-driven approach. The first research problem focuses on bearing fault diagnosis at early stages and dynamic working conditions. The second problem is to increase the robustness of gearbox mixed fault diagnosis under noise conditions. Mixed fault diagnosis in variable speeds and loads has been considered as third problem. Finally, the limitation of labelled training or historical failure data in industry is identified as the main challenge for implementing data-driven algorithms. To address mentioned problems, this study aims to propose data-driven fault diagnosis schemes based on order tracking, unsupervised and supervised machine learning, and data fusion. All the proposed fault diagnosis schemes are tested with experimental data, and key features of the proposed solutions are highlighted with comparative studies.publishedVersio

Condition monitoring of helical gearboxes based on the advanced analysis of vibration signals

Condition monitoring of rotating machinery and machine systems has attracted extensive researches, particularly the detection and diagnosis of machine faults in their early stages to minimise maintenance cost and avoid catastrophic breakdowns and human injuries. As an efficient mechanical system, helical gearbox has been widely used in rotating machinery such as wind turbines, helicopters, compressors and internal combustion engines and hence its vibration condition monitoring is attracting substantial research attention worldwide. However, the vibration signals from a gearbox are usually contaminated by background noise and influenced by operating conditions. It is usually difficult to obtain symptoms of faults at the early stage of a fault. This study focus on developing effective approaches to the detection of early stage faults in an industrial helical gearbox. In particular, continuous wavelet transformation (CWT) has been investigated in order to select an optimal wavelet to effectively represent the vibration signals for both noise reduction and fault signature extraction. To achieve this aim, time synchronous average (TSA) is used as a tool for preliminary noise reduction and mathematical models of a gearbox transmission system is developed for characterising fault signatures. The performance of three different wavelet families was compared and henceforth a criterion and method for the selection of the most discerning has been established. It has been found that the wavelet that gives the highest RMS value for the baseline vibration signal will show the greatest difference between baseline and gearbox vibration with a fault presence. Comparison of the three wavelets families shows that the Daubechies order 1 can give best performance for feature extraction and fault detection and fault quantification. However, there are limitations that undermine CWT application to fault detection, in particular the difficulty in selecting a suitable wavelet function. A major contribution of this research programme is to demonstrate a possible route on how to overcome this deficiency. An adaptive Morlet wavelet transform method has been proposed based on information entropy optimization for analysing the vibration signal and detecting and quantifying the faults seeded into the helical gearbox. This research has also developed a nonlinear dynamic model of the two-stage helical gearbox involving time–varying mesh stiffness and transmission error. Based on experimental data collected with different operating loads and the simulating results vibration signatures for gear faults are fully understood and hence confirms the CWT based scheme for signal enhancement. These results also indicate that the dynamic model can be used in studying gear faults and would be useful in developing gear fault monitoring techniques

Advanced Algorithms for Automatic Wind Turbine Condition Monitoring

Reliable and efficient condition monitoring (CM) techniques play a crucial role in minimising wind turbine (WT) operations and maintenance (O&M) costs for a competitive development of wind energy, especially offshore. Although all new turbines are now fitted with some form of condition monitoring system (CMS), very few operators make use of the available monitoring information for maintenance purposes because of the volume and the complexity of the data. This Thesis is concerned with the development of advanced automatic fault detection techniques so that high on-line diagnostic accuracy for important WT drive train mechanical and electrical CM signals is achieved. Experimental work on small scale WT test rigs is described. Seeded fault tests were performed to investigate gear tooth damage, rotor electrical asymmetry and generator bearing failures. Test rig data were processed by using commercial WT CMSs. Based on the experimental evidence, three algorithms were proposed to aid in the automatic damage detection and diagnosis during WT non-stationary load and speed operating conditions. Uncertainty involved in analysing CM signals with field fitted equipment was reduced, and enhanced detection sensitivity was achieved, by identifying and collating characteristic fault frequencies in CM signals which could be tracked as the WT speed varies. The performance of the gearbox algorithm was validated against datasets of a full-size WT gearbox, that had sustained gear damage, from the National Renewable Energy Laboratory (NREL) WT Gearbox Condition Monitoring Round Robin project. The fault detection sensitivity of the proposed algorithms was assessed and quantified leading to conclusions about their applicability to operating WTs

An Investigation into Vibration Based Techniques for Wind Turbine Blades Condition Monitoring

The rapid expansion of wind power has been accompanied by reported reliability problems and the aim is to provide a means of increasing wind turbine reliability, prevent break downs, increase availability and reduce maintenance costs and power outages. This research work reports the development of condition monitoring (CM) for early fault detection in wind turbine blades based on vibration measurements. The research started with a background and a survey of methods used for monitoring wind turbines. Then, finite element modelling (FEM) of three bladed horizontal axis wind turbine (HAWT) was developed to understand the nature and mechanism of the induced vibration. A HAWT test rig was constructed and equipped with computerised vibration measuring system for model verification. Statistical and spectral processing parameters then were used to analyse vibration signals that collected in healthy and faulty cases. Results obtained using time and frequency based techniques are not suitable for extracting blades condition related information. Consequently, empirical mode decomposition method (EMD), principal component analysis method (PCA) and continuous wavelet transform (CWT) are applied for extraction blade condition related features from the measured vibration. The result showed that although these methods generally proved their success in other fields, they have failed to detect small faults or changes in blade structure. Therefore, new techniques were developed using the above mentioned methods combined with feature intensity level (FIL) and crest factor. Namely, those are EDFIL, RMPCA and wavelet based FIL. The new techniques are found to be reliable, robust and sensitive to the severity of faults. Those analysis techniques are suitable to be the detection tool for an integrated wind turbine condition monitoring system. Directions for future work are also given at the end of the thesis

Enhanced information extraction from noisy vibration data for machinery fault detection and diagnosis

As key mechanical components, bearings and gearboxes are employed in most machines. To maintain efficient and safe operations in modern industries, their condition monitoring has received massive attention in recent years. This thesis focuses on the improvement of signal processing approaches to enhance the performance of vibration based monitoring techniques taking into account various data mechanisms and their associated periodic, impulsive, modulating, nonlinear coupling characteristics along with noise contamination. Through in-depth modelling, extensive simulations and experimental verifications upon different and combined faults that often occur in the bearings and gears of representative industrial gearbox systems, the thesis has made following main conclusions in acquiring accurate diagnostic information based on improved signal processing techniques: 1) Among a wide range of advanced approaches investigated, such as adaptive line enhancer (ALE), wavelet transforms, time synchronous averaging (TSA), Kurtogram analysis, and bispectrum representations, the modulation signal bispectrum based sideband estimator (MSB-SE) is regarded as the most powerful tool to enhance the periodic fault signatures as it has the unique property of simultaneous demodulation and noise reduction along with ease of implementation. 2) The proposed MSB-SE based robust detector can achieve optimal band selection and envelope spectrum analysis simultaneously and show more reliable results for bearing fault detection and diagnosis, compared with the popular Kurtogram analysis which highlights too much on localised impulses. 3) The proposed residual sideband analysis yields accurate and consistent diagnostic results of planetary gearboxes across wide operating conditions. This is because that the residual sidebands are much less influenced by inherent gear errors and can be enhanced by MSB analysis. 4) Combined faults in bearings and gears can be detected and separated by MSB analysis. To make the results more reliable, multiple slices of MSB-SE can be averaged to minimise redundant interferences and improve the diagnostic performance

Fault detection and diagnosis of a multistage helical gearbox using magnitude and phase information from vibration signals

Vibration generated by a gearbox carries a great deal of information regarding its health condition. This research aims primarily on the detection and diagnosis of tooth defects in a multistage gearbox based on advanced vibration analysis. Time synchronised averaging (TSA) analysis is effective at removing noise but it is inefficient in implementation and in diagnosing different types of faults such as bearing defects other than gears. Conventional bispectrum (CB) can eliminate Gaussian noise while it preserves the signal’s phase information, however its overpopulated contents can still provide inaccurate information regarding to different types of gear faults. Recently developed modulation signal bispectrum (MSB) has the high potential to lead to the high accuracy of diagnostics of gearboxes as it more effectively characterises modulation signals such as gearbox vibrations. Therefore, the research takes MSB as the fundamental tool for analysing gearbox vibration signals and developing accurate diagnostic techniques. Firstly, it has realised that conventional techniques often ignore the effect of phase information in gearbox diagnostics. This thesis then focuses on developing CB and MSB based techniques for detecting and diagnosing of gearbox faults. Secondly, it has found that vibration responses from a multiple stage gearbox have high interferences between amplitude modulation (AM) and phase modulation (PM) which can be formalised from both gear faults and inherent manufacturing errors. However, the faults can induce wider bandwidth vibrations. Correspondingly, optimal component based schemes are also developed based on the use of MSB coherence results. Then the proposed MSB method allows an effective gearbox diagnosis using the signals in a narrower frequency band that is below twice the rotational frequency plus the highest meshing frequency amongst different gear transmission stages, being more suitable for wireless network condition monitoring systems. It has also found that the signals at resonance frequencies has a higher signal-to-noise ratio and more effective for obtaining accurate diagnosis. Also software encoder based TSA was found to be not robust and accurate due to the influences of noise and referencing components on obtaining a reliable phase signal for implementing TSA. Finally, the diagnostics carried out upon different fault cases using both CB and MSB have verified the proposed approaches can provide accurate diagnostic results, and with the new MSB based detector and estimator being more effective in differentiating between diffident fault locations for two local and one non-uniformly distributed tooth damages in a two stage helical gearbox

Prognostic-based Life Extension Methodology with Application to Power Generation Systems

Practicable life extension of engineering systems would be a remarkable application of prognostics. This research proposes a framework for prognostic-base life extension. This research investigates the use of prognostic data to mobilize the potential residual life. The obstacles in performing life extension include: lack of knowledge, lack of tools, lack of data, and lack of time. This research primarily considers using the acoustic emission (AE) technology for quick-response diagnostic. To be specific, an important feature of AE data was statistically modeled to provide quick, robust and intuitive diagnostic capability. The proposed model was successful to detect the out of control situation when the data of faulty bearing was applied. This research also highlights the importance of self-healing materials. One main component of the proposed life extension framework is the trend analysis module. This module analyzes the pattern of the time-ordered degradation measures. The trend analysis is helpful not only for early fault detection but also to track the improvement in the degradation rate. This research considered trend analysis methods for the prognostic parameters, degradation waveform and multivariate data. In this respect, graphical methods was found appropriate for trend detection of signal features. Hilbert Huang Transform was applied to analyze the trends in waveforms. For multivariate data, it was realized that PCA is able to indicate the trends in the data if accompanied by proper data processing. In addition, two algorithms are introduced to address non-monotonic trends. It seems, both algorithms have the potential to treat the non-monotonicity in degradation data. Although considerable research has been devoted to developing prognostics algorithms, rather less attention has been paid to post-prognostic issues such as maintenance decision making. A multi-objective optimization model is presented for a power generation unit. This model proves the ability of prognostic models to balance between power generation and life extension. In this research, the confronting objective functions were defined as maximizing profit and maximizing service life. The decision variables include the shaft speed and duration of maintenance actions. The results of the optimization models showed clearly that maximizing the service life requires lower shaft speed and longer maintenance time

Condition Monitoring and Fault Diagnosis of a Multi-Stage Gear Transmission Using Vibro-acoustic Signals

Gearbox condition monitoring(CM) plays a vital role in ensuring the reliability and operational efficiency of a wide range of industrial facilities such as wind turbines and helicopters. Many technologies have been investigated intensively for more accurate CM of rotating machines with using vibro-acoustic signature analysis. However, a comparison of CM performances between surface vibrations and airborne acoustics has not been carried out with the use of emerging signal processing techniques. This research has focused on a symmetric evaluation of CM performances using vibrations obtained from the surface of a multi stage gearbox housing and the airborne sound obtained remotely but close to the gearbox, in conjunction with state of the art signal processing techniques, in order to provide efficient and effective CM for gear transmissions subject to gradual and progressive deteriorations. By completing the comparative studies, this research has resulted in a number of new findings that show significant contributions to knowledge which are detailed as follows. In general, through a comprehensive review of the advancement in the subject, the research has been carried out by integrating an improved dynamic modelling, more realistic experiment verification and more advanced signal processing approaches. The improved modelling has led to an in-depth understanding of the nonlinear modulation in vibro-acoustic signals due to wear effects. Thereafter, Time Synchronous Average (TSA) and Modulation Signal Bispectrum (MSB) are identified to be the most promising signal processing methods to fulfil the evaluation because of their unique properties of simultaneous noise reduction and modulation enhancement. The more realistic tests have demonstrated that arun-to-failure test is necessary to develop effective diagnostic tools as it produces datasets from gear transmissions where deterioration naturally progresses over a long operation, rather than faults created artificially to gear systems, as is common in the majority of studies and the results unreliable. Particularly, the evaluation studies have clarified a number of key issues in the realisation of gearbox diagnostics based on TSA and MSB analysis of the vibrations from two accelerometers and acoustics from two microphones in monitoring the run-to-failure process, which showed slight gear wear of two back-to-back multiple stage helical gearboxes under variable load and speed operations. TSA analysis of vibration signals and acoustic signals allows for accurate monitoring and diagnosis results of the gradual deterioration in the lower speed transmission of both the tested gearboxes. However, it cannot give the correct indication of the higher speed stages in the second gearbox as the reference angle signal is too erroneous due to the distortion of long transmission trains. In addition, acoustic signals can indicate that there is a small determination in the higher speed transmission of the first gearbox. The MSB analysis of vibration signals and sound signals allows for the gathering of more corrective monitoring and diagnostic results of the deterioration in the four stages of transmissions of the two tested gearboxes. MSB magnitudes of both the two lower speed transmissions show monotonic increases with operational time and the increments over a longer period are in excess of three times higher than the baselines, the deteriorations are therefore regarded as severe. For the two higher speed transmissions, the MSB of vibrations and acoustics illustrates small deteriorations in the latter operating hours. Comparatively, acoustic signal based diagnostics can out-perform vibration as it can provide an early indication of deteriorations and correct diagnosis of the faults as microphones perceive a large area of dynamic responses from gearbox housing whereas accelerometers collect a very localised response which can be distorted by transmission paths. In addition, MSB analysis can out-perform conventional TSA as it maintains all diagnostic information regarding the rotating systems and can be implemented without any additional reference channels

Computational intelligence for fault diagnosis in gearbox systems

Employing an efficient condition monitoring system in industrial applications is an important factor in improving the quality of production and increasing the operational life of machines by revealing machine faults at the earlier stage. Damage in gearbox system is one of the most catastrophic failures in machineries. Any defects related to a gearbox will in influence the performance of an entire mechanical system. A reliable and efficient fault diagnosis system is required to reduce the maintenance cost and downtime, thereby preventing machinery performance degradation and failure. Many condition monitoring and fault diagnosis systems are investigated in the literature for gearbox fault detection and diagnosis. However, there are still many challenges to tackle mainly due to the complex nature of gearbox structure, limited access to the component to be monitored and the low signal-tonoise ratio experienced especially when operating machineries under fault conditions. The aim of this research is to develop a systematic methodology for the design of condition monitoring systems for gearbox faults by investigating sensor selection, sensor location, and sensory features to be able to diagnose a fault accurately. Therefore, the goal is to select reliable techniques at each stage in order to improve the reliability of the fault diagnosis system. Different sets of experiments based on gearbox conditions are conducted using several sensors including vibration, acoustic emission, speed, and torque. Measured signals are analysed using conventional and advanced signal processing and data analysis methods including time, frequency and time/frequency domains such as Fast Fourier Transform (FFT), Short Time Fourier Transform (STFT), and Wavelet analysis (WT). Several statistical and mathematical techniques have been proposed as features extraction methods to reduce the dimensionality and select appropriate information. For this research, a single stage gearbox system with two main type of faults (pitting and broken teeth) with various degrees of damage in helical gear are used to evaluate the proposed approach. This research investigated the relationship between sensor location and detecting the fault in gearbox system. A methodology has been proposed for locating indirect monitoring sensors such as acoustic emission and vibration on gearbox to obtain high quality information regarding the behaviour of machine condition. The methodology is designed to evaluate the optimum sensor positioning for detecting faults in the gearbox system. A novel gearbox monitoring approach named an Automated Sensor and Signal Processing Selection for Gearbox system (ASPSG) has been applied to select the most reliable and sensitive sensors, features and signal processing methods based on optimal sensor location. The ASPSG approach is based on simplifying complex sensory signals into a group of Sensory Characteristic Features (SCFs) and evaluating the sensitivity of these SCFs in detecting gearbox faults. The aim of this approach is to enhance the performance of monitoring system of gearbox fault detection and to reduce the number of sensors required in the overall system and reduce the cost. To implement the suggested ASPSG approach two strategies are proposed: automated system based on Taguchi's orthogonal arrays and stepwise system using (Linear Regression (LR), Fuzzy Rule Based System (FRBS) and Principal Component Analysis (PCA), techniques ). To evaluate both strategies, four different classification models are employed using supervised and unsupervised neural networks. Both strategies have been implemented to prove the capability of the suggested approach. A cost reduction is performed based on removing the least utilised sensors without losing the performance of the condition monitoring system. The results show that the ASPSG approach can provide a systematic design methodology for condition monitoring systems for gearboxes and that it is capable of detecting faults in a gearbox system with less cost and reduced number of experiments. Consequently, the findings of this research prove that the sensor location could have significant effect on the design of the condition monitoring system and its performance